AMICUS AI
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Article 311(2), Constitution of India
  • Article 311(2), clause (c) and Article 361, clause (1)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 1102 of the Constitution
  • Article 132, Constitution of India
  • Clause (c) of the second proviso to Article 311(2)
  • Clause (c) of the proviso to Article 311(2)
  • Proviso to Article 311(2)
  • Section 461 of the Constitution
  • Articles 77(3) and 166(3)
  • Article 311 of the Constitution
  • Article 311(2) of the Constitution
  • Section 549 of the Constitution
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Disposition
Attorney(S)
Judges
Acts
  • Article 311(2), Constitution of India
  • Article 311(2), clause (c) and Article 361, clause (1)
  • Section 5, Subsection 2 of the 1983 Income Tax Act
  • Section 1102 of the Constitution
  • Article 132, Constitution of India
  • Clause (c) of the second proviso to Article 311(2)
  • Clause (c) of the proviso to Article 311(2)
  • Proviso to Article 311(2)
  • Section 461 of the Constitution
  • Articles 77(3) and 166(3)
  • Article 311 of the Constitution
  • Article 311(2) of the Constitution
  • Section 549 of the Constitution
Smart Summary

Factual and Procedural Background

Eighteen members of the Delhi Armed Police (three Sub-Inspectors, the rest Head Constables or Constables) were dismissed on 14-4-1967 without a departmental inquiry, the Government invoking clause (c) of the second proviso to Article 311(2) of the Constitution. The Delhi High Court upheld those dismissals, but a Constitution Bench of the Supreme Court in Bk. Sardari Lal v. Union of India (1971) quashed them, holding that the President must be “personally satisfied” before dispensing with an inquiry.

The policemen were reinstated on 16-4-1971. Fresh dismissal orders dated 5-6-1971 were then issued, again under Article 311(2)(c). The policemen filed new writ petitions. The Union of India produced the Presidential records showing that the matter had gone to the Cabinet and that the President acted on its advice. The Delhi High Court: (i) accepted that the President had acted through proper constitutional procedure, and (ii) held that the sufficiency of the President’s satisfaction was not justiciable except on grounds of mala fides. The writ petitions were dismissed. Certificates under Article 132 brought the matter to the Supreme Court once more.

Legal Issues Presented

  1. Whether the fresh 1971 dismissal orders are invalid because they were not based on the President’s personal satisfaction, having regard to the later decision in Samsher Singh v. State of Punjab (1974).
  2. Whether, after reinstatement pursuant to the 1971 Supreme Court judgment, a second dismissal could be issued without leave of the Court and on the same factual material.
  3. Whether the sufficiency of the President’s satisfaction under Article 311(2)(c) is justiciable, and, connectedly, whether reasons must be recorded and/or communicated to the employee.

Arguments of the Parties

Appellants' Arguments

  • The 1971 dismissals are vitiated in light of Samsher Singh, which overruled the requirement of personal satisfaction laid down in Sardari Lal.
  • After reinstatement by order of the Supreme Court, no second dismissal could be passed on the same material without obtaining leave of the Court.
  • The High Court erred in holding that the President’s satisfaction is beyond judicial scrutiny; its sufficiency should be justiciable.

Respondent's Arguments

This information was not available in the provided opinion.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Bk. Sardari Lal v. Union of India (1971) 1 SCC 411 Held that the President must be personally satisfied before invoking Art. 311(2)(c); power non-delegable. Re-examined; its ratio declared incorrect after Samsher Singh; not followed.
Jayantilal Amritlal Shodhan v. F.N. Rana AIR 1964 SC 648 Observation that Presidential power under Art. 311(2)(c) cannot be delegated. Referenced as part of the earlier view now departed from.
Samsher Singh v. State of Punjab (1974) 2 SCC 831 Satisfaction of President/Governor is cabinet satisfaction, not personal; decisions of ministers/officers under Rules of Business are decisions of the President. Accepted as binding; Court found the 1971 dismissals conformed to this principle.
Rai Sahib Ram Jawaya Kapur v. State of Punjab AIR 1955 SC 549 Cabinet system: executive power exercised on aid and advice of Council of Ministers. Cited in Samsher Singh; supports rejection of “personal satisfaction” doctrine.
A. Sanjeevi Naidu v. State of Madras (1970) 1 SCC 443 Same principle as above regarding executive power and Rules of Business. Part of the line of cases relied upon to overrule Sardari Lal.
U.N.R. Rao v. Indira Gandhi (1971) 2 SCC 63 Decision of minister/officer under Art. 77(3) Rules is decision of President. Reinforces cabinet-satisfaction view adopted by present Court.
Union of India v. Tulsiram Patel (1985) 3 SCC 398 For Art. 311(2)(c): reasons for satisfaction must be recorded in writing; communication to employee not obligatory. Court found reasons were recorded though not communicated; therefore requirements satisfied.

