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Smart Summary

Concise Analytical Summary of the Opinion

Factual and Procedural Background

This is an appeal under Section 173 of the Motor Vehicles Act, 1988, by the claimants seeking enhancement of compensation awarded by the Motor Accident Claims Tribunal, Shivpuri, in Claim Case No. 49 of 1987 (award dated 1-4-1992).

The deceased, Sitaram (aged 25), who earned his livelihood by playing the Dhapli and doing labour, was involved in an accident on 8-5-1987. A marriage party was travelling in a trolley attached to a tractor driven by Kulwant and owned by Jaswant Singh (the tractor was insured with respondent No. 3). At the relevant time, the Tribunal found that Sitaram was walking ahead of the tractor on the road playing the Dhapli; the tractor, allegedly speeding and negotiating a slope near a nallah, rolled down after the driver lost control, dashed Sitaram and overturned. Sitaram was treated at various hospitals and died on 15-5-1987.

The widow, three minor children and the mother filed a claim seeking Rs. 2,95,000. The owner and driver contested and thereafter were proceeded against ex parte. The Tribunal held (inter alia) that: the deceased was a pedestrian playing the Dhapli and not a passenger; the doctrine of res ipsa loquitur applied; the driver lost control; monthly earning was Rs. 400, dependency Rs. 200, multiplier 16; total award (after calculations and deductions) was Rs. 36,360 with 12% interest and costs. The claimants appealed for enhancement; the National Insurance Company filed cross-objections challenging the finding of rash and negligent driving and contending insurer's non-liability on the ground that the deceased was a passenger in the trolley.

Legal Issues Presented

  1. Whether the Tribunal's award of compensation should be enhanced on the basis of the evidence regarding the deceased's earnings, dependency and other heads of damages?
  2. Whether the doctrine of res ipsa loquitur applies to the facts of this case, thereby shifting the burden to the defendants/insurance company to explain the accident?
  3. Whether the National Insurance Company is liable to indemnify the owner/insured, in particular on the contention that the deceased was a passenger in the tractor-trolley (as asserted by the Insurance Company) rather than a pedestrian?
  4. Whether the cross-objections by the Insurance Company challenging the Tribunal's finding of rash and negligent driving by the driver should succeed?

Arguments of the Parties

Insurance Company's Arguments

  • The F.I.R. (Ex. D/2-C) lodged by Dayaram indicates that the deceased was travelling in the tractor/trolley (i.e., a passenger), not walking ahead playing the Dhapli.
  • A criminal case under Section 304A was registered and the investigating officer (P.W.2 / R. S. Yadav) concluded the deceased was sitting in the trolley as a member of the marriage party.
  • The F.I.R., as a public document, does not require formal proof and supports the insurer's case (relying on Mehra Printing Industries v. Lila Devi).
  • Onus is on the claimants to prove negligence of the tort-feasor; reliance was placed on Ashok Kumar Gupta v. Kishanlal Gupta for that well-established proposition.

Claimants' / Appellants' Evidence and Position

  • The claimants examined P.W.2, Dhaniram (a member of the marriage party) who testified to the accident and overturning of the tractor.
  • The driver (DW 1) admitted facts inconsistent with the written defence and admitted that the deceased was going ahead on the road playing Dhapli; that admission supported the Tribunal's finding that the deceased was a pedestrian and not a passenger.
  • Claimants relied on the evidence before the Tribunal (including the driver's admission) to establish negligence and to justify application of res ipsa loquitur.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mehra Printing Industries v. Lila Devi, 1990 ACJ 542 (Rajasthan High Court) Use of public documents (F.I.R.) in evidence and their evidentiary character. Relied upon by the Insurance Company's counsel to argue that the F.I.R. supported the insurer's case; the Court noted the reliance but explained F.I.R. is not substantive evidence for claim cases and cannot be used as independent proof of material facts when maker is not examined.
Ashok Kumar Gupta v. Kishanlal Gupta, 1991 (1) TAC 71 Proposition that the onus lies on the claimant to prove negligence of the tort-feasor. The Court observed that this authority was not helpful to the insurer because that case involved an accident between two vehicles where res ipsa loquitur did not apply; thus the court distinguished it on facts.
Pushpadevi's case, AIR 1977 SC 1735 Illustrative authority on the doctrine of res ipsa loquitur (accident that "speaks for itself"). Cited as precedent supporting the application of res ipsa loquitur where the accident's circumstances make it fair to shift burden to the defendant to explain; the Court applied that doctrine to the facts here.
Ashadevi's case, 1989 JLJ 541 Authority supporting application of res ipsa loquitur and multiplier selection guidance in similar factual contexts. Relied upon by the Court both for the application of res ipsa loquitur and for confirming the appropriateness of selecting multiplier 16 in computing dependency compensation.
Madhusudan Das v. Narayani Bai, AIR 1983 SC 114 Principle that appellate courts should generally defer to trial court findings on credibility of oral witnesses unless special features warrant interference. The Court invoked this authority to justify not disturbing the Tribunal's findings of fact based on oral evidence and credibility, absent exceptional circumstances.
Shabbir Ahmad v. M.P.S.R.T.C., Bhopal, AIR 1984 MP 173 Proposition that evidence recorded in criminal court and findings thereon should not be used as substantive evidence in claim cases. The Court relied on this principle to hold that the investigating officer's statements and criminal court material were inadmissible as substantive proof in the present claim proceeding and could not displace the Tribunal's findings.
Fiza Bai, 1992 (2) MPJR 333 Authority for awarding a conventional figure for loss of consortium to the widow. The Court followed this decision in awarding a conventional sum of Rs. 5,000 for loss of consortium to the widow.

