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  • provisions of Section 12(1) of the Trade and Merchandise Marks Act, 1958.
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  • provisions of Section 12(1) of the Trade and Merchandise Marks Act, 1958.
Smart Summary

Structured Summary of the Opinion

Factual and Procedural Background

The appellant applied on 24 March 1969 (Application No. 255595) to register a composite label in Part A of the Register in Class 3 for the specification later amended to read "Keora water (perfumery)". The label contained devices of four kites inside a double-lined circle, the words "CHAR GUDDI ASLI KEORA JAL" in Devanagari, Urdu and Bengali and "CHAR GUDDI KEORA WATER" in Roman characters, devices of keora flowers at the sides and the applicants' trading style and address. The application was originally stated as "proposed to be used".

The Registry objected under Section 12(1) of the Trade and Merchandise Marks Act, 1958, on the ground of conflict with existing registered marks (the opinion refers to Registered Trade Marks Nos. 163808, 189857 and 189856 at one point). The appellants sought to amend the mark at hearing and the application was advertised.

On 20 August 1973 the respondent No. 3, Md. Abbas Ansari trading as Gazipur Star Chemical Works, Calcutta, filed a notice of opposition mainly under Sections 11(a) and 12(1) of the Act. The applicants filed a counter-statement on 12 November 1973. Evidence comprised an affidavit by Abbas Ansari in support of the opposition and affidavits by a partner of the applicant firm in support of the application and in reply. The Deputy Registrar refused the application for registration on 24 February 1975. The present appeal challenges that decision.

The opinion records that the opponent held registrations described at various points as Registered Trade Marks Nos. 189856, 189857 and 163803 (all in Class 3) and also Trade Mark No. 190671 (in Class 5), and elsewhere refers to 163808 as one of the earlier-mentioned registered marks. The opponent's mark(s) included a label with devices of heart, club, diamond and spade within a circle together with the words "Tekka Asli Golab Nirjas".

Prior to hearing, the appellant requested correction of the application to show use "since Jan., 1968" instead of "proposed to be used"; the Deputy Registrar refused that amendment because the application had been advertised as "proposed to be used" and the amendment was seen as intended to obviate the Registry's objection under Section 12(1).

Legal Issues Presented

  1. Whether the appellant's mark was identical with or deceptively similar to the respondent's registered trade marks so as to be barred from registration under Section 12(1) of the Trade and Merchandise Marks Act, 1958.
  2. Whether the appellant's proposed mark was likely to deceive or cause confusion with the respondent's mark under Section 11(a) of the Act, having regard to any reputation or prior user established by the respondent.
  3. Whether the appellant could amend the application to substitute actual prior use (since January 1968) for the original statement "proposed to be used" after the mark had been advertised.
  4. Whether Section 12(3) (bona fide concurrent user) was applicable (the opinion raises this but concludes it is not applicable because the mark was only proposed to be used).

Arguments of the Parties

Appellant's Arguments

  • Counsel for the appellant argued that assessment of identity or deceptive similarity must consider the class of customers, the overall resemblance of the marks taken as a whole but bearing in mind the essential particulars of each mark, and the effects on both eye and ear.
  • Emphasis was placed on the need to consider look and sound together, the nature of the goods to which the marks apply, surrounding circumstances, the imperfect recollection of purchasers, and the role of colour in distinguishing marks. Counsel relied on authorities and passages from Kerly's Law on Trade Marks and Trade Names to support these contentions.
  • The appellant sought an amendment to state actual prior use since January 1968 (instead of "proposed to be used").

