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  • O. 9, R. 13, assuming Section 47
  • suit.15. Order 9. Rule 13
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Citation Codes
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citation codes
Case Number
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  • O. 9, R. 13, assuming Section 47
  • suit.15. Order 9. Rule 13
Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

The plaintiff (decree-holder) is the petitioner in this revision challenging an order dated 18-1-08 of the Executing Court in Execution Case No. 9/65 which set aside the final decree in O.S. No. 9/55. The original suit (T.S. No. 9/55) concerned partition of the plaintiff's eight annas share in joint family property. A preliminary decree was passed on 23-7-57.

The son of defendant-1 (the main contestant in the revision) filed an application under Order 9, Rule 13 on 22-1-58 to set aside the preliminary decree; while that application was pending the preliminary decree was sealed and signed on 8-2-58, and the setting-aside petition was subsequently dismissed for default. The plaintiff's initial attempt to obtain a final decree was dismissed for his negligence and that first application was rejected on 27-1-59.

The plaintiff filed a second application on 12-5-61 for making the decree final. The Court directed filing of requisites for notice by 20-6-61, later extended to 5-7-61, but the plaintiff repeatedly failed to comply. On 18-7-61 the plaintiff filed a copy of the decree and deposited fees for a Civil Court Commissioner; the District Judge eventually nominated a commissioner on 29-11-61. The commissioner submitted his report (report dated 13-11-62 placed before the Court on 17-11-62), the report's notice was said to be given to parties through their lawyers though several defendants (including defendant-1) were not informed in person. Orders on 11-1-63 and 21-1-63 followed; the commissioner's report was accepted and the decree was made final (acceptance on 13-2-63). The decree was prepared on 18-7-64 and sealed and signed on 22-7-64.

Execution proceedings were initiated by the plaintiff on 6-3-65 (Execution Case No. 9/65). The execution notice was ordered to be served by special peon; service returns are irregular in the record but the Court later considered service sufficient and partial delivery of possession occurred on 29-4-65.

Defendant-1 filed an application under Section 47 of the CPC on 12-5-65 challenging the executability of the final decree; the application contained allegations that could have been made under Order 9, Rule 13. To avoid technical objection, defendant-1 filed (on 15-9-65) a petition praying that the Section 47 application be converted into one under Order 9, Rule 13. Conversion was allowed on 22-11-65. The parties participated in the converted proceedings and led evidence.

Legal Issues Presented

  1. Whether the executing court had jurisdiction to treat an application filed under Section 47 of the CPC as one under Order 9, Rule 13 of the CPC and, on that basis, exercise jurisdiction to set aside the final decree.
  2. Whether the petition, even if convertible to one under Order 9, Rule 13, was barred by limitation.

Arguments of the Parties

Appellant (Plaintiff-Decree-Holder) — Main Contentions

  • The executing court had no jurisdiction to treat a Section 47 application as one under Order 9, Rule 13 and to exercise original-side jurisdiction to set aside the final decree; an executing court is limited to execution and cannot go behind the decree.
  • The conversion/order under which the Section 47 petition was treated as O.9, R.13 was improper and the defect of jurisdiction goes to the root and cannot be cured by the court's subsequent actions.
  • The converted petition is barred by limitation.

Respondent (Defendant-1 / Judgment-Debtor) — Main Contentions and Factual Assertions

