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Citation Codes
Neutral Citations
2004 INSC 578
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Constitution of India (Article 309)
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Cites
Cited by
Citation Codes
Neutral Citations
2004 INSC 578
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • The Constitution of India (Article 309)
Smart Summary

Factual and Procedural Background

Respondent 1, a faculty member in a Government Degree College in Uttar Pradesh, filed a writ petition before the Allahabad High Court seeking promotion to the post of Principal. He complained that several juniors had already been promoted while he had been overlooked. The High Court, relying on its earlier decision in N.K. Agarwal v. Kashi Gramin Bank, Varanasi (2003 2 UPLBEC 1333), applied Rule 16 of the U.P. Higher Education (Group A) Service Rules, 1985 (“1985 Rules”) and directed the State to:

  • Promote him as Principal with retrospective effect from the date his juniors were promoted,
  • Fix his seniority accordingly, and
  • Pay arrears within two months.

The State of Uttar Pradesh appealed to the Supreme Court contending that the 1985 Rules had been superseded by the Uttar Pradesh Government Servants Criteria for Recruitment by Promotion Rules, 1994 (“1994 Rules”).

Legal Issues Presented

  1. Whether the High Court erred by applying the superseded 1985 Rules instead of the overriding 1994 Rules while granting relief to Respondent 1.
  2. Whether, on the facts admitted, Respondent 1 could still claim promotion even under the 1994 Rules.

Arguments of the Parties

Appellant (State of Uttar Pradesh)

  • The 1994 Rules, framed under the proviso to Article 309 of the Constitution, expressly override all earlier rules; hence the 1985 Rules are inoperative.
  • Rule 2 of the 1994 Rules contains a non-obstante clause giving them primacy “notwithstanding anything to the contrary contained in any other rules.”
  • The High Court ignored these binding provisions and wrongly relied on the 1985 Rules.

Respondent 1

  • Even if the 1994 Rules are applicable, he fulfils the criteria for promotion.
  • The High Court, though it cited the 1985 Rules, kept the essence of the 1994 Rules in view.
  • The conceptual distinction between “seniority-cum-merit” and “merit-cum-seniority” is well settled and supports his claim.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
N.K. Agarwal v. Kashi Gramin Bank, Varanasi (2003 2 UPLBEC 1333) (Allahabad HC) Promotion based on “seniority subject to rejection of unfit” under the 1985 Rules. Cited as the foundation of the High Court’s original direction; Supreme Court notes reliance but questions its relevance after the 1994 Rules.
Sant Ram Sharma v. State of Rajasthan AIR 1967 SC 1910; (1968) 1 SCR 111 Need to balance seniority and merit when framing a promotion policy. Quoted to explain the broader jurisprudential context of promotion criteria.
State of Mysore v. Syed Mahmood AIR 1968 SC 1113; (1968) 3 SCR 363 In a seniority-cum-merit system, seniority alone does not confer an absolute right to promotion; fitness must be assessed. Used to illustrate that even under seniority-oriented criteria, unfit seniors may be bypassed.
K. Samantaray v. National Insurance Co. Ltd. (2004) 9 SCC 286; AIR 2003 SC 4422 Reiterates distinctions between “seniority-cum-merit” and “merit-cum-seniority.” Referred to reinforce the conceptual analysis of promotion norms.

Court's Reasoning and Analysis

The Supreme Court observed that:

  1. The State’s counter-affidavit before the High Court had specifically drawn attention to the 1994 Rules and their 1996 amendment, both of which possess overriding force via Rule 2.
  2. The High Court, while excerpting parts of the counter-affidavit, failed to examine the legal effect of the 1994 Rules and proceeded solely on the basis of the repealed 1985 Rules.
  3. Given this oversight, the High Court’s determination was rendered without considering the governing legal framework.
  4. In such circumstances, the appropriate course is to remit the matter so that the High Court can freshly evaluate the writ petition in light of the 1994 Rules.
  5. The Supreme Court expressly declined to express any opinion on the merits of Respondent 1’s entitlement to promotion, reserving that issue for the High Court.

Holding and Implications

Appeal Allowed; Matter Remanded.

The Supreme Court set aside the impugned judgment to the limited extent necessary and directed the Allahabad High Court to rehear the writ petition after duly considering the applicability and effect of the 1994 Rules. No costs were awarded.

Implications are confined to the parties: Respondent 1’s promotion claim will be reconsidered under the correct statutory framework; no new precedent on the substantive right to promotion was created, but the decision reiterates that courts must apply the prevailing service rules possessing an overriding clause.

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    State Of U.P v. Jalal Uddin And Others

    Arijit Pasayat, J.— Leave granted.

