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Smart Summary

Factual and Procedural Background

The plaintiff in error, Allen Smith, was convicted of assault and battery in the City Court of Stephens County. The underlying facts, viewed in the light most favorable to the verdict, show that on January 13, 1950, Smith was at home with his wife and daughter after having been drinking. The daughter independently went to the police department, reporting concerns about her father’s intoxication. The chief of police directed Officer Rickman to visit the Smith home. Upon arrival, the defendant's wife told the officer that Smith was drunk and had assaulted her, requesting that he be taken to jail until a trial scheduled for Monday on another case. Officer Rickman, without a warrant, attempted to arrest Smith for public drunkenness, disorderly conduct, and resisting an officer. Smith resisted the arrest by holding the officer at bay with a rifle, injuring the officer’s hand with the rifle’s sight during the struggle. Despite resistance, Smith was arrested and jailed. Smith claimed he refused arrest without a warrant and that the officer tried to take the rifle from him, which he wrested back. The officers’ testimony contradicted this account.

Following conviction, Smith filed a motion for a new trial, later amended with special grounds, which was denied. This denial is the basis for the appeal and assignment of error.

Legal Issues Presented

  1. Whether the trial court erred in refusing to charge the jury that a person unlawfully arrested by an officer has the right to resist such arrest with proportionate force.
  2. Whether the evidence supported a finding that the arrest was legal or illegal under the applicable law governing warrantless arrests.
  3. Whether the trial court’s instruction to the jury that they were not to consider the question of resisting an officer was proper.
  4. Whether the failure to give the requested charge on the right to resist an unlawful arrest constituted reversible error.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mullis v. State, 196 Ga. 569 (27 S.E.2d 91) Defendant has the right to resist an unlawful arrest using proportionate force. Supported the principle that Smith had the right to resist if the arrest was illegal and that the force used was not excessive.
Yates v. State, 127 Ga. 813, 820 (56 S.E. 1017) Legality of arrest determines right to resist; no right to resist a legal arrest. Clarified that resistance is justified only against illegal arrests; applied to distinguish the gravamen of the offense.
Jenkins v. State, 3 Ga. App. 146 (1) (59 S.E. 435) Resistance not in excess of invasion force and used solely for prevention does not constitute a crime. Supported the view that Smith’s resistance was within lawful bounds if the arrest was illegal.
Thomas v. State, 91 Ga. 204, 206 (18 S.E. 305) General rule that a warrant is required for a legal arrest. Applied to evaluate the legality of the warrantless arrest attempted by Officer Rickman.
Porter v. State, 124 Ga. 297 (52 S.E. 283) Conditions under which a warrantless arrest is lawful and necessity of charging on unlawfulness of arrest. Supported the requirement to instruct the jury on the unlawfulness of the arrest as a defense.
Vlass v. McCrary, 60 Ga. App. 744, 748 (5 S.E.2d 63) Statutory conditions for warrantless arrests. Reinforced the legal standards limiting warrantless arrests and their application to the facts.
McDonald v. State, 152 Ga. 223 (109 S.E. 656) Courts cannot take judicial notice of city ordinances. Used to reject the State’s argument based on disorderly conduct without evidence of applicable ordinance.
Norton v. State, 137 Ga. 842 (3) (74 S.E. 759) Proper jury instruction on justification and unlawfulness of arrest as defense. Supported the requested charge on the right to resist an unlawful arrest and justification defense.
Wall v. State, 153 Ga. 309 (9) (112 S.E. 142) Failure to instruct on unlawfulness of arrest when relevant constitutes reversible error. Confirmed that the trial court's failure to charge on this issue was error requiring reversal.

Court's Reasoning and Analysis

The court analyzed whether the arrest of Smith was lawful under applicable statutory and case law. It emphasized that a warrantless arrest is lawful only under limited conditions: when the offense occurs in the officer’s presence, the offender is attempting to escape, or there is a risk of failure of justice without immediate arrest. The evidence showed Smith was in his home, no crime was committed in the officer's presence, and no evidence justified a warrantless arrest. The officer’s attempt to arrest without a warrant was therefore illegal.

