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State Of Orissa And Another v. Rajkishore Nanda And Others

Supreme Court Of India
Jun 3, 2010
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Factual and Procedural Background

In 1995 the District of Sonepur (State of Orissa) advertised 15 vacancies for the post of Junior Clerk under the Orissa Ministerial Service Rules, 1985 (“1985 Rules”), expressly stating that the number of vacancies might increase. During the selection process the vacancies were raised to 33 and, following Rule 11, a merit list containing 66 names was published on 6-11-1995. Thirty-three (and later some additional) appointments were made.

The remaining empanelled candidates filed applications before the Orissa Administrative Tribunal seeking appointment. By order dated 7-4-2000, the Tribunal directed the State to appoint all candidates left in the 1995 panel. The State challenged that decision in writ petitions before the Orissa High Court, which on 26-10-2005 modified the Tribunal’s order by limiting relief to only those candidates who had approached the Tribunal. The State of Orissa appealed to the Supreme Court.

Legal Issues Presented

  1. Whether the State can be compelled to fill vacancies beyond the number originally advertised once the advertised vacancies have been filled.
  2. Whether candidates remaining in a select list retain any right to appointment after the list’s one-year statutory validity has expired.
  3. Whether the Tribunal and High Court erred in directing appointments from an “unexhausted” 1995 select list contrary to the 1985 Rules and settled precedent.

Arguments of the Parties

Appellant State’s Arguments

  • The selection process ends when advertised vacancies are filled; no appointments can be made thereafter.
  • The 1985 Rules limit the life of a select list to one year; once expired, no appointment can be offered from it.
  • Directions by the Tribunal and High Court to appoint remaining candidates violate Articles 14 and 16 of the Constitution and established Supreme Court precedent.

Respondents’ Arguments

  • If subsequent yearly selections are not held, candidates already empanelled should be appointed to existing vacancies.
  • The High Court’s modified direction correctly protected candidates who had undergone the 1995 selection process.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Bihar v. Secretariat Assistant Successful Examinees Union (1994) 1 SCC 126 Appointments cannot exceed notified vacancies; doing so violates Articles 14 and 16. Reinforced that filling future vacancies from an old list is impermissible.
Prem Singh v. Haryana SEB (1996) 4 SCC 319 Exceeding advertised vacancies is an improper exercise of power. Cited to show that such deviation is only permissible in rare, policy-based circumstances, absent here.
Ashok Kumar v. Banking Service Recruitment Board (1996) 1 SCC 283 Recruitment beyond notified vacancies is arbitrary. Supported rejection of Tribunal’s direction to appoint beyond 33 posts.
Surinder Singh v. State of Punjab (1997) 8 SCC 488 Filling vacancies over the advertisement amounts to filling future vacancies. Relied upon to disallow appointments after list expiry.
Rakhi Ray v. High Court of Delhi (2010) 2 SCC 637 Select list cannot be a reservoir for future vacancies. Cited as current affirmation of the settled rule.
State of Punjab v. Raghbir Chand Sharma (2002) 1 SCC 113 Select panel ceases once the advertised post is filled. Used to demonstrate that resignation of an appointee does not revive the list.
Mukul Saikia v. State of Assam (2009) 1 SCC 386 Select list is exhausted when all advertised posts are filled. Applied to show that remaining candidates have no claim after 33 posts were filled.
Shankarsan Dash v. Union of India (1991) 3 SCC 47 Empanelment creates no indefeasible right to appointment. Formed the foundational principle rejecting respondents’ claimed right.
Asha Kaul v. State of J&K (1993) 2 SCC 573 Inclusion in a list does not confer right to be selected. Supported the above constitutional bench view.
Union of India v. S.S. Uppal (1996) 2 SCC 168 Select list gives eligibility, not entitlement. Relied upon to negate respondents’ claim.
Bihar Public Service Commission v. State of Bihar (1997) 3 SCC 198 Same principle of no vested right from list. Quoted in reinforcing analysis.
Simanchal Panda v. State of Orissa (2002) 2 SCC 669 No automatic appointment right from panel. Used as precedent since it involved the same State.
Punjab SEB v. Malkiat Singh (2005) 9 SCC 22 Select list cannot be treated as continuing reservoir. Aligned with court’s conclusion on list expiry.
Union of India v. Kali Dass Batish (2006) 1 SCC 779 Right to be considered arises only within list validity. Applied to stress list’s one-year life.
Divisional Forest Officer v. M. Ramalinga Reddy (2007) 9 SCC 286 Belated claims after list expiry cannot be entertained. Justified rejection of applications filed in 1997-1999.
Subha B. Nair v. State of Kerala (2008) 7 SCC 210 Courts cannot grant relief once list life has lapsed. Affirmed lack of jurisdiction to order appointments.
S.S. Balu v. State of Kerala (2009) 2 SCC 479 Same principle as above. Referenced in general exposition of law.
J. Ashok Kumar v. State of A.P. (1996) 3 SCC 320 No relief after select list expiry. Supported bar on late litigation.
State of Bihar v. Mohd. Kalimuddin (1996) 2 SCC 7 Belated approach not maintainable once process ends. Reinforced dismissal of Tribunal petitions filed years later.
State of U.P. v. Harish Chandra (1996) 9 SCC 309 Same doctrine of delay and expiry. Cited in the chain of supporting cases.
Sushma Suri v. Govt. of NCT of Delhi (1999) 1 SCC 330 Court cannot revive expired list. Mentioned in illustrative list.
State of U.P. v. Ram Swarup Saroj (2000) 3 SCC 699 Expired panel confers no rights. Part of supporting precedents.
K. Thulaseedharan v. Kerala PSC (2007) 6 SCC 190 Candidates cannot claim appointment after list expiry. Strengthened reasoning.
Deepa Keyes v. Kerala SEB (2007) 6 SCC 194 Belated petitions after list expiry not maintainable. Quoted for the same proposition.

