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State Of U.P And Another v. Nek Singh
Factual and Procedural Background
The writ petitions arise from Ceiling Case No. 4838/2535/1976–77 (State v. Dhan Singh) under the Urban Land (Ceiling and Regulation) Act, 1976 ("U.L.C.R Act"). On 15.9.1976 Dhan Singh filed a statement under section 6(1). The Competent Authority (CA) prepared a notice and draft statement under section 8(3) on 14.6.1979 but did not send them by registered post as required by Rule 5(2) of the Rules; process-servers reported a personal attempt on 16.7.1979 and alleged refusal. An ex parte order under section 8(4) was passed on 8.5.1980.
Nek Singh (the respondent) was born on 15.7.1983. The CA issued a notification under section 10(3) on 31.3.1984. Dhan Singh died on 31.5.1984 leaving two minor sons including Nek Singh. An order under section 10(5) was purportedly passed on 19.12.1985 requiring delivery of possession to the Collector within 30 days; process-servers found Dhan Singh deceased on 9.1.1986. Tehsil officials allegedly transferred possession to the State on 23.1.1986. Nek Singh attained majority on 15.7.2001.
The orders of 8.5.1980 and 19.12.1985 were not communicated to Dhan Singh or Nek Singh. When Nek Singh became aware on 19.9.2006, he filed two appeals (Misc. (Ceiling) Appeal Nos. 86 and 87 of 2006) before the Appellate Authority/District Judge, Agra under section 33 of the U.L.C.R Act. The Appellate Authority allowed both appeals by reasoned orders dated 4.11.2008.
The petitioners (challenging the appellate orders) filed these writ petitions—contending, in a limited challenge, that the appeals were not maintainable because the U.L.C.R Act had been repealed by the Urban Land (Ceiling and Regulation) Repeal Act, 1999 ("the Repealing Act"). The petitioners did not challenge the factual or legal findings in the appellate orders; their contention was confined to maintainability in view of repeal. The court heard affidavits and counsels and proceeded to consider whether appeals under section 33 could lie in respect of orders and possession predating the Repealing Act.
Legal Issues Presented
- Whether an appeal lies under section 33 of the U.L.C.R Act in respect of orders passed prior to commencement of the Urban Land (Ceiling and Regulation) Repeal Act, 1999, where possession pursuant to such orders was also taken prior to enforcement of the Repealing Act?
- Whether the appeals filed by the respondent (Misc. (Ceiling) Appeal Nos. 86 and 87 of 2006) were maintainable despite the repeal of the U.L.C.R Act?
Arguments of the Parties
Petitioners' Arguments
- The only specific contention pressed by the petitioners was that the appeals before the Appellate Authority were not maintainable because the U.L.C.R Act stood repealed by the Repealing Act; consequently, the appellate jurisdiction under section 33 was said to be extinguished by repeal.
Respondent's Arguments (as reflected in the opinion)
- The respondent maintained the appeals before the Appellate Authority and relied on statutory savings and precedent to contend that the repeal did not oust his vested right of appeal in respect of orders and possession predating the coming into force of the Repealing Act.
