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Waller v. Georgia, 467 U.S. 39 (1984)

Factual and Procedural Background

Acting under court authorization, Georgia police placed wiretaps on a number of telephones during the last six months of 1981. The taps revealed a large lottery operation involving gambling on the volume of stocks and bonds traded on the New York Stock Exchange. In early January 1982, law enforcement officers executed search warrants at numerous locations, including the homes of the petitioners.

Petitioners and 35 others were indicted and charged with violating the Georgia Racketeer Influenced and Corrupt Organizations (Georgia RICO) Act, Ga. Code Ann. §§ 16-14-1 to 16-14-15 (1982 and Supp. 1983), and with commercial gambling and communicating gambling information in violation of Ga. Code Ann. §§ 16-12-22 and 16-12-28 (1982).

Prior to the separate trial of petitioners and 13 other defendants, petitioners moved to suppress the wiretaps and the evidence seized during the searches. They argued, among other things, that the wiretap warrants were unsupported by probable cause and based on overly general information, that the taps were conducted without adequate supervision, and that the resulting searches were indiscriminate, “exploratory and general.”

The State moved to close to the public any hearing on the motion to suppress. Relying on the Georgia wiretap statute, Ga. Code Ann. § 16-11-64(b)(8) (formerly § 26-3004(k)), the prosecutor contended that “[a]ny publication” of information obtained under a wiretap warrant that was not “necessary and essential” to prosecution would render the information inadmissible, and that the evidence would “involve” persons indicted but not then on trial, as well as some not yet indicted. The trial court agreed, finding that insofar as the wiretap evidence related to alleged offenders not then on trial, its disclosure in open court would “taint” the evidence and preclude its use in future prosecutions. Over the objections of counsel for several petitioners (one petitioner concurred in the motion to close), the court ordered the suppression hearing closed to all persons except witnesses, court personnel, the parties, and their lawyers.

The suppression hearing lasted seven days. Less than 2½ hours were devoted to playing tapes of intercepted telephone conversations. The tapes included some persons not then on trial, though no one who had not been named in the indictment; one person who had not been indicted was mentioned in the calls. The remainder of the hearing addressed the procedures for obtaining and executing the warrants and wiretap authorizations, preservation of the recordings, and allegations of police and prosecutorial misconduct.

The State conceded that 10 boxes of seized documents were “personal, no[n]crime related,” and the trial court ordered those suppressed while refusing to suppress a comparable amount of other material. The case then proceeded to a jury trial in open court. Petitioners were acquitted of the Georgia RICO charges but convicted of commercial gambling and communicating gambling information. Before the trial of the remaining persons named in the indictment, the transcript of the suppression hearing was released to the public.

The Supreme Court of Georgia affirmed the convictions, holding that the trial court had properly balanced petitioners’ rights to a public hearing against the privacy rights of others under Georgia law and the Sixth Amendment. The United States Supreme Court granted certiorari to determine whether the defendant’s Sixth Amendment right to a public trial applies to a suppression hearing, and, ultimately, reversed and remanded.

Legal Issues Presented

  1. Whether the accused’s Sixth Amendment right to a public trial, as applied to the States through the Fourteenth Amendment, extends to a pretrial suppression hearing conducted before presentation of evidence to the jury.
  2. If the Sixth Amendment right to a public trial does extend to suppression hearings, whether that right was violated by the trial court’s closure of the entire suppression hearing to the public.
  3. If the Sixth Amendment right was violated, what remedy is appropriate—specifically, whether a new trial on the merits is required or whether a new suppression hearing is sufficient.
  4. Whether petitioners had standing in this proceeding to mount a Fourth Amendment challenge to a forfeiture provision of the Georgia RICO statute, Ga. Code Ann. § 16-14-7(f), that authorizes certain warrantless seizures of property.
  5. Whether alleged “flagrant disregard” of the scope of the warrants by police in seizing items unconnected to the prosecution required suppression of the entire fruits of the searches, rather than suppression only of unlawfully seized items.

Arguments of the Parties

Petitioners’ Arguments

  • Suppression grounds: Petitioners moved to suppress the wiretap evidence and items seized during the searches, asserting that:
    • The wiretap warrants were unsupported by probable cause and based on overly general information.
    • The wiretaps were conducted without adequate supervision.
    • The searches conducted pursuant to the warrants were indiscriminate, “exploratory and general.”
  • Objection to closure: Several petitioners objected to the State’s motion to close the suppression hearing, invoking their right to a public proceeding.
  • Sixth Amendment claim: In the Supreme Court, petitioners contended that their Sixth Amendment right to a public trial applies to suppression hearings and that the closure of the entire hearing violated that right.
  • Remedy: Petitioners argued that the appropriate remedy for the violation of the public-trial guarantee is a new trial on the merits, and that they should not be required to show specific prejudice from the closure.
  • Fourth Amendment challenges:
    • They argued that the forfeiture section of the Georgia RICO statute, authorizing certain warrantless seizures of all property used in or derived from a pattern of racketeering activity, is facially invalid under the Fourth Amendment.
    • They asserted that police so “flagrant[ly] disregarded” the scope of the warrants in conducting seizures that the warrants effectively became impermissible general warrants, requiring suppression of the entire fruits of the searches.

