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Smart Summary

Factual and Procedural Background

Plaintiff William Laney filed suit individually and on behalf of his minor daughter, Victoria Laney, after school officials at West Wilson Middle School confiscated Victoria's cell phone when it rang during class and imposed a one-day in-school suspension. The Wilson County Board of Education ("WCBE") retained the phone for thirty days and enforced the suspension without providing Victoria or her parents prior notice or an opportunity to be heard. Victoria did not receive any conference or formal hearing before serving the suspension and only learned of the suspension after it had been served. William Laney sought damages alleging violations of procedural due process under 42 U.S.C. § 1983. The district court dismissed all claims except the due process claim related to the in-school suspension. WCBE appealed interlocutorily the district court’s finding that the one-day in-school suspension implicated procedural due process protections.

Legal Issues Presented

  1. Does a one-day in-school suspension implicate a student's procedural due process rights under the Fourteenth Amendment?
  2. Does such a suspension deprive the student of a property interest in public education or a liberty interest in reputation sufficient to trigger due process protections?
  3. Is a one-day in-school suspension a de minimis deprivation that does not require procedural safeguards?

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Goss v. Lopez, 419 U.S. 565 (1975) Students facing suspensions of ten days or more are entitled to procedural due process protections including notice and an opportunity to be heard because suspensions deprive students of property and liberty interests. Used as the foundational case to analyze whether Victoria's one-day in-school suspension implicated protected property or liberty interests; the Court distinguished in-school suspensions from out-of-school suspensions discussed in Goss.
Arrow v. Federal Reserve Bank, 358 F.3d 392 (6th Cir. 2004) Standard for reviewing a motion to dismiss under Rule 12(b)(6): accept factual allegations as true and construe complaint in favor of plaintiff. Applied to determine the sufficiency of the complaint's allegations for procedural due process violations.
Lugar v. Edmondson Oil Co., 457 U.S. 922 (1982) Section 1983 claims require deprivation of rights secured by the Constitution or federal law. Clarified that the claim must be based on federal constitutional violations, not solely state law or policy violations.
Neinast v. Board of Trustees, 346 F.3d 585 (6th Cir. 2003) State law or state constitutional violations alone do not support § 1983 claims. Supported the court's rejection of claims based solely on state procedural violations.
Radvansky v. City of Olmsted Falls, 395 F.3d 291 (6th Cir. 2005) Similar to Neinast, limits § 1983 claims to federal constitutional violations. Reinforced the principle that state procedural violations do not constitute federal due process claims.
Brody v. City of Mason, 250 F.3d 432 (6th Cir. 2001) § 1983 claims cannot be based on violations of state procedures that do not violate federal law. Supported the court’s view on the limited scope of procedural due process claims under § 1983.
Wise v. Pea Ridge Sch. Dist., 855 F.2d 560 (8th Cir. 1988) In-school suspensions do not implicate procedural due process because they do not exclude students from school or educational opportunities. Used as persuasive authority to conclude that a one-day in-school suspension does not implicate a property interest.
Fenton v. Stear, 423 F.Supp. 767 (W.D. Pa. 1976) Short-term in-school suspensions and restrictions do not constitute deprivation of property or liberty interests requiring due process. Supported the conclusion that the suspension was a de minimis deprivation.
Dickens v. Johnson County Bd. of Educ., 661 F.Supp. 155 (E.D. Tenn. 1987) Minor disciplinary measures that do not significantly interfere with education do not implicate due process. Reinforced the court's conclusion that the in-school suspension did not implicate protected interests.
Buchanan v. City of Bolivar, 99 F.3d 1352 (6th Cir. 1996) Attendance at an alternative school may not implicate due process absent a showing of inferior educational opportunity. Analogized to support the view that in-school suspension does not necessarily implicate due process rights.
Arnett v. Kennedy, 416 U.S. 134 (1974) Recognizes property interests created by state law that are protected by due process. Cited to support that Tennessee’s free education system creates a property interest in education.
Doe v. Claiborne County, Tenn., 103 F.3d 495 (6th Cir. 1996) Substantive due process protects students from abusive government power in schools. Noted that no substantive due process claim was alleged in this case.
Curio v. Harper Woods, 954 F.2d 1237 (6th Cir. 1992) Government actions rationally furthering legitimate interests are not arbitrary or abusive. Supported rejection of substantive due process claims in this context.
Rice v. Lautzenhizer, No. 1:95CV297-D-D, 1996 WL 671618 (N.D. Miss. Aug. 5, 1996) Very short confinement in school constitutes a de minimis deprivation and does not trigger due process. Used to support the conclusion that short in-school suspensions are de minimis.