- It was also advanced (and ultimately relied upon) that the alleged possession was not lawful — on multiple grounds — and thus the Repealing Act's protections (or the appellate relief) would apply in the respondent's favour.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Jon Mohammad v. State of U.P (Civil Misc. Writ Petition No. 3592 of 2006, 20.1.2006) — Division Bench of this Court | Held that where possession of the land stood taken before repeal, proceedings did not abate. | Used as a supporting local precedent to hold that the proceedings did not abate where possession was taken prior to the Repealing Act. |
| Angoori Devi v. State of U.P (2000 4 AWC 3355) (5-Judges Bench, Supreme Court) | Authority for the principle that proceedings under the U.L.C.R Act stand abated where possession was not taken; contrasted where possession had been taken. | Referred to as a Supreme Court authority distinguishing cases where possession was taken (proceedings continue) from those where possession was not (abatement). |
| Pt. Madan Swaroop Shrotiya Public Charitable Trust v. State of U.P (2000 39 ALR 327 SC) | Noted as a Supreme Court decision relevant to abatement where possession not taken. | Listed among notable Supreme Court decisions supporting the principle that proceedings continue if possession was taken prior to repeal. |
| Ghasitey Lal Sahu v. Competent Authority (2004 13 SCC 452) | Supreme Court authority on continuation/abatement in possession-related matters under the U.L.C.R. scheme. | Referred to as one of the notable decisions supporting the court's approach on abatement and possession. |
| Mukarram Ali Khan v. State of U.P (2007 11 SCC 90) | Another Supreme Court decision addressing abatement/continuation when possession is/ is not taken before repeal. | Referred to in support of the proposition that proceedings continue where possession was taken prior to the Repealing Act. |
| Garikapati Veeraya v. N. Subbiah Choudhry & Others (AIR 1957 SC 540) | Principle that a vested right of appeal can be taken away only by a subsequent enactment which so provides expressly or by necessary intendment. | Applied to hold that the right of appeal under section 33 was a vested right not taken away by the Repealing Act unless expressly or by necessary intendment provided; supported respondent's right to appeal. |
| Transmission Corpn. of A.P v. Ch. Prabhakar (2004 19 AIC 92 SC) | Confirms that the right of appeal is a vested right to enter the superior court accruing from the date of the lis. | Followed to reinforce that the statutory vested right to appeal under section 33 survived repeal absent express or necessary implication to the contrary. |
| State of U.P v. Boon Udhyog (P) Ltd (1999 4 AWC 3324) — Division Bench of this Court | Where possession has been taken, its legality is to be decided on merits. | Invoked to support the proposition that alleged possession must be examined on merits to determine its legality for purposes of the Repealing Act's savings. |
| State of U.P v. Hari Ram (2005 60 ALR 535) — Division Bench of this Court | Where possession is purportedly taken under section 10(5) or 10(6), courts must examine whether such taking is valid; unlawful possession is of no legal consequence. | Applied to conclude that if possession was unlawful or vitiated in law, it could not be recognized as valid possession for the Repealing Act's purposes. |
Court's Reasoning and Analysis
The court began with the relevant statutory saving in the Repealing Act. Section 3(1)(a) of the Repealing Act preserves "the vesting of any vacant land under sub-section (3) of section 10, possession of which has been taken over by the State Government or any person duly authorized by the State Government in this behalf or by the competent authority." The Repealing Act came into force in U.P. with effect from 18.3.1999.
Applying these provisions to the facts, the court observed that the impugned CA orders (dated 8.5.1980 and 19.12.1985), the notification under section 10(3) (31.3.1984) and the alleged taking of possession (23.1.1986) all pre-dated 18.3.1999. On that basis, the court held that the Repealing Act's savings clause (section 3(1)(a)) meant the Repealing Act did not affect those orders or the proceedings arising from them; proceedings did not abate under section 4 of the Repealing Act.
The court reinforced that conclusion with local and Supreme Court authorities (including Jon Mohammad and Angoori Devi and other Supreme Court decisions) to the effect that proceedings continue where possession had been taken prior to repeal, and abate only where possession had not been taken.
As an alternative statutory ground, the court relied on section 6(c) of the General Clauses Act, 1887 and the Supreme Court's decision in Garikapati Veeraya to hold that the right of appeal is a vested right which cannot be taken away by a subsequent enactment unless such enactment does so expressly or by necessary intendment. The court followed Transmission Corpn. of A.P v. Ch. Prabhakar in treating the right of appeal as a vested right to enter the superior court accruing from the date of lis.
The court then turned to the question whether the alleged possession relied upon by the State qualified as "possession" within the meaning of section 10(6) and the Repealing Act. Citing State of U.P v. Boon Udhyog and State of U.P v. Hari Ram, the court emphasised that where possession has been taken, its legality must be decided on merits and that purported possession, if unlawful or vitiated, has no legal consequence.
On examining the record the court found multiple defects undermining the alleged taking of possession on 23.1.1986:
- The order dated 19.12.1985 under section 10(5) was addressed to the deceased Dhan Singh and was therefore a nullity (non est factum), rendering possession under it void.
- The Government Order dated 9.2.1977 authorised the Collector alone to take possession under section 10(6); in this case Tehsil officials (not the Collector or Additional Collector or Competent Authority) purportedly took possession, and the Collector's authority could not be delegated (maxim: delegatus non potest delegare); thus the taking was per se illegal.
- The process of affixing the order occurred on 9.1.1986 but possession was alleged to have been taken on 23.1.1986 — after 14 days rather than within the statutory period of 30 days as enjoined by section 10(5) — indicating procedural irregularity.