Court's Reasoning and Analysis

The Supreme Court interpreted Rules 2(g), 3, 6, 11 and 12 of the 1985 Rules and held that:

  • Vacancies must first be determined and advertised; the resulting select list “shall not ordinarily exceed double” those vacancies and remains valid for only one year or until the next list, whichever is earlier.
  • Once the 33 vacancies (as ultimately determined) were filled, the 1995 selection process concluded. Preparing a list of 66 candidates did not create rights beyond the 33 appointments.
  • Settled precedent establishes that recruitment beyond advertised vacancies infringes Articles 14 and 16 and that empanelment does not confer an enforceable right.
  • The Tribunal erred in directing appointments after expressly noting that the list’s validity had expired; it also lacked power to compel relaxation of rules or future recruitment.
  • The High Court similarly erred by affirming appointments for some candidates; an erroneous preparation of a longer list cannot “immortalise” that list.
  • Candidates approached the Tribunal only in 1997-1999, well after the list expired, rendering their claims legally untenable.

Holding and Implications

APPEAL ALLOWED. Orders of the Tribunal (7-4-2000) and Orissa High Court (26-10-2005) are set aside.

Direct effect: No further appointments will be made from the 1995 Junior Clerk panel; respondents obtain no relief. The Court reaffirmed the principle that once advertised vacancies are filled and a select list expires, remaining candidates possess no right to appointment, leaving existing jurisprudence unchanged but emphatically restated.

Show all summary ...

Dr. B.S Chauhan, J.— The present appeal has been preferred against the judgment and order of the Orissa High Court dated 26-10-2005 (2006) 7 SLR 178 (Ori) passed in OJCs Nos. 10582, 11262, 11268-69, 11271, 11273, 11275, 11279-80, 11324 and 11326 of 2000, by which the High Court dismissed the writ petition filed by the State of Orissa, the appellant against the judgment and order of the Orissa Administrative Tribunal, Cuttack (hereinafter called as “the Tribunal”) dated 7-4-2000 issuing a direction to the appellant to appoint all the persons whose names appeared in the panel for the selection on the post of Junior Clerk held in 1995.

2. The facts and circumstances giving rise to the present appeal are that in order to fill up 15 posts of Junior Clerks in District Sonepur, applications were invited by an advertisement dated 25-6-1995. The advertisement made it clear that the number of vacancies could be increased. The respondents applied in pursuance of the said advertisement along with a large number of persons and written examination was held in accordance with the Orissa Ministerial Service (Method of Recruitment to Posts of Junior Clerks in the District Offices) Rules, 1985 (hereinafter called as “the 1985 Rules”).

3. Before the selection process could complete, the number of vacancies were increased from 15 to 33 and as per the requirement of the 1985 Rules, a merit list of 66 candidates was published on 6-11-1995. The appointments were made on the said posts. The respondents, whose names appeared in the merit list and could not be offered appointment, being much below in the merit list, filed applications before the Tribunal praying for a direction to the State to offer them appointments. The Tribunal, vide its judgment and order dated 7-4-2000, came to the conclusion that appointments were to be offered to all the candidates till the entire select list stood exhausted. Therefore, the Tribunal directed to offer appointment to all leftover candidates in the select list of 1995.