Court's Reasoning and Analysis

First Issue: Examination of the original file showed that the President acted on the aid and advice of the Council of Ministers; under Samsher Singh this constitutes valid “satisfaction” in constitutional terms. Appellants accordingly abandoned this ground.

Second Issue: The earlier dismissals were quashed for procedural illegality. Once reinstated, the employer was free to initiate fresh disciplinary action compliant with law. No leave of the Supreme Court was necessary; hence this contention failed.

Third Issue: Relying on Tulsiram Patel, the Court held that (i) reasons for dispensing with inquiry must be recorded, and (ii) they need not be communicated. The file contained written reasons, satisfying the constitutional obligation. The High Court was therefore correct in holding that the adequacy of the President’s satisfaction is not open to substantive review, save on mala fides, which were not established.

The allegation of mala fides based on pre-typed dismissal orders was rejected because the typed orders bore a date posterior to the President’s order, negating any inference that governmental decision preceded Presidential approval.

Having rejected all three legal challenges, the Court nevertheless noted the Home Minister’s 18-12-1970 statement in Parliament that the dismissed policemen would receive compassionate allowance. To finalise this long-pending matter, the Court fixed lump-sum payments: Rs 60,000 for each dismissed Sub-Inspector, Rs 50,000 for each Head Constable, and Rs 40,000 for each Constable, payable within one month.

Holding and Implications

HOLDING: Ap​peals DISMISSED, subject to the direction that lump-sum amounts in lieu of compassionate allowance be paid as specified.

Implications: The decision re-affirms that for Article 311(2)(c) the “satisfaction of the President” means cabinet satisfaction, consistent with Samsher Singh, and that courts will not probe its sufficiency absent mala fides. It also applies Tulsiram Patel by insisting on recorded reasons. No new constitutional principle is laid down, but the case consolidates the post-Samsher understanding of executive power in disciplinary matters and provides monetary relief to the affected officers.

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    Bakshi Sardari Lal (Dead) Through Lrs. And Others v. Union Of India And Another

    Ranganath Misra, J.—These appeals are by certificate under Article 132 and involve the determination of the amplitude contained and nature of the power conferred on the President by clause (c) of the second proviso of Article 311(2) of the Constitution.

    2. Eighteen policemen — Sardari Lal and two others being Sub-Inspectors and the remaining being either Head Constables or Constables — of the Delhi Armed Police Force were dismissed from service by separate but similar orders dated 14-4-1967, by way of punishment. They challenged those orders before the Delhi High Court mainly contending that the exercise of power under clause (c) of the second proviso to Article 311(2) was not upon President's personal satisfaction and as there had been no inquiry as mandated by Article 311(2), the dismissals were bad. The High Court did not accept the contention and rejected the writ petitions. The dismissed policemen carried appeals to this Court and by judgment dated 21-1-1971 in Bk. Sardari Lal v. Union of India (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 a Constitution Bench of this Court set aside the judgment of the High Court in each of the writ petitions and quashed the several orders of dismissal on the ground that each of them was illegal, ultra vires and void. This Court held:

    “[O]n the principles which have been enunciated by this Court, the function in clause (c) of the proviso to Article 311(2) cannot be delegated by the President to anyone else in the case of a civil servant of the Union. In other words he has to be satisfied personally that in the interest of the security of the State, it is not expedient to hold the inquiry prescribed by clause (2). In the first place, the general consensus has been that executive functions of the nature entrusted by the articles, some of which have been mentioned before and in particular those articles in which the President has to be satisfied himself about the existence of certain fact or state of affairs cannot be delegated by him to anyone else. Secondly even with regard to clause (c) of the proviso, there is a specific observation in the passage extracted above from the case of Jayantilal Amrit Lal Shodhan AIR 1964 SC 648, (1964) 5 SCR 294 that the powers of the President under that provision cannot be delegated. Thirdly the dichotomy which has been specifically introduced between the authority mentioned in clause (c) and the President mentioned in clause (c) of the proviso cannot be without significance. The Constitution makers apparently felt that a matter in which the interest of the security of the State had to be considered should receive the personal attention of the President or the head of the State and he should be himself satisfied that an inquiry under the substantive part of clause (2) of Article 311 was not expedient for the reasons stated in clause (c) of the proviso in the case of a particular servant.”

    Following the judgment of this Court, the dismissed policemen were reinstated in service with effect from 16-4-1971. On 5-6-1971, fresh orders of dismissal were served on these policemen again invoking the power under clause (c) of the second proviso to Article 311(2) for dispensing with the inquiry. One of the representative orders is extracted below:

    “Whereas you, Shri Sardari Lal, Sub-Inspector being No. D-331 (present No. D-1177) of Delhi Police, held your office during the pleasure of the President.
    And whereas the President, after considering all the facts and circumstances of your case, is satisfied under sub-clause (c) of the proviso to clause (2) of Article 311 of the Constitution, that in the interest of the security of the State it is not expedient to hold, in relation to you, such inquiry as is referred to in clause (2) of the said Article 311 of the Constitution.
    Now, therefore, the President is pleased to dismiss you from service with immediate effect.”

    3. Several writ applications were again filed before the High Court. It was inter alia contended that the order of dismissal without an inquiry as envisaged in Article 311(2) was vitiated as the power under sub-clause (c) of the second proviso to Article 311(2) had not been made upon personal satisfaction of the President.

    4. In the returns made to the rule in two separate affidavits — one by the Inspector General of Police and the other by a Joint Secretary to the Union Government in the Ministry of Home Affairs — it was maintained that the President had personally considered all the facts and circumstances of each case and after having satisfied himself, passed the order that in the interest of the security of the State, it was not expedient to hold the inquiry. The original orders of the President along with the connected papers were placed before the High Court and the High Court held:

    “The contention, therefore, that the President himself did not pass the impugned orders is rejected. The question for decision then is whether the court can scrutinize and examine the facts and circumstances that led the President to arrive at the satisfaction that it was not expedient in the interest of the security of the State to hold the inquiry envisaged in Article 311(2) against the petitioners, and if so, to what extent.”

    While examining this aspect of the matter, the High Court relied on the ratio of the decision of this Court in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 and examining the second aspect of the contention, the High Court held:

    “The result, therefore, is that the exercise of power by the President under clause (c) to the proviso to Article 311(2) is fully covered by clause (1) of Article 361 and the President is not answerable to any court for the exercise and performance of his powers and duties under this clause of the proviso to Article 311 and no court has jurisdiction to examine the facts and circumstances that led to the satisfaction of the President envisaged in clause (c) except probably on the ground of mala fide.”

    The plea of mala fides is based upon the alleged factual situation that the respective impugned orders had already been taken by the government and the President simply endorsed them was not entertained by the High Court and ultimately each of the writ petitions was dismissed.

    5. Mr Nariman, learned Counsel appearing on behalf of the appellants has advanced three contentions in support of these appeals:

    “(1) the impugned order of dismissal in 1971 which is claimed to have been passed on the personal satisfaction of the President is vitiated in view of the rule in the case of Samsher Singh v. State of Punjab (1974) 2 SCC 831, (1975) 1 SCR 814, (1974) 2 LLJ 465;

    (2) appellants having been reinstated in service in terms of the judgment of this Court, without leave of the court, no second order of dismissal on the same material could have been passed; and

    (3) the High Court was wrong in holding that the sufficiency of satisfaction of the President was not justiciable.”

