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  • S. 66(1)(b) of the Bombay Prohibition Act, 1949 (for short Act)
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  • S. 66(1)(b) of the Bombay Prohibition Act, 1949 (for short Act)
Smart Summary

Structured Summary of the Legal Opinion

Factual and Procedural Background

These three appeals were filed by the State of Gujarat seeking enhancement of sentence against respondent Tha. Somaji Jamaji. The appeals challenge the judgment and order dated 20-1-1993 of Mr. K.K. Vaisya, the learned J.M.F.C., Kadi, in three criminal cases (Nos. 1026/92, 1027/92 and 1400/92). In each case the respondent pleaded guilty to an offence punishable under Section 66(1)(b) of the Bombay Prohibition Act, 1949, was convicted on his plea of guilt and sentenced to remain "till rising of the court" and to pay a fine of Rs. 20 in each case, with a default term of SI for two days for each fine.

The factual basis of the prosecutions, as summarized in the impugned orders, is that on three dates the respondent was found in possession of illicit liquor at a public place at Nadi: on 7-2-1992 at 23:50 hours (2 litres), on 5-3-1992 at 11:45 hours (16 litres), and on 19-5-1992 at 13:45 hours (2 litres). The respondent's pleas of guilty in these three matters were recorded on 20-1-1993 and conviction and sentence followed on the same day, giving rise to the State's appeals for enhancement of sentence.

Legal Issues Presented

  1. Whether the sentences imposed by the learned Magistrate (conviction on plea of guilt and sentence of fine of Rs. 20 and SI in default for two days) in respect of offences under S. 66(1)(b) of the Bombay Prohibition Act, 1949 are unduly lenient, illegal and perverse in view of the mandatory minima in the provisos to S. 66(1)(b).
  2. Whether the recording of plea of guilt and immediate conviction in these cases amounted to impermissible "plea-bargaining" or an illegal procedure that vitiates the trial and requires quashing of the conviction and remand of the cases for trial on merits.
  3. Whether, at the admission stage of an appeal, the appellate court may remand the cases ex parte (without issuing notice to the respondent-accused) when the impugned orders are flagrantly perverse and manifestly affected by plea-bargaining such that remand is inevitable.
  4. Whether the plea of guilt was recorded in the absence of the public prosecutor in charge of the matter and, if so, whether that infirmity renders the proceedings unjust and illegal.

Arguments of the Parties

Appellant's Arguments (State / Public Prosecutor)

  • The State appealed for enhancement of sentence on the ground that the impugned sentences are unduly lenient and manifestly unjust in light of Section 66(1)(b) of the Bombay Prohibition Act, which prescribes minimum sentences and fines in the absence of special and adequate reasons recorded in the judgment.
  • The appellant/prosecution contended that the trial court's acceptance of the respondent's plea of guilt and the imposition of a token fine and nominal sentence amounted to plea-bargaining and was perverse and in total disregard of statutory provisions.
  • The learned APP (Mr. S.R. Divetia) specifically brought to the court's attention that the pleas of guilty in all three cases were recorded in the absence of the learned APP in charge of the matter on the very same day, which the prosecution argued was unjust, unfair and illegal.

The opinion does not contain a detailed account of any opposing submissions by the respondent disputing the grounds on which the State sought enhancement, other than the factual notation that the respondent pleaded guilty and was convicted on that plea.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The court undertook the following analysis, in the sequence reflected in the opinion:

  • The court first examined Section 66(1)(b) of the Bombay Prohibition Act, 1949 and its provisos which prescribe minimum sentences and fines in the absence of special and adequate reasons to be recorded in the judgment. The statutory text (including the minima for first, second and third or subsequent offences) is reproduced in the opinion and treated as central to assessing the impugned sentences.
  • On a plain reading of S. 66(1)(b) and its provisos, the court concluded that the impugned orders were "unduly lenient and manifestly unjust" and were in "total disregard" of the specific statutory provisions. The court described the impugned orders as perverse and the result of "plea-bargaining."
  • The court found that the learned Magistrate appeared not to have considered or applied S. 66(1)(b) with its mandatory minima before accepting the pleas of guilt and recording the light sentences. The court characterized mechanically accepting pleas of guilt without ensuring the accused understood the statutory consequences as tantamount to plea-bargaining and an illegal practice.
  • The court set out specific objections to the practice of accepting pleas and imposing token sentences: it multiplies proceedings (remands), causes hardship to accused by forcing a second round of trial, prejudices the prosecution (witness availability and memory problems), disregards earlier decisions of this Court and the legislative mandate, and undermines public faith in the administration of justice.
  • The court observed that magistrates who pass such orders are either unaware of the law or deliberately overstep it, which the court described as a dereliction of judicial duty requiring a disciplinary or confidential report entry with the District and Sessions Judge.
  • The court accepted the prosecution's point that the pleas in these cases were recorded in the absence of the APP in charge, holding that no order should be passed against the prosecution without offering the APP an opportunity to be heard. The absence of the APP when pleas were recorded was described as "quite unjust, unfair and accordingly illegal."
  • Addressing procedure on appeal, the court considered whether remand could be ordered at the admission stage without issuing notice to the respondent-accused. While acknowledging the ordinary practice requires notice at admission stage, the court identified an exception: where facts "are glaring enough" to demonstrate plea-bargaining and perversity beyond doubt, issuance of notice is unnecessary and remand ex parte is justified because remand is inevitable and notice would only waste court time and public resources.
  • The court further reasoned that where an impugned sentence suffers from patent vice of plea-bargaining, the procedure adopted vitiates the trial and infringes Article 21 of the Constitution (denial of fair and just trial), taking the proceedings back to square one and restoring the accused to his original position at commencement of trial. In such circumstances the accused has no right to be heard on the discrete point of whether the case should be remanded at the admission stage.
  • Given these findings, the court concluded that the impugned orders were prima facie perverse; the trial judge's conduct was unbecoming and required being brought to the attention of supervisory authorities. The court therefore ordered administrative steps (placing a copy in the Magistrate's confidential file and forwarding a copy to the judge in charge of the unit).

Holding and Implications

Holding: The appeals were partly allowed. The impugned orders of conviction and sentence passed by the trial court were quashed and set aside and the three cases were remanded to the trial court to be decided on merits according to law.

Direct consequences and directions ordered by the court:

  • The convictions and sentences imposed on 20-1-1993 in the three cases were quashed and set aside.
  • The cases were remanded to the trial court for decision on merits in accordance with law.
  • The learned Magistrate was directed to give top-most priority to these cases (which arose in 1992) and decide them as expeditiously as possible.
  • A copy of the judgment and observations was directed to be placed in the confidential file of the learned Magistrate maintained by the District and Sessions Judge, Mehsana, and forwarded to the learned Judge in charge of the unit (Hon'ble Mr. Justice C.V. Jani).

Broader implications: The opinion emphasizes that the trial court's practice of accepting plea-of-guilt dispositions that ignore statutory minima constitutes "plea-bargaining," vitiates the trial, and may infringe Article 21; the court identified an exceptional procedural power to remand ex parte at the admission stage where the perversity is glaring and remand is inevitable. The opinion does not announce a separately titled precedent beyond its own rulings and administrative directions; it confines relief to quashing the impugned orders, remanding the cases, and administrative reporting regarding the Magistrate.


End of summary. This summary is based exclusively on the content of the provided opinion.

    State Of Gujarat v. Tha. Somaji Jamaji .

    1. These three appeals for the enhancement of sentence by the State of Gujarat are directed against the impugned judgment and order dated 20-1-1993, passed by Mr. K.K Vaisya, the learned J.M.F.C, Kadi; rendered in three different criminal cases being numbers 1026/92, 1027/92 and 1400/92, wherein respondent Tha. Somaji Jamaji, who came to be tried for the alleged offences punishable under S. 66(1)(b) of the Bombay Prohibition Act, 1949 (for short — Act) on his pleading guilty, was convicted for the same and sentenced till rising of the court and to pay fine of Rs. 20/- in each case, and in default, to undergo further SI for two days.

