AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Tenth Schedule to the Constitution
  • Article 191 read with Para 2 of the Tenth Schedule to the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not found in the text)
  • Para 2(1)(a) of the Tenth Schedule to the Constitution, Rules 6(1) and 6(2) of the 1987 Rules
  • Code of Civil Procedure, 1908 (5 of 1908)
  • Para 2(1) of the Tenth Schedule, Rule 6 of the 1987 Rules, Section 5, Subsection 2 of the 1983 Income Tax Act
  • Paras 2(1)(a) and 8 of the Tenth Schedule to the Constitution of India
  • Tenth Schedule, Constitution (Fifty-second Amendment) Act, 1985
  • Para 8 of the Tenth Schedule to the Constitution, sub-rule (2) of Rule 6 of the 1987 Rules
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Tenth Schedule to the Constitution
  • Article 191 read with Para 2 of the Tenth Schedule to the Constitution of India
  • Section 5, Subsection 2 of the 1983 Income Tax Act (not found in the text)
  • Para 2(1)(a) of the Tenth Schedule to the Constitution, Rules 6(1) and 6(2) of the 1987 Rules
  • Code of Civil Procedure, 1908 (5 of 1908)
  • Para 2(1) of the Tenth Schedule, Rule 6 of the 1987 Rules, Section 5, Subsection 2 of the 1983 Income Tax Act
  • Paras 2(1)(a) and 8 of the Tenth Schedule to the Constitution of India
  • Tenth Schedule, Constitution (Fifty-second Amendment) Act, 1985
  • Para 8 of the Tenth Schedule to the Constitution, sub-rule (2) of Rule 6 of the 1987 Rules
Smart Summary

Factual and Procedural Background

Four elected Members of the Orissa Legislative Assembly belonging to the National Congress Party (NCP) switched allegiance to the ruling Biju Janata Dal (BJD) on 5-6-2012. Shri Utkal Keshari Parida, President of the State unit of NCP (though not himself an MLA), filed four disqualification petitions before the Speaker under the Members of Orissa Legislative Assembly (Disqualification on Ground of Defection) Rules, 1987 (“1987 Rules”). When the Speaker did not dispose of the petitions promptly, Parida instituted Writ Petition (C) No. 14869 of 2012 before the Orissa High Court seeking an expeditious decision. The Speaker objected, contending that Rule 6(2) allows only another MLA to file such petitions. The High Court rejected the objection and held the writ maintainable. The Speaker then filed the present appeals before the Supreme Court challenging that ruling.

Legal Issues Presented

  1. Whether, under Rules 6(1) and 6(2) of the 1987 Rules read with Paras 2(1)(a), 6 and 8 of the Tenth Schedule to the Constitution, a petition seeking disqualification of an MLA can be made only by another MLA or also by any “person interested”.

Arguments of the Parties

Appellant (Speaker of the Orissa Legislative Assembly)

  • Rule 6(2) expressly states that a disqualification petition “may be made in writing to the Speaker by any other Member”, indicating that only MLAs have locus standi.
  • Allowing non-members to initiate proceedings would “do violence” to the wording and intent of Rule 6.
  • The High Court’s interpretation conflicts with the Speaker’s rule-making authority conferred by Para 8 of the Tenth Schedule.
  • Following the High Court ruling, the matter was referred to the Assembly’s Committee of Privileges; however, business could not proceed, and the Speaker sought relief from the Supreme Court.

Respondent (Utkal Keshari Parida, President, NCP—Orissa Unit)