  • The Section 47 petition contained all allegations that are appropriate to an Order 9, Rule 13 application; conversion was therefore appropriate and was prayed for to obviate technical objections.
  • Defendant-1 only learned of the final decree on 29-4-65 when delivery of possession was effected, and he filed the Section 47 petition on 12-5-65 — within the time that would be available for an Order 9, Rule 13 application calculated from date of knowledge.
  • The decree-holder (plaintiff) waived objections to conversion and actively participated in the proceedings on the converted petition, accepting costs and leading evidence.
  • The converting judge relied on his inherent power (Section 151 CPC) and on the facts (including court's partial responsibility for non-service) in converting the petition and entertaining it on the execution side.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
ILR 1964 Cut 45 : (AIR 1964 Orissa 55) Swarnamoyee Dasi v. Devendranath Kara Held (after reviewing views) that notice of final decree proceeding is mandatory; dissented from Patna decision which held otherwise; also held that final decree passed without service of notice on parties to the preliminary decree cannot be deemed null and void. The Court expressed respectful concurrence with this decision and relied on it in discussing the mandatory nature of notice for final decree proceedings and the effect of non-service.
Surendra Kumar Singh v. Mukund Lal Sahu, AIR 1949 Pat 68 Patna decision holding that a final decree can be passed behind the back of the defendant (i.e., notice of final decree proceeding not mandatory, per Patna view). The Court noted this decision as representing a contrary view and observed that the Swarnamoyee decision dissented from it; the Court sided with Swarnamoyee rather than the Patna view.
AIR 1915 Cal 268 Authority cited on the principle that, where parties file wrong form of remedy (e.g., revision instead of appeal), the Court in interest of justice can permit conversion and proceed. The Court relied on this line of authority by analogy to support the proposition that a mislabelled petition can be converted and treated as the appropriate form for deciding rights, subject to jurisdictional limits.
AIR 1918 Pat 668 Similar principle concerning conversion of improperly framed proceedings to the correct form in the interests of justice. Referenced by the Court among authorities showing courts can permit conversion of one type of proceeding into another to serve justice.
AIR 1921 All 321 Example where an application filed on the execution side was dealt with on the original side; dealt with issues of conversion and the date to which conversion relates. Used to show that treating the original character of a petition as of a different character may relate back to the date of filing of the original petition; cited in support of conversion and relation-back principles.

Court's Reasoning and Analysis

The Court proceeded by first recording the procedural mistakes and delays that led to the final decree being made without direct notice to defendant-1 and noted that a crucial factual assertion by defendant-1 was that he first acquired knowledge of the final decree on 29-4-65 when delivery of possession was effected.

On the conversion issue, the Court held that the order converting the Section 47 petition into one under Order 9, Rule 13 was supportable:

  • Under the inherent powers conferred by Section 151 of the CPC, a court may adopt procedures not expressly provided in the Code where necessary to do justice — particularly where the court's earlier negligence contributed to the injustice; therefore conversion to avoid technical defeat of substantive rights was permissible.
  • The Section 47 petition contained the allegations that would be expected in an O.9, R.13 petition; given the mislabelling, parties should not be deprived of a remedy by mere formality when they can be heard on merits.
  • The decree-holder waived objections to conversion by actively participating in the proceedings and by accepting costs awarded against the judgment-debtor; this estoppel supported the court's exercise of conversion.

On the jurisdiction issue, the Court analysed the relevant statutory provisions:

  • Section 38 provides that a decree may be executed by the Court which passed it and Section 37 defines "the Court which passed a decree" to include, where necessary, the court which would have jurisdiction if the original court ceased to exist.
  • The Court reasoned that when a judge deals with execution applications (including those under Order 21 R.11 or Section 47) or when receiving an application under O.9 R.13, he does so in his capacity as the Court which passed the decree. Thus the executing court did not cease to be the court which passed the decree merely because an execution application had been filed.
  • Consequently, the executing Subordinate Judge had the jurisdiction to entertain an application under O.9 R.13 (after conversion) and to determine it, because the executing court was the same court that had passed both the preliminary and final decrees.
  • The Court distinguished this situation from that of a transferee court: a transferee court executes but does not acquire the original court's full jurisdiction; that limitation does not apply where the same physical court is exercising its power as the court which passed the decree.

On the limitation point, the Court accepted the Subordinate Judge's approach that the converted petition's effective date for limitation purposes should be the date of filing of the original Section 47 petition (12-5-65). Given the finding that defendant-1 first learned of the final decree on 29-4-65, the petition filed on 12-5-65 was within the permissible time as an O.9 R.13 application when the legal effect of conversion was applied.