Court's Reasoning and Analysis

The Court proceeded in a sequence that addressed (A) liability/application of res ipsa loquitur; and (B) quantum of compensation.

A. Liability and res ipsa loquitur:

  1. The Tribunal's core factual finding was that the deceased was walking ahead of the tractor, playing the Dhapli, and not travelling as a passenger. That finding was supported by claimant evidence and by the driver's own (oral) statement which, though framed as a defence at trial, was not consistent with the written statement.
  2. Given the circumstances — a tractor and trolley overturning and the accident circumstances being peculiarly within the knowledge of the driver/owners — the Court considered the doctrine of res ipsa loquitur applicable. The Court explained the doctrine as a departure from the usual rule that burden is on the plaintiff to prove negligence; where the true cause is within the defendant's knowledge, the accident "speaks for itself" and the burden shifts to defendants to explain.
  3. The Court referred to authorities (Pushpadevi and Ashadevi) in support of applying res ipsa loquitur and concluded that the respondents/defendants did not satisfactorily discharge the shifted burden. The driver's hypothetical or inconsistent explanations were held insufficient to relieve the defendants from liability.
  4. As to the Insurance Company's reliance on the F.I.R. and on the investigating officer's statements (indicating the deceased was in the trolley), the Court held that the F.I.R. is not substantive evidence for the purposes of claim proceedings and that the investigating officer was not an eyewitness; his conclusions (being hearsay in this context) could not displace the Tribunal's findings. The Court cited the settled rule (Shabbir Ahmad) that criminal court evidence/findings are not to be used as substantive proof in claim cases.
  5. The Court further emphasized appellate restraint in reversing trial court findings on oral testimony, invoking Madhusudan Das, and concluded there was no sufficient basis to overturn the Tribunal's credibility-based findings.
  6. Consequently, the cross-objections by the Insurance Company challenging the finding of rash and negligent driving and insurer's liability were dismissed.

B. Quantum (enhancement) analysis:

  1. The Tribunal had fixed deceased's monthly earning at Rs. 400 and dependency at Rs. 200 per month. The Court concluded that the dependency should not be less than Rs. 300 per month, given that the deceased supported a wife, three minor children and a widowed mother; this yields an annual dependency of Rs. 3,600.
  2. Applying multiplier 16 (which the Tribunal had selected and which the Court considered appropriate in light of Ashadevi), the dependency component became Rs. 57,600.
  3. The Court noted the settled principle that where a multiplier is applied, no separate deduction for lump-sum payments may be made.
  4. The Tribunal had not awarded compensation for pain and suffering nor for loss of consortium. The Court awarded Rs. 5,000 for pain and suffering (for the period from accident on 8-5-1987 until death on 15-5-1987) and Rs. 5,000 as conventional consortium to the widow (following Fiza Bai).
  5. The existing medical expenses award of Rs. 2,000 by the Tribunal was retained and included in the enhanced calculation.
  6. The total enhanced award fixed by the Court was Rs. 69,600 (Rs. 57,600 dependency + Rs. 5,000 pain and suffering + Rs. 5,000 consortium + Rs. 2,000 medical expenses).
  7. The Court directed payment by the Insurance Company with interest at 12% per annum from the date of the application until payment, allowed adjustment for any deposit already made, and ordered the insurer to deposit the amount within six weeks. The Tribunal was to disburse the amount among six claimants (noting that one claimant's name did not appear in the earlier award) taking account of the interests of minors.

