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Smart Summary

Factual and Procedural Background

Kenneth B. Quarterman filed a legal malpractice lawsuit against John M. Cullum following protracted litigation concerning the will and estate of their mother, Helen B. Quarterman, after her death in 1990. Alan Quarterman, Kenneth's brother, was named executor of the estate and filed a petition to probate the will. Kenneth filed a caveat alleging lack of capacity and undue influence in the execution of the will. Kenneth retained Cullum in 1996 to represent him in the probate case. Cullum failed to timely move to depose Alan during the discovery period. The probate court granted summary judgment in favor of Alan, admitting the will to probate, a decision later affirmed by the Supreme Court of Georgia.

Kenneth then filed a legal malpractice claim against Cullum in 1998, alleging Cullum’s failure to timely depose Alan prejudiced the outcome. After procedural delays and a dismissal without prejudice in 2006, Kenneth refiled the malpractice claim with an expert affidavit. Cullum moved for summary judgment, which the trial court granted, finding no breach of standard of care or proximate cause. Kenneth appealed.

Legal Issues Presented

  1. Whether the trial court erred in denying Quarterman’s motion for refund of the initial filing fee after granting in forma pauperis status.
  2. Whether the trial court abused its discretion by denying Quarterman’s motions to continue the summary judgment oral argument.
  3. Whether the trial court was required to acknowledge Quarterman’s disability under the Americans With Disabilities Act (ADA) in its rulings.
  4. Whether the trial court erred in denying Quarterman’s motion to reopen discovery shortly before the summary judgment oral argument.
  5. Whether the trial court erred by ruling on summary judgment before Quarterman’s interlocutory appeal of the discovery denial was resolved.
  6. Whether the trial court erred by granting summary judgment to Cullum on the legal malpractice claim.

Arguments of the Parties

Appellant's (Quarterman) Arguments

  • The trial court erred by denying his motion for a refund of the initial $99 filing fee after granting him pauper status.
  • The trial court abused its discretion by denying his motions to continue the summary judgment oral argument, especially after granting Cullum a continuance.
  • The court should have acknowledged his status as a severely disabled elderly litigant under the ADA, which he argued afforded him certain rights.
  • The trial court erred by denying his motion to reopen discovery, filed on the day of the oral argument, especially since Cullum had previously obtained an extension.
  • The trial court improperly ruled on summary judgment before his interlocutory appeal of the discovery denial was decided.
  • The trial court erred in granting summary judgment to Cullum because Cullum’s failure to timely depose Alan caused the unfavorable outcome in the underlying probate case.

Appellee's (Cullum) Arguments

  • The expert affidavit submitted by Quarterman was insufficient to show breach of the standard of care or proximate cause.
  • No good cause existed to depose Alan within the discovery period, and at all times Cullum exercised due care and diligence.
  • The trial court properly exercised discretion in denying continuances and motions to reopen discovery given the case’s long duration and lack of specific evidence to be obtained.
  • The trial court properly denied the refund of the filing fee as no authority requires refunding fees paid before pauper status is granted.
  • The summary judgment was proper because Quarterman failed to produce evidence that Cullum’s alleged negligence proximately caused his injuries; causation was speculative.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Quarterman v. Quarterman, 268 Ga. 807, 493 S.E.2d 146 (1997) Background facts regarding the probate litigation and will execution. Provided foundational context for the underlying dispute between the parties.
Gipson v. State, 297 Ga.App. 413, 677 S.E.2d 431 (2009) Trial court’s broad discretion in granting or denying continuances. Supported the court’s conclusion that denial of continuances was not an abuse of discretion.
Belger v. Exchange Bank, 148 Ga.App. 275, 251 S.E.2d 22 (1978) Standard for evaluating motions for continuance and trial court discretion. Reinforced the court’s exercise of discretion in denying continuances given case circumstances.
Turner v. Masters, 304 Ga.App. 855, 698 S.E.2d 346 (2010) Clarification that ADA remedies do not include reversal of summary judgment. Supported rejection of Quarterman’s ADA-based argument for reversal.
Lawrence v. Direct Mtg. Lenders Corp., 254 Ga.App. 672, 563 S.E.2d 533 (2002) Trial court’s discretion to control discovery periods. Upheld denial of motion to reopen discovery due to lack of specific evidence sought and case age.
Guerrero v. McDonald, 302 Ga.App. 164, 690 S.E.2d 486 (2010) Elements of legal malpractice and necessity of proving proximate cause. Guided the court’s analysis that Quarterman failed to prove causation and thus summary judgment was proper.