Respondent State’s Arguments

  • Basis for closure: The prosecutor argued that the suppression hearing should be closed because under the Georgia wiretap statute, “[a]ny publication” of information obtained under a wiretap warrant that was not “necessary and essential” to the preparation and prosecution of the specified crime would render the information inadmissible in any criminal prosecution. Since the wiretap evidence would “involve” individuals who were indicted but not then on trial, and some not yet indicted, its disclosure in open court would “very well” taint the evidence.
  • Privacy interests: The State contended that the privacy interests of individuals not then before the court—some indicted, some not indicted—would be implicated if the suppression hearing were open to the public.
  • Objection to petitioner Cole’s challenge: Respondent argued that petitioner Cole, whose counsel concurred in the motion to close the hearing, was precluded from challenging the closure. (The Supreme Court noted that the Georgia Supreme Court had considered the objections of all petitioners on the merits and left Cole’s procedural status to be resolved on remand as a matter of state law.)
  • Search and seizure scope: The State conceded that certain seized documents (10 boxes) were “personal, no[n]crime related,” and those were suppressed; it maintained, and the Georgia Supreme Court agreed, that all unlawfully seized items were suppressed and that lawfully seized evidence need not be excluded.

Solicitor General (United States as Amicus Curiae)

  • Remedy position: The Solicitor General, appearing on behalf of the United States as amicus curiae, suggested that if a Sixth Amendment violation were found, the appropriate remedy would be, at most, a new suppression hearing rather than an automatic new trial.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Press-Enterprise Co. v. Superior Court of California, 464 U.S. 501 (1984) Articulates that the presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored; the interest and specific findings must be stated to allow review. Used as the primary standard: any closure of a suppression hearing over the accused’s objection must meet the Press-Enterprise tests—overriding interest, narrow tailoring, consideration of alternatives, and adequate findings. The Court held the closure here plainly failed those requirements.
Globe Newspaper Co. v. Superior Court for Norfolk County, 457 U.S. 596 (1982) Recognizes a qualified First Amendment right of the press and public to attend criminal trials and sets out standards for overcoming the presumption of openness. Cited in support of the general rule that openness is the norm in criminal proceedings and that closure is permissible only under narrowly defined, compelling circumstances.
Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980) Recognizes that the public and press have a qualified First Amendment right to attend criminal trials. Invoked as part of the line of cases establishing a strong presumption of openness in criminal proceedings, which informs the Sixth Amendment analysis.
Gannett Co. v. DePasquale, 443 U.S. 368 (1979) Addresses public access to pretrial suppression hearings; while the Court’s opinion did not formally decide the question, individual Justices concluded that the public has a qualified constitutional right to attend such hearings. Also notes that the public-trial guarantee is “for the benefit of the defendant.” Used to show that suppression hearings can be as important as trials, that they may function as the only trial when guilty pleas follow, and that the Sixth Amendment public-trial guarantee is aimed at protecting the accused. Supports extending Sixth Amendment protection to suppression hearings.
In re Oliver, 333 U.S. 257 (1948) Explains purposes of the public-trial requirement: to ensure the accused is fairly dealt with, to keep triers of fact aware of their responsibilities, and notes that public trials encourage witnesses to come forward and discourage perjury. Quoted to underscore that the public-trial guarantee serves fundamental fairness and truth-seeking functions, which apply equally to suppression hearings.
Douglas v. Wainwright, 714 F.2d 1532 (11th Cir. 1983), cert. pending States that public proceedings encourage witnesses to come forward and discourage perjury, and reflects the view that a defendant need not show specific prejudice to obtain relief for a violation of the public-trial guarantee. Cited to highlight the practical benefits of openness and to support the conclusion that requiring proof of specific prejudice would, in most cases, deprive defendants of the public-trial protection.
United States ex rel. Bennett v. Rundle, 419 F.2d 599 (3d Cir. 1969) Observes that strong pressures exist on prosecution witnesses to justify their conduct in obtaining evidence and that requiring a showing of specific prejudice from closure would effectively nullify the public-trial guarantee. Used to emphasize the importance of public scrutiny of police conduct at suppression hearings and to support the rule that prejudice is implied from a public-trial violation.
United States v. Heldt, 668 F.2d 1238 (D.C. Cir. 1981), cert. denied sub nom. Hubbard v. United States, 456 U.S. 926 (1982) Represents the view that when officers flagrantly disregard the limits of a warrant, the entire fruits of the search may have to be suppressed, not just items seized without probable cause. Cited as the type of lower court authority on which petitioners relied for their argument that wholesale suppression was required; the Supreme Court distinguished the present case, noting that officers did not exceed the scope of the warrants in the places searched and that unlawfully seized items were suppressed.
United States v. Rettig, 589 F.2d 418 (9th Cir. 1978) Another lower court case expressing that flagrant disregard of warrant limitations can require suppression of all fruits of a search. Cited together with Heldt as the basis of petitioners’ argument for total suppression; the Court rejected applying that approach on the facts presented.
Andresen v. Maryland, 427 U.S. 463 (1976) Indicates that where some items are unlawfully seized, it does not follow that all lawfully seized evidence must be suppressed. Relied on to conclude that, given the Georgia Supreme Court’s finding that unlawfully seized items were suppressed, there was no requirement to suppress lawfully seized evidence as well.
United States v. Offices Known As 50 State Distributing Co., 708 F.2d 1371 (9th Cir. 1983), cert. denied, 465 U.S. 1021 (1984) Supports the principle that evidence lawfully seized under a valid warrant need not be suppressed merely because some items were unlawfully seized. Cited, along with Andresen and similar cases, to reject petitioners’ contention that all fruits of the searches must be suppressed.
United States v. Tamura, 694 F.2d 591 (9th Cir. 1982) Addresses remedies where officers seize items beyond the scope of a warrant, without mandating suppression of all lawfully seized evidence. Used in the same context as Andresen and 50 State Distributing Co. to support limiting suppression to unlawfully seized items.
United States v. Holmes, 452 F.2d 249 (7th Cir. 1971) Another authority indicating that suppression need not extend to all evidence when some items are improperly seized. Cited to reinforce the conclusion that lawfully seized evidence from the searches need not be excluded.
Globe Newspaper Co. v. Superior Court (re-cited), 457 U.S. 596 (1982) Notes that the First Amendment right of access to criminal trials helps ensure that public discussion of governmental affairs is informed. Referenced in a footnote to illustrate that any independent public interest embedded in the Sixth Amendment public-trial guarantee applies fully to suppression hearings.
Goldberg v. United States, 425 U.S. 94 (1976) Illustrates that remedies should be tailored to the nature of the violation rather than providing a windfall unrelated to actual prejudice. Cited by analogy to support ordering a new suppression hearing, but not automatically a new trial, as the fitting remedy for the closure violation.
Jackson v. Denno, 378 U.S. 368 (1964) Stands for the practice of providing a new, focused hearing (e.g., on the admissibility of a confession) without necessarily requiring a new trial in every case. Used to analogize the appropriate remedy here: a new suppression hearing, with a new trial only if the outcome of that hearing materially alters the parties’ positions.
Levine v. United States, 362 U.S. 610 (1960) (Brennan, J., dissenting) The dissent notes the “settled rule” of federal courts that a showing of prejudice is not necessary to reverse a conviction obtained in nonpublic proceedings. Cited to support the proposition that a defendant need not demonstrate specific prejudice to obtain relief for a violation of the public-trial guarantee.
State v. Sheppard, 182 Conn. 412, 438 A.2d 125 (1980) Holds that because demonstrating prejudice from a public-trial violation is practically impossible, prejudice must be implied. Cited as state-court authority endorsing the view that prejudice is presumed when the public-trial right is violated.
People v. Jones, 47 N.Y.2d 409, 391 N.E.2d 1335 (1979) States that the harmless-error rule cannot measure the significant, though intangible, societal loss that flows from closing courthouse doors. Cited to underscore that the harms from a closed proceeding are often intangible and societal, reinforcing why proving specific prejudice is not required.
251 Ga. 124, 303 S.E.2d 437 (Ga. 1983) Decision of the Supreme Court of Georgia affirming petitioners’ convictions and holding that the trial court properly balanced petitioners’ public-hearing rights against others’ privacy rights. Identified as the judgment under review; the United States Supreme Court reversed and remanded, holding that the trial court did not meet the constitutional standards governing closure.