Holding and Implications

Holding: The Court rendered the following dispositive rulings:

  • The appeal is allowed.
  • The cross-objections of the National Insurance Company are dismissed.
  • The claimants are awarded enhanced compensation of Rs. 69,600 (breakdown: Rs. 57,600 dependency; Rs. 5,000 for pain and suffering; Rs. 5,000 for consortium; Rs. 2,000 medical expenses), with interest at 12% per annum from the date of the application until payment.
  • The Insurance Company must deposit the amount within six weeks; any prior deposit is to be adjusted; the Tribunal shall disburse the award among six claimants specifying amounts for each, keeping minors' interests in mind.
  • Counsel's fee of Rs. 750 was allowed if pre-certified; the appeal was allowed with costs.

Implications:

  • Direct effect: The Insurance Company remains liable to pay the enhanced award with interest; the Tribunal will effect distribution among the claimants. The cross-objections seeking to absolve the insurer were rejected.
  • Doctrinal scope: The Court applied established principles (res ipsa loquitur; inadmissibility of criminal court evidence as substantive proof in claim matters; appellate restraint on credibility findings) rather than announcing new legal doctrines. The decision adjusts the quantum in light of the factual findings and existing authorities cited in the opinion.

Note: This summary is confined strictly to the content and reasoning contained in the provided opinion and does not add or infer facts beyond that text.

    Mahila Dhanvanti And Others v. Phulwant Mahendra Singh And Others

    1. This is an appeal under Section 173 of the Motor Vehicles Act, 1988, by the claimants for enhancement of the compensation awarded by the Motor Accident Claims Tribunal, Shivpuri (for short, the 'Tribunal'), in Claim Case No. 49 of 1987 vide award dated 1-4-1992.

    2. On receipt of the notice, National Insurance Company has preferred cross-objections under Order XLI, Rule 22, C.P.C, read with Section 151 of the Code of Civil Procedure, whereby the Insurance Company has challenged the finding of rash and negligent driving by the driver of the vehicle--tractor, M.P.H. 9754 and has also contested that as the deceased was the passenger in the tractor-trolley who was going with the marriage party, the Insurance Company is not liable to indemnify the owner/insured. Therefore, the award passed against the Insurance Company holding it jointly liable to pay the compensation awarded by the Tribunal be set aside.

    3. The facts giving rise to this appeal are that the deceased Sitaram was 25 years of age and was carrying on his livelihood by beating of Dhapli, a musical instrument, and was also doing the job of a labourer. On 8-5-1987, a marriage party was travelling in a trolley attached to the tractor which was going to Nayabkheda (Singhpur). At the relevant time, the tractor was being driven by Kulwant, owned by Jaswant Singh which was insured with respondent No. 3. At the place of occurrence on road, Sitaram was going ahead of the tractor as a pedestrian and was playing the Dhapli. As the tractor was in speed, because of the slope on the road near the nallah, the tractor rolled down as the driver lost control. The tractor, after dashing Sitaram, overturned, as a result of which Sitaram received multiple severe injuries. An F.I.R. (Ex. D/ 2-C) was lodged at the Police Station, Bhonti, District Shivpuri by one Dayaram, son of Basanta and the injured was taken to the Government Primary Health Centre at Manpura and thereafter, to Government Hospital at Shivpuri, and then to J.A. Group of Hospitals, Gwalior, where the treatment was given, but he could not be survived and died on 15-5-1987.

    4. The widow, appellant No. 1 and the three minor children of the deceased, namely, Dayaram and Bhagirath, sons and Kumari Radha, daughter and the mother Mahila Chhitia, preferred a claim and claimed compensation of Rs. 2,95,000/- in various heads for the death of Sitaram, arising out of the use of the tractor. The owner/driver and the Insurance Company contested the claim. During trial, owner and driver absented who then were proceeded ex parte. The Tribunal, on appreciation of evidence adduced by the parties and the statement of the driver Kulwant Singh, who examined himself, recorded a categorical finding that at the time of the accident, the deceased was going on the road playing drum and not travelling as a passenger. The Tribunal further found that as admittedly the tractor and the trolley overturned, the doctrine of res ipsa loquitur applies, therefore, the burden was on the opposite side to prove that the accident did not occur due to the negligence of the driver and was inevitable. After holding that the driver Kulwant Singh lost control over the tractor, on the slope of the road resulting in the accident, determined the monthly earning of the deceased as Rs. 400/- and the dependency as Rs. 200/ - per month while selecting a multiplier of sixteen, determined the compensation of Rs. 38,400/-and also Rs. 2,000/-towards medical expenses. Out of the total compensation of Rs. 40,400/-, a deduction of 10% was allowed towards lump sum payment. Thus, the Tribunal awarded total compensation of Rs. 36, 360/- with 12% interest per annum from the date of the application till payment and the costs. It is this award of which the claimants, by this appeal, claim enhancement and the Insurance Company, by cross-objections, claims dismissal.