The Court also observed that decisions cited by the plaintiff about the limited power of an executing court to "go behind" a decree when executing it did not deny that the Court which passed the decree retains jurisdiction to entertain O.9 R.13 petitions. Those earlier decisions restrict a court's powers only in the execution context where a court is not the court which passed the decree.

The Court characterized the procedural placement of the converted petition on the execution side rather than on the original suit file as an irregularity but held it did not affect the merits of the case.

Holding and Implications

Holding: The revision is dismissed. The Court upheld the executing Subordinate Judge's order converting the Section 47 petition into one under Order 9, Rule 13, found no inherent lack of jurisdiction in the executing court to entertain the converted petition, and held that the petition so treated was not barred by limitation.

Implications and direct effects:

  • The parties have been relegated to the stage of final decree proceedings; a fresh final decree proceeding shall be conducted after hearing the objections of defendant-1.
  • There is no order as to costs (the Court specifically directed that there be no order for costs).
  • This decision rests on application of statutory provisions (Sections 37 and 38 CPC), Order 9 Rule 13, the Court's inherent powers under Section 151 and the particular facts (including the parties' conduct and the court's procedural role); the opinion does not assert that it creates a new general precedent beyond applying those principles to these facts.
G.G.M

Disposition: Petition dismissed.

    Rajkishore Das v. Nilamani Das Opposite Party.

    1. The plaintiff-decree-holder is the petitioner. This revision is directed against an order dated 18-1-08 passed by the Executing Court in Execution Case No. 9/65 setting aside the final decree in O.S No. 9/55. The sole question raised is that the executing court had no jurisdiction to treat the application of defendant-1-judgment-debtor under Section 47 of the CPC as one under O. 9, R. 13 of the CPC and exercise jurisdiction in respect of the same on its original side and set aside the final decree. The second ground of lack of jurisdiction is founded on the allegation that the petition under Section 47, even if treated as one under O. 9, R. 13 of the CPC is barred by limitation.

    2. It is necessary before dealing with the points raised to set out certain salient facts leading upto the passing of the impugned order by the execution court. The plaintiff filed T.S No. 9/55 for partitioning his eight annas share in the joint family property. In due course, a preliminary decree was passed on 23-7-57 decreeing the plaintiff's moiety share in the suit properties

    3. The son of defendant-1 who is the main contestant in this revision filed an application under O. 9, R. 13 on 22-1-58 for setting aside the preliminary decree. During the ??? of that application, the prelimiry decree was sealed and signed on 8-2-58 and subsequently the petition for setting aside that decree was dismissed for default. Thereafter the plaintiff-petitioner filed an application for passing of the final decree which was dismissed ultimately due to his negligence in taking steps in the matter. Some proceedings by way of appointment of a Civil Court Commissioner had taken place in course of this first application, but they are not very material for purpose of this application as ultimately the first application was rejected on 27-1-59. Thereafter the plaintiff-petitioner filed a second application on 12-5-61 for making the decree final. The Court thereupon directed filing of the requisites for issue of notice on defendants by 20th of June, 1961. As this order was not complied with by the plaintiff-petitioner, he was granted further time till 5-7-61 to take steps for service of notice. He again failed to file the requisites for notice.

    4. Thereafter the case was adjourned to 18-7-61 when the plaintiff instead of filing the requisites filed a copy of the decree and deposited the fees for Civil Court Commissioner and the Court became oblivious of its previous order and thereby failed to insist upon its compliance for filing the requisites to issue notice of this proceeding. Thereafter steps were taken for nomination of the Civil Court Commissoner by the District Judge and after a long lapse of time, ultimately on 29-11-61, one Sri B.N Chakravarty was nominated as Civil Court Commissioner.