Court’s Reasoning and Analysis

1. Sixth Amendment Right to a Public Trial and Suppression Hearings

The Court began by noting that it had not recently examined the full scope of the accused’s Sixth Amendment right to a public trial, and had never squarely addressed whether that right extends to a pretrial suppression hearing. However, it observed that its recent decisions under the First Amendment had recognized a qualified right of the press and public to attend criminal trials and related proceedings, including jury selection (voir dire), and that several Justices previously had concluded that this right applies to suppression hearings.

From these cases, the Court extracted a general framework: there is a strong presumption of openness in criminal proceedings, which may be overcome only in rare instances where competing interests—such as the defendant’s right to a fair trial or the government’s interest in protecting sensitive information—justify closure. Under Press-Enterprise and related decisions, any closure requires an overriding interest, essential necessity, narrow tailoring, and specific findings to permit meaningful appellate review.

The Court then compared the First Amendment-based right of public access to the Sixth Amendment’s explicit guarantee of a public trial. It stated that the Sixth Amendment right of the accused “is no less protective of a public trial than the implicit First Amendment right of the press and public.” Citing Gannett and In re Oliver, it reiterated that the public-trial guarantee exists for the benefit of the defendant: so that the public can see he is fairly dealt with, ensuring that judges and prosecutors carry out their duties responsibly, and helping keep factfinders conscious of their responsibilities. A public trial also encourages witnesses to come forward and discourages perjury.

The Court reasoned that these purposes apply with equal force to suppression hearings. Such hearings frequently resemble bench trials in which witnesses are sworn and testify, counsel present arguments, and factual disputes are resolved. Often, as in Gannett, the suppression hearing may be the only trial if the case is later resolved by plea. Moreover, challenges to searches and seizures commonly put the conduct of police and prosecutors at issue, and there is a strong public interest in subjecting serious allegations of police misconduct to public scrutiny.

Accordingly, the Court held that under the Sixth Amendment, any closure of a suppression hearing over the defendant’s objection must satisfy the same tests articulated in Press-Enterprise and its predecessors: there must be an overriding interest likely to be prejudiced, the closure must be no broader than necessary, the court must consider reasonable alternatives, and it must make adequate findings to support the closure.

