- Bookmark
- Share
- CaseIQ
Smt. Shripati Kuer And Another v. Smt. Malti Devi And Others Opposite Parties.
Factual and Procedural Background
The petitioners originally filed Miscellaneous Case No. 41 of 1960 seeking permission to sue in forma pauperis under Order 33, Rules 4 and 5 of the Civil Procedure Code (the "Code"). Notices were issued and served; the opposite parties appeared to contest. The miscellaneous case was fixed for hearing on 11-2-1961. On that date the petitioners did not take any steps; an application by the opposite parties for time was rejected as frivolous. The case was called out for hearing and neither party responded to repeated calls, and the miscellaneous case was dismissed for default. At the time of dismissal the matter had reached the stage of adducing evidence and hearing under Rule 7 of Order 33.
The petitioners applied in the Court below for restoration of Miscellaneous Case No. 41 of 1960 but failed. They then filed a second pauper application under Order 33, Rule 1, which was registered as Miscellaneous Case No. 15 of 1963. The subordinate court found the petitioners to be paupers and entitled to permission, but held the second application not maintainable under Rule 15 of Order 33, relying on a Calcutta High Court decision (Harendra Kumar Basu v. Contai Bus Syndicate Ltd., AIR 1958 Cal 182). The petitioners sought revision; the present opinion disposes of that revision.
Legal Issues Presented
- Whether a second application under Order 33, Rule 1 (a pauper application) is barred by Rule 15 of Order 33 where the earlier pauper application was dismissed for default.
- Whether and to what extent the procedural provisions of Order 9 of the Code (particularly Rules 3 and 8) apply to a miscellaneous proceeding instituted on an application under Order 33, Rule 1, by virtue of section 141/section 26 (as discussed in the opinion).
- If Order 9 is applicable, whether a dismissal in absence of both parties (analogous to Order 9, Rule 3) differs in consequence from dismissal in absence of the applicant but presence of the opposite party (analogous to Order 9, Rule 8) for purposes of the maintainability of a second pauper application and the appropriate remedy (restoration rules).
Arguments of the Parties
The opinion does not contain a detailed account of the parties' legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Harendra Kumar Basu v. Contai Bus Syndicate Ltd., AIR 1958 Cal 182 | Calcutta view that dismissal of a pauper application at the stage of Rule 7 is tantamount to refusal within Rule 15 and thus bars a second application. | The subordinate court relied on this decision to hold the second application not maintainable; the present court discusses and contrasts this Calcutta line with other authorities and limits its application to appropriate factual circumstances. |
| Ranchod Morar v. Bezanji Edulji, (1898) ILR 22 Bom 86 | Bombay High Court decision holding a second pauper application was not maintainable where applicant did not press application when hearing stage (Rule 7) was reached. | Referred to as part of the historical jurisprudence; the court noted earlier decisions adopting the view that a dismissal at the Rule 7 stage can bar a second application. |
| Atul Chandra v. Peary Mohan, AIR 1917 Cal 696 | Calcutta observations suggesting that dismissal for default at a stage when Rule 5 or consideration has been reached invokes Rule 15 as a bar. | Referred to as antecedent Calcutta authority; used to show the evolution of the Calcutta view that dismissal at an advanced stage operates as refusal under Rule 15. |
| Baroda Dasi v. Upendranath Mandal, AIR 1919 Cal 330(2) | One of the Calcutta cases adopting the view that dismissal at Rule 7 stage attracts Rule 15 bar. | Listed as part of the Calcutta line supporting the bar in such circumstances. |
| Khondkar Ali Afzal v. Purna Chandra Tewari, AIR 1924 Cal 1039 | Calcutta decision supporting the same general proposition as other Calcutta cases. | Referred to as part of the Calcutta jurisprudence relied upon by courts that find Rule 15 attracted where dismissal occurs at an advanced stage. |