    2. The State of Uttar Pradesh calls in question the legality of the judgment rendered by a Division Bench of the Allahabad High Court. The writ petition was filed by the present Respondent 1 with the prayer that he should be promoted as Principal of the Government Degree College. Grievance was made that though his juniors have been promoted but he had not been promoted. Relying on an earlier judgment of the High Court in N.K Agarwal v. Kashi Gramin Bank, Varanasi (2003) 2 UPLBEC 1333 (HC) the writ petition was allowed. Direction was given that present Respondent 1 should be promoted as Principal of a Government Degree College with effect from the earliest date on which his juniors were promoted, his seniority was to be fixed with effect from that date and he shall be given arrears within two months. According to the High Court, the criteria for promotion have to be so as given in Rule 16 of the U.P Higher Education (Group A) Service Rules, 1985. According to the said Rules, seniority subject to rejection of unfit was the criterion in terms of Rule 16(1)(b).

    3. In support of the appeal, learned counsel for the appellant State submitted that the High Court completely ignored the relevant rules and based its judgment on a rule which was no longer operative. The 1985 Rules had become inoperative in view of the Uttar Pradesh Government Servants Criteria for Recruitment by Promotion Rules, 1994 (in short “the 1994 Rules”) as modified/amended from time to time. The said Rules have been framed in exercise of powers conferred by proviso to Article 309 of the Constitution. In Rule 2 it was clearly stipulated that the Rules had overriding effect over any other rules made by the Government under the proviso to Article 309 of the Constitution or otherwise. It is clearly stipulated that the Rules shall have effect notwithstanding anything to the contrary contained in any other rules as noted above. The High Court proceeded to decide the case on the basis of the 1985 Rules which was not permissible to be done.

    4. In response, learned counsel for Respondent 1 submitted that even under the 1994 Rules the respondent was entitled to be promoted and even though specifically the 1994 Rules have not been referred to, the same was kept in view while deciding the writ petition. The distinction between the seniority-cum-merit and merit-cum-seniority consideration is too well known and needs no reiteration.

    5. In all services, whether public or private, there is invariably a hierarchy of posts comprising higher posts and lower posts. Promotion, as understood under the service law jurisprudence, is advancement in rank, grade or both and no employee has right to be promoted, but has a right to be considered for promotion. The following observations in Sant Ram Sharma v. State of Rajasthan AIR 1967 SC 1910, (1968) 1 SCR 111 are significant: (SCR p. 122 C-E)

    “The question of a proper promotion policy depends on various conflicting factors. It is obvious that the only method in which absolute objectivity can be ensured is for all promotions to be made entirely on grounds of seniority. That means that if a post falls vacant it is filled by the person who has served longest in the post immediately below. But the trouble with the seniority system is that it is so objective that it fails to take any account of personal merit. As a system it is fair to every official except the best ones; an official has nothing to win or lose provided he does not actually become so inefficient that disciplinary action has to be taken against him. But, though the system is fair to the officials concerned, it is a heavy burden on the public and a great strain on the efficient handling of public business. The problem therefore is how to ensure reasonable prospect of advancement to all officials and at the same time to protect the public interest in having posts filled by the most able man? In other words, the question is how to find a correct balance between seniority and merit in a proper promotion policy.”

    6. The principles of seniority-cum-merit and merit-cum-seniority are conceptually different. For the former, greater emphasis is laid on seniority, though it is not the determinative factor, while in the latter merit is the determinative factor. In State of Mysore v. Syed Mahmood AIR 1968 SC 1113, (1968) 3 SCR 363 it was observed that in the background of Rule 4(3)(b) of the Mysore State Civil Services (General Recruitment) Rules, 1957 which required promotion to be made by selection on the basis of seniority-cum-merit, that the rule required promotion to be made by selection on the basis of

    “seniority subject to fitness of the candidate to discharge the duties of the post from among persons eligible for promotion”. (SCR p. 364 H)

    It was pointed out that where the promotion is based on seniority-cum-merit the officer cannot claim promotion as a matter of right by virtue of his seniority alone and if he is found unfit to discharge the duties of the higher post, he may be passed over and an officer junior to him may be promoted. But these are not the only modes for deciding whether promotion is to be granted or not.

    7. These aspects were highlighted in K. Samantaray v. National Insurance Co. Ltd. (2004) 9 SCC 286, AIR 2003 SC 4422

    8. It has to be noticed that in the counter-affidavit filed by the State, a clear reference was made to the 1994 Rules and the amendment made in 1996. Though the High Court referred to some paragraphs of the counter-affidavit, it did not take note of the 1994 Rules and its effect on the controversy. We are therefore of the considered opinion that when relevant rules have not been kept in view the proper course would be to direct the High Court to hear the writ petition afresh. The applicability and the effect of the 1994 Rules to the facts of the present case shall be considered by the High Court in the proper perspective. We make it clear that we have not expressed any opinion in that regard.

    9. The appeal is allowed to the aforesaid extent with no order as to costs.

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    State Of U.P v. Jalal Uddin And Others
    (Oct 5, 2004)