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People v. Kelly, No. 12 June Term 1971, Supreme Court of Michigan (Dec. 21, 1971) — Summary of Opinion

Factual and Procedural Background

John Robert Kelly was charged on March 25, 1968, with unlawful carnal knowledge of a female by force (rape) and with armed robbery. A jury in Detroit Recorder's Court convicted defendant on July 16, 1968. The Court of Appeals affirmed (26 Mich. App. 148), and this Court granted leave to appeal on October 27, 1970. This opinion resolves the appeal and was decided December 21, 1971.

The prosecution's evidence included testimony from two complaining witnesses describing very similar incidents at motels:

  • Hattie Jeffery testified that on August 26, 1967, the defendant entered her motel room at the Rio Grande Motel at about 7 a.m., forced her at gunpoint to place a pillow case over her head, raped her twice while allegedly wearing no clothes, and fled with a tape recorder and approximately $74.
  • Cecelia Coleman testified that on March 16, 1968, the defendant entered a room at the Oaks Motel at about 7:30 a.m., forced the boyfriend into the bathroom at gunpoint, locked the bathroom, made Miss Coleman put a pillow case over her head, raped her three times while allegedly wearing no clothes, and fled with cash, a watch, and a check.

At trial the prosecution introduced keys and a pistol seized from defendant at arrest. Several keys fitted rooms in the Oaks, Rio Grande, and Algiers motels; one key fitted room 29 of the Oaks Motel (the room where Miss Coleman was raped). The defendant testified and offered an alibi defense. On cross-examination he was asked, over defense objection, to explain a June 1967 gunshot wound; he stated he had been shot in a motel room incident in June 1967 in which he had been carrying an unregistered concealed pistol and that charges in that matter had been dismissed when the complaining witness failed to appear.

Legal Issues Presented

  1. Whether the trial court erred in admitting evidence concerning the defendant's prior and subsequent acts as proof of a scheme, plan, or system when that evidence tended to prove the commission of other crimes by the defendant.
  2. Whether the trial court committed reversible error by failing to instruct the jury immediately, sua sponte, about the limited purpose for which the evidence of other acts could be considered.
  3. Whether the trial court erred in admitting into evidence the pistol taken from the defendant at the time of his arrest.

Arguments of the Parties

Appellant's (Defendant's) Arguments

  • The trial court improperly admitted evidence of separate and different crimes for which the defendant had not been convicted (prior and subsequent acts), in that such evidence tended to prove other crimes rather than being limited to permissible purposes.
  • The trial court erred in failing to give an immediate, limiting instruction to the jury about the restricted purpose of the other-acts evidence; defendant contends an immediate instruction is required even if defense counsel does not request it.
  • The trial court erred in allowing the pistol seized at arrest into evidence.

People's (Prosecution's) Arguments

  • The evidence of other acts was properly admitted under MCLA § 768.27 as tending to show the defendant's scheme, plan, or system and therefore was relevant to material issues such as intent, identity, or absence of mistake.
  • The trial court provided an adequate limiting instruction in its final charge; no immediate limiting instruction was requested by defense counsel, and relevant precedent supports that a sua sponte immediate instruction is not required absent a request or clear miscarriage of justice.
  • The pistol taken from the defendant was admissible because the complaining witness testified the assailant had a pistol, the weapon found on defendant was a pistol of the same kind, and Miss Coleman identified the seized gun as the one used in her assault, together providing sufficient connection to the offense on trial.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
People v. Rose, 268 Mich. 529 (1934) Support for the validity of MCLA § 768.27 permitting proof of other acts to show motive, intent, absence of mistake, or scheme, plan or system. Cited as one of several authorities upholding the statute that permits introduction of other-acts evidence when relevant for the statutory purposes.
People v. Fleish, 306 Mich. 8 (1943) Support for the validity of MCLA § 768.27. Cited as authority upholding the statute allowing proof of other acts to show intent, motive, or plan.
People v. Nawrocki, 376 Mich. 252 (1965) Interpreting admission of evidence of other offenses to show scheme/plan/intent; noted that defendant did not request limiting instruction and none was given. Used to support the proposition that, in the absence of a specific request for a limiting instruction, the trial court was not required to give one sua sponte; the Court distinguishes the present case by noting that a limiting instruction was in fact given in the final charge here.
People v. Askar, 8 Mich. App. 95 (1967) Contains language that immediate, sua sponte limiting instructions are necessary when evidence is admitted to show scheme, plan or system (language characterized in this opinion as dicta). The Court treated Askar's statement about the necessity of immediate instructions as dicta because, in Askar, the evidence in question was held inadmissible; the Williams opinion declines to treat Askar as authoritative on the sua sponte instruction point.
People v. Anderson, 13 Mich. App. 247 (1968) Holds that absent a request or proper objection, the trial court is not required to give a limiting instruction regarding other-offense testimony. Relied upon by the Court to conclude that, absent a specific request by defense counsel or a proper objection pursuant to court rule, a limiting instruction given in the final charge is sufficient.