  • The four MLAs voluntarily gave up NCP membership by joining BJD, attracting disqualification under Para 2(1)(a) of the Tenth Schedule.
  • A merger defence is untenable because only an original political party—not merely its legislature party—can merge.
  • Rajendra Singh Rana v. Swami Prasad Maurya (2007) and the Punjab & Haryana Full Bench decision in Parkash Singh Badal (AIR 1987 P&H 263) establish that “any person interested” may bring disqualification facts to the Speaker.
  • Denying such locus would defeat the anti-defection purpose of the Tenth Schedule, especially where all MLAs of a party defect and no member remains to complain.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mahachandra Prasad Singh v. Bihar Legislative Council (2004) 8 SCC 747 Subordinate legislation (rules) cannot curtail the scope of the Tenth Schedule; rules are procedural tools to aid, not obstruct, anti-defection adjudication. Relied on to “read down” Rule 6 so that it does not fetter the Speaker’s power to act on information from non-members.
Kihoto Hollohan v. Zachillhu 1992 Supp (2) SCC 651 General constitutional framework and judicial review concerning the Tenth Schedule. Cited by the High Court; acknowledged by the Supreme Court while affirming the High Court’s reasoning.
Rajendra Singh Rana v. Swami Prasad Maurya (2007) 4 SCC 270 Locus standi under the Tenth Schedule; reference can be made by persons other than MLAs. Used to bolster the conclusion that an “interested person” may initiate disqualification proceedings.
Parkash Singh Badal v. Union of India, AIR 1987 P&H 263 (FB) Full Bench view that any person can bring a disqualification question to the Speaker. Referenced in both the High Court and Supreme Court to support broad locus standi.

Court's Reasoning and Analysis

The Supreme Court held that Rule 6(2) of the 1987 Rules, being a product of delegated legislation under Para 8 of the Tenth Schedule, cannot override the substantive constitutional provisions in the Schedule itself. If the Rule were interpreted rigidly, situations could arise where no MLA remains within the affected party to bring a complaint, thereby subverting the anti-defection purpose recognised in the Statement of Objects and Reasons of the Fifty-second Amendment. Citing Mahachandra Prasad Singh, the Court emphasised that procedural rules must facilitate, not frustrate, the Speaker’s inquiry.

Consequently, the Court “read down” Rules 6(1) and 6(2) to permit any person interested—not solely an MLA—to place disqualification facts before the Speaker. Upon receipt of such information, the Speaker retains full authority under Para 6 of the Tenth Schedule to determine whether a member has incurred disqualification. The High Court’s interpretation was therefore affirmed, and the Speaker’s restrictive reading rejected.

Holding and Implications

Appeals Dismissed; High Court judgment upheld.

Immediate Effect: The disqualification petitions filed by the respondent remain maintainable before the Speaker, who must now adjudicate them on merits. Costs were not awarded.

Broader Implications: The ruling clarifies that under the Tenth Schedule, any interested person may initiate disqualification proceedings, ensuring that wholesale defections cannot escape scrutiny merely because no MLA remains to complain. While reinforcing the anti-defection regime, the decision does not create a new doctrine but affirms existing precedent on the supremacy of constitutional provisions over subordinate procedural rules.

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    Speaker, Orissa Legislative Assembly v. Utkal Keshari Parida .

    Altamas Kabir, C.J— Leave granted. These appeals raise an interesting issue relating to the powers of the Speaker of the Orissa Legislative Assembly under Rules 6(1) and 6(2) of the Members of Orissa Legislative Assembly (Disqualification on Ground of Defection) Rules, 1987 (hereinafter referred to as “the 1987 Rules”), in the wake of Paras 2(1)(a) and 8 of the Tenth Schedule to the Constitution of India and are taken up together for disposal. The facts giving rise to the said legal question are set out hereinbelow.

    2. The appellant herein is the Speaker of the Orissa Legislative Assembly. There were four elected members of the National Congress Party (NCP) in the Orissa Legislative Assembly. All the said four elected members of NCP joined the Biju Janata Dal (BJD), which is the ruling party in the State of Orissa. On account of such defection, respondent, Shri Utkal Keshari Parida, who is the President of the State unit of NCP in the State of Orissa, filed four separate disqualification petitions before the appellant for disqualification of the said four elected members of NCP. The disqualification petitions were placed before the appellant on 24-7-2012 and copies thereof were forwarded to the Members concerned of the Legislative Assembly, in terms of Rule 7(3) of the 1987 Rules.

    3. Inasmuch as, the matter was being delayed, the respondent filed Writ Petition (C) No. 14869 of 2012, before the Orissa High Court, inter alia, for a direction to the Speaker of the Assembly to dispose of the disqualification petitions expeditiously. Before the Division Bench of the said High Court, an objection was taken regarding the maintainability of the writ petition at the instance of the respondent, who though being the President of the State unit of NCP, was not a Member of the Legislative Assembly, in view of the provisions of sub-rule (2) of Rule 6 of the 1987 Rules.

