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Smart Summary

Factual and Procedural Background

The parties are the parents of a daughter, with the petitioner initially having physical custody and the respondent granted scheduled visitation rights. In October 1996, the respondent filed a petition seeking modification of custody. Subsequently, in November 1996, the respondent filed a violation petition alleging that the petitioner denied him visitation. Approximately one week later, the petitioner filed a family offense petition accusing the respondent of sexually abusing the child.

In January 1997, the Family Court commenced hearings on the respondent’s two petitions. The petitioner was represented by assigned counsel William Schebaum, who indicated he would call two expert witnesses—a clinical social worker and a clinical psychologist—to support the family offense petition. After the respondent rested, the hearing was adjourned.

The proceedings resumed on March 12, 1997, but Schebaum was absent and sent another attorney, Kelly Eckmair, to represent the petitioner. The petitioner met Eckmair for the first time that morning and was unaware of Schebaum’s absence. The Family Court refused to delay the hearing, and Eckmair presented the petitioner as the sole witness. The court ultimately dismissed the family offense petition as unfounded, granted physical custody of the child to the respondent, found the petitioner in willful violation of the visitation order, and sentenced her to 10 days in jail. The petitioner appealed, arguing denial of effective assistance of counsel.

Legal Issues Presented

  1. Whether the petitioner was denied effective assistance of counsel under Family Court Act § 262(a) due to the substitution of counsel on short notice and the failure to call certain expert witnesses originally intended to testify.
  2. Whether the Family Court erred in refusing to delay the hearing despite the petitioner’s lack of prior acquaintance with substitute counsel.

Arguments of the Parties

Appellant's Arguments

  • The petitioner contended she was denied effective assistance of counsel because she met substitute counsel Eckmair for the first time on the day of the hearing and was unaware that original counsel Schebaum would not be present.
  • The petitioner argued that the Family Court erred in refusing to delay the hearing and in concluding, without explanation, that Eckmair was sufficiently familiar with the case.
  • The petitioner criticized the failure of Eckmair to call the two expert witnesses Schebaum had intended to present.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Matter of Tioga County Dept. of Social Servs. [Michelle K.] v. Joseph L., 232 A.D.2d 757 Substitute counsel’s familiarity with the case and adequacy of representation. The court found Eckmair sufficiently familiar with the case to proceed despite the petitioner meeting her only that morning.
Matter of Kazmi v. Kazmi, 201 A.D.2d 857 Standards for evaluating counsel’s performance and strategy. The court noted no apparent deficiencies in Eckmair’s strategy or performance during the hearing.
Matter of Shawnmanne CC., 244 A.D.2d 662 Failure to call certain witnesses alone does not establish ineffective assistance. The petitioner’s bare assertion regarding the absence of expert witnesses was insufficient to prove ineffective assistance.
Matter of Morlando v. Morlando, 240 A.D.2d 852, lv denied 91 N.Y.2d 802 Reasonable competence and meaningful representation by counsel. The court concluded that petitioner received competent and meaningful legal representation.
Matter of Williams v. MacDougall, 226 A.D.2d 782 Assessment of counsel’s adequacy in family court proceedings. Supported the court’s conclusion regarding adequacy of counsel’s performance.

Court's Reasoning and Analysis

The court analyzed the petitioner’s claim of ineffective assistance by examining the circumstances surrounding the substitution of counsel. Although the petitioner met substitute counsel Eckmair only on the morning of the hearing, the court found Eckmair was well prepared and sufficiently familiar with the case to proceed without delay. The court relied on precedent establishing that a substitute attorney’s prior acquaintance with the client is not dispositive if the counsel’s performance is competent.

The court also considered the fact that the two expert witnesses originally intended by Schebaum were not called; however, their reports were admitted into evidence and considered. The petitioner’s mere assertion that these witnesses were not called was insufficient to demonstrate ineffective assistance. The court noted that Eckmair conducted adequate direct and cross-examinations and made appropriate objections, indicating competent representation.

On the totality of the circumstances, the court concluded the petitioner received reasonably competent and meaningful representation in accordance with legal standards.