Court's Reasoning and Analysis

The court began by addressing procedural issues, finding no jurisdiction to review the denial of a filing fee refund in the original case and no authority requiring such refund after pauper status is granted. It held that denial of continuances was within the trial court’s broad discretion, especially given the lengthy duration of the litigation and the straightforward nature of the claims. The court rejected Quarterman’s ADA argument, noting no alleged violation or requirement that courts mention a litigant’s disability.

Regarding discovery, the court found no abuse of discretion in denying Quarterman’s motion to reopen discovery filed years after the discovery period had expired and without specifying what evidence he sought. The court also found no error in ruling on summary judgment before an interlocutory appeal of the discovery denial was resolved, as the interlocutory appeal was denied.

On the merits of the legal malpractice claim, the court applied the standard that a plaintiff must prove attorney employment, breach of ordinary care, and proximate cause of damages. While the expert affidavit suggested prejudice from Cullum’s failure to timely depose Alan, Quarterman failed to identify what testimony would have been elicited or how it would have changed the outcome. The court emphasized that proximate cause cannot be based on speculation or conjecture. Because Quarterman did not provide evidence creating a genuine issue of material fact on causation, summary judgment was proper.

Holding and Implications

The Court of Appeals of Georgia affirmed the trial court’s grant of summary judgment in favor of John M. Cullum.

This decision means that Quarterman’s legal malpractice claim was dismissed on grounds that he failed to prove that Cullum’s alleged negligence proximately caused his injury. The court’s ruling does not establish new precedent but confirms the necessity of demonstrating causation beyond speculation in legal malpractice actions. Procedural rulings on continuances, discovery, and filing fees were also upheld, emphasizing the trial court’s discretion and procedural limits on appeals.

QUARTERMAN v. CULLUM.

DOYLE

Kenneth B. Quarterman, pro se. John M. Cullum, pro se.

DOYLE, Judge.

Kenneth B. Quarterman filed a legal malpractice case against John M. Cullum. Quarterman appeals following the grant of summary judgment to Cullum, alleging multiple enumerations of error. For the reasons that follow, we affirm.

This case arises out of protracted litigation between Quarterman and his brother, Alan Quarterman (“Alan”), regarding the will and estate of their mother, Helen B. Quarterman (“Helen”), following her death in 1990.

Some of the relevant facts are set forth in Quarterman v. Quarterman, 268 Ga. 807, 493 S.E.2d 146 (1997).

On March 13, 1990, Alan, as the named executor of his mother's estate, filed a petition to probate her last will and testament. On March 23, 1990, [Quarterman] filed a caveat to the petition alleging that his mother did not freely and voluntarily execute the will because 1) she lacked the capacity to make a will, and 2) Alan exercised undue influence over her.

Id. at 807, 493 S.E.2d 146. Helen's will “divide[d] her property between her sons in equal shares based upon her valuation.” Id. at 808(2), 493 S.E.2d 146.

Quarterman retained Cullum to represent him in the probate case in 1996. Shortly thereafter, the probate court entered a pretrial order nunc pro tunc to August 9, 1996, granting an additional 60 days from the date of the order for the parties to conduct discovery and granting Quarterman the opportunity to file a motion to depose Alan “upon [a] showing of good cause.” Cullum did not move to depose Alan until after the extended discovery period expired. On October 21, 1996, the probate court granted summary judgment to Alan, and Helen's will was admitted to probate in solemn form. The Supreme Court of Georgia subsequently affirmed the grant of summary judgment to Alan.

See id.

On October 8, 1998, Quarterman filed a legal malpractice action against Cullum, alleging that Cullum's failure to timely file a motion to depose Alan resulted in the probate court's failure to consider such evidence in its decision to grant summary judgment to Alan and that such evidence would have created a question of fact and precluded summary judgment. Cullum filed an answer and a counterclaim for unpaid fees in November 1998. With the exception of a certificate of service indicating service of discovery requests to Quarterman by Cullum in April 1999, nothing further was filed in the case until August 13, 2003, when Quarterman filed a motion for a pretrial conference and a pauper's affidavit. On September 2, 2003, Quarterman filed a motion for an order directing the clerk to refund his $99 filing fee and authorizing him to proceed in forma pauperis with all future filings on the case. The court granted Quarterman's motion to proceed in forma pauperis, but denied his motion for a refund of the filing fee. On May 3, 2006, after the parties failed to appear for docket calendar call, the trial court entered an order dismissing the case, including Cullum's counterclaim, without prejudice.

