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citation codes
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Acts
  • Sec. 132 and other provisions of the Evidence Act.4.
  • English Criminal Evidence Act of 1898
  • Secs. 5 and 6 of the Indian Oaths Act
  • Sec. 3(28) of the General Clauses Act
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Cites
Cited by
Citation Codes
Equivalent Citations
citation codes
Case Number
Judges
Acts
  • Sec. 132 and other provisions of the Evidence Act.4.
  • English Criminal Evidence Act of 1898
  • Secs. 5 and 6 of the Indian Oaths Act
  • Sec. 3(28) of the General Clauses Act
Smart Summary

Judicial Opinion Summary

Factual and Procedural Background

Dhanna filed a complaint in a Magistrate's Court alleging offences under Sections 420, 405, 467 and 384 of the Indian Penal Code against four persons, including one Subedar. The Magistrate decided to hold a preliminary enquiry under Section 202, Cr.P.C., and summoned the accused persons to be examined as witnesses to determine whether there was ground for issuing process.

Three accused persons appeared and were examined; Subedar did not respond to the original summons, leading the complainant to obtain a warrant against him. On appearing under the warrant, Subedar claimed the privilege under clause (3) of Article 20 of the Constitution — that no person accused of any offence shall be compelled to be a witness against himself — and refused to testify. The Magistrate overruled Subedar's claim, holding that Subedar could not invoke the privilege unless he had been summoned as an accused person and relying on authorities said to permit examination of an accused under Section 202.

Subedar sought revision before the Sessions Judge and, having failed there, brought the matter to this Court in revision. The legal controversy centres on whether the Magistrate could compel Subedar to give testimony in the Section 202 enquiry without violating Article 20(3).

Legal Issues Presented

  1. Whether an order directing a person named as an accused in a complaint to give evidence in a preliminary enquiry under Section 202, Cr.P.C. amounts to compulsion in contravention of clause (3) of Article 20 of the Constitution (i.e., compelling a person accused of an offence to be a witness against himself).
  2. Whether a person named as an accused in a complaint (or in a first information report) is to be regarded as an "accused of an offence" for the purposes of Article 20(3) even before the issue of formal process (such as summons as an accused).
  3. Whether statements obtained from co-accused who voluntarily testified in the Section 202 enquiry can be used by the complainant in support of the prosecution.

Arguments of the Parties

Subedar (Applicant)

  • Asserted entitlement to the protection of clause (3) of Article 20 — that no person accused of any offence shall be compelled to be a witness against himself — and contended that the Magistrate's order compelling him to testify violated that fundamental right.
  • Insisted that he could not be lawfully compelled to give evidence in the Section 202 enquiry; he refused to give evidence and claimed the privilege when produced on the warrant.

Magistrate / Complainant (Respondent)

  • The Magistrate held that Subedar could not claim the Article 20(3) privilege so long as he had not been summoned as an accused person (i.e., that being named in a complaint did not by itself make one an "accused" for the purposes of the constitutional protection).
  • The Magistrate relied on existing rulings (including pre-1950 authorities) that, in the Magistrate's view, permitted examination of an accused under Section 202, Cr.P.C., and thus directed Subedar to testify.
  • The complainant (Dhanna) insisted on examination of Subedar to secure evidence in support of the complaint and to determine whether process ought to issue against him.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
M.P. Sharma v. Satish Chandra, A.I.R. 1954 S.C. 300 Interpreting the ambit of Article 20(3); formulation that the right is narrower than Anglo‑American protection and consists of three components: (1) pertains to a person "accused of an offence"; (2) protects against "compulsion to be a witness"; (3) protects against compulsion resulting in giving evidence "against himself". Also held protection may extend to compelled testimony previously obtained and is available where a formal accusation has been levelled (e.g., named in FIR). The Court relied on M.P. Sharma to conclude that Article 20(3) protects persons named as accused in a complaint or FIR (i.e., they are "accused" for the purpose of the Article), and to analyze the components (accused status, testimonial compulsion, and use of testimony against oneself). The precedent supported the conclusion that Subedar could not be compelled to testify in the Section 202 enquiry.