- The possession certificate did not state that possession was "taken" from occupants; it merely recorded transfer of possession to the State, and therefore did not qualify as a possession certificate under section 10(6).
- The State's own stance before the Appellate Authority was that it had taken only "symbolic possession" over the plots, which the court held would not amount to actual and physical possession within the meaning of section 10(6).
Given these infirmities, the court concluded that either (a) the Repealing Act's savings clause preserved the respondent's appellate rights because the orders and alleged possession predated repeal, or (b) even if the Repealing Act were otherwise relevant, the alleged possession was not lawful (neither de jure nor de facto) and therefore could not be treated as possession for the Repealing Act's purposes.
Holding and Implications
Core Ruling: The writ petitions are dismissed and disposed of; the court declared that the proceedings under the U.L.C.R Act in Ceiling Case No. 4838/2535/1976–77 (State v. Dhan Singh) stand abated.
Implications:
- Direct effect on the parties: The Appellate Authority's orders allowing Misc. (Ceiling) Appeal Nos. 86 and 87 of 2006 are upheld in substance (the court found the appeals to have been maintainable) and, as a result, the consequential proceedings (including the alleged taking of possession and the transfer to the State) are set aside; the respondent's possession in respect of the land in question shall not be interfered with by the authorities.
- No broader legal change was recorded by the court beyond applying existing statutory savings and established precedent: the decision rests on the direct application of section 3(1)(a) of the Repealing Act, section 6(c) of the General Clauses Act and cited case-law; the opinion does not purport to lay down a new precedent beyond these applications.
Petition Disposed Off.
Prakash Chandra Verma and Ram Autar Singh, JJ.:— The short question involved in these writ petitions, as set out in their Ground Nos. A to F is—Whether an appeal would lie under section 33 of the Urban Land (Ceiling and Regulation) Act, 1976 (“the U.L.C.R Act”) in respect of the orders passed prior to the Urban Land (Ceiling and Regulation) Repeal Act, 1999 (“the Repealing Act”), and where the possession pursuant to such orders was also taken prior to the enforcement of the Repealing Act? This legal issue, in fact, is no more res integra.
2. The brief facts on record are: One Dhan Singh filed his statement under section 6(1) of the U.L.C.R Act on 15.9.1976 in the Office of the Competent Authority (CA) which was registered as Ceiling Case No. 4838/2535/1976–77, State v. Dhan Singh. Pursuant thereto, the CA prepared a notice along with a draft statement under section 8(3) of the Act on 14.6.1979, proposing 7137.9414 sq. mtrs. of land of Village Chamrauli as the excess vacant land for the acquisition, but he did not send them by Regd. Post as per Rule 5(2) of the Rules framed under the U.L.C.R Act. Instead, the process-servers allegedly personally went to serve Dhan Singh on 16.7.1979 and as per their reports, the notice was refused by Dhan Singh. Their said reports did not mention that the draft statement was either tendered to or refused by Dhan Singh, though its service was also sine quo non under section 8(3) of the U.L.C.R Act. An ex parte order dated 8.5.1980 was passed by the CA (Annexure-3 to the WP). Nek Singh (the respondent) was, thereafter, born on 15.7.1983 as the second son of said Dhan Singh. The notification under section 10(3) of the Act was issued by the C.A on 31.3.1984 (Annexure-5 to the WP). Unfortunately, Dhan Singh expired on 31.5.1984 leaving behind his two minor sons, namely, Pooran Singh aged 12 years and Nek Singh (respondent) aged about 1 year. The CA then purportedly passed the order under section 10(5) of the U.L.C.R Act on 19.12.1985 (Annexure-6 to the WP), requiring deceased Dhan Singh to deliver possession to the Collector or his authorised representative “within a period of 30 days from the date of its receipt”. The process-server, when went on 9.1.1986 to serve it upon Dhan Singh, found him to have already died. The Tehsil Officials pursuant to this order dated 19.12.1985 allegedly transferred the possession on 23.1.1986 to the State Government (Annexure-6 to the WP). Nek Singh attained his majority on 15.7.2001 It is also not in dispute that the order dt. 8.5.1980 (order under section 8(4)) and 19.12.1985 (order under section 10(5)) passed by the CA were never communicated to Nek Singh or Dhan Singh. When Nek Singh came to know about the said orders on 19.9.2006, he immediately filed two appeals against them, being Misc. (Ceiling) Appeal Nos. 86 and 87 of 2006, before the Appellate Authority/District Judge, Agra under section 33 of the U.L.C.R Act. Both of these appeals were allowed by the Appellate Authority by its reasoned orders dated 4.11.2008 Feeling aggrieved, the petitioners have filed these writ petitions against them with gross and unexplained delay of about 200 days. In these petitions, the only limited question raised by the petitioners is that the aforesaid appeals were not maintainable because the U.L.C.R Act stood repealed by the Repealing Act. The petitioners have not assailed any finding of the appellate orders on any factual or legal grounds in these writ petitions. As such, the controversy in these writ petitions lies in a narrow compass as to whether the appeals filed before the Appellate Authority below were maintainable or not due to the Repealing Act.