Court's Reasoning and Analysis

The court began its analysis by recognizing that 42 U.S.C. § 1983 claims require a deprivation of a federally protected right, here the procedural due process rights under the Fourteenth Amendment. It acknowledged that suspension from school can implicate property and liberty interests as established in Goss v. Lopez, which requires notice and an opportunity to be heard before suspensions of ten days or more.

The court distinguished the one-day in-school suspension from the longer out-of-school suspensions in Goss, noting that Tennessee law mandates that students serving in-school suspensions remain in the school setting, complete academic requirements, and are counted as attending school. Therefore, the one-day suspension did not constitute a total exclusion from the educational process and did not deprive Victoria of a protected property interest in education.

Regarding liberty interests, the court found no evidence that the in-school suspension damaged Victoria’s reputation or standing to an extent that would implicate due process protections. It noted that courts have generally been reluctant to find liberty interest deprivations from in-school suspensions.

The court further considered whether the one-day suspension was a de minimis deprivation. Citing persuasive authority, it concluded that short-term in-school suspensions are minor and do not trigger procedural due process requirements.

Accordingly, the court held that the district court erred in finding that the one-day in-school suspension implicated procedural due process protections and reversed the denial of the motion to dismiss.

Holding and Implications

The court REVERSED the district court's denial of the Wilson County Board of Education’s motion to dismiss the procedural due process claim related to the one-day in-school suspension and REMANDED for further proceedings consistent with its opinion.

The direct effect of this decision is to dismiss the remaining due process claim against WCBE concerning the one-day in-school suspension. The court clarified that short-term in-school suspensions that do not exclude students from educational opportunities or cause reputational harm are de minimis deprivations and do not require procedural safeguards under the Due Process Clause. This ruling does not establish new precedent extending due process protections to such suspensions but reaffirms the limited scope of procedural due process in the school disciplinary context.

William LANEY, indi v. dually; Victoria Laney, a minor child by father, and as next friend, William Laney, Plaintiffs-Appellees,

JOHN G. HEYBURN II, Chief District Judge.

Plaintiff William Laney brought suit individually and on behalf of his minor daughter, Victoria Laney, after school officials confiscated her cell phone when it began ringing during a class session and then imposed a one-day, in-school suspension upon her. The only remaining claim, brought pursuant 42 U.S.C. § 1983, seeks recovery for failure to provide notice and an opportunity to be heard prior to Victoria's suspension. The sole remaining defendant, Wilson County Board of Education ("WCBE"), brings this interlocutory appeal of the district court's finding that a one-day, in-school suspension implicates procedural due process protection of the Due Process Clause. For the reasons stated below, we respectfully disagree with the district court and reverse.

I.

Victoria Laney was in the eighth grade at West Wilson Middle School in Mt. Juliet, Wilson County, Tennessee. On September 16, 2005, her cellular telephone began to ring during a class. Victoria's instructor seized the telephone and delivered it to the school's principal, Jim Farley, along with a partially completed Disciplinary Office Referral form.