    6. The first aspect argued by Mr Nariman is on the basis of the reversal of the view expressed by this Court in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 by a later larger Bench judgment of this Court. The ratio in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 came to be considered in Samsher Singh case (1974) 2 SCC 831, (1975) 1 SCR 814, (1974) 2 LLJ 465 by a seven Judge Bench. Ray, C.J, who spoke for five members of the Bench and with whom by a separate judgment, the remaining two learned Judges agreed spoke thus: [, SCC (L&S) pp. 565-66, paras 47 and 48]

    “The decision in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 that the President has to be satisfied personally in exercise of executive power or function and that the functions of the President cannot be delegated is with respect not the correct statement of law and is against the established and uniform view of this Court as embodied in several decisions to which reference has already been made. These decisions are from the year 1955 up to the year 1971. The decisions are Rai Sahib Ram Jawaya Kapur v. State of Punjab AIR 1955 SC 549, (1955) 2 SCR 225, A. Sanjeevi Naidu v. State of Madras (1970) 1 SCC 443, AIR 1970 SC 1102, (1970) 3 SCR 505 and U.N.R Rao v. Smt Indira Gandhi (1971) 2 SCC 63, AIR 1971 SC 1002, 1971 Supp SCR 46. These decisions were neither referred to nor considered in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461.
    The President as well as the Governor is the constitutional or formal head. The President as well as the Governor exercises his powers and functions conferred on him by or under the Constitution on the aid and advice of his Council of Ministers, save in spheres where the Governor is required by or under the Constitution to exercise his functions in his discretion. Wherever the Constitution requires the satisfaction of the President or the Governor for the exercise by the President or the Governor of any power or function, the satisfaction required by the Constitution is not the personal satisfaction of the President or the Governor but the satisfaction of the President or Governor in the constitutional sense in the cabinet system of government, that is, satisfaction of his Council of Ministers on whose aid and advice the President or the Governor generally exercises all his powers and functions. The decision of any minister or officer under Rules of Business made under any of these two Articles 77(3) and 166(3) is the decision of the President or the Governor respectively. These articles did not provide for any delegation. Therefore, the decision of a minister or officer under the Rules of Business is the decision of the President or the Governor.”

    In their writ petitions, each of the appellants had contended before the High Court, following the ratio of Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 which was then the law, that the President had not been personally satisfied before exercise of the power under the proviso to dispense with the inquiry and the respondents had taken pains to establish by pleading and producing the original records that the President had satisfied himself personally before he made the order dispensing with the inquiry. To reduce the argument on this aspect and to have an exact impression of how the impugned orders were made, we directed learned Counsel appearing for the Union of India to produce the original record and the same has been put before this Court. It transpires therefrom that the papers were placed by the Ministry of Home Affairs for the consideration of the President by the Joint Secretary of the Union Territory of Delhi on 22-3-1971, and were returned with a note of 20-4-1971, to the effect that the President would like to have the advice of the Council of Ministers in the matter. A draft note for the Cabinet was prepared relating to the matter and as the record indicates it got through the Cabinet and the Prime Minister recorded her approval. Thereafter, it was again placed before the President along with a note prepared on 25-5-1971. The note clearly indicated:

    “President's Secretariat may kindly see their note extracted at pre-page 7.n. As desired by the President, the matter was placed before the Council of Ministers. A copy of the note submitted to the Cabinet may kindly be seen at flag ‘H’. The Cabinet has approved the proposal contained in paragraph 6 thereof. Minutes of the Cabinet meeting may be seen at flag ‘I’.
    It is requested that the matter may now be placed before the President for consideration.”

    On 2-6-1971, the President made the following order:

    “I have considered the cases of the eighteen police officers, whose names are given in the list appended to this order. I have also considered all the facts and circumstances of their cases stated in the notes of the Ministry of Home Affairs, dated 22-3-1971, and 26-5-1971.
    I am satisfied, under paragraph (c) of the proviso to clause (2) of Article 311 of the Constitution, that in the interest of the security of the State it is not expedient to hold an inquiry into the case of any one of these police officers. I accordingly order that these eighteen police officers be dismissed from service with immediate effect.”

