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  • provisions of section 2(1), proviso (iv) of the Indian Copyright Act
  • section 2(1), proviso (iv) of the Copyright Act
  • SECTION 7 COPYRIGHT ACT
  • section 6(2)
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Citation Codes
Equivalent Citations
citation codes
Case Number
Attorney(S)
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  • provisions of section 2(1), proviso (iv) of the Indian Copyright Act
  • section 2(1), proviso (iv) of the Copyright Act
  • SECTION 7 COPYRIGHT ACT
  • section 6(2)
Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

This appeal arises from a suit for injunction and damages under the Copyright Act brought by Dr. Rabindra Nath Tagore (the plaintiff). The plaintiff was the author of three books — "Gitanjali", "The Gardener" and "The Crescent Moon" — and a selection of his poems had also been published as "Poems from Tagore".

Defendant No. 1, a firm owned by Lala Ram Narain Lal, published a book titled "Intermediate poems for detailed study, 1929" which included four poems taken in extenso from the plaintiff's three books (one poem from the first book, two from the second, and one from the third). Defendant No. 2 was the publisher of that book.

The plaintiff sued for (a) an injunction restraining further infringement, (b) an account of copies sold/unsold and sums received, and (c) an order that the defendants pay either net profits from sales or, alternatively, damages occasioned by the defendants' publication.

The defendants resisted on multiple grounds, including challenges to the verification of the plaint, a plea of innocent infringement and reliance on the protection in section 2(1), proviso (iv) of the Copyright Act, and a denial of damages. The trial court found that copyright in the poems subsisted and was owned by Tagore, rejected the defendants' plea of innocent infringement and the proviso defence, assessed damages at Rs. 400, and awarded costs to the plaintiff.

The defendants appealed; the plaintiff filed a cross-objection claiming that damages were inadequate. The appeal raised, inter alia, issues about plaint verification, application of section 2(1) proviso (iv), alleged acquiescence by the plaintiff, and the amount of damages awarded.

Legal Issues Presented

  1. Whether the suit was maintainable given an initial verification of the plaint by a person who may not have been authorised to verify it.
  2. Whether the defendants were protected by the proviso to section 2(1), proviso (iv) of the Indian Copyright Act (i.e., publication in a school-use collection of short passages), given that they published four poems by the same author.
  3. Whether the plaintiff was estopped by acquiescence because other publishers had previously borrowed the same poems.
  4. Whether the damages awarded by the trial court (Rs. 400) were excessive or inadequate (including the plaintiff's cross-objection claiming inadequacy).

Arguments of the Parties

Defendants' (Appellants') Arguments

  • The suit was not maintainable because the person who initially verified the plaint (Mr. Parkhurst) had no authority to do so.
  • The defendants relied on good faith and sought protection under section 2(1), proviso (iv) of the Copyright Act (school-use proviso), arguing that they published not more than two poems from each of Tagore's works and so fell within the proviso.
  • The plaintiff had acquiesced in publication because other publishers had also copied the same poems, and therefore an estoppel should arise.
  • The damages awarded by the trial court were excessive.

Plaintiff's (Respondent's) Position

  • The plaintiff asserted ownership of the copyright in the poems and sought injunctive and monetary relief: an injunction, an account of sales and receipts, and either the defendants' net profits or damages for the infringement.
  • In response to the verification objection, the plaintiff caused the plaint to be re-verified by his son (an authorised person) before the period of limitation expired.
  • In the cross-objection, the plaintiff claimed that the damages awarded by the trial court were inadequate.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The court proceeded stepwise through the points raised on appeal:

  1. Verification irregularity:

    The court accepted that Mr. Parkhurst who initially verified the plaint may not have been authorised, but treated that as a mere irregularity rather than a vitiating defect. The irregularity was cured because the plaint was re-verified by the plaintiff's son (an authorised person) before the limitation period expired. Consequently, the suit remained properly instituted.

  2. Nature of the alleged infringement:

    The court described the plaintiff's books as collections of separate poems and noted that the defendants' book included four of Tagore's poems (the four poems were among 14 poems recommended by the Provincial Board). The defendants included those four poems in full, together with paraphrases and notes, in a school-use compilation.

  3. Application and interpretation of section 2(1), proviso (iv):

    The proviso permits publication in a school-use collection of "short passages from published literary works not themselves published for the use of schools in which copyright subsists," subject to the restriction that no "not more than two of such passages from works by the same author" may be published by the same publisher within five years. The defendants argued they had published not more than two poems from each of Tagore's separate works.

    The court rejected that construction. It held that the proviso's phrase "from works by the same author" must be read as referring to passages from the works of the same author in the aggregate, not two passages per separate work. Because the defendants published four passages by the same author, they exceeded the two-passage limit and could not claim protection under the proviso. The court emphasized that the proviso was not intended to permit a publisher to take a couple of poems from many separately published works and thereby compile an unauthorised edition.