On November 1, 2006, Quarterman refiled his malpractice claim against Cullum and attached thereto an expert affidavit and a pauper's affidavit. Cullum filed a motion to dismiss the renewal action, arguing that Quarterman's expert affidavit was insufficient, and the trial court denied the motion. In April 2010, Cullum also filed a motion for summary judgment, which the trial court granted following oral argument, finding that Quarterman had failed to demonstrate that Cullum breached the applicable standard of care or that any such breach was the proximate cause of Quarterman's injuries. Quarterman filed a timely notice of appeal on December 16, 2010.

1. Quarterman argues that the trial court erred by denying his motion for a refund of his $99 filing fee paid in his initial legal malpractice action after granting his right to proceed in forma pauperis. Quarterman failed to appeal this ruling in the original case, and we have no jurisdiction to consider it in this appeal of the renewal action. Pretermitting our lack of jurisdiction, however, Quarterman presents no basis for relief.

OCGA § 9–15–2(a)(1) provides that

[w]hen any party, plaintiff or defendant ... is unable to pay any deposit, fee, or other cost which is normally required in the court, if the party shall subscribe an affidavit to the effect that because of his indigence he is unable to pay the costs, the party shall be relieved from paying the costs and his rights shall be the same as if he had paid the costs.

Here, Quarterman paid the $99 filing fee at issue on October 8, 1998. Five years later, he filed a motion to obtain an interlocutory order directing the clerk to refund the filing fee and permitting him to proceed in forma pauperis with all future filings. The trial court granted the motion to proceed in forma pauperis, but denied his motion for a refund of the filing fee. Quarterman has failed to provide any authority to support his contention that a trial court is required to direct the clerk to refund a filing fee paid before the filing of a pauper's affidavit, and we are aware of none.

2. Quarterman contends that the trial court erred by denying his motions to continue the summary judgment oral argument because the trial court previously granted a motion for continuance filed by Cullum and because it “is standard operating procedure for a trial court to grant a minimum of one motion for a continuance on something as final as a summary judgment hearing.” We find no basis for reversal.

A motion for continuance is addressed to the sound discretion of the trial court, and this [C]ourt will not interfere unless it is clearly shown that the court abused its discretion. The trial judge, in the exercise of his discretion to grant or refuse a continuance, has to consider the facts and circumstances of each case to determine what the ends of justice require. Broad discretion must be granted trial courts on matters of continuances.

(Punctuation omitted.) Gipson v. State, 297 Ga.App. 413, 415(2), 677 S.E.2d 431 (2009).

On July 2, 2010, Quarterman filed a motion for a 90–day continuance of the summary judgment oral argument scheduled for July 8, 2010, citing various personal circumstances that had prevented him from preparing for the oral argument; he filed a second motion to continue the oral argument on July 8, 2010. At the time Quarterman filed the motions, the matter had been pending for almost twelve years, and Cullum's summary judgment motion had been pending for over two months. We find Quarterman's arguments on appeal unpersuasive. Given the duration of this litigation and the relatively straightforward nature of the claims, we find no abuse of discretion in the denial of Quarterman's motions to continue the oral argument.

See Belger v. Exchange Bank, 148 Ga.App. 275, 251 S.E.2d 22 (1978).

3. Next, Quarterman argues that evidence in the record indicating that he “is a severely disabled elderly litigant ... makes it obligatory on the part of the court to make mention of this fact since it affords to Appellant rights under the Americans With Disabilities Act [(‘ADA’),] which is a federal law.” Quarterman does not, however, allege that the trial court in any way abridged or violated his rights under the ADA. Even had he done so, “the methods of enforcement and remedies available to one whose rights have been infringed under the ADA are set forth in 42 U.S.C. § 12188 and 42 U.S.C. § 2000a–3. Those statutory remedies do not include [reversal of the grant of summary judgment].” And, assuming that a trial court complies with the mandates of the ADA, it is under no obligation to “mention” a litigant's disability.

42 USC § 12101 et seq.
7. Turner v. Masters, 304 Ga.App. 855, 858(2), 698 S.E.2d 346 (2010).

4. Quarterman argues that the trial court erred by denying his motion to reopen discovery for 90 days, which he filed on July 8, 2010, the day of the oral argument. In the brief filed in support of the motion, Quarterman explained that he was disabled, that the trial court had previously granted Cullum's request to reopen discovery, and that he was trying to retain counsel. Quarterman did not, however, detail any discovery that he needed to obtain.

The record contains an order extending discovery through September 1, 2007; there do not appear to be any further extensions. Thus, discovery apparently expired in 2007, almost three years before Quarterman sought to reopen the discovery period.