    5. A writ was issued to him fixing 8-1-68 for his report. He submitted his report on 13-11-62, which was placed before the Court on 17-11-62. The Court thereafter ordered notice of this report to go to the parties or their lawyers. This proceeding was adjourned once more as the parties had not been informed about it. Later on, it appears, the plaintiff's lawyer Sri Sadhasive Misra was duly informed, so also one Digambar Satpathy as the guardian ad litem of minor defendants, but none of the other defendants including defendant 1 was informed, and naturally one of them appeared either in person or through counsel. On 11-1-63 the Court passed the following order.

    “Both parties have been informed through their lawyers. No objection filed. To 21-1-63 for orders.”

    6. On 21-1-63 the case was adjourned to 13-2-63 when the commissioner's report was accepted and the decree was made final. Thereafter the decree was prepared on 18-7-.64 and was sealed and signed on 22-7-64.

    7. From the aforesaid narration of facts, it is patent that the final decree was passed against defendant 1 without any notice to him of such proceeding. Notice of the final decree proceedings is mandatory as the same cannot be passed behind the back of a party. That would offend the fundamental principle of Audi Alteram Partem. There was divergence of opinion on this matter and it has been held by the Patna High Court that notice of final decree proceeding is not mandatory, but a recent decision of this Court reported in ILR 1964 Cut 45 : (AIR 1964 Orissa 55) Swarnamoyee Dasi v. Devendranath Kara. has after an elaborate discussion of different views holding the field dissented from the Patna decision Surendra Kumar Singh v. Mukund Lal Sahu, AIR 1949 Pat 68 that final decree can be passed behind the back of the defendant. It has my respectful concurrence. It was also further held therein that the final decree passed without service of notice on the parties to the preliminary decree cannot be deemed to be null and void. It is immaterial for the purposes of this case to apportion blame for non-service of summons on defendant 1. It cannot, however, be gainsaid that the party has suffered due to the act of the Court in being negligent about enforcing its own orders.

    8. The present execution was levied by the plaintiff-decree-holder filing an application on 6-3-65. This application was numbered as Ex. Case No. 9/65 The decree-holder prayed by a petition dated 13-3-65 for issue of notice of the execution proceedings on the judgment-debtor by a special peon and the said application was allowed fixing 22-3-65 as the date for service return. On 23-3-65, as the order sheet shows, service return was not filed which appears to be strange. It is not easily comprehensible how a special peon would not be able to serve the notice and submit his return within ten days granted by the Court for the purpose. The next order shows that the service was returned and the service was considered by the Court to be sufficient. Thereafter steps were taken for delivery of possession which was effected in part on 29-4-65.

    9. On 12-5-65 defendant-1 filed his application under Section 47 challenging the executability of the final decree. In that application all the allegations which could be properly raised in an application under O. 9, R. 13 of the CPC have been made. This petition was registered on 27-4-65 and on 15-9-65 to obviate any technical objection, defendant-1 filed a petition praying for conversion of this application under Section 47 to one under O. 9, R. 13 of the CPC. The plaintiff filed his objection both to the application under Section 47 as also to the conversion petition. Conversion was allowed on 22-11-65. It appears from the subsequent orders that the decree holder seems to have waived all objections, whatever their legal value, to the conversion and took an active part in trial of the petitioner as one under O. 9, R. 13. He has accepted costs awarded against the judgment-debtor-petitioner in that proceeding by the Court for granting adjournment and has likewise paid costs. Thus, both parties led their respective evidence.

    10. Defendant-1 not only stated in his application under Section 47 that his knowledge about the passing of the final decree was acquired on 29-4-65 at the time when delivery of possession was effected at the spot by the Court Amin, but he also deposed to that effect in the Court. The First Additional Subordinate Judge held that defendant-1 came to know for the first time on 29-4-65 of the passing of the ex parte final decree and accordingly his application under section 47 which was filed on 12-5-65 was within time provided for filing of an application under O. 9, R. 13. The Subordinate Judge passed the following order on 22-11-65:

    ‘Let the petition dated 12-5-65 be treated as one under O. 9, R. 13 of the CPC.’