    It is clear from what has been extracted above that the order of the President was not on the basis of his personal satisfaction as required by the rule in Sardari Lal case (1971) 1 SCC 411, AIR 1971 SC 1547, (1971) 3 SCR 461 but was upon the aid and advice of the Council of Ministers, as required in Samsher Singh case (1974) 2 SCC 831, (1975) 1 SCR 814, (1974) 2 LLJ 465. In view of this factual position, learned Counsel for the appellants fairly stated that there was no force in his first contention.

    7. We see no force in the second point canvassed by Mr Nariman. This Court quashed the orders of dismissal on account of non-compliance of the requirements of the law and when the police officers returned to service it was open to the employer to deal with them in accordance with law. No leave of this Court was necessary for making a fresh order in exercise of the disciplinary jurisdiction after removing the defects.

    8. Now coming to the third contention of Mr Nariman, the matter appears to have been concluded by the judgment of this Court in the case of Union of India v. Tulsiram Patel (1985) 3 SCC 398. Those were also cases of striking railwaymen against whom orders of dismissal had been made after dispensing with the inquiry by exercise of powers under the same proviso. Four learned Judges representing the majority spoke through Madon, J. and this Court held that there was a constitutional obligation to record in writing the reason for the satisfaction that one of the sub-clauses was applicable and if such reason was not recorded in writing, the order dispensing with the inquiry and the order of penalty following thereupon would both be void and unconstitutional. The court further stated that communication of the reason to the aggrieved government servant was not obligatory but perhaps advisable. The record of the case produced before us clearly indicates that the reason has been recorded though not communicated. That would satisfy the requirements of the law as indicated in Tulsiram Patel case (1985) 3 SCC 398. The plea of mala fides as have been contended before the High Court and casually reiterated before us arises out of the fact that typed orders dated 3-6-1971, were already on record in the file when the papers were placed before the President; such a contention is without any substance. The President's order is dated June 2 and the typed orders of dismissal bear the date of the following day. In this setting, there is no scope to suggest that typed orders representing government's decision were available on the record by the time the matter was placed before the President.

    9. All the legal contentions have failed. Ordinarily in such a situation, the appeals have to be dismissed. Mr Nariman, however, has placed before us for consideration a statement made by the Home Minister before the Lok Sabha on 18-12-1970. Therein he had stated:

    “. . .18 persons who have been dismissed by invoking clause (c) of the proviso to Article 311(2) will be considered for grant of compassionate allowances.”

    This statement was also reiterated in the papers placed before the President. Obviously the government intended to pay them compassionate allowances. We have no sympathy for indiscipline. In fact, in an orderly force like the police, indiscipline is bound to give rise to serious problems of administration. It is, however, unnecessary to go into that aspect of the matter as the government had made it known that they intended to treat even these 18 policemen liberally by giving them compassionate allowances. The matter has been sufficiently protracted, the first order of dismissal was made a little more than 20 years back and in the meantime some of the policemen out of this group of 18 have died. In such circumstances to leave this matter for a future date for fixing compassionate allowance would not be just and proper. We had suggested to the learned Counsel appearing for the Union of India to have instructions and give us an indication of what was in view of the government when compassionate allowance was thought of. There has been no response yet. We are not prepared to detain delivery of the judgment on that ground. In our opinion, the situation would be met in a just way if instead of paying a recurring allowance, a lump sum amount is paid to the policemen who are alive or their legal representatives in the case of the policemen who are dead. We accordingly direct that in the case of Sub-Inspectors who were dismissed, a lump sum amount of Rs 60,000 (Rupees sixty thousand only), in the case of Head Constables who were dismissed a sum of Rs 50,000 (Rupees fifty thousand only) and in the case of Constables a lump sum of Rs 40,000 (Rupees forty thousand only) should be paid within one month from today.

    10. The appeals are dismissed subject to the direction for payment of the lump sum amounts indicated above in lieu of compassionate allowance. There would be no orders for costs.

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    Bakshi Sardari Lal (Dead) Through Lrs. And Others v. Union Of India And Another
    (Jul 31, 1987)