| Chinnamal v. Papathi Ammal, AIR 1925 Mad 986 | Madras decision holding that dismissal for default, even at Rule 7 stage, does not attract Rule 15 as a bar to a second application. | One of the precedents the court cites as representing a conflicting view from other High Courts; the court relies on this judgment (and its reasoning) in discussing applicability of Order 9. |
| Krishnamoorthy v. Ramavya, AIR 1926 Mad 875 | Madras decision aligned with Chinnamal: dismissal for default does not necessarily bar a second pauper application. | Referred to among the authorities taking a contrary view to the Calcutta decisions. |
| Mst. Chandrabhagabai v. Ramchandra, AIR 1947 Nag 14 | Nagpur decision holding similarly that a default dismissal at Rule 7 stage need not attract Rule 15. | Listed among the High Court decisions that differ from the Calcutta line. |
| Ganesh Prasad v. Radheshyam, AIR 1950 Nag 82 | Another Nagpur decision in the line that a dismissal for default does not bar second application. | Referred to as part of the divergent authorities. |
| Nimar Pandey v. Jagdish Pandey, AIR 1941 All 166 | Allahabad decision opposing the Calcutta view on the bar of Rule 15 after default dismissal. | Included among cases representing the contrary position. |
| Province of Orissa v. Dibyasingh Nand, AIR 1941 Pat 594 | Patna Bench decision: where notices had not been served and Rule 7 stage not reached, Rule 15 did not bar a second application; some obiter references to Calcutta views appear. | The court treats this decision as distinguishable on facts and not authority for a general proposition that any default dismissal attracts Rule 15. |
| Radhika Prasad Lal v. Shyama Charan Lal, AIR 1966 Pat 387 | Single Judge reference to Calcutta decisions concluding dismissal at Rule 7 would attract Rule 15; facts on stage of prior dismissal were not always clear. | Noted by the court; the court reads it as not deciding the precise point in the present context. |
| Matuki Mistry v. Kamakhya Prasad, AIR 1958 Pat 264 | Full Bench holding that a proceeding under Order 33, Rule 1 can be treated in one sense as a suit (section 26) and some remedies (e.g., injunction) may be granted before Rule 8 stage. | Used to support the proposition that proceedings under Order 33 can be treated as sui generis but may be governed by other provisions (like Order 9) where applicable. |
| Bihari Sahu v. Mt. Sudama Ktier, AIR 1938 Pat 209 | Applied provisions of Order 6, Rule 17 for allowing amendment of a pauper application. | Relied upon to show that provisions of other Orders have been held applicable to pauper proceedings where consistent. |
| Thakur Prasad v. Sheikh Fakir Ullah, (1895) ILR 17 All 106 | Privy Council leading case establishing principles for applicability of ordinary procedural provisions where not inconsistent with special rules; cited for the general proposition that Order 9 may be applied where not inconsistent with Order 33. | Used as leading authority to justify applying Order 9 procedures to pauper applications so far as they are consistent with Order 33. |
| Dokku Bhushayya v. Katragadda Ramakrishnayya, AIR 1962 SC 1886 | Supreme Court holding that an application under Order 21, Rule 90 is an execution application and other Code procedures are not applicable to execution proceedings (reference to old section 647/new section 141). | Distinguished by the court to show that Order 21, Rule 90 (execution context) differs from Order 33 pauper applications and that Order 9's inapplicability to execution does not govern the present context. |
Court's Reasoning and Analysis
The court began by acknowledging a clear division of opinion among High Courts on whether a second pauper application is barred by Rule 15 when a prior application was dismissed for default, especially where the dismissal occurs after the case has reached the stage under Rule 7 of Order 33.
It analysed the competing lines:
- The Calcutta line treats a dismissal at the Rule 7 stage (including dismissal in absence of both parties) as tantamount to a refusal within the meaning of Rule 15, thereby barring a second application on the same cause of action or right.
- Other High Courts (e.g., Madras, Nagpur, Allahabad) have held that dismissal for default—even at an advanced stage—does not necessarily invoke Rule 15 and thus does not always bar a second pauper application.