  4. Estoppel / acquiescence:

    The court found no force in the estoppel argument. The defendants' contention that other publishers had borrowed the same poems did not create an estoppel against the plaintiff. The opinion records that suits had been instituted against some of those other publishers and that the plaintiff had his remedy against them; such parallel infringements did not bar the plaintiff's claim against these defendants.

  5. Damages assessment:

    The court treated the damages question in light of the two alternative bases pleaded by the plaintiff: (a) an accounting of net profits, and (b) damages sustained by the plaintiff. The defendants failed to produce accounts; the court presumed, on admitted pricing (Rs. 1 per book) and presumed sales, that Rs. 1,000 was realised. However, based on evidence that net profit margins for comparable books were well under 40% (the plaintiff's publisher's agent had admitted that net profit was much less than 40%), the court found it reasonable that net profits would not exceed 40% after paying the author of notes and covering printing, advertising and commission costs. Thus, Rs. 400 (40% of Rs. 1,000) was not an inadequate assessment for net-profit-based damages.

    Regarding the plaintiff's claimed loss of income from decreased sales of his larger books, the court found it difficult to attribute the decline solely to the defendants' publication because five other firms had also infringed and incorporated the same poems. Because multiple causes could explain the decline, the court concluded it could not say that Rs. 400 understated the plaintiff's fair loss attributable to these defendants alone.

  6. Other statutory points:

    The court noted it was unnecessary to decide whether, under section 7 of the Copyright Act, the plaintiff might be entitled to gross proceeds rather than net proceeds because the plaint limited the claim to net profits. The court also observed that under section 6(2) the award of costs in infringement proceedings is in the absolute discretion of the court, and the appellate court chose not to interfere with the costs award made below.

Holding and Implications

Final Ruling: The appellate court dismissed both the defendants' appeal and the plaintiff's cross-objection with costs.

Consequences for the Parties:

  • The trial court's findings that the defendants had infringed the plaintiff's copyright, that the defendants were not entitled to protection under section 2(1), proviso (iv), and that the plaintiff was entitled to damages of Rs. 400 (and costs) were upheld.
  • The verification objection to the plaint was rejected as cured by re-verification before the expiry of limitation.
  • The defendants' estoppel/acquiescence defence failed.

Broader Implications: The opinion interprets the proviso to section 2(1) as limiting publication to not more than two passages in aggregate "from works by the same author" by the same publisher within five years — i.e., the restriction applies to the author as a whole rather than to each separately published work. The court did not purport to lay down broader precedent beyond that statutory interpretation, and it expressly avoided deciding the section 7 question because the plaint limited recovery to net profits.

    Educational Book Depot v. Rabindra Nath Tagore

    Sulaiman, C.J, and Thom, J.:— This is a defendants' appeal arising out of a suit brought for an injunction and damages under the Copyright Act. The plaintiff is Dr. Rabindra Nath Tagore, who is the author of three books called “Gitanjali”, the “Gardener” and the “Crescent Moon”. These books had been printed by Macmillan & Company, Limited. A selection of his poems styled “Poems from Tagore” has also been published. The defendant No. 1 is a firm owned by Lala Ram Narain Lal who has brought out a book called “Intermediate poems for detailed study, 1929” which contains one poem out of the first book, two out of the second book and one out of the third. Defendant No. 2 was the publisher of the last mentioned book.

    The case for the plaintiff was that the defendants in publishing their book had infringed the copyright of the plaintiff. In the plaint the plaintiff claimed an injunction restraining the defendants from further infringement, for an account of the number of copies of the book sold and unsold and of all sums of money received by the defendants, and for order that the defendants do pay to the plaintiff either the net profits arising from the sale or disposal of the said books or, alternatively, the amount of the damage occasioned to the plaintiff by reason of the defendants printing, publishing and distributing their books.

    The claim was resisted by the defendants on numerous grounds. They challenged the regularity of the presentation of the plaint; they denied knowledge of the plaintiff's copyright in the poems, pleaded good faith and protection under section 2(1), proviso (iv) of the Copyright Act and denied that the plaintiff had suffered any damages whatsoever. Several issues were framed by the court below. The learned District Judge came to the conclusion that the copyright in the poems in dispute subsisted and was owned by Dr. Rabindra Nath Tagore. He found that the plea of innocent infringement had not been taken in good faith and that there was no reasonable ground for the defendants to believe that the copyright did not subsist; and that the defendants were not entitled to the benefit of section 2(1), proviso (iv) of the Copyright Act and had accordingly infringed the plaintiff's copyright. In conclusion he fixed Rs. 400 as the amount of damages to which the plaintiff was entitled and gave him all costs.

    The defendants have come up in appeal and the plaintiff has filed a cross-objection. In appeal the main points urged before us are: (1) that the suit was not maintainable inasmuch as the person who had originally verified the plaint had no authority to do so; (2) that the provisions of section 2(1), proviso (iv) of the Indian Copyright Act protected the defendants: (3) that the plaintiff had acquiesced in the publication by the defendant; and (4) that the damages awarded are excessive. * * *In the cross-objection the plaintiff claims that the amount of damages allowed is inadequate.