3. The parties have exchanged their affidavits including additional counter-affidavits which were taken on record. Heard the learned Counsel for the parties and carefully perused the records.
4. The Repealing Act came into force in the State of U.P w.e.f 18.3.1999 and its section 3(1)(a) read as under:
“Section 3(1). The repeal of the principal Act shall not affect.— (a) the vesting of any vacant land under sub-section (3) of section 10, possession of which has been taken over by the State Government or any person duly authorized by the State Government in this behalf or by the competent authority.”
5. In the present case, the orders challenged before the Appellate Authority were dated 8.5.1980 and 19.12.1985, while the notification under section 10(3) was made on 31.3.1984 and the possession was also allegedly taken on dated 23.1.1986 As such, the dates of the aforesaid orders as well as the date of the possession were prior to 18.3.1999 when the Repealing Act came into force in U.P Therefore, in view of the savings clause, namely, section 3(1)(a), quoted above, the Repealing Act had no affect on the aforesaid orders and the proceedings did not abate under section 4 of the Repealing Act. The impugned orders passed by the CA continued to be governed by the U.L.C.R Act as if the Repealing Act did not come into force. It meant and implied that the rights and remedies available to the respondent qua the above orders under the U.L.C.R Act, continued to remain, available to and exercisable by him at his option, which also included the valuable ‘right to appeal’ against the aforesaid orders under section 33 of the U.L.C.R Act.
6. Our above view is also finds support from the judgment of the Division Bench of this Court in Jon Mohammad v. State of U.P, passed in Civil Misc. Writ Petition No. 3592 of 2006 on 20.1.2006, wherein the Bench held that since the possession of the land stood taken, the proceedings of the appeal before the District Judge did not abate. It was ruled:
“….we have heard learned Counsel for the parties. In view of the fact that the possession of the land was taken on 23rd September, 1988 under section 10(6) of the Act which fact has not been denied in the petition, we are of the opinion that the proceedings did not abate as held by the Hon'ble Supreme Court in Angoori Devi v. State of U.P . 2000 4 AWC 3355.”
7. It may also be mentioned that the Hon'ble Supreme Court has also repeatedly held that the proceedings under the U.L.C.R Act stood abated where the possession was not taken but the proceedings would continue, where possession stood taken prior to the coming into force of the Repealing Act. The notable decisions are: Angoori Devi v. State of U.P . 2000 4 AWC 3355. (5-Judges Bench decision), Pt. Madan Swaroop Shrotiya Public Charitable Trust v. State of U.P . 2000 39 ALR 327 SC., Ghasitey Lal Sahu v. Competent Authority . 2004 13 SCC 452., and Mukarram Ali Khan v. State of U.P . 2007 11 SCC 90..
8. Even otherwise, the appeals filed by the respondent were maintainable for an additional reason that the Repealing Act did not take away ‘the right to appeal either expressly or impliedly in respect of the orders passed prior to the repealing of the U.L.C.R Act and, therefore, the ‘right to appeal’ continued to remain available in view of the provisions of section 6(c) of the General Clauses Act, 1887. In view of Garikapati Veeraya v. N. Subbiah Choudhry & Others . AIR 1957 SC 540., vide paragraph No. 23, the Supreme Court ruled that the “this vested right of appeal can be taken away only by a subsequent enactment, if it so provides expressly or by necessary intendment and not otherwise.” It has also been recently followed in Transmission Corpn. of A.P v. Ch. Prabhakar . 2004 19 AIC 92 SC, holding that the right of appeal is a vested right to enter the superior Court accruing to the litigant from the date of the lis. Since the statutorily vested right to appeal under section 33 of the U.L.C.R Act of the respondent was not taken away by the Repealing Act either expressly or by necessary intendment of the Repealing Act, the Appeal Nos. 86 and 87 of 2006 filed by the respondent were maintainable and the Appellate Authority rightly exercised its jurisdiction to decide them.