- The Patna decisions were examined: a Bench decision (Province of Orissa v. Dibyasingh Nand) was found distinguishable on its facts (notice/service issues) and not authoritative for the broader proposition that any default dismissal attracts Rule 15; a later single-judge Patna decision (Radhika Prasad Lal) referred to Calcutta views but did not clearly decide the precise point for all factual permutations.
To resolve the difficulty the court held that the procedural provisions of Order 9 should be applied to proceedings instituted on an application under Order 33, Rule 1, so far as they are consistent with the special provisions of Order 33. The court relied on reasoning from Matuki Mistry and the Privy Council decision in Thakur Prasad to justify applying Order 9 principles where not inconsistent.
The court then drew a critical distinction between two kinds of default dismissals:
- Dismissal in the absence of both parties: analogous to dismissal under Order 9, Rule 3. If a pauper application is dismissed in such circumstances, the dismissal should be treated under the law of Order 9, Rule 3. The applicant's remedy is restoration under Rule 4 of Order 9 or to file a second application; in such a case Rule 15 of Order 33 does not bar a second application.
- Dismissal in the absence of the applicant but in the presence of the opposite party: analogous to dismissal under Order 9, Rule 8. Where this occurs, the proper remedy is restoration under Rule 9 of Order 9, and Rule 15 will be attracted (the court agrees with the Calcutta view to this limited extent).
The court also observed that if a pauper application is allowed ex parte (under Rule 7 in absence of the opposite party), the opposite party may apply under Rule 13 of Order 9 to set aside the ex parte order upon satisfying the relevant Rule 13 tests.
Applying these principles to the facts before it, the court found that the dismissal of Miscellaneous Case No. 41 of 1960 (on 11-2-1961) was made in the absence of both parties and hence corresponds to a dismissal under Order 9, Rule 3. Consequently, Rule 15 did not bar the second application (Miscellaneous Case No. 15 of 1963), even though the restoration application under Rule 4 of Order 9 had failed.
Holding and Implications
Holding: The revision is allowed. The court set aside the order of the Court below, allowed Miscellaneous Case No. 15 of 1963 and directed the court below to number and register it in accordance with the procedure provided in Order 33, Rule 8 of the Code. The court made no order as to costs. Petition allowed.
Implications and direct consequences:
- Direct effect: The petitioners' second pauper application (Misc. Case No. 15 of 1963) is held maintainable and must be registered under Order 33, Rule 8; the subordinate court's order holding it barred by Rule 15 is set aside.
- Procedural principle adopted: Order 9's provisions (notably the legal consequences of dismissals under Rules 3 and 8) are to be applied to pauper proceedings instituted under Order 33, Rule 1 so far as they are consistent with Order 33. This provides a framework to distinguish whether a second application is barred by Rule 15 depending on the factual matrix of the dismissal (absence of both parties v. absence of applicant alone).
- Limited agreement with Calcutta view: The court expressly accepts the Calcutta position only to the extent that where a pauper application is dismissed in the absence of the applicant but in presence of the opposite party (Order 9, Rule 8 analog), Rule 15 will be attracted and a second application barred; in contrast, a dismissal under Order 9, Rule 3 (absence of both parties) does not bar a second application.
- No costs ordered: The court made no order as to costs in allowing the petition.
1. The petitioners had filed pan per Miscellaneous Case No. 41 of 1960 against the opposite parties for permission to sue them in forma pauperis. After the formalities and the requirements of rules 4 and 5 of order 33 of the CPC (hereinafter called the “Code”) had been gone into and compile 1 with, notices were directed to be issued to the opposite parties. They were issued and served. The opposite parties appeared to contest the application of the petitioners. Eventually, the miscellaneous case was fixed for hearing on 11-2-1961. On that date, however, the petitioners took no steps. The opposite parties ??? a petition for time which was rejected as frivolous.