The opinion does not set out a detailed, point-by-point narrative of the respondent's adversarial arguments beyond noting that the respondent filed an affidavit and provided sale figures supporting prior use/reputation.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Pianotist Ltd's Application (1906) 23 RPC 774 The need to judge marks by their look and sound, consider the goods and the nature of customers, and account for surrounding circumstances when assessing likelihood of confusion. The court cited this principle when reiterating that both visual and phonetic impressions and the character of the buying public must be considered in comparing the marks.
K. Krishna Chettiar v. Ambal and Company (1969) 2 SCC 131 : AIR 1970 SC 146 Lack of evidence of actual confusion is of limited significance; visual dissimilarity does not preclude confusion because ear as well as eye must be considered. The court relied on this to support the proposition that absence of actual confusion did not undermine the finding of deceptive similarity and to stress considering both sight and sound.
Parle Products v. J.P and Co. Mysore (1972) 1 SCC 618 : AIR 1972 SC 1359 The broad and essential features of the two marks must be compared; overall similarity sufficient to mislead a person usually dealing with the goods is decisive. The court applied this standard in assessing whether the impugned mark bore overall similarity likely to mislead ordinary purchasers.
P.N. Mayor v. Registrar of Trade Marks, AIR 1969 Cal 80 (and Division Bench AIR 1972 Cal 261) Distinctiveness is fundamental and primarily a question of fact; marks must be considered as a whole on their total visual and phonetic impression. The court invoked this authority to underline that totality of impression (visual and phonetic) is the true test for deception/confusion and distinctiveness.
In the matter of an application by Ladislas Jellinek (1945) 63 RPC 59 Necessity to consider the nature of the goods, the type of customers and the respective uses when deciding whether goods are of the same description and when comparing marks. The court used this to justify considering the nature of the goods (keora water/perfumery) and the consumer profile in assessing similarity and descriptiveness.
Board of Trade decision reported 1974 RPC 583 Approval of the view that the nature and uses of goods must be considered in determining if they are of the same description. The court noted this decision as approving the Jellinek approach to treating goods' nature and uses relevant to classification and similarity.
George Banham & Co. v. F. Reddaway & Co., 1927 AC 406 Deference to the Registrar/Deputy Registrar: unless the Registrar has clearly gone wrong, appellate interference should be limited because distinctiveness is a practical question of fact. The court cited and applied this principle in refusing to interfere with the Deputy Registrar's discretion absent a clear error of law or misapplication of evidence.
Du Cros' case (as cited by Lord Shaw in George Banham) Registrar's duty: examine particular facts and survey possible confusions or impairment of innocent traders' rights when deciding on distinctiveness. The court relied on the passage quoted in Banham to stress the practical evaluative role of the Registrar in assessing distinctiveness and possible confusion.

Court's Reasoning and Analysis

The court proceeded by reviewing the Deputy Registrar's findings and the applicable statutory tests under Sections 11(a) and 12(1) of the Trade and Merchandise Marks Act, 1958. The analysis followed these steps, as recorded in the opinion:

  1. Section 12(1) prerequisites: The court accepted the Deputy Registrar's view that two conditions had to be met for Section 12(1) to apply — (a) the mark applied for must be identical with or deceptively similar to an existing registered mark, and (b) the goods must be the same or of the same description. The court agreed that the goods (keora water/perfumery and related perfumery products) could be considered goods of the same description, satisfying the second condition.
  2. Principles for assessing similarity: The court reiterated established trademark principles (as in Pianotist, Kerly, and the cited Indian authorities): consider overall impression, both visual and phonetic effects, the nature of the goods, the typical customers, surrounding circumstances and the test of imperfect recollection of an average purchaser.
  3. Application of the principles to facts: The Deputy Registrar had compared the marks in their entirety and noted that the appellant's device closely resembled the opponent's playing-card-type device; he also considered the get-up, trading style and onus of proof. The opinion records that the Registrar had found the onus on the applicant to prove absence of deceptive similarity heavier where a new mark was sought, and that the applicant failed to discharge this burden.
  4. Deference to Registrar's discretion: The court emphasized the limited scope of appellate interference with the Registrar's factual and discretionary assessments, quoting George Banham and related authorities to show that interference is appropriate only where the Registrar has gone clearly wrong in applying the law or in failing to consider relevant evidence.
  5. Section 11(a) / reputation and likelihood of confusion: Turning to the Section 11(a) objection, the Deputy Registrar accepted the opponent's affidavit and sales figures (which the appellant did not disprove) and concluded that the opponent's mark had acquired a reputation. Given reputation and the close resemblance, registration of the appellant's deceptively similar mark would be contrary to Section 11(a). The court found no error in this approach or basis.
  6. Section 12(3): The court noted Section 12(3) (bona fide concurrent user) was not engaged because the appellant's mark was only proposed to be used (i.e., no established concurrent use).
  7. Conclusion on appealability: Applying the principles and reviewing the evidence, the court found no ground to overturn the Deputy Registrar's conclusions on deceptive similarity under Section 12(1) or on reputation and likelihood of confusion under Section 11(a).

