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Kumaran Nair v. Bhargavi

Kerala High Court
Apr 9, 1987
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Structured Summary of the Opinion

Factual and Procedural Background

This opinion arises from a proceeding under Section 125 of the Code of Criminal Procedure in which respondents 1 and 2 (a mother and a minor child) sought maintenance from the petitioner. The petitioner denied both marriage and paternity. A document produced in the proceeding, identified as Ext. P2 and marked "subject to proof," was denied by the petitioner but was relevant to the question of paternity and marriage. The trial court allowed a prayer to obtain the petitioner's specimen signature and to send the document for expert comparison. The petitioner filed a petition under Section 482 of the Code seeking to quash the order that permitted obtaining the specimen signature and expert comparison.

Legal Issues Presented

  1. Whether a court could lawfully direct a person present in court to provide a specimen handwriting/signature under Section 73 of the Indian Evidence Act, 1872, for comparison with a disputed document marked in the proceeding.
  2. Whether requiring specimen handwriting/signature for comparison and expert opinion offends Article 20(3) of the Constitution (prohibition against self‑incrimination).
  3. Whether the court's direction under Section 73 could be an abuse of the process of the court — specifically whether such a direction may be given only for the purpose of enabling the court itself to compare writings, and not to enable an opposing party or investigating agency to use the specimen as evidence.
  4. Whether Section 73 permits directions for specimen writings outside the context of proceedings pending before a court (for example, during investigation or for possible future litigation).

Arguments of the Parties

Petitioner's Arguments

  • The petitioner denied marriage and paternity and challenged the order that required his specimen signature to be taken and the disputed document to be sent for expert comparison.
  • It was argued that Article 20(3) could be relevant; a contested point presented was whether a direction under the second paragraph of Section 73 could be used only to enable the court itself to compare the disputed writing with a specimen and not to enable the opposite party (or prosecution) to use that specimen as evidence.
  • The petitioner relied on an earlier decision in Lilly v. Vijayalaxmi and related authorities for the proposition that a direction under Section 73 is limited and cannot be used to secure advantage for a party by compelling specimen writing for the opposing side's use.

Respondents' Arguments

The opinion does not contain a detailed account of the respondents' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lilly v. Vijayalaxmi (1985 KLT 696) Held that a direction under S.73 must be within legal limits and there cannot be compulsion; refusal to comply may attract a presumption under S.114; S.73 cannot be used to enable the opposite party to use the specimen as evidence against the person who gave it. Referred to by the petitioner; the court distinguished that earlier decision as involving a different factual posture (a private complaint where the court did not find it necessary for its own purposes to obtain specimens) and explained why the current case differed.
State (Delhi Administration) v. Pall Ram ((1979) 2 SCC 158) Explained the legislative background and historical English law antecedents of S.73; held that a court may direct specimen writing and obtain expert comparison to assist the court in forming its own opinion; refusal may permit an adverse presumption under S.114. Applied as authoritative support for the proposition that a court, in the interest of justice, may direct specimen writings to be given and sent for expert opinion (including experts chosen or approved by the court) to enable the court's comparison and conclusion.
State of Uttar Pradesh v. Ram Babu Misra ((1980) 2 SCC 343) Held that S.73 contemplates a proceeding pending before a court; the section does not permit directions for specimen writings during investigation or merely for anticipated future proceedings by third parties or agencies. Relied upon to emphasize that the power under S.73 must be exercised in the context of an existing proceeding before a court. The court found that the present case involved a pending proceeding under S.125, so the direction was permissible.
State v. Poonamchand (AIR 1958 Bombay 207); Subblah's case (AIR 1970 Madras 85); R.B. Khajotla v. A.S.T. Zaidy (1973 Crl. L.J. 1499) Support the view that a direction under S.73 can be given only when the court itself considers it necessary for its own purpose and not merely to assist an opposing party or investigating agency. Cited as part of earlier reasoning that S.73 directions should be limited to the court's necessity; used as background in distinguishing circumstances of the present case from those where specimen directions were refused.

Court's Reasoning and Analysis

The court proceeded by analysing the statutory text of Section 73 of the Indian Evidence Act and relevant constitutional provisions, and then applied established precedent to the facts.

1. Statutory basis: Section 73 permits comparison of a disputed writing, signature or seal with any writing or signature admitted or proved to the court's satisfaction to have been written by the person. The second paragraph of S.73 authorizes the court to direct any person present in court to write words or figures for the purpose of enabling such a comparison; the section also extends, with necessary modifications, to finger‑impressions.

2. Article 20(3): The court observed that Article 20(3)'s protection against being compelled to be a witness against oneself applies to an accused in criminal proceedings. Proceedings under S.125 CrPC concern enforcement of a civil liability (maintenance), not punishment for a crime; accordingly a person in an S.125 proceeding is not an accused in the sense of Article 20(3). Further, giving a specimen handwriting or impression is not testimonial compulsion in the sense intended by Article 20(3) — the act of giving a specimen does not itself supply incriminating testimonial evidence until, after comparison and expert opinion, the court forms the view that the disputed writing is that person's. Thus S.73 is not contrary to Article 20(3).

3. Nature and scope of S.73: The court explained that S.73 and its two paragraphs are complementary — the first paragraph contemplates comparison with an admitted or proved writing, while the second paragraph supplies a means by which an admitted writing may be generated when necessary for comparison. The Evidence Act contains multiple modes of proving handwriting: by expert opinion (S.45), by witnesses acquainted with the handwriting (S.47), and by comparison and opinion formed by the court itself (S.73). A sample taken under the second paragraph of S.73 functions as an admitted writing for the purposes of comparison contemplated in the first paragraph.