4. Being aggrieved, the State preferred a writ petition against the said common judgment and order of the Tribunal in the High Court of Orissa and the High Court, vide judgment and order dated 26-10-2005 (2006) 7 SLR 178 (Ori), modified the order of the Tribunal issuing direction to the appellants to offer appointment to those persons who had approached the Tribunal. Hence, this appeal.

5. Shri Janaranjan Das, the learned counsel appearing for the appellant State, has submitted that the number of vacancies cannot be filled up over and above the number of vacancies advertised. Once the advertised vacancies are filled up, the selection process stands exhausted and the selection process comes to an end. Where the Rules provide to determine the vacancy yearly, life of the select list cannot be more than one year and once the life of the select list expires, no appointment can be offered from the panel so prepared. The Tribunal and the High Court committed an error issuing directions to appoint the candidates from the unexhausted part of the select list, which is not permissible in law. Thus, the appeal deserves to be allowed.

6. Per contra, Shri H.P Sahu and Shri J.P Mishra, learned counsel appearing for the respondents vehemently opposed the appeal contending that if the selection is not held in subsequent years, the candidates whose names appear in the panel have to be offered appointments. Therefore, no interference is required with the impugned judgment and order of the High Court. The appeal lacks merit and thus, is liable to be dismissed.

7. We have considered the rival submissions of the learned counsel for the parties and perused the record.

8. Relevant Rules from the 1985 Rules, which are necessary to be considered for deciding the appeal, read as under:

“2. Definitions.—In these rules unless the context otherwise requires—
(g) ‘year’ means a calendar year.
3. Recruitment.—Recruitment to the posts shall be made through direct recruitment by means of a competitive examination to be held ordinarily once in every year.
6. Notification of vacancies.—On the receipt of the requisite information from the District Officers the Chairman of the Board shall notify the total number of vacancies to the local employment exchange indicating therein the number of reserved vacancies for the purpose of conducting the competitive examination.
11. Allotment of successful candidates.—(1) The Chairman of the Board shall ensure completion of evaluation of answer papers and preparation of the list of successful candidates who have qualified by such standards as will be decided by him ordinarily within two months from the date of examination. The candidates' names shall be arranged in order of merit on the basis of marks secured by them in the examination conducted by the Board. This list of successful candidates drawn in order of merit shall not ordinarily exceed double the number of vacancies as determined under Rule 6.
12. The list prepared under sub-rule (1) of Rule 11 shall remain valid for a period of one year from the date of publication of the same or till drawal of the next year's list, whichever is earlier.”

9. If the aforesaid relevant Rules are read together, the cumulative effect thereof comes to that after determining the number of vacancies taking into consideration the expected vacancies, the same shall stand notified to the local employment exchange and advertise the same through other means. The select list, after holding the test as required under the 1985 Rules, shall be prepared and published, which shall contain the names of candidates, double the number of vacancies so advertised/determined.

10. Rule 14 merely enables the State Government to relax the eligibility conditions by recording reasons in respect of any class or categories of persons in public interest.

11. It is a settled legal proposition that vacancies cannot be filled up over and above the number of vacancies advertised as “the recruitment of the candidates in excess of the notified vacancies is a denial and deprivation of the constitutional right under Article 14 read with Article 16(1) of the Constitution”, of those persons who acquired eligibility for the post in question in accordance with the statutory rules subsequent to the date of notification of vacancies. Filling up the vacancies over the notified vacancies is neither permissible nor desirable, for the reason, that it amounts to “improper exercise of power and only in a rare and exceptional circumstance and in emergent situation, such a rule can be deviated and such a deviation is permissible only after adopting policy decision based on some rational”, otherwise the exercise would be arbitrary. Filling up of vacancies over the notified vacancies amounts to filling up of future vacancies and thus, not permissible in law. (Vide State of Bihar v. Secretariat Asstt. Successful Examinees Union 1986 (1994) 1 SCC 126, (1994) 26 ATC 500, AIR 1994 SC 736, Prem Singh v. Haryana SEB (1996) 4 SCC 319, Ashok Kumar v. Banking Service Recruitment Board (1996) 1 SCC 283, (1996) 32 ATC 235, AIR 1996 SC 976, Surinder Singh v. State of Punjab (1997) 8 SCC 488, AIR 1998 SC 18 and Rakhi Ray v. High Court of Delhi (2010) 2 SCC 637, AIR 2010 SC 932.)