    4. Rule 6 of the 1987 Rules, which is relevant for our purpose, is extracted hereinbelow:

    “6. (1) No reference of any question as to whether a Member has become subject to disqualification under the Tenth Schedule shall be made except by a petition in relation to such Member made in accordance with the provisions of this rule.
    (2) A petition in relation to a Member may be made in writing to the Speaker by any other Member:
    Provided that a petition in relation to the Speaker shall be addressed to the Secretary.
    (3) The Secretary shall—
    (a) as soon as may be after the receipt of a petition under the proviso to sub-rule (2) make a report in respect thereof to the House; and
    (b) as soon as may be after the House has elected a Member in pursuance of the proviso to sub-para (1) of Para 6 of the Tenth Schedule place the petition before such Member.
    (4) Before making any petition in relation to any Member, the petitioner shall satisfy himself that there are reasonable grounds for believing that a question has arisen as to whether such Member has become subject to disqualification under the Tenth Schedule.
    (5) Every petition—
    (a) shall contain a concise statement of the material facts on which the petitioner relies; and
    (b) shall be accompanied by copies of the documentary evidence, if any, on which the petitioner relies and where the petitioner relies on any information furnished to him by any person, a statement containing the names and addresses of such persons and the gist of such information as furnished by each such person.
    (6) Every petition shall be signed by the petitioner and verified in the manner laid down in the Code of Civil Procedure, 1908 (5 of 1908), for the verification of pleadings.
    (7) Every annexure to the petition shall also be signed by the petitioner and verified in the same manner as the petition.”

    Relying on the interpretation of the aforesaid Rule in the judgment delivered by this Court in Mahachandra Prasad Singh v. Bihar Legislative Council (2004) 8 SCC 747 the High Court came to the conclusion that the writ petition was maintainable at the instance of the respondent herein. While arriving at such conclusion, the High Court also took into consideration the decision in Kihoto Hollohan v. Zachillhu 1992 Supp (2) SCC 651 and the provisions of Article 191 read with Para 2 of the Tenth Schedule to the Constitution of India.

    5. Interpreting the provisions of Rule 6 of the 1987 Rules, the High Court also took into consideration the judgment of this Court in Rajendra Singh Rana v. Swami Prasad Maurya (2007) 4 SCC 270 in which reference had been made to another decision in Parkash Singh Badal v. Union of India AIR 1987 P&H 263. On a consideration of the said two decisions and the other decisions already referred to hereinbefore, the High Court came to the conclusion Writ Petitions (C) Nos. 14868-71 of 2012 that it was abundantly clear that if any Member of the House belonging to a political party had joined another political party, which is a disqualification under Para 2(1) of the Tenth Schedule, any person interested could make a reference to the Speaker under Rule 6 of the 1987 Rules and it was not necessary that such a reference had to be made by a Member of the Legislative Assembly. On its aforesaid finding, the High Court rejected the contentions made on behalf of the appellant and held that the same were maintainable under Rule 6 of the 1987 Rules.

    6. This appeal has been preferred by the Speaker of the Orissa Legislative Assembly questioning the aforesaid decision of the High Court.

    7. Appearing in support of the appeals, Mr K.K Venugopal, learned Senior Advocate, submitted that the High Court had wrongly interpreted the provisions of sub-rules (1) and (2) of Rule 6 of the 1987 Rules in arriving at the erroneous conclusion that the disqualification petitions under Rules 6 and 7 of the 1987 Rules could be made not only by the Members of the House, but by any interested person also. Mr Venugopal urged that the language of sub-rule (2) of Rule 6 of the 1987 Rules clearly indicates that it is only a Member of the House, who in relation to a petition for disqualification of another Member, could apply to the Speaker. Mr Venugopal urged that giving any other interpretation to the said provisions would do violence to and be contrary to the intention contained in Rule 6 of the 1987 Rules. Mr Venugopal urged that after the impugned judgment Writ Petitions (C) Nos. 14868-71 of 2012 was delivered by the High Court, the matter was referred by the Speaker to the Committee of Privileges of the House on 15-10-2012 under Rule 7(4) of the 1987 Rules. The meeting of the said Committee was convened on 22-12-2012, but no business could be conducted in the meeting on account of lack of quorum.