Court's Reasoning and Analysis

The Court addressed the three issues sequentially and applied statutory and case law principles to the facts shown at trial.

Issue I — Admissibility of Other-Acts Evidence

The Court began with MCLA § 768.27 (Stat Ann 1954 Rev § 28.1050), which permits proof of other acts when relevant to motive, intent, absence of mistake or accident, or a scheme, plan or system. The Court observed that the Jeffery and Coleman incidents shared strikingly similar features: forced entry into motel rooms at early morning hours, the assailant forcing a pillow case over the victim's head, the assailant using a pistol and allegedly wearing no clothes, and flight with victims' valuables and cash. Given these similarities, the Court concluded that the evidence of the Coleman incident tended to show a common scheme, plan, or system and was therefore admissible under the statute. The Court also found that testimony about the June 1967 altercation (where defendant was shot) was admissible within the latitude of cross-examination to show relevant aspects of defendant's conduct and pattern, even though that incident did not involve rape.

Issue II — Timing of Limiting Instruction

The defendant argued the trial court should have immediately instructed the jury, sua sponte, that the other-acts evidence could be considered only for the limited purposes permitted by law. The Court examined precedent: in Nawrocki the defendant did not request a limiting instruction and none was given, yet the conviction was affirmed; in Anderson the Court of Appeals held a limiting instruction was not required absent a request or proper objection; Askar contained language supporting immediate sua sponte instructions but the Williams opinion characterizes that language as dicta because the evidence there was inadmissible and the immediacy language was not supported by statutory or other authority.

Here, defense counsel did not request a limiting instruction at the time the evidence was admitted. The trial court did, however, give a specific and explicit limiting instruction in its final charge specifying that the jury was to deliberate on guilt or innocence only as to the charged August 26, 1967 offense and that evidence of the March 16, 1968 events could be used only to determine whether the acts were part of a general scheme, plan or system and for identification purposes. The Court held that while immediate limiting instructions might be appropriate in some cases, absent a specific request or a showing of miscarriage of justice, a limiting instruction given in the final charge is sufficient. Applying that rule, the Court found the trial court's final instruction adequate to protect the defendant's rights.

Issue III — Admissibility of the Seized Pistol

The Court addressed whether the pistol seized from the defendant at arrest was properly admitted. The Court referenced the principle (citing Wharton's Criminal Evidence) that admission of a weapon is proper if the prosecution shows the defendant possessed the weapon and that it was of the same kind used in the offense. In this case, the complaining witness (Jeffery) testified the assailant had a pistol; the weapon found on defendant was a pistol; and Miss Coleman testified that the gun taken from defendant at arrest was the same one used in her assault. The Court concluded that, taken together, the evidence sufficiently connected the seized pistol to the offenses charged and that the trial court did not err in admitting the gun into evidence.

Holding and Implications

AFFIRMED

Holding: The Supreme Court of Michigan affirmed the convictions of John Robert Kelly for rape and armed robbery. The Court held (1) evidence of other similar acts was properly admitted under MCLA § 768.27 to show a scheme, plan, or system; (2) a limiting instruction given in the final charge was sufficient where defense counsel did not request an immediate limiting instruction and no miscarriage of justice was shown; and (3) the pistol seized at arrest was properly admitted because the record provided a sufficient connection between the weapon and the offenses charged.

Implications: The direct effect is that the defendant's convictions and the evidentiary rulings at trial are upheld. The opinion applies existing statutory authority and precedent (as discussed) to affirm the trial court's rulings; it does not announce a novel rule requiring sua sponte immediate limiting instructions in the absence of a request and thus does not purport to create a new, broader procedural obligation on trial courts beyond the analysis provided. The opinion emphasizes reliance on MCLA § 768.27 and prior Michigan decisions in assessing admissibility and the timing/sufficiency of limiting instructions.

Opinion authored by Justice Williams. Justices T.M. Kavanagh, Black, Adams, T.E. Brennan, and Swainson concurred with Williams; Justice T.G. Kavanagh concurred in the result.

PEOPLE v. KELLY

WILLIAMS, J.