Holding and Implications

Holding: The appeal is DISMISSED.

Implications and direct consequences:

  • The appellant's application for registration of the impugned mark is refused (the Deputy Registrar's refusal under Sections 11(a) and 12(1) is upheld).
  • The court accepted the Deputy Registrar's findings that the opponent's prior registration(s) and sales figures demonstrated a reputation and that the appellant's mark was deceptively similar or likely to cause confusion; therefore registration is barred.
  • The appeal's dismissal is final in respect of the recorded grounds, and the court directed that the parties shall pay and bear their own costs.
  • The opinion does not purport to lay down any novel or broader legal precedent beyond applying and reiterating established principles of trademark comparison, distinctiveness and deference to the Registrar's practical fact-finding role.

This summary is prepared exclusively from the content of the provided opinion. No information outside the text of the opinion has been added or inferred.

    Gazipur Chemical Works And Others v. The Deputy Registrar Of Trade Marks And Others

    1. This is an appeal from the decision of the Deputy Registrar of Trade Marks dated 24th of Feb., 1975 Whereby the Deputy Registrar has refused the application of the appellant for registration. It appears that on the 24th of March, 1969 the appellant made an application being application No. 255595 to register in Part A of the Register trade mark consisting of a label containing mainly the devices of four kites in a double-lined circle and the words “CHAR GUDDI ASLI KEORA JAL” in Devanagari, Urdu and Bengali characters and “CHAR GUDDI KEORA WATER” in Roman characters, also the devices of keora flowers on the left and right-hand sides of the label and the name and address of the applicants in Class 3 in respect of a specification of goods which was subsequently amended to read as “Keora water (perfumery)”. There was objection to the registration of the said mark on the ground that the said claim conflicted with Registered Trade Marks Nos. 163808, 189857 and 189856 under the provisions of Section 12(1) of the Trade and Merchandise Marks Act, 1958. The appellants agreed to amend the mark at the hearing of the application and the application was advertised, On the 20th of Aug., 1973 Md. Abbas Ansari, the respondent No. 3 herein trading as Gazipur Star Chemical Works of Calcutta filed a notice of opposition to the registration of the aforesaid trade mark on the grounds mainly based on the provisions of Sections 11(a) and 12(1) of the said Act. On the 12th of Nov., 1973 the applicants filed their counter statement denying all the allegations made in the notice of opposition. Evidence in support of the opposition consisted of an affidavit by one Abbas Ansari the opponent himself. The evidence in support of the application consisted of an affidavit by a partner of the applicant firm. The evidence in reply consisted of another affidavit by the said partner. The matter was thereafter heard by the Deputy Registrar. Before the hearing there was a request made on the part of the appellant for correction of the application to read that the user has been since Jan., 1968. Originally the statement given in the application was to read as “proposed to be used.” As the application was advertised in the Trade Marks Journal as proposed to be used and inasmuch as according to the Deputy Registrar the application for amendment was to obviate the objection of the Registry under Section 12(1) of the Act accordingly the prayer for amendment of the period of user was refused by the Deputy Registrar. The appellants were seeking registration of a composite label consisting of the devices of four kites in double-lined circle, the words “Char Guddi Asli Keora Water” and the devices of Keora flowers and the trading style and the address of the applicants. As mentioned hereinbefore the registration was sought in Class 3 in respect of “Keora water (perfumery)” and the mark was proposed to be used. There is also no dispute that the opponent being the respondent No. 3 herein was holding registration in respect of a label mark containing of devices of heart, club, diamond and spade within a circle and also the words “Tekka Asli Golab Nirjas”. The said registered marks were 189856, 189857 and 163803 all in Class 3 and another being 190671 in Class 5.