The WCBE's code of conduct prohibits students' personal communications devices such as cellular telephones on school property during school hours. It further requires that violations be reported to the principal; that the device be confiscated; and returned only to the parent/guardian of the student. The Code of Conduct states that for a first offense, such a violation will result in "Confiscation of device and return to parent ONLY after 30 days and 1 day of In-school suspension." The Code of Conduct further provides:

DUE PROCESS — before imposing consequences, the teacher or principal shall be guided by the principle of fundamental fairness and make at least rudimentary inquiry into the incident to assure that the offense is accurately identified, that the student understands the nature of the offense, and that the student is given an opportunity to present his/her views. Before a student is removed from the school setting, he/she shall be given a complete due process hearing by the principal of said school and/or the Wilson County Schools Discipline Hearing Authority.

On the morning of Monday, September 19, 2005, Bill Laney went to Wilson Middle School and spoke with Jim Farley, seeking the return of the cellular telephone. Farley refused to return the phone until the expiration of thirty days. That same day, the vice-principal, Laura Honeyman, completed the Disciplinary Office Referral form stating that Victoria was to serve one day of in-school suspension on September 20, 2005, and that the phone was "to be held in the vault for 30 days. Parent may pick up on October 17, 2005, in the main office." Honeyman further checked boxes on the form that stated a conference had been held with the student and a letter had been sent home.

On September 19, Victoria was home sick from school. When she reported to school for class on the next day, she served her one day of in-school suspension in the school office. She did not confer with anyone at school regarding the cellular telephone incident, its seizure, or notice of the in-school suspension. Further, Victoria did not receive the suspension note to take to her parents until after she had served the suspension. They did not learn of it until informed by their daughter.

In his Report and Recommendation, the Magistrate Judge states without support that the student "had an opportunity to explain any mitigating circumstances to the teacher that confiscated it." In contrast, the Complaint states that "Victoria Laney never had a conference with Defendant Laura Honeyman, Defendant Jim Farley, or anyone at the West Wilson Middle School regarding the incident involving the cellular telephone in her possession ringing, the seizer of the cellular telephone in her possession or notice of the ISS. . . ." In reviewing a motion to dismiss, we must accept all factual allegations of the Complaint as true and determine whether the plaintiff can prove no set of facts in support of his claims that would entitle him to relief. Arrow v. Federal Reserve Bank, 358 F.3d 392, 393 (6th Cir.2004).

II.

On September 28 William Laney brought suit individually and on behalf of Victoria seeking $500,000 in compensatory damages and $300,000 in punitive damages, alleging violations of due process rights under 42 U.S.C. § 1983 related to the thirty-day retention of the phone and the imposition of the in-school suspension; civil conspiracy under 42 U.S.C. § 1985; and individual claims against defendants Jim Farley and Laura Honeyman.

Defendants WCBE, Farley, and Honeyman moved to dismiss under Rule 12(b)(6). The District Court referred the motion to the Magistrate Judge who issued a Report and Recommendation ("R R") recommending that the Motion be granted and the Complaint dismissed. After considering all the objections, the District Court made a de novo determination of the E E accepting its recommendation to dismiss the due process claim as to the retention of the phone, but found that the sole remaining claim under § 1983 — concerning the procedural due process rights of the daughter in connection with the in-school suspension — should go forward. The only remaining defendant, WCBE, filed a Motion to Alter Or Amend Judgment, or in the Alternative, Application for Certification for Interlocutory Appeal related to the sole remaining due process claim. The District Court denied the Motion to Alter Or Amend Judgment but certified WCBE's application for an interlocutory appeal of its due process claim. The WCBE petitioned this Court, which granted permission for the instant interlocutory appeal.

III.

We review the District Court's consideration of a Rule 12(b)(6) motion for dismissal under a de novo standard. Arrow, 358 F.3d at 393. In doing so, we "must construe the complaint in a light most favorable to the plaintiff, accept all of the factual allegations as true and determine whether the plaintiff can prove no set of facts in support of his claims that would entitle him to relief." Id. (citations omitted).

IV.