This case places three issues before this Court: 1) whether the trial court erred in admitting evidence concerning prior and subsequent acts of the defendant which the court held illustrated a scheme, plan or system, when such evidence tended to prove the commission of other crimes by the defendant; 2) whether the trial court committed reversible error by failing to instruct the jury immediately as to the limited purpose to which the above-mentioned evidence could be put; 3) whether the trial court erred in allowing into evidence the pistol taken from defendant at the time of his arrest.

The defendant John Robert Kelly was charged on March 25, 1968, with unlawful carnal knowledge of a female with force and against her will, and with robbery armed. On July 16, 1968, the defendant was convicted as charged by a jury in Detroit Recorder's Court. The Court of Appeals affirmed these convictions. 26 Mich. App. 148 (1970). This Court granted the defendant's application for leave to appeal on October 27, 1970.

Mrs. Hattie Jeffery testified for the prosecution that on August 26, 1967, at approximately 7 a.m., the defendant Kelly burst into her motel room at the Rio Grande Motel in Detroit. The defendant allegedly forced Mrs. Jeffery at gunpoint to place a pillow case over her head and then raped her twice. Mrs. Jeffery testified that the defendant did not wear any clothes when he raped her. The defendant then allegedly fled with a tape recorder and $74 in cash.

The defendant took the witness stand in his own behalf at trial and offered an alibi defense. On cross-examination the defendant was forced to explain over defense counsel's objection how he incurred a gunshot wound in June of 1967. The defendant stated that he had gone to a motel room with a prostitute in June of 1967 and was shot by her boyfriend while in the room. The defendant further stated that he was carrying an unregistered concealed weapon, a pistol, at the time. The prosecutor stated that the defendant had been charged with armed robbery as a result of this incident, but that the charges were dismissed when the complaining witness failed to appear.

Miss Cecelia Coleman testified that she had been raped by defendant Kelly on March 16, 1968. She stated that the defendant appeared in a room at the Oaks Motel in Detroit at approximately 7:30 a.m. Miss Coleman and her fiance were sharing the room, and had locked the door before going to sleep. The defendant allegedly forced the boyfriend into the bathroom at gunpoint, locked the bathroom door, made Miss Coleman put a pillow case over her head, and then raped her three times. The defendant then allegedly fled with a watch, a check, and about $75 in cash.

The prosecution also introduced into evidence a number of keys and a pistol found in the possession of the defendant at the time of his arrest. The keys fitted the doors of various rooms in the Oaks Motel, the Rio Grande Motel, and the Algiers Motel. One of the keys fit room 29 of the Oaks Motel, the room in which Miss Coleman was raped and she and her boyfriend were robbed.

I.

The defendant contends that the trial court erred in admitting evidence of separate and different crimes for which the defendant had not been convicted. The people contend that such evidence was properly admitted as it tended to show a scheme, plan or system on the part of the defendant.

MCLA § 768.27 (Stat Ann 1954 Rev § 28.1050) states:

768.27 Same; proof of intent or motive by similar acts

"Sec. 27. In any criminal case where the defendant's motive, intent, the absence of, mistake or accident on his part, or the defendant's scheme, plan or system in doing an act, is material, any like acts or other acts of the defendant which may tend to show his motive, intent, the absence of, mistake or accident on his part, or the defendant's scheme, plan or system in doing the act, in question, may be proved, whether they are contemporaneous with or prior or subsequent thereto; notwithstanding that such proof may show or tend to show the commission of another or prior or subsequent crime by the defendant."

The validity of this statute has been upheld in a number of cases by this Court.

See People v. Rose (1934), 268 Mich. 529, 535; People v. Fleish (1943), 306 Mich. 8, 11; People v. Nawrocki (1965), 376 Mich. 252.

In the instant case, the defendant allegedly entered the victim's motel room, forced her at gunpoint to put a pillow case over her head, and then raped her twice. The rapist in this case wore no clothes while perpetrating the crime. The defendant then allegedly fled with all of the victim's cash and her tape recorder.

The testimony of Miss Coleman reveals a strikingly similar crime. Again, the defendant allegedly entered Miss Coleman's motel room, forced her at gunpoint to put a pillow case over her head, and then raped her three times. The rapist wore no clothes during the rape. The defendant then allegedly fled with cash, a watch, and a check. Clearly this subsequent act of the defendant tends to show a scheme, plan or system on his part in performing these acts.

The defendant was also forced to testify on cross-examination about his altercation in a motel room with a lady and her boyfriend. While there was no rape involved in that incident, the facts are sufficient to tend to show a common scheme, plan or system on the part of the defendant within the latitude of cross-examination.

II.

The defendant contends that the trial court erred in failing to give immediately an instruction as to the limited purpose for which the jury could consider the evidence discussed in Part I of this opinion. The defendant argues that such an immediate instruction is necessary even if defense counsel does not request it.