2. The case was called out for hearing, but none responded to repeated calls. The miscellaneous case was, therefore, dismissed for default. From the order dated 11-2-1961, it is manifest that the dismissal of Miscellaneous Case No. 41 of 1960 was at a point of time when both the parties had absented themselves and none had responded to repeated calls. It is also undisputed that the case was dismissed when the stage of adducing evidence and advancing arguments under rule 7 of Order 33 of the Code had been reached. The petitioners filed in the Court below an application for restoration of Miscellaneous Case No. 41 of 1960. They failed. Thereafter, they filed a second application under Order 33, Rule 1 of the Code, which was registered as Miscellaneous Case No. 15 of 1963. They asked permission again to sue the opposite parties in forma pauperis. This application was also resisted by them. On merits, the learned Subordinate Judge has held that the petitioners are paupers and are entitled to get permission to sue in forma pauperis. But in view of the provisions of law contained in R. 15 of Order 33 of the Code, he has held that the second application is not maintainable relying upon a Bench decision of the Calcutta High Court in Harendra Kumar Basu v. Contai Bus Syndicate Ltd., AIR 1958 Cal 182.
3. The point is not free from difficulty. There are divergent decisions of the various High Courts in this regard. In most of the cases, no argument seems to have been advanced as to whether a Miscellaneous case filed under Order 33, Rule 1 will attract the procedure contained in Order 9 by virtue of the law engrafted in section 141 of the Code. At any rate, this point does not seem to have been decided either way in any of the cases.
4. In Ranchod Morar v. Bezanji Edulji, (1898) ILR 22 Bom 86, the applicant, who wanted permission to sue in forma pauperis, did not press his application when the stage of its hearing was reached within the meaning of Rule 7 of Order 33 of the present Code. The case was dismissed for default. There it was held by the Bombay High Court that a second application was not maintainable. Following this decision in an earlier Bench decision of the Calcutta High Court in Atul Chandra v. Peary Mohan, AIR 1917 Cal 696, some observation were made indicating that even if, to use a short expression for the sake of brevity, the pauper application is dismissed for default at the stage when the case is for consideration of Rule 5 of Order 33 of the Code. Rule 15 is a bar.
5. But later Calcutta cases have explained that case and the cursus curiae of the Calcutta High Court is that if the pauper application is dismissed for default at a stage when the case is fixed for hearing under Rule 7 of Order 33, it is tantamount to refusal of the application within the meaning of Rule 15, and that being so, a second application is barred. No distinction has been made in the Calcutta cases between the dismissal in absence of both the parties or that when the applicant was absent and the opposite party was present and ready to adduce evidence. Those Calcutta cases are Baroda Dasi v. Upendranath Mandal, AIR 1919 Cal 330(2), Khondkar Ali Afzal v. Purna Chandra Tewari, AIR 1924 Cal 1039, and the one which I have already referred to, namely, AIR 1958 Cal 182.
6. As against the Calcutta view and after distinguishing the Bombay decision, three High Courts have said that the dismissal of a pauper application, even when it had reached the stage of rule 7 of Order 33 of the Code, for default does not bring in the bar of rule 15 to the maintainability of the second application on the same cause of action or in respect of the same right. These cases are Chinnamal v. Papathi Ammal, AIR 1925 Mad 986, Krishnamoorthy v. Ramavya, AIR 1926 Mad 875, Mst. Chandrabhagabai v. Ramchandra, AIR 1947 Nag 14, Ganesh Prasad v. Radheshyam, AIR 1950 Nag 82 and Nimar Pandey v. Jagdish Pandey, AIR 1941 All 166.
7. The Patna decisions, so far my attention has been drawn, are only two: Province of Orissa v. Dibyasingh Nand, AIR 1941 Pat 594 and Radhika Prasad Lal v. Shyama Charan Lal, AIR 1966 Pat 387. The former is the decision of a Bench of this Court. There actually the stage of Rule 7 for disposal of the pauper application had not been reached, inasmuch as notices to all the opposite parties had not been served. It was, therefore, held that rule 15 was not a bar to the maintainability of the second application when the first application was dismissed for default in absence of the applicant. But while discussing this point, observations in the nature of obiter dicta were made in line of the Calcutta view. As I read the judgment of Chatterji, J., who delivered the main judgment of the Bench, those earlier Calcutta cases were merely referred to for the sake of distinguishing the case before their Lordships from those cases. There is nothing in the judgment of his Lordship to indicate that the view taken by the Calcutta High Court was being approved. Dhavle, J. while agreeing with Chatterji, J. added a few words of his own, and there again it is to be noticed that he referred to the Calcutta view thus:
“Though an order refusing to allow the applicant to sue as a pauper is to act as a bar, it is obviously an order passed under Rule 7, and that contemplates, as is to be clearly seen from Rule 6, service of notice on the opposite party.”