2. Application of the Closure Standard to This Case

Applying these requirements, the Court concluded that the closure of the entire seven-day suppression hearing “plainly was unjustified.” The only evidence the prosecutor identified as problematic was the information derived from the wiretaps. He argued that unnecessary “publication” of that information would render the wiretaps inadmissible under the Georgia wiretap statute and would affect the privacy interests of individuals not then on trial, including some not indicted at that time. The Georgia Supreme Court had articulated a related interest in protecting the privacy of persons not before the court.

The Court acknowledged that, under some circumstances, such interests might justify closing portions of a suppression hearing. However, it found the State’s proffer in this case deficient. The State did not specify whose privacy interests might be infringed, how they would be affected, what portions of the tapes raised such concerns, or what proportion of the suppression hearing involved the playing of tapes. As a result, the trial court’s findings were “broad and general” and did not purport to justify closure of the entire hearing. The only relevant finding was that evidence relating to persons not on trial would, if disclosed, amount to a “publication” that would taint the evidence as to those persons.

The Court also emphasized that the trial court had not considered reasonable alternatives to immediate closure of the entire hearing. Alternatives might have included directing the State to provide more specific information (even in camera, if needed), and limiting closure to those parts of the hearing where the identified interests were actually at risk. In fact, the Court noted, less than 2½ hours of the seven-day hearing involved the tapes, and only a few of those conversations mentioned or involved persons not then before the court. Thus, the closure proved “far more extensive than necessary.”

The Court rejected the Georgia Supreme Court’s post hoc assertion that the trial court had adequately balanced petitioners’ public-trial rights against the privacy rights of others, stating that this retrospective characterization could not cure the deficiencies in the trial court’s record and was itself too broad to satisfy the Press-Enterprise standard.

3. Remedy for the Sixth Amendment Violation

Having found a violation of the Sixth Amendment public-trial guarantee, the Court turned to the remedy. Petitioners sought a new trial on the merits. The Solicitor General, as amicus curiae, argued that the proper remedy would be, at most, a new suppression hearing.

The Court noted that lower federal courts have consistently held that a defendant need not prove specific prejudice in order to obtain relief for a public-trial violation. It agreed with this view, citing multiple authorities and emphasizing that requiring a showing of actual prejudice would in most cases make the right illusory, since specific harm is often impossible to demonstrate and the benefits of a public trial are frequently intangible or a matter of chance.

Nonetheless, the Court concluded that the absence of a prejudice requirement does not mandate a new trial in every case. Instead, the remedy should be tailored to the violation. Drawing analogies to cases such as Goldberg and Jackson v. Denno, the Court reasoned that if a new suppression hearing results in essentially the same evidence being suppressed as before, a new trial would be a “windfall” for the defendant and not in the public interest.

Accordingly, the Court ordered that the case be remanded to the state courts for a new suppression hearing conducted in conformity with the Sixth Amendment. The state courts are to determine, in light of conditions at the time of the new hearing, what portions—if any—may be closed to the public, considering only those interests that still justify closure. A new trial need be held only if the new, public suppression hearing results in suppression of material evidence that was previously admitted, or otherwise materially alters the positions of the parties.

4. Disposition of Fourth Amendment Issues

In a footnote, the Court summarily rejected petitioners’ two Fourth Amendment arguments. First, regarding the Georgia RICO forfeiture provision authorizing certain warrantless seizures, the Court held that petitioners had not established standing to challenge the statute in this proceeding, because it appeared that all evidence admitted at trial had been seized under search warrants, not under the forfeiture provision. The Court noted that, regardless of the Georgia Supreme Court’s conclusion on standing, it had an independent obligation to avoid issuing an advisory opinion.

Second, the Court addressed petitioners’ contention that the police so flagrantly disregarded the scope of the warrants that the searches became impermissible general warrants, thereby requiring suppression of all fruits of the searches. Petitioners relied on lower court decisions such as United States v. Heldt and United States v. Rettig. The Court pointed out that petitioners did not claim that officers exceeded the authorized places to be searched, but only that some seized items were unrelated to the prosecution. The Georgia Supreme Court had found that all unlawfully seized items were suppressed, and the Court held that, in those circumstances, there was no requirement to suppress the lawfully seized evidence as well, citing Andresen and related cases.

Holding and Implications

Holding: The Supreme Court held that the Sixth Amendment right to a public trial extends to pretrial suppression hearings. Any closure of such a hearing over the defendant’s objection must meet the standards set out in Press-Enterprise and related cases: an overriding interest likely to be prejudiced, narrow tailoring, consideration of reasonable alternatives, and specific findings adequate to support closure. The closure of the entire suppression hearing in this case did not satisfy those requirements and therefore violated petitioners’ Sixth Amendment rights. The Court further held that the appropriate remedy is a new suppression hearing, not necessarily a new trial.

Disposition: The judgments of the Supreme Court of Georgia are REVERSED AND REMANDED for further proceedings not inconsistent with the opinion. On remand, the state courts are to determine what portions, if any, of a new suppression hearing may be closed, based on conditions at the time of that hearing and on interests that still justify closure. A new trial is required only if the new, public suppression hearing leads to suppression of material evidence not previously suppressed or otherwise materially changes the positions of the parties.