9. As a result of upholding of the impugned orders of the Appellate Authority, the benefit of the Repealing Act would be available to the respondent, as the setting aside of the orders by the Appellate Authority has resulted in setting at naught all the consequential proceedings including the taking of possession and, therefore, the CA cannot proceed any further in view of the Repealing Act.
10. Otherwise also, the statutory benefit of the Repealing Act is also available to the landholder-respondent in the fact-situation of the matter, as the taking of the “possession” in the present case was neither de jure nor de facto. The term “possession” as per sections 3 and 4 of the Repealing Act and section 10(6) of the U.L.C.R Act means and implies the lawful “possession” after “due compliance of the statutory provisions”. In State of U.P v. Boon Udhyog (P) Ltd. . 1999 4 AWC 3324 para 16, a Division Bench of this Court has held that where possession has been taken, its legality is to be decided on merits. Similarly, another Division Bench of this Court in State of U.P v. Hari Ram . 2005 60 ALR 535., has held that “in case possession is purported to be taken under section 10(6) of the Act, still Court is required to examine whether ‘taking of such possession’ is valid or invalidated on any of the considerations in law. If Court finds that one or more grounds exist which show that the process of possession, though claimed under section 10(5) or 10(6) of the Act is unlawful or vitiated in law, then such possession will have no reorganization in law and it will have to be ignored and treated as of no legal consequence”. On examination of the facts on record, it is crystal clear that the possession allegedly taken on 23.1.1986 was unlawful for plurality of reasons which are—Firstly, the possession allegedly taken on 23.1.1986 was pursuant to the CA's order dated 19.12.1985 under section 10(5) which was addressed to deceased Dhan Singh and, therefore, it was nullity and non est factum having no legal consequence and the possession taken on the basis was also void. Secondly, as per the Government Order dated 9.2.1977 issued by the State Government (filed with Supplementary Counter Affidavit and taken on record), the Collector was alone authorised under section 10(6) of the U.L.C.R Act to take possession on behalf of the State Government, but in the instant case, the possession was taken by the Tehsil officials and not by the Collector or the Additional Collector or by the Competent Authority himself. The Collector could not have delegated his authority to anyone else as a delegate could not have further delegated in view of the maxim—Delegatus non potest delegare. As such, the taking of possession by the Tehsil Officials was per se illegal being not as per the authorisation dated 9.2.1977 and, therefore, had no consequences. Thirdly, the possession was taken on 23.1.1986, while the alleged affixation of the order dated 19.12.1985 under section 10(5) of the U.L.C.R Act was made on 9.1.1986 by the process-server and, as such, the possession was taken on 23.1.1986 only after the expiry of 14 days instead of the statutory period of 30 days as enjoined in section 10(5) of the U.L.C.R Act. Fourthly, the possession certificate (Annexure-7 to the WP) did not mention the factum of ‘taking’ possession, and it merely stated the factum of the transfer of possession to the State Government. Needless to say that unless the possession was first ‘taken’, the same could not have been ‘transferred’ to the State Government. The plain reading of the possession certificate does not show taking of possession from the occupants and, therefore, it cannot be termed as a possession certificate under section 10(6). Fifthly, the stand of the State Government before the Appellate Authority was that the State Government has “taken over only symbolic possession over the plots in question and the same cannot be treated physical possession”. If it be so, then also, it would not be deemed to be “possession” within the meaning of section 10(6) of the U.L.C.R Act which meant actual and physical possession and not symbolic one.
11. No other point has either been argued or pressed by the Counsel for the parties.
12. In view of the forgoing, the writ petitions must fail. It is declared that the proceedings under the U.L.C.R Act in Ceiling Case No. 4838/2535/1976–77, State v. Dhan Singh stand abated and the possession of the respondent in respect of the land in question shall not interfered with by the Authorities. The writ petitions are, accordingly, disposed of.
Petition Disposed Off.
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