When the evidence to show a scheme, plan or system was introduced, the defense counsel did not request a limiting instruction, and the trial court gave no such instruction. In its final charge, however, the trial court did give very specific instructions to the jury as to what purpose that evidence could serve. The exact language which the trial court used is set out in the footnote below.

"The People have offered to establish their theory of the defendant's scheme, plan or method of operation. So that you may consider the testimony and the exhibits involving the date of March 16th, 1968, and the balance of the exhibits to which I have referred, which are keys, in determining whether or not the acts here charged, that is Rape and Robbery Armed of Hattie Jeffrey [ sic] was part of a general scheme, plan or system of the defendant. And you may further utilize that testimony to assist you in whatever manner it might assist you with regard to the issue of the identification of the person of the defendant. And let me say to you again in this case that you are to deliberate with regard to guilt or innocence upon the events as may have been established by the People and their witnesses in connection with the offenses charged to have occurred on August 26th, 1967, wherein Hattie Jeffrey [ sic] was the complaining witness. You are not to deliberate upon the guilt or innocence of the defendant in connection with any other offense or offenses which might have been shown in connection with the certain events of March 16th, 1968. As I said to you before, this is the People's theory of the case. And I am presenting it to you solely as their theory."

In People v. Nawrocki (1965), 376 Mich. 252, the prosecution introduced evidence of other offenses to show defendant's fraudulent scheme, plan or intent. Counsel for the defendant did not request a limiting instruction, and none was given at any time by the trial court. This Court affirmed the defendant's conviction in that case though no instruction was ever given, and stated:

"Defendant did not request any instructions which the court refused to give, nor did defendant call to the trial court's attention any objection to the instructions given." 376 Mich. 252, 255.

Therefore this Court in Nawrocki required no limiting instruction at all, unless such instruction was requested by defense counsel. In the instant case, a specific limiting instruction was given in the final instructions to the jury, though it never was requested by defendant's attorney.

The defendant cites People v. Askar (1967), 8 Mich. App. 95 for the proposition that when evidence is admitted to show scheme, plan or system, the trial court must sua sponte instruct the jury immediately that such evidence may be considered only for that purpose. While Askar contains language to that effect, the decision in that case is based upon the fact that the evidence in question was inadmissible. Therefore the language concerning the necessity of immediate instructions is dicta. No case, court rule, statute, or treatise cited in Askar supports this dicta.

The Askar opinion is not the sole expression of the Court of Appeals concerning this issue. In People v. Anderson (1968), 13 Mich. App. 247, prior illegal sales of narcotics were introduced as evidence to show a scheme, plan or system on the part of the defendant. No limiting instruction was requested by defense counsel, and none was given by the trial court. In affirming the defendant's conviction, a Per Curiam opinion stated:

"Defendant asserts as error the trial court's failure to give an instruction limiting the jury's consideration of the police informer's testimony of the alleged prior offense. Defendant did not request such an instruction nor was any objection made pursuant to GCR 1963, 516.2. In the absence of a request or proper objection, the trial court was not required to give the limiting instruction now sought. People v. Nawrocki (1965), 376 Mich. 252." 13 Mich. App. 247, 250.

As he should in this case, the trial judge gave a limiting instruction which protected the rights of the defendant. There may be times when such limiting instruction should be more properly given at the time such evidence is introduced. However, in the absence of a specific request at that time or a showing of a miscarriage of justice, a limiting instruction in the final instructions to the jury will be deemed sufficient.

The limiting instruction which the trial court gave in this case was sufficient to protect the rights of the defendant.

III.

The defendant's final allegation of error is that the trial court erred in allowing into evidence the gun taken from defendant at the time of his arrest.

For the pistol to be admissible as evidence, it is sufficient that the people show that the defendant had the weapon in his possession and that it was a weapon of the same kind as that with which the crime was committed. 1 Wharton's Criminal Evidence (12th ed), § 203, p 408. In the instant case, the complaining witness testified that the defendant had a pistol when he raped and robbed her. The gun found in the possession of the defendant at the time of his arrest was also a pistol. Miss Coleman, a witness for the people, testified that the gun taken from defendant at the time of his arrest was the same one he had used when he raped and robbed her. Taken as a whole, the evidence was sufficient to connect the gun with the offense for which defendant was on trial. Therefore the introduction of the gun in evidence was not error.

Affirmed.

T.M. KAVANAGH, C.J., and BLACK, ADAMS, T.E. BRENNAN, and SWAINSON, JJ., concurred with WILLIAMS, J.

T.G. KAVANAGH, J., concurred in the result.

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PEOPLE v. KELLY
(Dec 21, 1971)