    5. In support of cross-objections, Shri B. N. Malhotra, learned Counsel for the Insurance Company, contended that in F.I.R. Ex. D/2-C, lodged by one Dayaram, not examined in the Court, it is clear that the deceased, at the time of accident, was not playing Dhapli, but was travelling in the tractor. A criminal case under Section 304A was registered at Police Station, Bhonti. P.W.2, R. S. Yadav, made an investigation of the offence who, during investigation, found that the deceased was not going on the road ahead the tractor, while playing Dhapli. The deceased was sitting in the trolley as a member of the marriage party and received injuries because the driver of the tractor lost control as a consequence of that, the tractor-trolley overturned. It was submitted that F.I.R. being a public document, it did not require any formal proof. Reliance was placed on a decision of the Rajasthan High Court in Mehra Printing Industries v. Lila Devi, 1990 ACJ 542. A decision of this Court in the case of Ashok Kumar Gupta V. Kishanlal Gupta, 1991 (1) TAC 71, was also pressed in service to support the well-established proposition of law that onus lies on the claimant to prove his own case that not only there was an accident, but the tort-feasor was negligent in driving the offending vehicle which gave rise to the cause of action in the claim and that has to be proved by adducing reliable and legal evidence.

    6. True, to prove rash and negligent act of a tort-feasor, the burden lay upon the claimants and to discharge that, the claimants have examined P.W. 2, Dhaniram who was a member of the marriage party. The fact of accident and overturning of the tractor was not denied either by the owner or by the driver. The driver has appeared as a witness as DW 1 who simply stated that he was not driving the tractor rashly and negligently, but he tried to save the deceased who was going on road, tried to stop the vehicle, took downwards side on one side, as there was slope, in doing that balance of the tractor was lost, which resulted in the accident. This statement of the driver is in variance with the defence taken in the written statement. It is not the defence in the written statement that to save the deceased who was going ahead on the road playing Dhapli, he tried to avert the dash by stopping the vehicle and taking it towards downward side of the road. Therefore, the manner in which the accident occurred, the plea of act of God or the accident was inevitable for no fault of the driver, in the circumstances of the case is not established.

    7. Even assuming for the sake of argument that the driver was not negligent, in the facts and circumstances of the present case, we can safely apply the doctrine of res ipsa loquitur, which is a rule of evidence departing from the normal rule that it is for the plaintiff to prove the negligence, but in some cases considerable hardship is caused to the plaintiff as the true cause of the accident is not known to him, but is solely within the knowledge of the defendant who caused it, the plaintiff can prove the accident, but cannot prove how it happened to establish negligence. This hardship is to be avoided by applying the principle of res ipsa loquitur. The general purport of the words res ipsa loquitur is that the accident speaks for itself or tells its own story. There are cases in which the accident speaks for itself so that it is sufficient for the plaintiff to prove the accident and nothing more and the present case is like that where the accident speaks for itself. See, Pushpadevi's case, AIR 1977 SC 1735, as also Ashadevi's case, 1989 JLJ 541. Therefore, on the application of the doctrine, the burden shifted upon the respondents/defendants to explain the accident. From the evidence on record, we are not satisfied that the driver has discharged the burden by pleading and proving that he was not negligent, and as such, the respondents cannot escape their liability by preferring hypothetic explanation, howsoever plausible, of the accident.

    8. It is also well established principle of law that in an appeal against a trial Court decree, when an issue turns on oral evidence, appellate Court must bear in mind that it does not enjoy the advantage which the trial Court had in having the witnesses before it and of observing the manner in which they gave their testimony. When there is a conflict in oral evidence on any matter in issue and its result turns upon the credibility of the witnesses, the general rule is that the appellate Court should permit the findings of fact rendered by the trial Court, to prevail unless it clearly appears that some special feature about the evidence of particular witness has escaped the notice of the trial Court or there is a sufficient balance of improbability to disbelieve its opinion as to whether the credibility lies. If any authority is needed, see Madhusudan Das v. Narayani Bai, AIR 1983 SC 114.