    11. In holding that the O. 9, R. 13 petition was in time, he obviously held that the date of its institution shall be deemed to be the date when S. 47 petition was filed, i.e, 12-5-65 as the legal consequence of the order of conversion and was accordingly in time provided for it from the date of defendant No. 1's knowledge, i.e 29-4-65

    12. The plaintiff-decree-holder appears to have waived all objections to the order of conversion and participated in the hearing of the Misc. Case without trying to unsettle the order of conversion by way of revision. The order dated 22-11-65 is a clear intimation to the parties that he is switching over to his jurisdiction under O. 9, R. 13 as the Court by which the decree was passed in relation to the petition filed under Section 47.

    13. This order of conversion can be supported as one passed by the Court in exercise of its inherent powers under Section 151 of the CPC in the interest of justice. There is no other provision in the Code which deals with the same and in the absence of any express provision, there is nothing illegal in the exercise of the jurisdiction under Section 151. That apart, the learned subordinate Judge seems to have acted on the principle that since all the relevant allegations that are expected to be made under O. 9, R. 13 had been incorporated in the petition under S. 47, the parties Should not be deprived of their remedly, merely by reason of its erroneous labelling. It appears from the petition that he has mentioned both the original suit number as well as the execution case number. Secondly, his order of conversion is sustainable on the other principle, viz., that since he has been partly responsible for passing the final decree without notice to the applicant-defendant 1 his interest deserves protection and it is open to a Court, in such cases, to adopt any procedure which is not prohibited by law to do justice. In affording protection against any negligent act of the Court or its officers, the only legal provision available is under S. 151 and the inherent powers embodied therein. I accordingly find no force in the contention that the petition under S. 47 cannot be converted into one under O. 9. R. 13 and dealt with as such.

    14. The second contention that the executing court lacks initial jurisdiction to entertain and dispose of an application under O. 9, R. 13, assuming Section 47 petition to be one under O. 9, R. 13, is founded on the reasoning that the jurisdiction for setting aside the ex parte decree is properly exercisable by the Court on its original side, that is to say, the Court in which the decree was passed, but when the Court is exercising its jurisdiction as an executing court, its jurisdiction is strictly limited to execute the decree as it is, and inasmuch as it cannot go behind it, it cannot for the self-same reasons also, set it aside. By referring to the paragraph of the impugned order which is as follows:

    “T may notice here that the petition under reference is being considered in the execution proceeding instead of being taken over to original suit file. As soon as the conversion order was passed, the Misc. Case ought to have been transferred to the suit file and there the proceedings ought to have been dealt with. But it is after all a mere irregularity not affecting the merits of the case:”

    it was contended that the Subordinate Judge was aware that it was not proper for him, sitting on its execution side to deal with an application under O. 9, R. 13, and the defect of jurisdiction which existed at the commencement and goes to the very root, cannot be cured by his transferring the proceeding to the suit-file. The second and the last contention in my opinion has equally no substance. Section 38 of the CPC provides that a decree may be executed by the Court which passed it. The definition of the expression: “the Court which passed the decree” according to Section 37 thereof runs thus:

    “The expression ‘Court which passed a decree’ or words to that effect, shall, in relation to the execution of decrees, unless there is anything repugnant in the subject or context, be deemed to include: (a) where the decree to be executed has been passed in the exercise of appellate jurisdiction the Court of first instance, and (b) where the Court of the first instance has ceased to exist or to have jurisdiction to execute it, the Court which, if the suit wherein the decree was passed was instituted at the time of making the application for the execution of the decree, would have jurisdiction to try such suit.”