Implications: The decision establishes that the defendant’s Sixth Amendment public-trial right encompasses suppression hearings and that trial courts must rigorously apply the standards governing closure before excluding the public from such proceedings. It clarifies that while defendants need not prove specific prejudice from an unconstitutional closure, remedies should be tailored to the nature of the violation, with new trials required only when the outcome of a properly conducted public suppression hearing materially affects the case. The opinion focuses on the rights and remedies of the parties in this case and does not purport to create broader rules beyond the articulated Sixth Amendment and remedial principles.

WALLER v. GEORGIA

After court-authorized wiretaps of telephones by Georgia police revealed a large lottery operation, the police executed search warrants at numerous locations, including petitioners' homes. Petitioners and others were then indicted for violating the Georgia Racketeer Influenced and Corrupt Organizations (RICO) Act and other state gambling statutes. Prior to trial, petitioners moved to suppress the wiretaps and evidence seized during the searches. The State moved to close the suppression hearing to the public, alleging that unnecessary "publication" of information obtained under the wiretaps would render the information inadmissible as evidence, and that the wiretap evidence would "involve" the privacy interests of some persons who were indicted but were not then on trial, and some who were not then indicted. The trial court agreed, finding that insofar as the wiretap evidence related to alleged offenders not then on trial, the evidence would be tainted and could not be used in future prosecutions. Accordingly, over petitioners' objections, the court ordered the suppression hearing closed to all persons other than witnesses, court personnel, the parties, and the lawyers. The suppression hearing lasted seven days, but less than 2 1/2 hours were devoted to playing the tapes of the intercepted telephone conversations, and few of them mentioned or involved parties not then before the court. The case was then tried before a jury in open court, and petitioners were acquitted under the RICO Act but convicted under the other statutes. The Georgia Supreme Court affirmed.

Held:

1. Under the Sixth Amendment, any closure of a suppression hearing over the objections of the accused must meet the following tests: the party seeking to close the hearing must advance an overriding interest that is likely to be prejudiced; the closure must be no broader than necessary to protect that interest; the trial court must consider reasonable alternatives to closing the hearing; and it must make findings adequate to support the closure. Cf. Press-Enterprise Co. v. Superior Court of California, 464 U.S. 501. Pp. 44-47.
2. Under the above tests, the closure of the entire suppression hearing here plainly was unjustified. The State's proffer was not specific as to whose privacy interests might be infringed if the hearing were open to the public, what portions of the wiretap tapes might infringe those interests, and what portion of the evidence consisted of the tapes. As a result, the trial court's findings were broad and general and did not purport to justify closure of the entire hearing. And the court did not consider alternatives to immediate closure of the hearing. Pp. 48-49.
3. The case is remanded to the state courts to decide what portions, if any, of a new suppression hearing may be closed to the public in light of conditions at the time of that hearing. A new trial need be held only if a new, public suppression hearing results in the suppression of material evidence not suppressed at the first trial or in some other material change in the positions of the parties. Pp. 49-50.
251 Ga. 124, 303 S.E.2d 437, reversed and remanded.

POWELL, J., delivered the opinion for a unanimous Court.

JUSTICE POWELL delivered the opinion of the Court.

These cases require us to decide the extent to which a hearing on a motion to suppress evidence may be closed to the public over the objection of the defendant consistently with the Sixth and Fourteenth Amendment right to a public trial.

I

Acting under court authorization, Georgia police placed wiretaps on a number of phones during the last six months of 1981. The taps revealed a large lottery operation involved in gambling on the volume of stocks and bonds traded on the New York Stock Exchange. In early January 1982, law enforcement officers simultaneously executed search warrants at numerous locations, including the homes of petitioners. Petitioners and 35 others were indicted and charged with violating the Georgia Racketeer Influenced and Corrupt Organizations (Georgia RICO) Act, Ga. Code Ann. §§ 16-14-1 to 16-14-15 (1982 and Supp. 1983), and with commercial gambling and communicating gambling information in violation of Ga. Code Ann. §§ 16-12-22 and 16-12-28 (1982).

Prior to the separate trial of petitioners and 13 other defendants, petitioners moved to suppress the wiretaps and the evidence seized during the searches. They asserted, inter alia, that the warrants authorizing the wiretaps were unsupported by probable cause and based on overly general information, that the taps were conducted without adequate supervision, and that the resulting searches were indiscriminate, "exploratory and general." App. 11a. The State moved to close to the public any hearing on the motion to suppress. The closure motion stated that in order to validate the seizure of evidence derived from the wiretaps the State would have to introduce evidence "which [might] involve a reasonable expectation of privacy of persons other than" the defendants. Id., at 6a.

On June 21, 1982, a jury was empaneled and then excused while the court heard the closure and suppression motions. The prosecutor argued that the suppression hearing should be closed because under the Georgia wiretap statute "[a]ny publication" of information obtained under a wiretap warrant that was not "necessary and essential" would cause the information to be inadmissible as evidence. See Ga. Code Ann. § 16-11-64(b)(8) (1982). The prosecutor stated that the evidence derived in the wiretaps would "involve" some persons who were indicted but were not then on trial, and some persons who were not then indicted. He said that if published in open court, the evidence "[might] very well be tainted." App. 13a. The trial court agreed. It found that insofar as the wiretap evidence related to alleged offenders not then on trial, the evidence would be tainted and could not be used in future prosecutions. Id., at 14a. Over objection, the court ordered the suppression hearing closed to all persons other than witnesses, court personnel, the parties, and the lawyers.