Court's Reasoning and Analysis

The Court's analysis proceeded in distinct steps, closely following the language of Article 20(3) and the controlling precedent:

  1. Identification of the constitutional protection's components: The Court adopted the three-component analysis (from M.P. Sharma) that Article 20(3) applies only to a person "accused of an offence," protects against "compulsion to be a witness," and protects against compulsion that results in giving evidence "against himself."
  2. Determination that Subedar was being compelled to be a witness: The Court observed that Subedar had refused to testify but was being coerced to give evidence — a warrant had been issued when he failed to appear, and the Magistrate's order carried the threat of contempt or other sanction. The Court construed this as testimonial compulsion (a positive volitional act procured by coercion), not mere opportunity to testify.
  3. Determination that any compelled testimony would be "against himself": The Court found the complainant's purpose in insisting on Subedar's examination was to obtain evidence to support the complaint and the Magistrate's order was explicitly aimed at determining whether deposition would justify issuing process. Thus any testimony elicited would likely be used to Subedar's detriment.
  4. Resolution of "accused" status question: Contrary to the Magistrate's view that a person becomes an "accused" only after issuance of summons as an accused, the Court applied the M.P. Sharma precedent to hold that the protection attaches when a formal accusation has been levelled — including where a person is named as an accused in a complaint instituted in Court or in an FIR under Section 154, Cr.P.C. Therefore Subedar, being named in the complaint, was within the category of "accused" for Article 20(3).
  5. Application to Section 202 enquiry: Because all three components of Article 20(3) were satisfied (Subedar was an accused, was being compelled to testify, and such testimony could be used against him), the Court concluded the Magistrate could not lawfully compel Subedar to give evidence in the preliminary enquiry under Section 202, Cr.P.C. The complainant must establish the case independently of testimony obtained from the accused by compulsion.
  6. Consideration of statutory provisions permitting accused testimony: The Court reviewed relevant procedural provisions (historical Sec. 342(4) Cr.P.C., the newer Sec. 342A Cr.P.C., and Sec. 340(2) Cr.P.C.) and concluded that none authorized the Magistrate's compulsion in these circumstances. In particular, Sec. 342A permits an accused to be a competent witness only upon his written request and only after charge — neither condition was met here; Sec. 340(2) relates to non-trial proceedings and therefore does not apply.
  7. Treatment of co-accused statements: The three co-accused who voluntarily gave statements were deemed to have waived the Article 20(3) privilege by voluntarily testifying. Nevertheless, the Court held that under Sec. 342A those persons could not be examined as witnesses for the prosecution (they may be competent witnesses only for the defence and only upon written request and after charge), and therefore statements obtained from them could not be used by the complainant. The Court used the High Court's inherent powers to declare those statements inadmissible for the complainant's purposes.
  8. Overruling of pre-Constitution authorities: The Court stated that some pre-1950 decisions permitting Magistrates to examine accused persons in Section 202 enquiries must, since the coming into force of the Constitution, be treated as overruled.

Holding and Implications

Holding: Revision allowed; the Magistrate's order directing Subedar to give evidence in the Section 202, Cr.P.C. enquiry is set aside.

Immediate consequences and practical implications for the parties:

  • The Court declared that Subedar cannot be compelled to testify in the Section 202 preliminary enquiry because Article 20(3) protects a person named as an accused in a complaint from testimonial compulsion that would be used against him.
  • The Magistrate's order directing Subedar to give evidence is quashed.
  • Using its inherent powers, the Court declared that the statements obtained from the three co-accused (who voluntarily testified) cannot be used by the complainant Dhanna for any purpose; accordingly, Dhanna must establish his case independently of evidence obtained from any of the accused persons.
  • The Court observed that earlier pre-1950 authorities permitting such examination are no longer authoritative in view of the Constitution.

Broader precedent: The decision applies the interpretation of Article 20(3) as articulated in M.P. Sharma v. Satish Chandra and confirms that being named as an accused in a complaint or FIR engages the Article 20(3) protection. The opinion does not purport to extend Article 20(3) beyond the conditions identified, nor does it announce any novel expansion of the doctrine beyond the application described.

Disposition: Revision allowed.

    Subedar v. State

    James, J.:— This Revision springs from an alleged violation of the fundamental right granted under clause (3) of Art. 20 of the Constitution in the words: “No person accused of any offence shall be compelled to be a witness against himself.” The question is of importance and requires careful consideration.