    15. Order 9. Rule 13 runs as follows:

    “In any case in which a decree is passed against a defendant, he may apply to the Court by which the decree was passed for an order to set it aside………”

    16. Rest of the rule is act necessary for the purpose of this case and therefore need not be quoted. Section 47 enumerates the questions which are to be determined by the Court executing the decree. All disputes which are covered by the questions enumerated in Section 47 shall be decided by the executing court and not by a separate suit. The provision regarding execution is by way of extending in regard to certain post-decretal matters, the original jurisdiction conferred on the Court which passed the decree in respect of the subject matter of the suit which in the present case, is the Court of the Subordinate Judge in which the O.S 9/55 was instituted and in which both the preliminary decree and the final decree were passed. The Court remains physically the same and cannot be deemed to be denuded of its jurisdiction and power vested in it by law as the Court which passed the decree for purposes other than execution merely by reason of the fact that an application for execution had been filed before it. It entertained the execution application primarily because it is the Court in which the decree was passed. It is also because of that character and the jurisdiction vested in it as such, that an application under O. 9. R. 13 can be entertained.

    17. Therefore, while dealing with an application for execution under O. 21, R. 11 or with an application under Section 47 or when receiving an application under O. 9. R. 13, it exercises its powers as the Court which passed the decree. There was in my opinion no inherent lack of jurisdiction of the Subordinate Judge while dealing with an application for execution of the decree or with an application for setting aside the ex parte decree. This is not a case where he cannot be said to be incompetent to entertain such an application and dispose it of. The Subordinate Judge assumes his jurisdiction as the Court which passed the decree and as such possesses all the powers exercisable in execution of a decree as well as under O. 9, R. 13 of the CPC. The execution proceedings are the continuation of the suit and are between the same parties. This is not a case where it can be said that the Subordinate Judge could not have been in seisin of the application under O. 9, R. 13 or that it was foreign to his jurisdiction.

    18. The decisions cited by the plain-tiff-petitioner deal with limitation of the power of the executing Court to go behind the decree, while executing it and clearly enunciate that the validity of the decree cannot be challenged though its execution can be refused on the ground that it is null and void and its terms can be construed but not considered on its merits. There is no dispute about the correctness of these principles enunciated in those decisions which are of the Supreme Court as well as of other High Courts in India. None of those decisions, however, says that merely because it is executing the decree, the Court loses its jurisdiction to entertain an application under O. 9, R. 13 of the CPC which is specially conferred on it as the Court in which the decree was passed. If the executing court was a transferee court, it would, by statutory provision, have the jurisdiction only to execute the decree, but it would not acquire the entire jurisdiction of the Court which passed the decree. That would be because the transferee court will not be the court which passed the decree within the meaning of Section 37 of the CPC. In the instant case the Subordinate Judge while entertaining the application under O. 9, R. 13 was discharging its function within the limits of its jurisdiction as the Court which passed the decree. Therefore. I see no considerable legal impediment to hold that the Court can treat an application under Section 47, as one under O. 9, R. 13 and dispose it of on that footing.

    19. Cases have been cited on behalf of the opposite party to the effect that where a Court which has the jurisdiction and power to entertain and deal with a case as an appeal as also a revision, but the party wrongly files a revision, where an appeal should have been filed, the Court in the interests of justice can permit conversion of the revision into an appeal and proceed with the same. The cases cited on the point ire AIR 1915 Cal 268 and AIR 1918 Pat 668. Another case was cited which is reported in AIR 1921 All 321 in which an application filed on the execution side was dealt with on the original side Though patently on the facts of the case the question of limitation was looming large, it was not mooted obviously because in view of their Lordships that being a case of conversion of one petition into another, treating the original character of the petition as of different character, would relate to the date of the filing of the original petition.

    20. In the view which I have taken in this case there is no lack of inherent jurisdiction of the Court and that the petition which has been treated as one under O. 9. R. 13 is not barred by limitation as powers under Section 151 could be exercised in all cases where non-exercise of such power was likely to cause injustice to a party or per-petuates abuses of process of court or defeats the ends of justice. The net consequence of the impugned order is that the parties have been relegated to the stage of final decree proceedings and as such a fresh final decree proceedings shall be passed after hearing the objections of defendant t. In the result, this revision application is dismissed, but there would be no order for costs.

    G.G.M

    21. Petition dismissed.

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    Comments

    Rajkishore Das v. Nilamani Das Opposite Party.
    (Apr 9, 1968)