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  • Section 471, sec. 475 or Section 476 of the same Code,
  • sections 406, 420, 467 and 471 I.P.C2.
  • Sections 406, 420, 467 and 471. I.P.C
  • section of the Indian Penal Code,
  • sections 406, 467, and 420 I.P.C
  • section 463 I.P.C
  • section 471 I.P.C
  • section 195(1)(c)
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Citation Codes
Equivalent Citations
citation codes
Case Number
Judges
Acts
  • Section 471, sec. 475 or Section 476 of the same Code,
  • sections 406, 420, 467 and 471 I.P.C2.
  • Sections 406, 420, 467 and 471. I.P.C
  • section of the Indian Penal Code,
  • sections 406, 467, and 420 I.P.C
  • section 463 I.P.C
  • section 471 I.P.C
  • section 195(1)(c)
Smart Summary

Factual and Procedural Background

Vivekanand filed this revision against the revisional judgment and order of the Civil and Sessions Judge, Allahabad, which had rejected his application to drop proceedings under Sections 406, 420, 467 and 471 I.P.C. The applicant had applied to the Compensation Officer, Meja on 19 November 1958 for withdrawal of Rs. 80.98 payable as compensation to one Bans Bahadur, enclosing a vakalatnama purporting to be signed by Bans Bahadur. The prosecution alleged the vakalatnama was forged (Bans Bahadur having died earlier) and that the applicant misappropriated the withdrawn sum. The A.D.M. (E), Allahabad reported to the police, who after enquiry submitted a charge-sheet under Sections 406, 420, 467 and 471 I.P.C. In the trial court the applicant raised a preliminary objection that under section 195(1)(c) CrPC the Magistrate could not take cognizance of offences relating to a document produced in a court except on the written complaint of that court or a subordinate court. The Magistrate and the revisional Court rejected the objection, leading to this revision.

Legal Issues Presented

  1. Whether section 195(1)(c) CrPC bars the Magistrate from taking cognizance of the alleged offence under section 471 I.P.C. where the forged document (vakalatnama) was produced by the accused in proceedings before the Compensation Officer.
  2. Whether cognate offences charged along with section 471 (namely sections 406, 420 and 467 I.P.C.) are also barred from cognizance by the Magistrate under section 195(1)(c) CrPC because they in truth and substance stem from the alleged section 471 offence.

Arguments of the Parties

Applicant's Arguments

  • Section 195(1)(c) CrPC bars Magistrate from taking cognizance of the alleged section 471 offence because it was committed in respect of a document produced in proceedings before the Compensation Officer, and such cognizance is permissible only on the written complaint of that court or a subordinate court.
  • The other charges (Sections 406, 420, 467 I.P.C.) are cognate to and stem from the section 471 offence; therefore they too are barred under section 195(1)(c).

State's Argument

  • The alleged forgery (section 463 I.P.C.) was committed prior to the applicant becoming a party to the Compensation Officer's proceeding, so section 195(1)(c) would not apply.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hari Nath Singh v. State, 1964 All LJ 467 Magistrate cannot take cognizance of offences not per se barred under section 195 CrPC if they are not 'distinct' or in truth and substance fall within sections mentioned in section 195. The court relied on this decision to hold that offences charged alongside section 471 were not distinct and therefore could not escape the bar of section 195 by being differently labeled.
Basirul Haq v. State of West Bengal, AIR 1953 SC 293 The test for evasion of section 195 is whether the facts disclosed primarily and essentially an offence for which a complaint of the Court or of the public servant is required; provisions cannot be evaded by device or mislabelling. The court invoked these observations to support the conclusion that the prosecution could not evade section 195 by charging offences (406, 420, 467) that in truth and substance flowed from the section 471 offence.

Court's Reasoning and Analysis

The court analysed section 195(1)(c) CrPC and identified two necessary conditions for its application: (1) the offence must be committed by a party to any proceeding in any court; and (2) the offence must be in respect of a document produced or given in evidence in such proceeding. The court accepted that the Compensation Officer is a 'court' and that the vakalatnama was produced there. It held that by presenting the application the applicant became a party to a proceeding which thereby came into existence, satisfying both conditions of section 195(1)(c).