    2. The facts are these. Dhanna filed a complaint for offences under Secs. 420, 405, 467 and 384, I.P.C against four persons including one Subedar, and when the Magistrate decided to make a preliminary enquiry under Sec. 202, Cr. P.C, got them summoned as his witnesses in order to satisfy the Magistrate that there was just ground for issuing process against them. Three of the accused duly appeared and were examined as witnesses. But Subedar did not respond, and consequently Dhanna got a warrant issued against him. When he appeared in execution of the warrant he claimed the privilege of Art. 20(3) of the Constitution and contended that he could not be compelled to give evidence against himself. The learned Magistrate held that Subedar could not claim the privilege so long as he was not summoned as an accused person, and further that there were certain rulings which permitted an accused person to be examined as a witness under Sec. 202, Cr. P.C Accordingly he overruled Subedar's contention and directed him to testify. Subedar filed a Revision before the Sessions Judge, and having failed there has come up in Revision to this Court. The stand he has taken is that the learned Magistrate's order contravenes Art. 20(3) inasmuch as it amounts to compelling him to furnish evidence against himself. The doctrine of immunity from self-crimination is founded on the presumption of innocence which characterises the English system of criminal justice, and a fundamental principle of that system of justice (which differs from the inquisitorial procedure obtaining in France and some other Continental countries) is that it is for the prosecution to prove the guilt of the accused and that the latter need not make any statement if he does not want to. In the words of Mayne in his “Criminal Law” “It is the business of the Crown to prove him guilty, and he need not do anything but stand by and see what case has been made out against him….. He is entitled to rely on the defence that the evidence as it stands is inconclusive and that the Crown is bound to make it conclusive without any help from him.” The English Criminal Evidence Act of 1898 provides that although the accused is competent to be a witness on his own behalf, he cannot be compelled to give evidence against himself, and that if he does give evidence in his defence, the prosecution may comment upon such evidence but must not comment upon his omission to do so. In England the protection extends to witnesses also. The Fifth Amendment to the Constitution of the United States of America has adopted the same principle by laying down that no person shall be compelled in any criminal case to be a witness against himself. Indeed, in the United States judicial interpretation has enlarged the scope of the privilege, though it must be stated that to some extent this has been done with the aid of the Fourth Amendment, which guarantees the right of privacy, and the like of which is not provided for in England or India.

    3. The doctrine of protection against self-crimination has also to a substantial extent been recognised in the Anglo-Indian administration of criminal justice by incorporation into various statutory provisions, but definite form to it was given for the first time by Art. 20(3) of our Constitution, though the rule laid down by the latter is narrower than the Anglo American rule, since the privilege has been kept confined to persons “accused of any offence,” an “offence” being defined by Sec. 3(28) of the General Clauses Act as meaning “any act or omission made punishable by any law for the time being in force.” Witnesses in India have been left untouched by the Constitution and continue to be governed by Sec. 132 and other provisions of the Evidence Act.

    4. The exact extent of the privilege against self-crimination has been the subject-matter of some controversy, and it is being increasingly felt that the doctrine on which it is based should undergo curtailment rather than extension. Prof. Wigmore in his “Evidence” (3rd Ed.) in Vol. 8 at pages 304 to 320 has dealt with the matter exhaustively and has come to the conclusion that although the privilege serves to stimulate prosecuting officers to an independent search for evidence, it is apt to be used as a hiding place for crime and only the guilty stand in need of it, and because the accused person's rights are under current procedure amply protected without the privilege, it should be kept within the strictest possible limits. In the leading case of M.P Sharma v. Satish Chandra A.I.R 1954 S.C 300. our Supreme Court, after considering the background of the privilege, held: “There is no inherent reason to construe the ambit of this fundamental right as comprising a very wide range.”

    5. In the same case, analysing the terms in which the right under Art. 20(3) has been granted their Lordships have pointed out that it consists of three components: (1) it is a right pertaining to a person “accused of an offence”; (2) it is a protection against “compulsion to be a witness”; and (3) it is a protection against such compulsion resulting in his giving evidence “against himself.”

    6. Coming now to the instant case, it is undeniable that Subedar is being “compelled to be a witness.” In the words of their Lordships in M.P Sharma v. Satish Chandra (supra): “…. the word ‘witness’ must be understood in its natural sense, i.e, as referring to a person who furnishes evidence. Indeed, every positive volitional act which furnishes evidence is testimony, and testimonial compulsion connotes coercion which procures the positive volitional evidentiary acts of the person, as opposed to the negative attitude of silence or submission on his part.” Subedar has neither submitted nor remained silent; on the contrary he has refused to testify. Yet he is being coerced to give evidence. When he did not respond to the original summons a warrant of arrest was issued against him. If he disobeys the learned Magistrate's order he stands in danger of being proceeded against for contempt or of other jeopardy. Thus the learned Magistrate's order has an element of sanction behind it, and entails penalty or forfeiture. Consequently it amounts to testimonial compulsion of Subedar.