    2. To state prosecution case briefly — the respondent on three different dates viz. 7-2-1992 at 23-50 hours, 5-3-1992 at 11-45 hours, and 19-5-1992 at 13-45 hours, was found in possession of illicit liquor of the quantity — 2 litres, 16 litres and 2 litres respectively in the public place at Nadi. Thereafter, when challaned before the court, he pleaded guilty and the learned Magistrate accepting the same, convicted and sentenced him as stated above in para-1 of this judgment giving rise to the present three appeals for enhancement of the sentence. Incidentally, it may also be stated that the plea of guilty of the respondent came to be recorded on the very day i.e 20-1-1993 immediately followed by the aforesaid order of conviction and sentence.

    3. On perusal of the impugned judgment and orders, it transpires to be stated at the very outset that the same are not only unduly lenient and manifestly unjust, but the same are in total disregard to the specific provisions contained in S. 66 of the Act and is also perverse and ex facie result of the ‘plea bargaining;’. In order to appreciate this, it is necessary first of all to refer to the relevant provisions under S. 66(1)(b) of the Act, which reads as under:

    S. 66: Penalty for illegal cultivation and collection of hemp and other matters;

    (1) Whoever, in contravention of the provisions of this Act, or of any rule, regulation or order made, or of any licence, permit, pass or authorization issued, thereunder—

    (b) consumes, uses, possesses or transports any intoxicant (other than opium) or hemp—

    (c), (d) and (i) xxx xxx xxx

    Provided that in the absence of special and adequate reasons to the contrary to be mentioned in the judgment of the court, such imprisonment shall not be less than three months and fine shall not be less than five hundred rupees;

    (ii) for a second offence, with imprisonment for a term which may extend to two years and with fine which may extend to two thousand rupees:

    Provided that in the absence of special and adequate reasons to the contrary to be mentioned in the judgment of the court, such imprisonment shall not be less than six months and fine shall not be less than one thousand rupees;

    (iii) for a third or subsequent offences, with imprisonment for a term which may extend to two years and with fine which may extend to two thousand rupees:

    Provided that in the absence of special and adequate reasons to the contrary to be mentioned in the judgment of the Court, such imprisonment shall not be less than nine months and fine shall not be less than two thousand rupees.”

    4. Now, the very bare reading of the aforesaid S. 66(1)(b) along with the proviso appended thereto clearly demonstrates as to how and up to what extent the impugned orders of sentence are illegal and perverse and suffers from the patent vice of the ‘plea-bargaining’ From the impugned judgment and orders, it also appears that the learned Magistrate before passing the same has not cared to read the provisions of S. 66(1)(b) of the Act along with the proviso appended thereto. Under such circumstances, mechanically accepting the plea of guilt without the respondent-accused given to understand that he is liable to the minimum punishment of three months and/or still further sentence as prescribed under S. 66(1)(b) of the Act, despite his pleading guilty and to record the order of conviction and sentence is ex facie illegal as it is nothing less than ‘plea-bargaining’ prima facie haunted by the disposal mania!! Such an illegal practice of ‘plea-bargaining’ is repeatedly deprecated by this Court and the Supreme Court in very many judgments, which are by this time reported and copies of some of this Court's decisions are circulated and yet for the reasons best known to the learned Magistrate, the same is not heeded to at all and the illegal practice of ‘plea-bargaining’ appears to be just going on unabated quite fearlessly!!! Such a conduct of the learned Magistrate unnecessarily (i) multiplies the proceedings as such cases are bound to be remanded, (ii) causes undue hardships to the accused to face the second round of trial, (iii) works quite a great prejudice to the prosecution, as it affects the availability of the prosecution witnesses at the relevant time and the problem of memory which causes to them, (iv) demonstrates total disregard of the decisions of this Court on the elementary principles of law, (v) it also demonstrates contemptuous disregard to the legislative mandate to enforce the law as directed by the legislature, and (vi) to top all these, badly shakes the faith of the people in the administration of justice.

    5. Only those learned Magistrates would pass such illegal and perverse orders who are either unaware of the relevant provisions of law or who deliberately wants to overstep to defy the same! Viewing this from any of the two angles, prima facie, this is total dereliction of judicial duty and, therefore, quite unbecoming on the part of the concerned learned Magistrate. This accordingly calls for a serious view to be taken to find its due place, in the confidential report of defaulting learned Magistrate, else there is no way to check and control the arbitrary exercise of their powers, defeating day-in and day-out the promise of ‘just and fair trial’ — both to the accused as well as the State.