8. That is to say it was merely for the sake of distinguishing the facts of the case of The Province of Orissa, AIR 1941 Pat 594 from those of the Calcutta cases that reference was made to the Calcutta view. The decision of any other High Court was neither referred to nor discussed. In my opinion therefore, the Bench decision of the Patna High Court is no authority for the proposition that as soon as a pauper application is dismissed for default, no matter in absence of the applicant only or in absence of both the parties, the bar to the maintainability of the second application as provided in R. 15 is attracted.
9. It is, no doubt, true that the learned Single Judge who decided Radhika Prasad Lal's case, AIR 1966 Pat 387 has referred to the Calcutta cases and has come to the conclusion that when the pauper application was dismissed for default at the statge when the case had reached for adducing of evidence and hearing of argument under Rule 7, the dismissal would attract the bar contained in Rule 15. Of course the application in revision at the instance of the person who wanted permission to sue in forma pauperis was allowed on a different ground. From the facts stated in the earlier portion of the judgment, it is not clear, however, as to at what stage the previous application had been dismissed.
10. It seems to me that the previous cases, either after rejection of the pauper application or on its being allowed, had been registered as Title Suit (Pauper) No. 28 of 1963, and that suit was dismissed for default under Order 9, Rule 3 of the Code, as clearly mentioned in the first paragraph of the judgment of the learned Single Judge. Then the second pauper application, which was registered as Miscellaneous Case No. 12 of 1965, was the subject matter of consideration before his Lordship. In that context, observations were made that second application was not maintainable in view of the bar provided in Rule 15 of Order 33 of the Code.
11. But as I have said above if the dismissal of Title Suit No. 28 of 1963 was under Order 9, Rule 3 of the Code, the point did not precisely fall for consideration, nor was it decided as to whether if the previous pauper application was dismissed for default in absence of both parties, what would be the result, whether rule 15 would be a bar to the maintainability of the application or not?.
12. In my opinion, the provisions of O. 9 of the Code can and should be applied as far as they can be made applicable to a proceeding instituted on the finding of an application under Order 33, Rule 1 of the Code. In one sense, it is a suit, as held by the Full Bench of this Court in Matuki Mistry v. Kamakhya Prasad, AIR 1958 Pat 264, because under section 26 of the Code, it is a suit instituted by the presentation of an application under O. 33, Rule 1, that is, in the manner as prescribed. Order for injunction, as held by the Full Bench can be made even though the stage of Rule 8 of Order 33 has not been reached.
13. In Bihari Sahu v. Mt. Sudama Ktier, AIR 1938 Pat 209, the provisions of Order 6, R. 17 of the Code were made applicable for allowing amendment of a pauper application. Even assuming that a pauper application, so long it is not allowed and registered under Rule 8 of Order 33 of the Code, is not a suit in the strict sense of the term and the provisions of O. 9, in terms, cannot be made applicable, it is in my view quite reasonable and legitimate to say that before the application is registered as a suit, it is an original proceeding in the nature of a suit in the Court of civil jurisdiction. So on the principles laid down by the Privy Council in the leading case of Thakur Prasad v. Sheikh Fakir Ullah, (1895) ILR 17 All 106, the procedure provided in Order 9 of the Code can and should be followed in the matter of disposal of pauper application in so far as it is not inconsistent with the special provisions made in Order 33 itself.
14. There is no rule in order 33 which, in terms, is attracted in a situation of default of parties. Rule 7 speaks about disposal of the case on merits, and that led the learned Judges of the three High Courts to take the view that rule 15 is not a bar to the maintainability of a second pauper application if the first one has not been heard and refused on merits. I, for one, do not propose to say that I am wholly in respectful agreement with that view. The matter left at that, I would be well advised to say, with respect, that the ratio of the Calcutta decision is correct.