    8. On 2-1-2013, a meeting of the Committee of Privileges was convened to finalise the modalities for hearing of the disqualification petitions filed on behalf of the respondent. However, before the matter came to be decided by the Committee of Privileges, the special leave petition was filed to set aside the judgment of the Division Bench of the Orissa High Court holding that the disqualification petitions were maintainable at the instance of a non-Member of the House.

    9. Mr Venugopal urged that in the light of the explicit language used in sub-rule (2) of Rule 6 of the 1987 Rules, framed by the Speaker of the Assembly under Para 8 of the Tenth Schedule to the Constitution, the High Court was clearly wrong in interpreting the said provisions so as to allow an application for disqualification of a Member of the House to be made by a person who was not a Member thereof. Mr Venugopal submitted that the order of the High Court was contrary to the provisions of law and was liable to be set aside.

    10. On the other hand, Mr Amarendra Sharan, learned Senior Advocate, who appeared for the sole respondent who had made the application for disqualification of the four Members before the Speaker, submitted that the four MLAs who had been elected on the nomination of NCP, joined the Biju Janata Dal on 5-6-2012, without giving any prior notice of their intention to do so and that they had voluntarily given up the membership of NCP by joining the BJD, thereby incurring disqualification as Members of the Assembly under Para 2(1)(a) of the Tenth Schedule to the Constitution.

    11. Mr Sharan also submitted that the action of the said four MLAs did not amount to a merger of NCP Legislature Party with Biju Janata Dal on account of the fact that a merger could only be of a political party with any other political party. Mr Sharan submitted that the legislature party of a political party by itself had no authority or power to merge with any other political party, without the merger of its original political party. In such circumstances, the provisions of Para 2(1)(a) of the Tenth Schedule to the Constitution were squarely attracted to the facts of this case and the same had merely to be brought to the notice of the Speaker for him to hold that the said four MLAs stood disqualified from the membership of the House.

    12. On the question of the locus standi of the respondent to maintain the writ petition in his capacity as the President of the State unit of NCP in the State of Orissa, Mr Sharan submitted that the said question was no longer res integra in view of the decision rendered by this Court in Rajendra Singh Rana (2007) 4 SCC 270, in which reference had been made to a Full Bench decision of the Punjab and Haryana High Court in Parkash Singh Badal AIR 1987 P&H 263. Mr Sharan submitted that the Full Bench of the Punjab and Haryana High Court had considered the question, which has also arisen in this case, and it had held that Para (2)(1)(a) of the Tenth Schedule did not contemplate or visualise that the disqualification incurred by a Member of the House would have to be brought to the notice of the Speaker only by a Member of the House.

    13. Mr Sharan submitted that the Full Bench had also indicated that in relation to Para 6 of the Tenth Schedule, the only prerequisite is the existence of a question of disqualification of a Member. Such a question could be raised before the Speaker by an interested person for declaring that the said Member stood disqualified from being a Member of the House. It was in that context that in the instant case the Speaker had held that when any Member belonging to a political party joined another political party, which amounted to disqualification under Para 2(1)(a) of the Tenth Schedule, any person interested could make a reference to the Speaker under Rule 6 and it was not necessary that such reference would have to be made only by a Member of the Legislative Assembly. Mr Sharan submitted, that as indicated by this Court in Mahachandra Prasad Singh case (2004) 8 SCC 747, as President, NCP, the respondent had the locus standi to maintain his application, both before the Speaker, as well as before the High Court.

    14. Mr Sharan submitted that any other interpretation given to the provisions of Para 2(1)(a) read with Rules 6(1) and 6(2) of the 1987 Rules, would defeat the very object and purpose of the Tenth Schedule to the Constitution.

    15. On a consideration of the submissions made on behalf of the respective parties, we are unable to agree with the interpretation sought to be given by Mr Venugopal to the provisions of Rule 6 of the 1987 Rules read with Para 2(1)(a) of the Tenth Schedule to the Constitution on the question of locus standi of the respondent, as the President of the State unit of the National Congress Party in the State of Orissa, to file the application seeking disqualification of the four Members of the National Congress Party who had switched their loyalties to the Biju Janata Dal.