Because the arrest was illegal, Smith had the right to resist with proportionate force to prevent the unlawful detention. The court noted that Smith’s resistance was not excessive since he was ultimately arrested despite his efforts. The trial court erred by instructing the jury that resisting an officer was not at issue and by refusing to give the requested charge explaining the right to resist an unlawful arrest. The court held that this failure to instruct on a critical defense was reversible error.

Holding and Implications

Judgment reversed.

The court reversed the conviction on the basis that the trial court erred by refusing to instruct the jury on the right to resist an unlawful arrest and by directing the jury to disregard the question of resisting an officer. The decision directly benefits the defendant by vacating the conviction. No new precedent was established beyond affirming existing principles regarding unlawful arrests and the right to resist them.

SMITH v. THE STATE.

One upon whom an arrest is unlawfully being made by an officer has the right to resist such arrest, force with force, proportionate to that being used by those detaining him.

DECIDED JUNE 5, 1951.

The plaintiff in error, Allen Smith, was convicted of the offense of assault and battery in the City Court of Stephens County. Construing the evidence in its light most favorable to support the verdict, the jury was authorized to find facts substantially as follows: that on Saturday afternoon, January 13, 1950, the defendant was in his home with his wife and nine-year-old daughter; that he had been drinking; that because he had been drinking, his daughter went to the police department and asked them to come to their home; that she testified she told the police her mother had sent her, but that she had actually slipped off and gone to the police of her own accord; that the chief of police then directed Police Officer Rickman, named in the accusation as the person upon whom the assault and battery was committed, to go to the house and see what the defendant's wife wanted; that the defendant came to the door and asked the police officer what he wanted; that thereupon the defendant's wife in his presence told the officer that the defendant had come in drunk and jumped on her, and that she wanted the officer to take him to jail until Monday, at which time he was to be tried on another case. The officer, who had no warrant for the arrest, then attempted to arrest the defendant for public drunkenness, disorderly conduct and resisting an officer; upon the defendant manifesting a disinclination to submit under these particular facts and circumstances, he then radioed another officer to assist him. When the second officer arrived, also without a warrant, the defendant was holding Rickman at bay with a German rifle. The evidence further showed that as the two officers approached, the defendant charged at Rickman with the barrel of the rifle in such way that the sight on the rifle barrel cut his left hand, and that, notwithstanding his efforts to resist the arrest, the defendant was arrested and placed in jail. The defendant's statement, supported by the testimony of one witness, was to the effect that Rickman had tried to carry the gun away and the defendant wrested it from him; that he had refused to be placed under arrest without a warrant but had told the officers that if they produced one he would go peaceably. This was contradicted by the testimony of the police officers.

Following his conviction, the defendant filed a motion for a new trial which was later amended by the addition of various special grounds. The overruling of this motion is assigned as error.

TOWNSEND, J. (After stating the foregoing facts.)

1. Error is assigned on the following charge of the court: "We are not trying the question of resisting an officer. The question for you to determine is whether or not an assault and battery was committed on this occasion." Error is also assigned on the court's refusal, on timely written request, to charge as follows: "I charge you that one upon whom an arrest is unlawfully being made by an officer, that such person sought to be arrested has the right to resist force with force proportionate to that being used in detaining him, and that if such arrest or attempted arrest by such an officer is unlawful, and in the progress of the transaction the officer is about to commit an injury upon the party whom he seeks to unlawfully arrest and so acts and makes a show of violence as to excite in the person sought to be arrested the fears of a reasonable man that an injury is about to be committed upon him, and such person acts under the influence of those fears, and not in a spirit of revenge, he may protect himself, although it may be necessary to injure the officer for that purpose."