The statute barring publication is part of a section authorizing wiretaps pursuant to warrant. At the time of trial, the statute read:
"Any publication of the information or evidence obtained under a warrant issued hereunder other than that necessary and essential to the preparation of and actual prosecution for the crime specified in the warrant shall be an unlawful invasion of privacy under this Chapter, and shall cause such evidence and information to be inadmissible in any criminal prosecution." Ga. Code Ann. § 26-3004(k) (1977 and Supp. 1981) (subsequently recodified as § 16-11-64(b)(8)).

Counsel for petitioners Waller, Thompson, Eula Burke, and W.B. Burke lodged an objection to closing the hearing. Counsel for petitioner Cole concurred in the prosecution's motion to close the suppression hearing. App. 14a, 15a. Respondent argues that Cole is precluded from challenging the closure. The Georgia Supreme Court appears to have considered the objections of all the petitioners on their merits. 251 Ga. 124, 126-127, 303 S.E.2d 437, 441 (1983). Cole's claims in this Court are identical to those of the others. Since the cases must be remanded, we remand Cole's case as well. The state courts may determine on remand whether Cole is procedurally barred from seeking relief as a matter of state law.

The suppression hearing lasted seven days. The parties do not dispute that less than 2 1/2 hours were devoted to playing tapes of intercepted telephone conversations. The intercepted conversations that were played included some persons who were not then on trial, but no one who had not been named in the indictment; one person who had not been indicted was mentioned in the recorded calls. The remainder of the hearing concerned such matters as the procedures used in obtaining and executing the search warrants and wiretap authorizations, the procedures followed in preserving the tape recordings, and certain allegations of police and prosecutorial misconduct.

Agreeing with the State's concession that 10 boxes of documents seized during the searches were "personal, no[n]crime related," Tr. of Suppression Hearing 635, the trial court ordered them suppressed, id., at 642; App. 19a. It refused to suppress a comparable amount of other material. The case was then tried to the jury in open court. Petitioners were acquitted of the charges under the Georgia RICO statute, but were convicted of commercial gambling and communicating gambling information. Prior to the trial of the remaining persons named in the indictment, the transcript of the suppression hearing was released to the public.

The Georgia Supreme Court affirmed the convictions. 251 Ga. 124, 303 S.E.2d 437 (1983). On the open-trial issue, the court ruled that the trial court had properly balanced petitioners' rights to a public hearing against the privacy rights of others under Georgia law and the Sixth Amendment. Id., at 126-127, 303 S.E.2d, at 441. We granted certiorari to decide whether the defendant's Sixth Amendment right to a public trial applies to a suppression hearing. 464 U.S. 959 (1983). We hold that it does, and that the trial court failed to give proper weight to Sixth Amendment concerns. Accordingly, we reverse.

II

These cases present three questions: First, does the accused's Sixth Amendment right to a public trial extend to a suppression hearing conducted prior to the presentation of evidence to the jury? Second, if so, was that right violated here? Third, if so, what is the appropriate remedy?

Petitioners advance two Fourth Amendment arguments, both of which may be disposed of summarily. First, they assert that a forfeiture section Page 44 of the Georgia RICO statute that authorizes certain warrantless seizures of all property used in or derived from a pattern of racketeering activity is facially invalid under the Fourth Amendment. See Ga. Code Ann. § 16-14-7(f) (1982 and Supp. 1983). We find that petitioners have not established that they have standing to challenge the statute in the present proceeding. It appears that all the evidence that was admitted at trial was seized under the authority of the search warrants, not pursuant to the statute. The opinion below is not to the contrary. The fact that the Georgia Supreme Court found standing does not permit us to avoid the responsibility of ensuring that our order will be other than advisory.
Petitioners' second Fourth Amendment challenge is that police so "flagrant[ly] disregard[ed]" the scope of the warrants in conducting the seizures at issue here that they turned the warrants into impermissible general warrants. Petitioners rely on lower court cases such as United States v. Heldt, 215 U.S.App.D.C. 206, 227, 668 F.2d 1238, 1259 (1981) (per curiam), cert. denied sub nom. Hubbard v. United States, 456 U.S. 926 (1982), and United States v. Rettig, 589 F.2d 418, 423 (CA9 1978), for the proposition that in such circumstances the entire fruits of the search, and not just those items as to which there was no probable cause to support seizure, must be suppressed. Petitioners do not assert that the officers exceeded the scope of the warrant in the places searched. Rather, they say only that the police unlawfully seized and took away items unconnected to the prosecution. The Georgia Supreme Court found that all items that were unlawfully seized were suppressed. In these circumstances, there is certainly no requirement that lawfully seized evidence be suppressed as well. See, e.g., Andresen v. Maryland, 427 U.S. 463, 482, n. 11 (1976); United States v. Offices Known As 50 State Distributing Co., 708 F.2d 1371, 1376 (CA9 1983), cert. denied, 465 U.S. 1021 (1984); United States v. Tamura, 694 F.2d 591, 597 (CA9 1982); United States v. Holmes, 452 F.2d 249, 259 (CA7 1971).