The court rejected the State's contention that timing (forgery committed before becoming party) exempted the case from section 195(1)(c), finding nothing in the section to require the forgery to be subsequent to the initiation of the proceeding. The court further applied the principle from Hari Nath Singh and the Supreme Court observations in Basirul Haq that offences cannot be removed from the scope of section 195 by mislabelling or by tacking cognate offences; the test is whether the facts primarily and essentially disclose an offence for which a court's complaint is required. The court concluded the main offence was under section 471 I.P.C., the other offences flowed from it and were not distinct in truth and substance; therefore section 195(1)(c) barred cognizance by the Magistrate absent the prescribed written complaint.

Holding and Implications

Holding: Revision allowed; the judgments of the courts below were set aside and the present proceedings were ordered to be dropped.

Implications: The direct effect is that the Magistrate could not take cognizance of the offences charged (Sections 406, 420, 467 and 471 I.P.C.) in the absence of a written complaint by the Compensation Officer or a subordinate court because the forged document was produced by the applicant in proceedings before that court. The opinion does not purport to set a new broader precedent beyond its application of existing authorities.

    Vivekanand Nand Kishore v. State

    1. Vivekanand has filed this revision against the revisional judgment and order of the learned Civil and Sessions Judge, Allahabad, rejecting his application praying for the dropping of the proceedings initiated against him under Sections 406, 420, 467 and 471. I.P.C The facts giving rise to this revision lie within a narrow compass it appears that the applicant presented an application before the Compensation Officer. Meja on the 19th, November, 1958 praying for the withdrawal of a sum of Rs. 80-98 P. which was payable as compensation to one Bans Bahadur. The application was accompanied by a Vakalatnama purporting to be signed by Bans Bahadur. The case for the prosecution is that the said Vakalatnama was forged by the applicant as Bans Bahadur had died some time before, and that after withdrawing Rs. 80.98 P. on the strength of it, he misappropriated the said sum. When the matter came to the knowledge of the A.D.M (E). Allahabad he made a report to the Police and the latter after enquiry submitted a charge-sheet against the applicant under sections 406, 420, 467 and 471 I.P.C

    2. When the case came up for hearing in the trial Court the applicant took a preliminary objection that as the present prosecution was in respect of offences relating to a document given in evidence the learned Magistrate could take cognizance of them only on the complaint in writing of the court before which the said document was produced, or some court to which such court was subordinate, and as no such a complaint had been made he could not take cognizance of those offences under section 195(1)(c) of the Cr PC. Both the Courts below rejected this objection thus giving rise to the present revision.

    3. On behalf of the applicant his learned counsel urged two contentions in support of this revision. His first contention was that as the offence under section 471 I.P.C was allegedly committed by the applicant as a party to the proceeding initiated by him in the court of the Compensation Officer, Meja and as it was in respect of a document produced by him in that court, section 195(1)(c) of the Cr PC barred the Magistrate from taking cognizance of that offence except on the complaint in writing of the said court or of some other court to which such Court was subordinate. His second contention was that as all the other offences for which the applicant was also charged, namely, sections 406, 420, and 467 I.P.C were all cognate to the offence under section 471 I.P.C and, in fact and substance stemmed from it the Magistrate could not take cognizance of those offences as well under section 195(1)(c) of the Cr PC. After hearing the learned counsel for the parties, I am satisfied that both these contentions are well founded. I shall, therefore, proceed to give my reasons of coming to that conclusion after quoting the material parts of Section 195(1) of the Cr PC. Thus quoted Sec, 195(1) reads as follows:

    “195(1) No Court shall take cognizance

    (a) …………………

    (b) ……………………

    (c) “of any offence described in section 463 or punishable under Section 471, sec. 475 or Section 476 of the same Code, when such offence is alleged to have been committed by a party to any proceeding in any court in respect of a document produced or given in evidence in such proceeding, except on the complaint in writing of such court, or of some other court to which such court is subordinate.”