    7. It can also not be denied that Subedar is being compelled to give evidence “against himself.” The object of the complainant Dhanna in insisting upon his examination is to secure evidence from him for supporting the case set up by him (the complainant). The Magistrate's order is avowedly directed at determining whether Subedar's deposition would justify issuing process against him as an accused person. Therefore whatever he states before the learned Magistrate is likely to be used against him to his detriment.

    8. Finally:— and this is the question round which the controversy mostly centres—is Subedar to be deemed to be a person “accused of an offence”? The Courts below think that he does not become one until such time as summons is issued to him as an accused. Their view is erroneous. In M.P Sharma v. Satish Chandra (supra) the Supreme Court have observed is follows:—

    “The protection afforded to an accused in so far as it is related to the phrase ‘to be a witness’ is not merely in respect of testimonial compulsion in the Court-room but may well extend to compelled testimony previously obtained from him. It is available therefore to a person against whom a formal accusation relating to the commission of an offence has been levelled which in the normal course may result in prosecution.”

    9. Their Lordships had before them the case of certain persons against whom a first information report had been recorded as accused therein and they declared that the guarantee under Art. 20(3) was available to them. Subedar, since he has been named as an accused in Dhanna's complaint, cannot obviously stand on a different footing. It follows that the protection of Art. 20(3) becomes available to a person as soon as he is named as an accused either in a first information report made under Sec. 154, Cr. P.C or in a complaint instituted against him in Court.

    10. All the conditions laid down by Art. 20(3) of the Constitution are thus found satisfied, so that, despite the restricted character of the right, Subedar cannot be compelled by the Magistrate to testify before him in the preliminary enquiry under Sec. 202, Cr. P.C which he is making into the complaint—Dhanna must establish his case independently of the accused.

    11. It is perhaps worth pointing out that in India an accused cannot ever give evidence on behalf of the prosecution. Until a short time ago he could not even appear as a witness in his own defence, for Sec. 342(4), Cr. P.C laid down that no oath should be administered to him, while in view of Secs. 5 and 6 of the Indian Oaths Act no witness can be examined without oath or affirmation. The position has however undergone a change since the recent enactment of Sec. 342A, Cr. P.C which enables an accused person to be a competent witness on his own behalf. But the conditions laid down therein are that he cannot be called as a witness except on his own written request and that he may give evidence only after the charge against him has been made. A person is also entitled by virtue of Sec. 340(2), Cr. P.C to offer himself as a witness in proceedings under Sec. 107, or under Ghapters X, XIXII, or XXXVI or under Sec. 552 of the Code, but it should be borne in mind that none of these provisions relates to a trial for an offence, so that the person concerned in it is not “accused of any offence.” The learned Magistrate's order against Subedar cannot therefore be even remotely supported either by this new provision (both because there is no written request by him—on the contrary he refuses to give evidence—and because the case is still in the pre-trial stage) or by Sec. 340(2).

    12. There are no doubt some pre-1950 decisions which permit the Magistrate to examine an accused person in an enquiry under Sec. 202, Cr. P.C Since the coming into force of the Constitution those decisions must be considered overruled.

    13. I might also mention that despite the fact that the three co-accused of Subedar willingly gave their statements the learned Magistrate acted contrary to law in examining them. In their case there was of course no violation of Art. 20(3) because that confers merely a privilege, and it is well-settled that a privilege can always be waived: it may be waived by voluntarily answering questions, or by voluntarily taking stand in the witness-box, or by failure to claim the privilege. As Prof. Wigmore has remarked in his “Evidence” (3rd Ed.) Vol. 8, at page 388: “The privilege is merely an option of refusal, not a prohibition of enquiry.” Therefore by voluntarily appearing before the Magistrate Subedar's co-accused should be deemed to have waived the privilege. Nevertheless, under the terms of Sec. 342A, Cr. P.C they could not be examined as witnesses for the complainant, because there was no written request by them to do so, because no charge had been made against them, and because in any event they, can appear only as witnesses for the defence and never for the prosecution. Whatever statements have been obtained from them cannot be used. In view of the discussion attempted above this Revision is allowed and the learned Magistrate's order directing Subedar to give evidence in the Sec. 202, Cr. P.C enquiry set aside. Further, using the High Court's inherent powers, I hereby declare that the statements obtained from his three co-accused cannot be used by Dhanna for any purpose—he must establish his case unassisted by any of the accused persons.

    14. Revision allowed.

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    Subedar v. State
    (Dec 20, 1956)