12. In State of Punjab v. Raghbir Chand Sharma (2002) 1 SCC 113, AIR 2001 SC 2900 this Court examined the case where only one post was advertised and the candidate whose name appeared at Serial No. 1 in the select list joined the post, but subsequently resigned. The Court rejected the contention that the post can be filled up offering the appointment to the next candidate in the select list observing as under:

“4. … With the appointment of the first candidate for the only post in respect of which the consideration came to be made and select panel prepared, the panel ceased to exist and has outlived its utility and, at any rate, no one else in the panel can legitimately contend that he should have been offered appointment either in the vacancy arising on account of the subsequent resignation of the person appointed from the panel or any other vacancies arising subsequently.”

13. In Mukul Saikia v. State of Assam (2009) 1 SCC 386, AIR 2009 SC 747 this Court dealt with a similar issue and held that “if the requisition and advertisement was only for 27 posts, the State cannot appoint more than the number of posts advertised”. The select list “got exhausted when all the 27 posts were filled”. Thereafter, the candidates below the 27 appointed candidates have no right to claim appointment to any vacancy in regard to which selection was not held. The

“currency of select list had expired as soon as the number of posts advertised were filled up, therefore, appointments beyond the number of posts advertised would amount to filling up future vacancies”

and the said course is impermissible in law.

14. A person whose name appears in the select list does not acquire any indefeasible right of appointment. Empanelment at the best is a condition of eligibility for the purpose of appointment and by itself does not amount to selection or create a vested right to be appointed. The vacancies have to be filled up as per the statutory rules and in conformity with the constitutional mandate.

15. A Constitution Bench of this Court in Shankarsan Dash v. Union of India (1991) 3 SCC 47, (1991) 17 ATC 95, AIR 1991 SC 1612 held that appearance of the name of a candidate in the select list does not give him a right of appointment. Mere inclusion of the candidate's name in the select list does not confer any right to be selected, even if some of the vacancies remain unfilled. The candidate concerned cannot claim that he has been given a hostile discrimination. (See also Asha Kaul v. State of J&K (1993) 2 SCC 573, (1993) 24 ATC 576, Union of India v. S.S Uppal (1996) 2 SCC 168, (1996) 32 ATC 668, AIR 1996 SC 2340, Bihar Public Service Commission v. State of Bihar (1997) 3 SCC 198, AIR 1997 SC 2280, Simanchal Panda v. State of Orissa (2002) 2 SCC 669, Punjab SEB v. Malkiat Singh (2005) 9 SCC 22, Union of India v. Kali Dass Batish (2006) 1 SCC 779, AIR 2006 SC 789, Divisional Forest Officer v. M. Ramalinga Reddy (2007) 9 SCC 286, AIR 2007 SC 2226, Subha B. Nair v. State of Kerala (2008) 7 SCC 210, Mukul Saikia v. State of Assam (2009) 1 SCC 386, AIR 2009 SC 747 and S.S Balu v. State of Kerala (2009) 2 SCC 479.)

16. A select list cannot be treated as a reservoir for the purpose of appointments, that vacancy can be filled up taking the names from that list as and when it is so required. It is the settled legal proposition that no relief can be granted to the candidate if he approaches the court after the expiry of the select list. If the selection process is over, select list has expired and appointments had been made, no relief can be granted by the court at a belated stage. (Vide J. Ashok Kumar v. State of A.P (1996) 3 SCC 320, State of Bihar v. Mohd. Kalimuddin (1996) 2 SCC 7, (1996) 32 ATC 821, AIR 1996 SC 1145, State of U.P v. Harish Chandra (1996) 9 SCC 309, AIR 1996 SC 2173, Sushma Suri v. Govt. of NCT of Delhi (1999) 1 SCC 330, State of U.P v. Ram Swarup Saroj (2000) 3 SCC 699, K. Thulaseedharan v. Kerala State Public Service Commission (2007) 6 SCC 190, Deepa Keyes v. Kerala SEB (2007) 6 SCC 194 and Subha B. Nair (2008) 7 SCC 210.)