A

This Court has not recently considered the extent of the accused's right under the Sixth Amendment to insist upon a public trial, and has never considered the extent to which that right extends beyond the actual proof at trial. We are not, however, without relevant precedents. In several recent cases, the Court found that the press and public have a qualified First Amendment right to attend a criminal trial. Globe Newspaper Co. v. Superior Court for Norfolk County, 457 U.S. 596 (1982); Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980). We also have extended that right not only to the trial as such but also to the voir dire proceeding in which the jury is selected. Press-Enterprise Co. v. Superior Court of California, 464 U.S. 501 (1984). Moreover, in an earlier case in this line, Gannett Co. v. DePasquale, 443 U.S. 368 (1979), we considered whether this right extends to a pretrial suppression hearing. While the Court's opinion did not reach the question, id., at 392, a majority of the Justices concluded that the public had a qualified constitutional right to attend such hearings, id., at 397 (POWELL, J., concurring) (basing right on First Amendment); id., at 406 (BLACKMUN, J., joined by BRENNAN, WHITE, and MARSHALL, JJ., dissenting in part) (basing right on Sixth Amendment).

In each of these cases the Court has made clear that the right to an open trial may give way in certain cases to other rights or interests, such as the defendant's right to a fair trial or the government's interest in inhibiting disclosure of sensitive information. Such circumstances will be rare, however, and the balance of interests must be struck with special care. We stated the applicable rules in Press-Enterprise:

"The presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored to serve that interest. The interest is to be articulated along with findings specific enough that a reviewing court can determine whether the closure order was properly entered." 464 U.S., at 510.

Accord, Globe Newspaper Co., supra, at 606-607; Richmond Newspapers, supra, at 580-581 (opinion of BURGER, C. J.); Gannett, 443 U.S., at 392-393 (semble); id., at 400-401 (POWELL, J., concurring); id., at 440-446 (BLACKMUN, J., dissenting in part).

As noted, the analysis in these cases has proceeded largely under the First Amendment. Nevertheless, there can be little doubt that the explicit Sixth Amendment right of the accused is no less protective of a public trial than the implicit First Amendment right of the press and public. The central aim of a criminal proceeding must be to try the accused fairly, and "[o]ur cases have uniformly recognized the public-trial guarantee as one created for the benefit of the defendant." Gannett, 443 U.S., at 380.

"`"The requirement of a public trial is for the benefit of the accused; that the public may see he is fairly dealt with and not unjustly condemned, and that the presence of interested spectators may keep his triers keenly alive to a sense of their responsibility and to the importance of their functions . . . ."'" Ibid. (quoting In re Oliver, 333 U.S. 257, 270, n. 25 (1948), in turn quoting 1 T. Cooley, Constitutional Limitations 647 (8th ed. 1927)).

In addition to ensuring that judge and prosecutor carry out their duties responsibly, a public trial encourages witnesses to come forward and discourages perjury. See In re Oliver, supra, at 270, n. 24; Douglas v. Wainwright, 714 F.2d 1532, 1541 (CA11 1983), cert. pending, Nos. 83-817, 83-995; United States ex rel. Bennett v. Rundle, 419 F.2d 599, 606 (CA3 1969).

These aims and interests are no less pressing in a hearing to suppress wrongfully seized evidence. As several of the individual opinions in Gannett recognized, suppression hearings often are as important as the trial itself. 443 U.S., at 397, n. 1 (POWELL, J., concurring); id., at 434-436 (BLACKMUN, J., dissenting in part); see also id., at 397 (BURGER, C. J., concurring). In Gannett, as in many cases, the suppression hearing was the only trial, because the defendants thereafter pleaded guilty pursuant to a plea bargain.

In addition, a suppression hearing often resembles a bench trial: witnesses are sworn and testify, and of course counsel argue their positions. The outcome frequently depends on a resolution of factual matters. See id., at 434 (BLACKMUN, J., dissenting in part). The need for an open proceeding may be particularly strong with respect to suppression hearings. A challenge to the seizure of evidence frequently attacks the conduct of police and prosecutor. As the Court of Appeals for the Third Circuit has noted, "[s]trong pressures are naturally at work on the prosecution's witnesses to justify the propriety of their conduct in obtaining" the evidence. Rundle, supra, at 605. The public in general also has a strong interest in exposing substantial allegations of police misconduct to the salutary effects of public scrutiny. In sum, we hold that under the Sixth Amendment any closure of a suppression hearing over the objections of the accused must meet the tests set out in Press-Enterprise and its predecessors.

To the extent there is an independent public interest in the Sixth Amendment public-trial guarantee, see Gannett, 443 U.S., at 383; cf. Globe Newspaper, 457 U.S., at 604, it applies with full force to suppression hearings. This case is an example. The defendants alleged that police conducted general searches and wholesale seizures in over 150 homes, and eavesdropped on more than 800 hours of telephone conversations by means of effectively unsupervised wiretaps. Cf. id., at 605 (First Amendment right of access to criminal trials "ensure[s] that [the] constitutionally protected `discussion of governmental affairs' is an informed one").