Claims under 42 U.S.C. § 1983 can only be brought for "deprivation of rights secured by the constitution and laws of the United States." Lugar v. Edmondson Oil Co., 457 U.S. 922, 924, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982). The Fourteenth Amendment forbids the State from depriving any person of life, liberty, or property without due process of law. U.S. Const. amend. XIV, § 1. Plaintiffs argue that because they were given no formal hearing or notification concerning Victoria's one-day in-school suspension, they were denied a constitutional right in violation of the Due Process Clause of the Fourteenth Amendment.

Allegations of state law or state constitutional violations will not support a § 1983 claim. Neinast v. Board of Trustees, 346 F.3d 585, 597 (6th Cir.2003); Radvansky v. City of Olmsted Falls, 395 F.3d 291, 314 (6th Cir.2005). Similarly, a § 1983 claim may not be based upon a violation of state procedure that does not violate federal law. Brody v. City of Mason, 250 F.3d 432, 437 (6th Cir.2001). In its Memorandum and Order, the District Court noted that Tennessee state law and WCBE's policy require notice and a limited hearing for suspensions. However, a finding that such policies were violated would not support a claim under § 1983.

Plaintiffs' § 1983 claim arises from an alleged violation of procedural due process. Some courts have analyzed in-school suspensions as a potential violation of substantive due process as well. See, e.g., Wise v. Pea Ridge Sch. Dist., 855 F.2d 560, 565 (8th Cir.1988). "The substantive component of the Due Process Clause protects students against abusive government power as exercised by a school." Doe v. Claiborne County, Tenn., 103 F.3d 495, 506 (6th Cir.1996). However, if any conceivable legitimate state interest is rationally furthered by the faulted state action, it is not "arbitrary and capricious" or "abusive." See Curio v. Harper Woods, 954 F.2d 1237, 1243 (6th Cir.1992). There has been no allegation of a violation of Victoria's substantive due process rights.

The starting point for analyzing a school suspension case is Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975). In Goss, the Supreme Court held that students facing ten-day suspensions from public school were entitled to protection under the Due Process Clause. Id. at 576, 95 S.Ct. 729. The Court held further that such protection requires schools to provide notice of the charges against the students, an explanation of the evidence the authorities have, and an opportunity to present his or her side of the story. Id. at 581, 95 S.Ct. 729. The Court held that the Due Process Clause applied because suspensions from school deprived students of two rights: a property interest in educational benefits and a liberty interest in their reputations. Id. at 573-74, 95 S.Ct. 729. Thus, we must determine whether the one-day in-school suspension infringed Victoria's property or liberty interest.

A.

Regarding the property interest, the Goss Court said that state laws creating free education to all residents between five and twenty-one years of age coupled with a compulsory-attendance law create a claim of entitlement to public education. 419 U.S. at 573, 95 S.Ct. 729. "Having chosen to extend the right to an education to people of appellees' class generally, Ohio may not withdraw that right on grounds of misconduct absent, [sic] fundamentally fair procedures to determine whether the misconduct has occurred." Id. at 574, 95 S.Ct. 729 (citing Arnett v. Kennedy, 416 U.S. 134, 164, 94 S.Ct. 1633, 40 L.Ed.2d 15 (1974)) (Powell, J., concurring). Like Ohio, Tennessee has created a free education system and requires attendance in school. See Tenn. Code Ann. § 49-6-3001. Thus Tennessee students have a legitimate property interest in educational benefits and, therefore, in actually attending school.

Whether an in-school suspension deprives a student of that interest in educational benefits depends on the extent of her exclusion from the educational process. In Goss, the Court viewed a ten-day suspension from school as a deprivation of a property right to education because it was a "total exclusion from the educational process." Id. at 576, 95 S.Ct. 729. An in-school suspension could, but does not necessarily, deprive a student of educational opportunities in the same way an out-of-school suspension would:

Under certain circumstances, in-school isolation could well constitute as much deprivation of education as at-home suspension. In other words, a student could be excluded from the educational process as much by being placed in isolation as by being barred from the school grounds. The primary thrust of the educational process is classroom instruction; in both situations the student is excluded from the classroom. This is not to say that any in-school detention would necessarily be equivalent to a suspension; it would depend on the extent to which the student was deprived of instruction or the opportunity to learn.
Cole v. Newton Special Mun. Separate Sch. Dist., 676 F.Supp. 749, 751-52 (S.D.Miss.1987), aff'd, 853 F.2d 924 (5th Cir.1988) (concluding that there were insufficient facts to determine as a matter of law that the isolation at issue involved sufficient educational deprivation to warrant due process protections).