    9. Reliance on the decision of this Court in Ashok Kumar Gupta's case (supra) is of no help as in that case, there was an accident between two vehicles where there was no question of applicability of the doctrine of res ipsa loquitur.

    JO. Coming to the other contention that the deceased was travelling as a passenger and, therefore, the Insurance Company was not liable to pay any compensation, it has also no merit. True, the F.I.R. (Ex. D/2-C) and the statement of the Investigating Officer gives a version which support the case of the Insurance Company, but even assuming that the F.I.R. is a public document, but it is the rule of law that it is not a substantive piece of evidence. It can be used only for the purposes of corroboration or contradiction of the maker only. The maker having not been examined by either side, the statement of A. S. Yadav carries no weight as he only investigated the occurrence. He is not an eyewitness to the occurrence. His testimony is of hearsay evidence, therefore, the conclusions which he drew after investigation cannot be taken into consideration unless supported by proper material, It is well settled proposition Of law that evidence recorded in criminal Court and the findings arrived at thereon should not be used in claim cases. Such evidence, for the purposes of claim cases is inadmissible. (See Shabbir Ahmad v. M.P.S.R.T.C., Bhopal, AIR 1984 MP 173).

    11. The fact that the deceased, at the time of accident, was travelling on the trolley or was going as a pedestrian, playing Dhapli has to be judged on the evidence adduced before the Tribunal which is not only proved by the claimants, but is admitted by the driver himself. It is not the case of the Insurance Company that the owner/driver have colluded with the claimants so as to get the compensation from the Insurance Company. Even if, for argument's sake it is assumed that the driver has stated so to save the owner and himself from liability, there is material on record that the finding arrived at by the Tribunal by rightly not taking into consideration the F.I.R., and the statement of the Investigating Officer as no eye-witness to the occurrence was examined and no other independent legal and cogent evidence was produced to support the plea of Insurance Company, the interference in appeal in the finding recorded by the Tribunal is not warranted. Accordingly, the cross-objections have no merit and are dismissed.

    12. Coming to the appeal of the appellants/claimants for enhancement, on evidence, the Tribunal has recorded a finding that the deceased was earning Rs. 400/- per month who was maintaining wife,, three minor children and widowed mother. Hence, he could not have afforded to spend on himself 50% of his earning. Therefore, in our opinion, the dependency, in the facts of the case, cannot be less than Rs. 300/- per month which yearly comes to Rs. 3,600/-, multiplied by the multiplier rightly selected by the Tribunal of 16, in the light of Ashadevi's case (supra), the dependency comes to Rupees 57, 600/-. It is settled that when multiplier is selected for determining the compensation, no deduction can be made for lump sum payment.

    13. The Tribunal has not awarded compensation for pain and suffering of the deceased which he suffered after the accident, which becomes the estate of the deceased to which the claimants are entitled. Admittedly, the accident occurred on 8-5-1987. The deceased suffered pain and suffering, mental agony till the date of his death, i.e. 15-5-1987. Therefore, the appellants are entitled for Rs. 5,000/- which we take as nominal figure in this head. The Tribunal has also not awarded a conventional figure of consortium. This Court, recently, in the case of Fiza Bai, 1992 (2) MPJR 333, has taken the view that a conventional figure in the head of loss of consortium to the widow has also to be awarded. Following the said decision, we fix a conventional figure of Rs. 5,000/- of consortium.

    14. As a result of the above the claimants/ appellants are entitled to total compensation of Rs. 57,600/- towards dependency plus Rs. 5,000/- towards deceased's pain and suffering, plus Rs. 5,000/- for consortium and Rs. 2,000/- towards expenses incurred in medical treatment, in all Rs. 69,600/- to which the claimants are entitled which shall be payable by the Insurance Company with interest at the rate of 12% per annum from the date of application till payment. Of course, any deposit made by the Insurance Company under the award shall be given due adjustment. The Insurance Company shall deposit the amount within a period of six weeks from today. It is made clear that in the award of the Tribunal, name of Bhagirath son of Sitaram does not appear who is also one of the claimants, in all there are six claimants who shall be entitled to compensation, interest and costs which shall be disbursed by the Tribunal specifying the amount payable out of the total compensation to each of the claimants keeping in mind the interest of the minors.

    15. In the result, the appeal is allowed with costs. Cross-objections are dismissed. Counsel's fee Rs. 750/- if pre-certified.

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    Mahila Dhanvanti And Others v. Phulwant Mahendra Singh And Others
    (Jul 29, 1993)