    2. The Deputy Registrar has refused the appellant's claim both under Section 11(a) and Section 12(1) of the Act. Under Section 11(a) of the Trade and Merchandise Marks Act, 1958 there is the restriction or prohibition of mark the use of which was likely to deceive or cause confusion. Under Section 12(1) of the said Act in respect of the same goods or description of the goods if there is an existing trade mark in favour of another proprietor then any mark which is identical with or deceptively similar to that mark cannot be permitted registration in favour of a different proprietor. Under Section 12(1) of the Act two conditions are necessary to bring an application within the mischief of that Section and these are (1) the mark applied for should be either identical or deceptively similar to the existing registered trade mark and (2) that the goods for which registration is sought should be either the same or of the same description as those of the already registered trade mark. In view of the types of the goods namely that the applicant was seeking registration in respect of keora water in Class 3 and the opponent was holding registration in respect of Keora water (perfumery) by the Registered Trade Mark No. 189856 and was also holding registration in respect of Extract of rose (perfumery) by the Trade Mark No. 189857 and Trade Mark No. 163808 and extract of rose for eye diseases by Trade Mark No. 190671, the Deputy Registrar was of the view that though the goods were not identical these could be considered to be goods of the came description. In my opinion the Deputy Registrar was justified in coming to the said conclusion. Therefore, one of the conditions required to be fulfilled for coming within the mischief of Section 12(1) of the said Act was fulfilled. This position was also not seriously disputed before me. The next aspect which requires consideration is the question whether the marks were identical or deceptively similar to each other. In this connection there are certain well settled principles in trade mark laws which may conveniently be reiterated. Very often I find in these matters there is hardly any dispute as to the principles but their application to the particular facts sometimes cause little confusion. Counsel for the appellant stressed before me that in order to consider whether the two marks were identical or deceptively similar under Section 12(1) or even for the purpose of considering whether the mark was likely to cause confusion or to deceive people it is necessary to consider the persons who are the customers; it is also important to bear in mind the amount of resemblances between the two marks taken as a whole but bearing in mind the essential particulars of each mark. He also emphasised that both the effect on ear and eye should be borne in mind and colour of the different marks is also important. In this connection my attention was drawn to certain passages in Kerly's Law on Trade Marks and Trade Names 10th Ed. where at page 453 the learned editors have emphasised that it is necessary to consider whom the mark must be calculated to deceive. It is, then, necessary to bear in mind what amount of resemblance is likely to deceive or cause confusion and as was observed in one of the leading cases that what degree of resemblance is necessary is from the nature of things incapable of definition a priori. As was emphasised by Mr. Justice Parker in the case of Pianotist Ltd's Appn. (1906) 23 RPC 774 at p. 777 that one must take the two words and one must judge them both by their look and by their sound. One should consider the goods to which they are to be applied and should bear in mind the nature and kind of customers who would be likely to buy the goods. In fact it is necessary to consider the surrounding circumstances and then consider what is likely to happen if each of those trade marks is used in a normal way as a trade mark for the goods of the respective owners of the marks. My attention was drawn to certain observations appearing at pages 458 of the said book and at page 465 where the learned editors emphasised that the whole picture of each mark has to be considered. Reliance was also placed on the observations appearing at page 468 of the said book where the importance to both ear and eye has been emphasised by the learned editors. Counsel also drew my attention to the passage at page 470 of the said book to emphasise that colour is also an important element.