Holding and Implications

The Family Court’s order is affirmed without costs.

The direct effect of this decision is to uphold the dismissal of the petitioner’s family offense petition, the grant of physical custody to the respondent, and the finding that the petitioner willfully violated visitation orders, resulting in a jail sentence. The court’s ruling confirms that substitution of counsel on short notice does not necessarily constitute ineffective assistance if the substitute attorney is adequately prepared. No new legal precedent was established beyond the application of existing standards to the facts of this case.

In the Matter of PRISCILLA R. THOMPSON, Appellant, v. MICHAEL D. JONES, Respondent.

The parties are the parents of a daughter and petitioner retained physical custody of the child, with scheduled visitation rights for respondent. In October 1996, respondent filed a petition for modification of custody. On November 13, 1996, respondent filed a violation petition alleging that petitioner had denied him visitation with the child and approximately one week later, petitioner filed a family offense petition against respondent, alleging that he had sexually abused the child. In January 1997, Family Court commenced a hearing on respondent's two petitions, at which petitioner was represented by assigned counsel William Schebaum. At the beginning of that hearing, Schebaum informed the court that to support petitioner's family offense petition, he would call Bill Hayes, a clinical social worker who had met with the child, and Richard Hamill, a clinical psychologist who had interviewed the child, petitioner and respondent, to testify. At the close of that day, respondent rested.

The parties reconvened on March 12, 1997 for a hearing on petitioner's family offense petition. At that time, Schebaum was not present but instead sent Kelly Eckmair to appear on his behalf. Petitioner told Family Court that she was meeting Eckmair for the first time that morning and was not aware that Schebaum would not be present. Family Court refused to delay the proceedings and petitioner's case was presented; Eckmair's sole witness was petitioner. After the proceedings were completed, Family Court ruled that the abuse allegations were unfounded and dismissed petitioner's family offense petition. Family Court granted physical custody of the child to respondent and, concluding that petitioner had willfully violated the court's prior visitation order, granted the violation petition and sentenced petitioner to 10 days in jail. Arguing she was denied effective assistance of counsel, petitioner appeals.

Petitioner argues that she was denied effective assistance of counsel ( see, Family Ct Act § 262 [a]) because she had met Eckmair for the first time on the morning of the second day of the hearing and because the two individuals Schebaum indicated he intended to call to testify were not presented as witnesses by Eckmair. She contends that Family Court erred when it concluded, without setting forth the basis of its conclusion, that Eckmair was sufficiently familiar with the case and refused to delay the proceedings. We disagree. The record indicates that Eckmair was well prepared in her representation and was sufficiently familiar with the case as to continue with the hearing in Schebaum's place, despite the fact that petitioner had met Eckmair for the first time that morning ( see, Matter of Tioga County Dept. of Social Servs. [Michelle K.] v. Joseph L., 232 A.D.2d 757). Moreover, there were no apparent deficiencies in Eckmair's strategy or performance at the hearing ( see, Matter of Kazmi v. Kazmi, 201 A.D.2d 857) and petitioner's bare assertion that Eckmair failed to call certain witnesses cannot alone establish ineffective assistance ( see, Matter of Shawnmanne CC., 244 A.D.2d 662); counsel conducted adequate direct and cross-examinations and made appropriate objections ( see, Matter of Tioga County Dept. of Social Servs. [Michelle K.] v. Joseph L., supra). Based upon our review of the record and the totality of the circumstances in this case, we conclude that petitioner received reasonably competent and meaningful representation ( see, Matter of Morlando v. Morlando, 240 A.D.2d 852, lv denied 91 N.Y.2d 802; Matter of Williams v. MacDougall, 226 A.D.2d 782).

We note that while Hayes and Hamill were not called to testify, their reports were admitted into evidence and considered by Family Court.

Mercure, J.P., Crew III, Yesawich Jr. and Carpinello, JJ., concur.

Ordered that the order is affirmed, without costs.

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MATTER OF THOMPSON v. JONES
(Sep 24, 1998)