One of the reasons often advanced for closing a trial — avoiding tainting of the jury by pretrial publicity, e.g., Press-Enterprise, 464 U.S., at 510 — is largely absent when a defendant makes an informed decision to object to the closing of the proceeding. In addition, that rationale is further attenuated where, as here, the jurors have been empaneled and instructed not to discuss the case or read or view press accounts of the matter. Tr. 238-239, 240-241, 293-294.
Petitioners also make a claim to an open trial under the First Amendment. In view of our holding, there is no need to discuss that claim.

B

Applying these tests to the cases at bar, we find the closure of the entire suppression hearing plainly was unjustified. Under Press-Enterprise, the party seeking to close the hearing must advance an overriding interest that is likely to be prejudiced, the closure must be no broader than necessary to protect that interest, the trial court must consider reasonable alternatives to closing the proceeding, and it must make findings adequate to support the closure. In this case, the only evidence about which the prosecutor expressed concern was the information derived from the wiretaps; he argued that unnecessary "publication" would render the taps inadmissible under the Georgia wiretap statute. App. 13a. The Georgia Supreme Court advanced the more general, but essentially identical, interest in protecting the privacy of persons not before the court. 251 Ga., at 126-127, 303 S.E.2d, at 441. Under certain circumstances, these interests may well justify closing portions of a suppression hearing to the public. See Press-Enterprise, 464 U.S., at 511-512.

Here, however, the State's proffer was not specific as to whose privacy interests might be infringed, how they would be infringed, what portions of the tapes might infringe them, and what portion of the evidence consisted of the tapes. As a result, the trial court's findings were broad and general, and did not purport to justify closure of the entire hearing. The court did not consider alternatives to immediate closure of the entire hearing: directing the government to provide more detail about its need for closure, in camera if necessary, and closing only those parts of the hearing that jeopardized the interests advanced. As it turned out, of course, the closure was far more extensive than necessary. The tapes lasted only 2 1/2 hours of the 7-day hearing, and few of them mentioned or involved parties not then before the court.

The court's only relevant finding was as follows: "If you plan to offer evidence, or if you are going to offer evidence that relates not only to those defendants not on trial but to other offenders, . . . in my judgment insofar as they are concerned, it would amount to a publication and it would be tainted because of the publication." App. 14a.

The post hoc assertion by the Georgia Supreme Court that the trial court balanced petitioners' right to a public hearing against the privacy rights of others cannot satisfy the deficiencies in the trial court's record. The assertion finds little or no support in the record, and is itself too broad to meet the Press-Enterprise standard.

C

The question that remains is what relief should be ordered to remedy this constitutional violation. Petitioners argue that a new trial on the merits should be ordered. The Solicitor General, appearing on behalf of the United States as amicus curiae, suggests that at most only a new suppression hearing be directed. The parties do not question the consistent view of the lower federal courts that the defendant should not be required to prove specific prejudice in order to obtain relief for a violation of the public-trial guarantee. We agree with that view, but we do not think it requires a new trial in this case. Rather, the remedy should be appropriate to the violation. If, after a new suppression hearing, essentially the same evidence is suppressed, a new trial presumably would be a windfall for the defendant, and not in the public interest. Cf. Goldberg v. United States, 425 U.S. 94, 111 (1976); Jackson v. Denno, 378 U.S. 368, 394-396 (1964).

See, e.g., Douglas v. Wainwright, 714 F.2d 1532, 1542 (CA11 1983) (citing cases), cert. pending, Nos. 83-817, 83-995. See also Levine v. United States, 362 U.S. 610, 627, n. (1960) (BRENNAN, J., dissenting) ("[T]he settled rule of the federal courts [is] that a showing of prejudice is not necessary for reversal of a conviction not had in public proceedings"). The general view appears to be that of the Court of Appeals for the Third Circuit. It noted in an en banc opinion that a requirement that prejudice be shown "would in most cases deprive [the defendant] of the [public-trial] guarantee, for it would be difficult to envisage a case in which he would have evidence available of specific injury." United States ex rel. Bennett v. Rundle, 419 F.2d 599, 608 (1969). While the benefits of a public trial are frequently intangible, difficult to prove, or a matter of chance, the Framers plainly thought them nonetheless real. See also State v. Sheppard, 182 Conn. 412, 418, 438 A.2d 125, 128 (1980) ("Because demonstration of prejudice in this kind of case is a practical impossibility, prejudice must necessarily be implied"); People v. Jones, 47 N.Y.2d 409, 416, 391 N.E.2d 1335, 1340 (1979) ("The harmless error rule is no way to gauge the great, though intangible, societal loss that flows" from closing courthouse doors).

In these cases, it seems clear that unless the State substantially alters the evidence it presents to support the searches and wiretaps here, significant portions of a new suppression hearing must be open to the public. We remand to the state courts to decide what portions, if any, may be closed. This decision should be made in light of conditions at the time of the new hearing, and only interests that still justify closure should be considered. A new trial need be held only if a new, public suppression hearing results in the suppression of material evidence not suppressed at the first trial, or in some other material change in the positions of the parties.

The judgments below are reversed, and the cases are remanded for further proceedings not inconsistent with this opinion.

It is so ordered.

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WALLER v. GEORGIA
(May 21, 1984)