15. But as I have indicated above, the difficulty is justly and reasonably solved if the provisions of Order 9 are made applicable to a case of this nature, that is to say, if the pauper application is dismissed for default in absence of both parties, the dismissal should be deemed to have been made in accordance with the law engrafted in Ride 3 of Order 9, and the remedy of the applicant would then be to apply for its restoration under Rule 4 or to file the second application which would not be barred in view of the provisions contained therein. But if the dismissal be under rule 8 of Order 9 of the Code, that is to say, in absence of the applicant, but in presence of the opposite party, the remedy of the applicant would be to apply for restoration under Rule 9; but then a application would be barred not only in view of the provisions contained in Rule 9(i), but also because Rule 15 of Order 33 of the Code will be attracted in such a case in view of the provisions of law laid down in Calcutta cases. To this extent only I respectfully agree with them.
16. I may also add that it will follow logically that if a pauper application is allowed ex parte under R. 7 in absence of the opposite party, it will be open to the opposite party to apply under Rule 13 of Order 9 of the Code for the setting aside of the ex parte order on satisfying the Court that the opposite party is entitled to such relief within the meaning of that rule.
17. I have ventured to express the view stated above being conscious of the fact that so far as this High Court is concerned, it generally follows the cursus curiae of the Calcutta High Court, and also being conscious of the fact that following a large number of decisions of the Calcutta High Court, this Court has also held that if an application under Rule 90 of Order 21 of the Code is dismissed for default the order is tantamount to refusal to set aside the sale and the remedy of the applicant is to file an appeal and the provisions of Order 9 are not attracted.
18. But I have thought it fit to draw a distinction between such an application and the application under Order 33, Rule 1 of the Code, because in Dokku Bhushayya v. Katragadda Ramakrishnayya, AIR 1962 SC 1886, the Supreme Court has laid down that an application under Order 21, Rule 90 of the Code is an application in execution, and the Privy Council has said in (1895) ILR 17 All 106 as early as 1894 that the other procedure provided in the Code is not applicable to execution proceedings in accordance with the Old section 647, which corresponded to the new section 141 of the Code.
19. In none of the cases to which I have made a reference I have found anything which militates against the view that the provisions of Order 9 of the Code are applicable to a Miscellaneous case instituted on the filing of a pauper application. I can lend some support to this view of mine from the judgment of Madhavan Nair, J. in AIR 1925 Mad 986. His Lordship did not reject the argument that the provisions of Order 9 govern proceedings under Order 33 of the Code, rather, the learned Judge proceeded to point out that “Order 9 of the CPC, contemplates two cases of dismissal for default of appearance with distinct legal consequences attaching to each dismissal. Where the dismissal is under Rule 3, Order 9, there is no bar to a fresh suit, while a dismissal under Rule 8 of Order 9, precludes a second suit. Hence, in seeking to apply Order 9 of the CPC, it is essential to ascertain under what rule was the dismissal of the first application made”. Having said so and finding that in the case before his Lordship it was not clear from the records whether the Opposite Party in the pauper application was present when the earlier application was dismissed for default, the principle of Rule 9 was not applied and it was held that second application was maintainable.
20. In the instant case, I have held above that the dismissal of Miscellaneous Case No. 41 of 1960 made on 11-2-1961 was in absence of both parties, that is to say under Rule 3 of Order 9 of the Code.
21. That being so, even though the application for its restoration which should be deemed to have been filed under Rule 4 of Order 9 failed, the second application under Order 33, Rule 1 of the Code cannot be held to be not maintainable under R. 15 of Order 33 of the Code.
22. In the result, I allow the application in revision, set aside the order of the Court below, allow Miscellaneous Case No. 15 of 1963 and direct the Court below to number and register it in accordance with the procedure provided in Order 33, Rule 8 of the Code. I shall make no order as to costs.
FK/JRM/G.G.M
23. Petition allowed.
Alert