    6. The learned APP Mr. S.R Divetia has brought one more fatal infirmity to the notice of this Court viz. that ‘the plea of guilty’ in all these cases came to be recorded by the learned Magistrate in absence of the learned APP in charge of the matter on the very same day. This also is quite unjust, unfair and accordingly illegal. No order can ever be passed against the prosecution at the back of the learned APP without offering him an opportunity to hear him. In fact, had indeed the learned APP in charge of the case been given an opportunity, he would have definitely persuaded the learned Magistrate not to take unduly lenient view of the matter, which is quite contrary to the statutory mandate.

    7. In view of the aforesaid discussion, there is indeed no doubt that all these cases are the cases of illicit ‘plea-bargaining’ and in that view of the matter, the same are required to be quashed and set aside and thereafter to be remanded.

    8. Now this takes us to quite an important and interesting question of law as to whether at the admission stage, without issuing notice to the respondent-accused cases under these appeals can be straighway remanded? Speaking ordinarily, of course, such appeals when they are merely at the admission stage, in the first instance, notices are required to be issued to the respondent-accused, and only after service of the same, any order can be passed against them. Now to this general ordinary practice, there indeed can be an exception. Accordingly, when the facts are glaring enough demonstrating ‘plea-bargaining’ and the perversity of the learned Magistrate beyond any manner of doubt, it cannot be disputes that such matters are not required to be remanded. In this view of the matter, when the remand is the only foregone, inescapable and irreversible conclusion, which even, after the issuance of notice to otherwise cannot be prevented, the mechanical issuance of notice unnecessarily adds to the workload of already over-burdened Court, waiting precious public time and delaying the justice. Even if the notices are issued and the respondent appears and he opposes the remanding of the matter, by no stretch of imagination such an objection can never be sustained. Further, the matter does not rest here for the simple reason that in any appeal for the enhancement of sentence, once the Court reaches the conclusion that the impugned order of sentence suffers from patent vice of the ‘plea-bargaining’ and is accordingly perverse, the same amount to total disregard of the ‘legal procedure’ resulting into denial of fair and just trial both to the accused as well as the prosecution. This in turn ex facie infringes Art. 21 of the Constitution of India, going to the roots vitiating the entire trial. This situation reduces the proceedings to square one and relegates the accused to his original position where he was at the commencement of the trial. Viewed from this angle, in case of ‘plea-bargaining’ the accused has indeed no right to be heard on the point disputing the Court's discretion to remand the case. Strictly speaking, the patent illegal procedure adopted by the learned Magistrate of recording ‘plea-bargaining’ is the matter between this Court and the Court of the learned Magistrate, more particularly when this Court does not enhance the sentence. Thus, there is neither any legal nor moral justification for the respondent to claim hearing of such matter at the admission stage and the Court would be prefectly justified in remanding the matter ex parte.

    9. Taking into consideration the fact that the impugned judgment and orders are prima facie perverse, an attempt also to undermine and subvert the legislative honour and the particular provisions under the Prohibition Act, the same is ex facie unjudicious and in that view of the matter, unbecomingness on the part of the learned Magistrate, the same is required to be brought to the notice of all concerned. Accordingly, a copy of this judgment and observations made therein are directed to be kept in the confidential file of the learned Magistrate maintained by the learned District and Sessions Judge, Mehsana. Further, a copy of this judgment be immediately forwarded to Hon'ble Mr. Justice C.V Jani, the learned Judge of this court in charge of the unit.

    10. In the result, all these appeals are partly allowed. The impugned orders of conviction and sentence passed by the trial court are hereby ordered to be quashed and set aside. The cases remanded to the trial court to be decided on merits according to law. Having regard to the fact that these cases are of the year 1992, the learned Magistrate is directed to give top-most priority and decide the same as expeditiously as possible.

    11. Appeals partly allowed.

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    Comments

    State Of Gujarat v. Tha. Somaji Jamaji .
    (Apr 19, 1994)