The case here was made on the theory that the defendant committed an assault upon the police officer, Rickman. If this attempted arrest was illegal, the defendant had a right to resist the same, using as much force as would be necessary to do so. Mullis v. State, 196 Ga. 569 ( 27 S.E.2d 91). Obviously the defendant used no more force than was necessary to resist the arrest. It appears that he failed to use enough to effectuate this purpose, since the undisputed evidence shows that he was in fact arrested. If the attempted arrest was legal he had no right whatever to resist it; if it was illegal, he had the right to resist with all force necessary for that purpose. Yates v. State, 127 Ga. 813, 820 ( 56 S.E. 1017). As was held in Jenkins v. State, 3 Ga. App. 146 (1) ( 59 S.E. 435): "If the force of resistance is not in excess of the force of invasion, and is used solely for the purpose of prevention, no offense is committed." It is not contended by the State that the defendant used too much force to resist an illegal arrest, the contention being that he used some force to resist a legal arrest. Therefore, the very gravamen of the offense here charged is an assault upon a police officer engaged in making a legal arrest, since the repulsion by proportionate force of an illegal arrest does not constitute a crime.

In Thomas v. State, 91 Ga. 204, 206 ( 18 S.E. 305), it was held as follows: "No one who properly appreciates the sacredness of personal liberty and the jealousy of the law in guarding the same can doubt that as a general rule the law requires a warrant in order to render an arrest legal." See also Porter v. State, 124 Ga. 297 ( 52 S.E. 283); Vlass v. McCrary, 60 Ga. App. 744, 748 ( 5 S.E.2d 63). Code § 27-207 provides that an arrest without a warrant can be made by an officer of the law only (1) where the offense is committed in his presence; (2) where the offender is endeavoring to escape; or (3) where for other cause there is likely to be a failure of justice for want of an officer to issue a warrant. There is no evidence that the defendant committed any crime in the officer's presence. The officer testified that the defendant was drunk. However, he did not testify in what manner he made his drunkenness manifest. He was also, according to the undisputed evidence, in his own home, which is not a violation of Code § 58-608 making public drunkenness a misdemeanor. See Marshall v. State, 70 Ga. App. 106 ( 27 S.E.2d 702). The officer stated he arrested the defendant for disorderly conduct. Disorderly conduct, however, is not a crime prescribed by state law; no city ordinance was offered in evidence, and the testimony does not disclose whether the defendant was inside or outside the city limits of Toccoa at the time. Courts cannot take judicial cognizance of the existence of city ordinances. See McDonald v. State, 152 Ga. 223 ( 109 S.E. 656). There was no evidence that the defendant was endeavoring to escape, nor does it appear there was likelihood of a failure of justice for want of an officer to issue a warrant. The evidence affirmatively shows that Officer Rickman radioed another officer to come to the home of the defendant and help him make an illegal arrest. He should have, while thus radioing, instructed the other officer to procure a warrant before coming, so that the arrest would be legal. Thus, the evidence demands a finding that the arrest was illegal and the force used in resisting it was not in excess of the force of invasion.

It also appears that the sole defense was justification. The request submitted and refused by the trial court is a fair statement of this principle of law, couched substantially in the language of Norton v. State, 137 Ga. 842 (3) ( 74 S.E. 759). A defendant is entitled to have the unlawfulness of the arrest sought to be made considered in connection with the evidence and statement as applied to this defense. Yates v. State, 127 Ga. 813, 820 (supra). Failure to charge on this subject under these circumstances is reversible error. Porter v. State, supra, p. 304; Wall v. State, 153 Ga. 309 (9) ( 112 S.E. 142). The trial court here not only did not give the charge as requested, but did charge that the jury was "not concerned with the question of resisting an officer." This charge, as well as the failure to charge as requested, constituted error requiring a reversal.

The trial court erred in overruling the motion for a new trial as amended.

Judgment reversed. MacIntyre, P.J., and Gardner, J., concur.

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SMITH v. STATE
(Jun 5, 1951)