Here, Victoria's in-school suspension was unlike the out-of-school suspensions discussed in Goss. Tennessee students assigned to in-school suspension remain in the school setting and are expressly "required to complete academic requirements." Tenn. Code Ann. § 49-6-3401(b)(2). A student under in-school suspension is "recorded as constituting a part of the public school attendance in the same manner as students who attend regular classes." Tenn.Code. Ann. § 49-6-3401(e). Unlike students in out-of-school suspensions, students under in-school suspensions re not denied all educational opportunities, even though they are removed from their classrooms.

Tennessee statutes recognize the distinction between in-school and out-of-school suspensions. "Any principal, principal-teacher or assistant principal may suspend any pupil from attendance at a specific class, classes or school-sponsored activity without suspending such pupil from attendance at school pursuant to an in-school suspension policy adopted by the local board of education." Tenn.Code. Ann. § 49-6-3401 (b)(1).

Other courts encountering the issue under similar circumstances have reached the sensible conclusion that in-school suspensions do not implicate a student's property interest in a public education. The Eighth Circuit stated as much when a special education student received a three-day in-school suspension due to tardiness and was isolated in a special classroom. See Wise, 855 F.2d at 563 n. 3. The student completed all his assigned work during the suspension and did not fall behind in his school work as a result of being placed in the special classroom. Id. at 566. The Wise court said, "we do not believe . . . that the Goss decision requires adherence to the strictures of procedural due process in the context of a temporary in-school suspension. . . . In-school suspension does not exclude the student from school and consequently a student's property interest in a public education is not implicated." Id. at 563 n. 3. See also Fenton v. Stear, 423 F.Supp. 767, 772 (W.D.Pa.1976) (holding that a student who received a three-day in-school suspension and an eleven-day in-school restriction, including exclusion from the senior class outing and extra-curricular activities, did not receive punishment sufficient to constitute a deprivation of a property interest); Dickens v. Johnson County Bd. of Educ., 661 F.Supp. 155 (E.D.Tenn.1987) (holding that interference with a sixth-grade student's educational opportunity was trivial and his property interest was not implicated when he was placed in "timeout" in a three-sided cardboard carton for as long as four and one-half hours on six consecutive days). We agree with these views.

Furthermore, WCBE analogizes the in-school suspension with an imposition of attendance at an alternative school. This Court has suggested that an imposition of a ten-day attendance at an alternative school may not give rise to procedural due process, "absent some showing that the education received at the alternative school is significantly different from or inferior to that received at his regular public school." Buchanan v. City of Bolivar, 99 F.3d 1352, 1359 (6th Cir.1996). No such argument could be made on our facts. We conclude, therefore, that Victoria's one-day in-school suspension does not implicate a property interest in public education.

B.

Regarding the liberty interest, the Goss Court emphasized that charges of misconduct resulting in a ten-day suspension could be detrimental to a student's liberty, namely his or her "good name, reputation, honor, or integrity." 419 U.S. at 574, 95 S.Ct. 729. Such charges "could seriously damage the students' standing with their fellow pupils and their teachers as well as interfere with later opportunities for higher education and employment." Id. at 575, 95 S.Ct. 729. Suspension from classes could be as detrimental to a child's reputation as suspension from school, as classmates and teachers will know of the disciplinary action. If the suspension is placed on the student's permanent record, others may learn of it as well.