17. The instant case is required to be examined in view of the aforesaid settled legal proposition. The 1985 Rules provide for determining the number of vacancies and holding competitive examination ordinarily once in a year. The select list prepared so also is valid for one year. In the instant case, 15 vacancies were advertised with a clear stipulation that the number of vacancies may increase. The authorities had taken a decision to fill up 33 vacancies, thus, a select list of 66 persons was prepared. It is also evident from the record that some more appointments had been made over and above the 33 determined vacancies. Thus, once the selection process in respect of number of vacancies so determined came to an end, it is no more open to offer appointment to persons from the unexhausted list.

18. It is the exclusive prerogative of the employer/State Administration to initiate the selection process for filling up vacancies occurred during a particular year. There may be vacancies available but for financial constraints, the State may not be in a position to initiate the selection process for making appointments. Bona fide decision taken by the appointing authority to leave certain vacancies unfilled, even after preparing the select list cannot be assailed. The courts/tribunals have no competence to issue direction to the State to initiate selection process to fill up the vacancies. A candidate only has a right to be considered for appointment, when the vacancies are advertised and selection process commences, if he possesses the requisite eligibility.

19. As the appointments had been made as per the select list prepared in 1995 and selection process came to an end, there was no occasion for the Tribunal to entertain the applications in 1997, 1998 and 1999 for the simple reason that once the number of vacancies determined are filled, the selection process came to an end, no further appointment could be made from the 1995 panel. The purpose of making the list of double of the vacancies determined is to offer the appointment to the persons from the waiting list in case the persons who are offered appointment do not join. But it does not give any vested right in favour of the candidates whose names appeared therein.

20. It appears from the judgment of the Tribunal that Rule 11(1) of the 1985 Rules did not provide originally to prepare the list double the number of determined vacancies and it was only for preparing the list containing the names equal to the number of vacancies advertised/determined. In such a fact situation, the select list could have been prepared only containing 33 names i.e equivalent to the number of vacancies determined. In such a fact situation, selection process would come to an end automatically whenever 33 candidates are appointed. However, if the appellant had prepared a list double the number of vacancies determined, that would not create any vested right in favour of the respondents. Thus, the Tribunal committed grave error in issuing direction to offer appointments to all the leftover candidates.

21. The Tribunal held as under:

“In this case by preparing the panel far exceeding the number of vacancies, the Rules have been violated. For this lapse on the part of the Collector, the candidates who have been subjected to a rigorous selection at more than one stage, should not be penalised… The validity of the select list has expired long since. Both the learned counsel for the applicant and the learned Government Advocate concede that no further recruitment has been conducted by the Collector, Sonepur. During this intervening period of four years vacancies must have arisen due to promotion, retirement, creation of new posts, etc. in different offices.”
(emphasis added)

22. The Tribunal, after recording the finding of fact that the life of select list had expired, held that as the selection could not be held in subsequent years, thus, the candidates whose names appeared in the panel should be offered appointment by granting relaxation of the Rules. Issuance of such a direction is not permissible in law as no appointment can be made from the panel after the expiry of the life of the select list.

23. The High Court has concluded as under:

“Here the advertisement stipulated that there were vacancies and the vacancy position might go up. The select list prepared admittedly contained the names of 66 successful candidates. A cumulative reading of Rules 6 and 11(1) of the OMS Rules, 1985 vis-à-vis the select list which contained the names of 66 successful candidates leads to an irresistible conclusion that the number of vacancies at the time of publication of the select list was 66. The stand of the State before this Court is that under the impression that the select list should contain double the number of vacancies, a list of 66 candidates was published. But then, if the said statement is accepted, the vacancies that existed at the time of publication of the select list would have been 33. But it appears that the total number of candidates already appointed is 40… The submission of the State that as one year had expired from the date of publication of the select list, the same had spent its validity cannot also be accepted. If the vacancies were available, the candidates selected but illegally not sponsored for appointment should not suffer.”

In view of the above, the High Court directed to offer the appointment to the persons whose names appeared in the panel and had approached the Tribunal.

24*. The aforesaid view taken by the High Court cannot be held to be in consonance with law. More so, if the State has committed an error in preparing the merit list containing the names of the candidates double the number of vacancies determined, that would not mean that the select list has become immortal and all those persons whose names appeared in the list would be offered appointment even after the expiry of the life of select list.

25. In view of the above, the judgment and order impugned hereinabove cannot be sustained in the eye of the law. The appeal is allowed. The judgments and orders of the Tribunal dated 7-4-2000 and the High Court dated 26-10-2005 (2006) 7 SLR 178 (Ori) are set aside. No order as to costs.