We see no such order in the record. Presumably, Quarterman refers to the May 7, 2007 order granting Cullum's request to extend discovery until September 1, 2007.

“A trial court has wide discretion to shorten, extend, or reopen the time for discovery, and its decision will not be reversed unless a clear abuse of that discretion is shown.” Given the length of time the case had been pending and Quarterman's failure to specify the evidence he hoped to obtain during discovery, we find no abuse of discretion in the trial court's denial of his motion to reopen discovery.

(Punctuation omitted.) Lawrence v. Direct Mtg. Lenders Corp., 254 Ga.App. 672, 673(1), 563 S.E.2d 533 (2002).

See id. at 673–674(1), 563 S.E.2d 533.

5. Quarterman further contends that the trial court erred by ruling on the summary judgment motion before his appeal of the order denying his motion to reopen discovery had commenced. This enumeration is without merit.

This Court denied Quarterman's application for interlocutory appeal of the order denying his motion to reopen discovery. And, as we held in Division 4, the trial court did not abuse its discretion by denying the motion to reopen discovery.

6. In his final enumeration, Quarterman contends that the trial court erred by granting summary judgment to Cullum. We disagree.

Summary judgment is proper when there is no genuine issue of material fact and the movant is entitled to judgment as a matter of law. A de novo standard of review applies to an appeal from a grant of summary judgment, and we view the evidence, and all reasonable conclusions and inferences drawn from it, in the light most favorable to the nonmovant. To prevail on a legal malpractice claim, a plaintiff must prove that (1) he employed the attorney; (2) the attorney “failed to exercise ordinary care, skill, and diligence”; and (3) this failure was the proximate cause of damages to the client.

See OCGA § 9–11–56(c).
FN13. Matjoulis v. Integon Gen. Ins. Corp., 226 Ga.App. 459(1), 486 S.E.2d 684 (1997).

(Punctuation omitted.) Guerrero v. McDonald, 302 Ga.App. 164, 166(1), 690 S.E.2d 486 (2010).

To establish proximate cause, [Quarterman] must show that but for [Cullum's] error, the outcome would have been different; any lesser requirement would invite speculation and conjecture. [The defendant] is entitled to summary judgment if he shows that there is an absence of proof adduced by [the plaintiff] on the issue of proximate cause.

(Punctuation omitted.) Id.

Pretermitting whether Cullum was negligent, Quarterman “cannot prevail on his negligence claim because he failed to put forth evidence to create a jury issue on causation.”

Id.

In support of his claim, Quarterman filed the expert affidavit of Herb Shafer, which stated:

The failure of John M. Cullum, Esquire[,] to comply with the [probate c]ourt's order, vis-a-vis discovery, has doubtlessly prejudiced the Plaintiff, Kenneth B. Quarterman. Mr. Cullum's non-feasance, i.e., noncompliance with the Court's order, is inexcusable and actionable. In response, Cullum filed his own affidavit, in which he averred:

The [p]robate [c]ourt ruled in the pretrial order that discovery would be allowed on a limited basis for sixty days, and that caveator could only depose Alan S. Quarterman upon a showing of good cause. No good cause existed to take the deposition of Alan S. Quarterman between August 9, 1996 and October 25, 2006, nor has there been any since. At all times during my representation of Kenneth Quarterman as his attorney in the case of his caveat to his mother's will I exercised the due and ordinary care, skill, and diligence required of me as an attorney....

As the trial court found, construing Shafer's affidavit in Quarterman's favor,

there is evidence that ... Quarterman might have been prejudiced in some manner by the failure to depose Alan .... However, ... Quarterman has not produced any evidence regarding topics that would have been addressed during the deposition [or] what testimony ... Quarterman intended to elicit during the deposition. There is also no evidence or even any arguments [regarding] how the taking of this deposition would have changed the outcome of the underlying case and made it more favorable to ... Quarterman. In short, there is no evidence that ... Quarterman's injuries could have been avoided based on ... Cullum moving the [p]robate [c]ourt and taking the deposition of Alan .... Instead, ... Quarterman's entire causation argument is based on mere speculation and conjecture. “[M]ere speculation and conjecture[ ] cannot serve as the basis for establishing proximate cause.” Accordingly, the trial court properly granted summary judgment to Cullum.

(Punctuation omitted.) Id. at 167(1), 690 S.E.2d 486.

Judgment affirmed.

ELLINGTON, C.J., and MILLER, P.J., concur.

-------- Notes:

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Quarterman v. Cullum
(Feb 6, 2012)