    4. A plain reading of this sub-section shows that two conditions are necessary for its applicability, (1) that the offence mentioned therein should be committed by a party to any proceeding in any court, and (2) that such offence should be in respect of a document produced or given in evidence in such proceeding. So far as the question whether the Compensation Officer is a court or not, the learned Civil and Sessions Judge has held and, in my opinion rightly, that it is a court. It was not disputed, as indeed it could not be disputed, that the document in question, viz. the alleged forged vakalatnama was produced in the court of the Compensation Officer. Hence the only point which remains for determination is whether the said vakalatnama was produced by a party to any proceeding in that court. It will be noticed that the expression “by a party to any proceeding in any court” is not preceded or followed by any words of limitation which might go to show that when the forged document is produced or given in evidence in a court, some proceeding to which the person producing or giving the said document in evidence is a party, should have been pending. Hence if a person initiates a proceeding in a court and in connection with it produces or gives in evidence a forged document, his case would also be covered by the expression “by a party to any proceeding in a court.” In the present case it is common ground that there was no proceeding pending in the court of the Compensation Officer when the application in question was made there by the applicant on the 19th November 1958. But as soon as he moved that application a proceeding to which he was a party came into existence and as in that proceeding an allegedly forged vakalatnama was produced, both the ingredients of section 195(1)(c) of the Cr PC must be held to have been made out.

    5. On behalf of the State it was, however, contended that as the offence of forgery as described in section 463 I.P.C was committed prior to the applicant becoming a party to the aforesaid proceeding in the Court of the Compensation Officer, section 195(1)(c) had no application to this case. I do not agree, for the simple reason that there is nothing in this section to warrant such an interpretation. All that section lays down is that if a forged document is produced or given in evidence by a party to any proceeding in any court the bar laid down in that section is attracted and for that purpose it is immaterial whether the forgery was committed prior or subsequent to the initiation of the said proceeding. Thus on the plain terms of the section I am satisfied that the first contention of the applicant's learned counsel is correct.

    6. As stated earlier the second contention of the applicant's learned counsel is also well founded. It is unnecessary, however, to enter into a detailed discussion of it as it is, in my judgment, concluded by the Division Bench decision of this Court in Hari Nath Singh v. State, 1964 All LJ 467. It was held in this case that:

    “Even for offences cognizance of which was not per se barred under Section 195 of the Cr PC no Magistrate could be allowed to take their cognizance if it was not a ‘distinct’ offence or if in truth and substance the offence fell under the category of sections mentioned in section 195 of the Cr PC.

    7. The aforesaid view was founded upon the following observations of their Lordships of the Supreme Court in the case of Basirul Haq v. State of West Bengal, AIR 1953 SC 293.

    “Though, in our judgment, section 195, does not bar the trial of an accused person for a ‘distinct’ offence disclosed by the same facts and which is not included within the ambit of that section, it has also to be borne in mind that the provisions of that section cannot be evaded by resorting to device or camouflages. The test whether there is evasion of the section or not ‘is whether the facts disclosed primarily and essentially an offence for which a complaint of the Court or of the public servant is required’. In other words, the provisions of the section cannot be evaded by the device of charging a person with an offence to which that section does not apply and then convicting him of an offence to which it does, upon the ground that such latter offence is a minor offence of the same character, or by describing the offence as being one punishable under some other section of the Indian Penal Code, though in truth and substance the offence falls in the category of sections mentioned in the Section 195 of the Cr PC merely by changing the garb or label of an offence which is essentially an offence covered by the provisions of Section 195 prosecution for such an offence cannot be taken cognizance of by misdescribing it or by putting a wrong label on it.” (the underlining is mine (here in (‘???’)

    8. Applying the aforesaid test to the present case, we find that the main offence is the one under section 471 I.P.C namely, the offence of using a forged document as a genuine document. The other offences all flow from it, in the sense that if the charge under section 471 I.P.C fails the charges for the other offences would also fail. In addition, none of those offences can ‘in truth and substance’ be said to be of a distinct nature. I am therefore, satisfied, that the mere fact that sections 406, 467, and 420 I.P.C are also tacked on to the offence under section 471 I.P.C would not serve to take the case out of the scope and ambit of section 195(1)(c) of the Cr PC. Thus for the reasons stated above the preliminary objection of the applicant was wrongly rejected by the courts below. I accordingly set aside their judgments and allow the revision and order the present proceeding to be dropped.

    DGB/D.V.C

    9. Revision allowed.

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    Comments

    Vivekanand Nand Kishore v. State
    (Aug 26, 1967)