Although in the instant case Victoria's in-school suspension was recorded as constituting a part of the public school attendance in the same manner as students who attend regular classes, it is not clear from the record before the Court whether the suspension will be included in her record in some other way.

Courts have been hesitant, however, to hold that in-school suspensions are detrimental to a student's liberty interest in his reputation. See, e.g., Fenton, 423 F.Supp. at 773 (summarily dismissing the student's argument that his liberty interest had been infringed, concluding that the student's reputation could not have been seriously damaged when he was kept in school with the restrictions imposed). Moreover, at least one journal article has questioned whether injury to reputation absent some deprivation of a property interest could be sufficient to implicate the requirements of due process. See Lee E. Teitelbaum, School Discipline Procedures: Some Empirical Findings and Some Theoretical Questions, 58 Ind. L.J. 547, 586 (1983).

We can find no court that has held an in-school suspension to trigger the protections of the Due Process Clause arising from a student's liberty interest in their reputation. We decline to extend those protections to such circumstances and the facts here certainly do not give rise to such a right.

C.

After finding that the Due Process Clause applied to temporary suspensions, the Goss Court rejected an argument that a ten-day school suspension does not subject a student to a "severe detriment and grievous loss" and may thus be considered de minimis. Id. at 574-76, 95 S.Ct. 729. The Court noted that "length and consequent severity of a deprivation, while another factor to weigh in determining the appropriate form of hearing, `is not decisive of the basic right' to a hearing of some kind." Goss, 419 U.S. at 576, 95 S.Ct. 729 (citing Fuentes v. Shevin, 407 U.S. 67, 86, 92 S.Ct. 1983, 32 L.Ed.2d 556 (1972)). In other words, after finding that the Due Process Clause did apply to the deprivation of property and liberty, the Court also held that a 10-day suspension from school was not de minimis.

Several courts have held, however, that shorter temporary in-school suspensions do constitute de minimis deprivations of property or liberty. See, e.g., Wise, 855 F.2d at 563 n. 3 (noting that the interference with the student's liberty or property interests resulting from a three-day in-school suspension was de minimis); Fenton, 423 F.Supp. at 772 (stating that the three-day in-class suspension and eleven-day restriction preventing the student from attending a class trip was de minimis); Rice v. Lautzenhizer, No. 1:95CV297-D-D, 1996 WL 671618 at *4 (N.D.Miss. Aug.5, 1996) (holding that a one-hour confinement of a third grade student in a school storage room constituted a de minimis deprivation of her liberty and thus impinged no procedural due process). We agree with this reasoning and find a one day in-school suspension to be a de minimis deprivation. On this ground also, we would respectfully disagree with the district court.

V.

A suspension of sufficient length or consequence can implicate the Due Process Clause. An in-school suspension that so isolates a student from educational opportunities that it infringes her property interest in an education, or one so long in duration that it damages one's reputation, could raise issues simply not present on our facts. We conclude, however, that a one-day in-school suspension, during which the student was required to complete school work and was recorded as having attended school, does not deprive her of a property interest in educational benefits or a liberty interest in reputation. In any event, because such a suspension is a de minimis deprivation, it would not implicate due process requirements.

We REVERSE the district court's denial of Defendant's motion to dismiss and REMAND for proceedings consistent with this opinion.

JULIA SMITH GIBBONS, Circuit Judge, concurring.

I agree with the majority opinion's thorough analysis and agree that the district court should have granted defendant WCBE's motion to dismiss but write separately to emphasize that imposing an in-school suspension, even of short duration, without procedural safeguards could conceivably violate due process under different facts. The Tennessee statutes apparently contemplate that students receiving in-school suspensions complete academic requirements. The complaint fails to allege any educational detriment suffered by Victoria Laney that could amount to deprivation of a property interest or any reputational harm that might amount to deprivation of a liberty interest. There is no allegation of any sort of loss that could be categorized as more than de minimis. Here, the assertions of a constitutional violation are insufficient to withstand a motion to dismiss.

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LANEY v. FARLEY
(Aug 28, 2007)