    We think that there is no force in the first contention. There is no doubt that the suit was instituted under the authority and with the consent of the plaintiff, though there is also no doubt that Mr. Parkhurst who had first verified the plaint was not an authorised agent and therefore could not probably have verified it on behalf of the plaintiff. On the other hand, he might have done so with the express oral authority of the plaintiff. But this was a mere irregularity which did not altogether vitiate the plaint and was in no way fatal to the institution of the suit. As a matter of fact, in order to avoid all further difficulties the plaintiff got the plaint verified again by his own son who had full authority to do so. This verification was made before the limitation had expired and any irregularity that might have existed was perfectly cured. There was therefore no defect whatsoever in the suit.

    In order to consider whether the defendants are protected under the 4th proviso to section 2(1) it is necessary to examine the nature of the alleged piracy. Dr. Tagore's books consist of separate works containing a largo number of poems. Four poems out of these three books have been borrowed in extenso by the defendants. The defendants' book contains the poems prescribed by the Provincial Board of High School and Intermediate Education. There were 14 poems which were recommended for general study. Out of these, 4 are those of Dr. Tagore. The defendants' book contained all these 4 poems, along with paraphrases and notes. It also contained other prescribed poems with notes.

    The proviso to section 2(1) is in the following words: “The publication in a collection, mainly composed of non-copyright matter, bona fide intended for the use of schools and so described in the title and in any advertisements issued by the publisher, of short passages from published literary works not them selves published for the use of schools in which copyright subsists.” It Educational may be assumed that the defendants' book is such a publication, but the question is whether the defendants can bring themselves within the proviso, under which no “not more than two of such passages from works by the same author” can be published by the same publisher within five years.

    The learned advocate for the defendants contends that inasmuch as the defendants borrowed not more than two poems from each of the works of Dr. Tagore they come within the scope of this proviso. We are unable to accept this contention. The proviso does not say that not more than two of such passages from each work of the same author are published, but says “not more than two passages from works by the same author”. It seems to us that inasmuch as the defendants have in their book published four passages from the works of the same author they cannot claim the protection of this proviso. Obviously, the proviso was not intended to protect a man who brings out an unauthorised edition of a poet's poems by taking out two poems out of each of the many works published by him separately.

    It is accordingly unnecessary to consider whether when a number of poems are brought out in one volume the whole volume is to be considered a literary work of the author or whether each separate poem in that volume is to be considered a separate literary work.

    There is no force whatsoever in the contention that there is some sort of estoppel against the plaintiff because he has acquiesced in a previous publication. The plea was based on the ground that other publishers have also borrowed these very poems. We, however, understand that suits have been instituted against some of those. In any case, that is not a matter which can be taken into account in order to create an estoppel against the plaintiff. He has his own remedy against the other people who may have infringed his right.

    The only question which remains is one of the amount of damages.

    As pointed out above, the plaintiff claimed damages on two alternative bases. The first was the amount of Tagore the net profits made by the defendants and the second was an alternative claim for damages occasioned to the plaintiff. Although we presume against the defendants [they having failed to produce any accounts] that all the books were sold and it is admitted that each book was priced at one rupee and therefore we presume that Rs. 1,000 must have been realised by the defendants we are unable to say that the net profits made by the defendants were more than Rs. 400, which is the amount assessed by the court below. In the case of their own books the agent of the plaintiff's publishers has admitted that much less than 40 per cent, is the net profit of the company. We do not think that when the remuneration paid to the author who prepared the notes and the costs of printing and advertising the book and the costs of commission are all calculated, the net profits would in any way exceed 40 per cent. We are therefore unable to hold that if the net profits made by the defendants is to be the basis, the amount of damages assessed by the court below is inadequate.

    As regards the loss suffered by the plaintiff the difficulty is still greater. The plaintiff's case was that many other books of his were for sale in the market and during the year in dispute the sales had fallen. But it is to be admitted that five other firms have infringed the plaintiff's copyright and they also have incorporated these poems of the plaintiff in their own books. It is therefore very difficult to say that the decrease in the income received by the plaintiff on account of a fall in the sales of his bigger books is not the result of any depression in trade or not the result of the competition of the other firms but is solely due to the publication by the defendants. We find it very difficult to hold that Rs. 400 does not represent educational a fair amount of loss which the plaintiff has sustained on account of the publication of the defendants' book, excluding the loss occasioned by other causes. The result, therefore, is that we cannot increase this amount.

    It is not necessary for us to consider whether under section 7 of the Copyright Act the plaintiff is entitled to the gross proceeds of the sales of all the books or only to the net proceeds, because in the plaint, as pointed out above, the claim was confined to the net profits arising from the sales.

    Under section 6(2) the costs of all parties in the proceedings in respect of infringement of copyright shall be in the absolute discretion of the court. We think that we should not interfere with the award of these costs. The result, therefore, is that the appeal and cross-objection are both dismissed with costs.

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    Educational Book Depot v. Rabindra Nath Tagore
    (Mar 9, 1933)