    16. Although, Para 8 of the Tenth Schedule vests the Speaker of the House with powers to make rules for giving effect to the provisions of the Tenth Schedule, the Rules framed under such powers would amount to delegated legislation which cannot override the substantive provisions of the Constitution contained in the Schedule itself. The provisions of sub-rules (1) and (2) of Rule 6 of the 1987 Rules cannot override the provisions of Para 2(1)(a) of the Tenth Schedule to the Constitution or for that matter, Para 6 which vests the Speaker of the House with the authority to decide the question as to whether a Member of a House had become subject to disqualification under the Schedule. Although, Rule 6(2) of the 1987 Rules provides that a petition in relation to a Member for the purposes of sub-rule (1) may be made in writing to the Speaker by any other Member, such a provision is neither contemplated nor provided for in the Tenth Schedule itself. As has been submitted by Mr Amarendra Sharan, learned Senior Advocate for the respondent, in a case such as this, where all the four Members elected to the Assembly from National Congress Party had changed their allegiance from the National Congress Party to Biju Janata Dal, there would be no one to bring such fact to the notice of the Speaker and ask for disqualification of the said Members who clearly stood disqualified under the provisions of the Tenth Schedule. In other words, although, disqualified under Para 2(1)(a) of the Tenth Schedule, in the absence of any application for disqualification to the Speaker, they would continue to function as Members of the Assembly, which was not the intent of or the object sought to be achieved by the Fifty-second Amendment by which the Tenth Schedule was introduced in the Constitution.

    17. The Statement of Objects and Reasons of the Bill, which finally became the Constitution (Fifty-second Amendment) Act, 1985, whereby the Tenth Schedule was added to the Constitution with effect from 1-3-1985, inter alia, indicated that the evil of political defection had become a matter of national concern and if it was not checked, it could very well undermine the very foundation of our democracy and the principles which sustain the same. In such event, if the provisions of the Tenth Schedule are interpreted to exclude the right of any person interested to bring to the notice of the Speaker of the House the fact that any or some of its Members had incurred disqualification from the membership of the House on any of the eventualities indicated in Paras 2 and 4 therein, it would render the inclusion of the Tenth Schedule to the Constitution otiose and defeat the objects and intent of the Fifty-second Amendment of the Constitution.

    18. The conundrum presented on account of the provisions of the Tenth Schedule in addition to Rules 6(1) and (2) of the 1987 Rules had fallen for consideration in Mahachandra Prasad Singh case (2004) 8 SCC 747. Speaking for the Bench, G.P Mathur, J. (as His Lordship then was), observed in para 16 of the judgment that the purpose and object of the Rules framed by the Chairman in exercise of the power conferred by Para 8 of the Tenth Schedule was to facilitate the Chairman in discharging his duties and responsibilities in resolving any dispute as to whether the Member of the House had become subject to disqualification under the Tenth Schedule. It was also observed that:

    “16. … The Rules being in the domain of procedure, are intended to facilitate the holding of inquiry and not to frustrate or obstruct the same by the introduction of innumerable technicalities. Being subordinate legislation, the Rules cannot make any provision which may have the effect of curtailing the content and scope of the substantive provision, namely, the Tenth Schedule.”

    19. The aforesaid observation is precisely what we too have in mind, as otherwise, the very object of the introduction of the Tenth Schedule to the Constitution would be rendered meaningless. The provisions of sub-rules (1) and (2) of Rule 6 of the 1987 Rules have, therefore, to be read down to make it clear that not only a Member of the House, but any person interested, would also be entitled to bring to the notice of the Speaker the fact that a Member of the House had incurred disqualification under the Tenth Schedule to the Constitution of India. On receipt of such information, the Speaker of the House would be entitled to decide under Para 6 of the Tenth Schedule as to whether the Member concerned had, in fact, incurred such disqualification and to pass appropriate orders on his findings.

    20. We, accordingly, dismiss all the appeals and uphold the judgment Writ Petitions (C) Nos. 14868-71 of 2012 of the High Court impugned therein.

    21. In the facts and circumstances of the case, there will be no order as to costs.

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    Speaker, Orissa Legislative Assembly v. Utkal Keshari Parida .
    (Jan 17, 2013)