    3. In the case of K. Krishna Chettiar v. Ambal and Company, (1969) 2 SCC 131 : AIR 1970 SC 146 (149) the Supreme Court emphasised that lack of evidence of actual confusion is not of much significance. The Supreme Court also emphasised that even in a case where there was no visual resemblance between the two marks there might be chance of confusion because ocular comparison is not always the decisive test and Supreme Court emphasised that the resemblances between the two marks must be considered with reference to the ear as well as the eye. In that case the Supreme Court found that there was a close affinity between the sound “Ambal” and “Andal”. In the case of Parle Products v. J.P and Co. Mysore, (1972) 1 SCC 618 : AIR 1972 SC 1359 (1362) the Supreme Court reiterated that in order to come to the conclusion whether one mark was deceptively similar to another the broad and essential features of the two were to be considered. The Supreme Court observed that these should not be placed side by side to find out if there was any difference in the design and if so whether these were of such character as to prevent one design from being mistaken from the other. According to the Supreme Court it would be enough if the impugned mark bore such an overall similarity to the registered mark as would be likely to mislead a person usually dealing with one to accept the other if offered to him. On the aspect of distinctiveness in the case of P.N Mayor v. Registrar of Trade Marks, AIR 1969 Cal 80 (83) Mr. Justice P.B Mukharji, as the learned Judge then was, reiterated that the general requirement of the Trade Mark Law was that the mark must be distinctive in the sense that it should be adapted and distinguished and this distinctiveness was fundamental and primarily a matter of fact and such distinctiveness might be either in individual features or in general arrangement. A mark should therefore be considered as a whole on its total impression. It is the totality of the impression visually as well as phonetically that is the true test. If the totality of the impression was likely to cause deception or confusion then the identity is established. In the Division Bench judgement from the aforesaid decision reported in AIR 1972 Cal 261 though the appeal was allowed on some other point the view expressed by the learned trial Judge on this aspect of the matter was not dissented from. The Division Bench dealt with the aspect of the matter at page 268 in para 22 of the judgement. In the case of in the matter of an application by Ladislas Jellinek for the Registration of a Trade Mark (1945) 63 RPC 59 (70-72) in the decision the learned Judge reiterated that it was necessary to take into consideration the nature of the goods, the type of the customers and furthermore reiterated the following principles:—

    “Now taking firstly into consideration the nature of the goods which are now in question, it seems to me that boots and shoes on the one hand differ in their nature at least as widely as the nature of semolina differs from that of mustard; the composition of the two commodities are wholly different and distinct from one another; secondly, it seems to me that the respective uses of the articles have to be taken into account in considering whether they should be regarded as goods of the same description. The mere fact that polish is applied in boots and shoes for the purpose of cleaning them and giving them a smart appearance seems to me to be quite irrelevant in this connection”.

    4. This view was approved by the decision of the Board of Trade reported in 1974 RPC 583.

    5. Now, bearing the aforesaid principles in mind I have to examine the decision of the learned Deputy Registrar in this case. The learned Deputy Registrar has compared the two marks in their entirety and has also taken into consideration the fact that though the appellant was describing their trade mark as “Char Guddi Keora Water” as a matter of fact the device closely resembled the device of playing card; the Deputy Registrar has taken into consideration the entire get up along with the trading style. It is well settled that the onus is on the applicant for registration to prove that the mark applied for is not deceptively similar to any of the registered trade marks. This proposition is beyond dispute and was not disputed before me. The Deputy Registrar bearing the aforesaid principles in mind has also emphasised that onus was heavier when the applicant sought registration of a new mark. According to the Deputy Registrar on the evidence the applicant had failed to discharge that onus and considering the close resemblance of the applicant's mark with that of the opponent's mark and applying the test of imperfect recollection of an average purchaser with the ordinary intelligence the Deputy Registrar came to the conclusion that the provisions of Section 12(1) of the Act constituted a bar to the registration of the appellant's mark. The principles upon which the discretion or the decision of the Deputy Registrar can or should be interfered with by the Court are well settled. Though this Court, is exercising appellate and not merely supervisory jurisdiction over the decision of the Deputy Registrar unless the Deputy Registrar has gone wrong in not considering a relevant piece of evidence or in having applied a wrong test the Court would normally be slow to interfere with the discretion or the decision of the Deputy Registrar. This view was reiterated by Lord Dunedin in the case of George Banham and Co. v. F. Reddaway and Co., 1927 AC 406 (413) in the following terms:

    “Now, it is true that an appeal lies from the decision of the Registrar, but in my opinion, unless he has gone clearly wrong, his decision ought not to be interfered with. The reason for that is that it seems to me that to settle whether a trade mark is distinctive or not, and that is the criterion laid down by the statute, is a practical question, and a question that can only be settled by considering the whole of the circumstances of the case. I look upon the word “distinctive” in the Act not as a scientific definition which may be explained and commented on by judges, but rather as the indication of a practical standard to which the registrar is bound to conform I quote the words used by Lord Shaw in Du Cros' case ‘I should describe the duty of the Registrar as this; that examining the particular facts, he has to survey the possible confusions or difficulties which might arise in consequence of the grant of the trademark, or the possible impairment of the rights of innocent traders to do that which, apart from the grant, would be their natural mode of conducting their business’.

    And Lord Parker, in the same case, says this : ‘The question therefore, is whether the mark itself, if used as a trade mark, is likely to become actually distinctive of the goods of the person so using it. The applicant for registration in effect says : ‘I intend to use this mark as a trade-mark, i.e for the purpose of distinguishing my goods from the goods of other persons’, and the registrar or the Court has to determine before the mark be admitted to registration whether it is of such a kind that the applicant quite apart from the effects of registration, is likely or unlikely to attain the object he has in view. The applicant's chance of success in this respect must, I think largely depend upon whether other traders are likely, in the ordinary course of their business and without any improper motive, to desire to use the same mark, or some other mark nearly resembling it, upon or in connection with their own goods.’

    The fact which influenced the registrar here was the clearly proved use by other traders of lines running the length of the hose. He treated it as I think he should have treated it - as a practical question. Sargant L.J says that the marks so used were not trade marks, but the relevancy of them, to my mind, is not that they were trade marks, but that they were marks, and being ordinarily used as such the registrar came to be of the opinion that there would not be distinctiveness in the mark sought to be registered by the applicant.

    My Lords, the cause of my disagreement with the Court of Appeal lies (1) in the fact that they do not look at the question from what I think was the right point of view, i.e whether the registrar had really gone so wrong as to make it necessary to interfere with his discretion; and (2) in the fact that they considered the matter exclusively from the point of view of whether it could be said that the mark was calculated to deceive, leaving out the further question as explained by Lord Herschell in the passage above quoted.”

    6. Bearing the aforesaid principles in mind I am unable to uphold the objections urged on behalf of the appellant an this aspect of the finding of the Deputy Registrar.

    7. The Deputy Registrar has then considered the objection under Section 11(a) of the Act and the Deputy Registrar has noted that rival marks were similar and the goods were identical and also of the same description. The other aspect of the matter was whether the opponent or the respondent No. 3 had established the user prior to the filing of the application for registration of the impugned mark by the appellant.

    8. The Deputy Registrar has referred to the affidavit filed on behalf of the respondent No. 3 and has noted that the sale figures could not be disproved by the appellant and from the sale figures the Deputy Registrar came to the conclusion that the opponent's mark had acquired reputation and therefore registration of a deceptively similar mark or a mark which was likely to cause confusion would be contrary to the provisions of Section 11(a) of the Act. In the circumstances, the Deputy Registrar sustained the objection under Section 11(a) of the Act. Applying the principles reiterated by the House of Lords as mentioned hereinbefore and/or the evidence on record I am unable to accept the contention that the Deputy Registrar has proceeded on an erroneous basis on this aspect of the matter.

    9. As the mark was only proposed to be used there was no question of application of Section 12(3) of the Act which requires bona fide concurrent user.

    10. For the reasons mentioned aforesaid the appeal fails and is accordingly dismissed. In the facts and circumstances of this case, however, I direct that the parties will pay and bear their own costs.

    11. Appeal dismissed.

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    Comments

    Gazipur Chemical Works And Others v. The Deputy Registrar Of Trade Marks And Others
    (Nov 7, 1978)