4. Role of an expert: Although a presiding officer may, in theory, compare writings by eye, prudence and the risk of error make it appropriate to obtain expert assistance. An expert gives an opinion based on scientific comparison; that opinion is evidence of opinion, not conclusive finding. The court remains the ultimate decision‑maker and may use expert material to verify premises and appraise the value of the opinion. Therefore directing specimen writing to be produced so that an expert can compare it is a legitimate exercise of the court's power under S.73 where it is necessary in the interest of justice.

5. Precedential limits: The court reviewed prior decisions (including Pall Ram and Ram Babu Misra) to extract limiting principles. Ram Babu Misra requires that S.73 be invoked in the context of proceedings before a court and does not permit specimen directions merely during investigation or for anticipated future litigation. Pall Ram, however, supports the court's power to obtain specimen writings and have them compared by an expert (including one chosen or approved by the court) to assist the court's own comparison; refusal to give specimens may attract an adverse presumption under S.114.

6. Application to present case: Unlike the earlier case in Lilly v. Vijayalaxmi (where the court did not find it necessary for its own comparison to take specimens), here the disputed document (Ext. P2) was produced in a S.125 proceeding and marked subject to proof. The court reasonably considered it necessary for its own determination to compare the document with a specimen and to obtain expert assistance. Consequently the order directing the petitioner's specimen signature and expert comparison was a proper exercise of S.73 and did not constitute an abuse of the court's process.

Holding and Implications

Holding: The petition under Section 482 was dismissed. The court expressly concluded that the direction under Section 73 to obtain the petitioner's specimen signature for comparison by an expert was lawful and did not amount to an abuse of process.

DISMISSED

Implications: The direct consequence is that the trial court's order permitting taking the petitioner's specimen writing and sending the disputed document for expert opinion remains in force. The judgment applies the settled principles concerning the scope of Section 73, the complementary roles of S.45, S.47 and S.73, and the limited reach of Article 20(3) in the context of maintenance proceedings under S.125 CrPC. The opinion does not announce a novel legal principle beyond applying existing precedent to the facts; it affirms that where a proceeding is pending and the court reasonably considers specimen comparison necessary for its own determination, S.73 authorizes such directions and the use of expert comparison to assist the court.

This summary is based exclusively on the content of the provided opinion and does not add or infer information beyond what the opinion contains.

Show all summary ...

1. In a proceeding under S. 125 of the Code of Criminal Procedure (herein-after referred to as ‘the Code’) respondents 1 and 2 (mother and minor child) claimed maintenance from the petitioner who denied marriage and paternity. A letter, Ext. P2 marked subject to proof, denied by the petitioner, but having bearing on the question of paternity and marriage, was sought to be sent to the expert after obtaining the specimen signature of the petitioner. This petition filed under S. 482 of the Code is to quash the order allowing the prayer.

2. The order could have been passed only under S. 73 of the Indian Evidence Act, which reads:

“In order to ascertain whether a signature, writing or seal is that of the person by whom it purports to have been written or made, any signature, writing or seal admitted or proved to the satisfaction of the Court to have been written or made by that person may bo compared with the one which is to be proved, although that signature, writing or seal has not been produced or proved for any other purpose.

The Court may direct any person present in Court to write any words or figures for the purpose of enabling the Court to compare the words or figures so written with any words or figures alleged to have been written by such person.

This section applies also, with any necessary modifications, to finger-impressions”.

3. Article 20(3) of the Constitution of India provides that no person accused of any offence shall be compelled to be a witness against himself. A person against whom a proceeding under S. 125 of the Code is pending cannot be a person accused of any offence. What is involved is only enforcement of a liability and not punishment for a crime. Further, a direction to give the specimen handwriting or signature for comparison will not amount to testimonial compulsion also. Article 20(3) does not say that an accused person shall not be compelled to be a witness. It only says that he shall not be compelled to be a witness against himself. By giving specimen handwriting or impression he is not giving evidence against himself. It becomes evidence against him only when after due comparison with it and formation of opinion it is ultimately found that the disputed writing or impression is that of himself. S. 73 of the Evidence Act therefore, does not offend Art. 20(3) of the Constitution because by giving a direction under the section to give the specimen handwriting or signature or impression the court does not compel him to be a witness against himself. This position of law is well settled and therefore there was no argument based on Art. 20(3) of the Constitution. The argument was that the direction by the court to write any words or figures under the second part of S. 73 of the Evidence Act could only be for the purpose of enabling the court to make a companion by itself with the disputed words or figures and not for anything else. In other words the argument was that the court is not having the jurisdiction under S. 73 to give a direction to write any words or figures in order to enable the prosecution in a criminal case or the opposite party in a civil case to use it as evidence or getting it compared by an expert.

4. In this connection the learned counsel for the petitioner brought to my notice a decision of mine in Lilly v. Vijayalaxmi (1985 KLT 696). In that decision I had occasion to hold that a direction under S. 73 of the Evidence Act to give the specimen handwriting or signature could only be within the limits allowed by law and there cannot be a compulsion. So also it was held:

“If that direction, which is within the law, is disobeyed, a presumption under S. 114 of the Evidence Act will be the legitimate consequence. A direction under S. 73 of the Evidence Act cannot be given for the purpose of enabling the opposite party to use the same as evidence against the person who has given the specimen handwriting or signature.”

5. That decision was concerning a private complaint in which, even before the trial started, the complainant anticipated the possibility of the genuineness of a receipt being denied by the accused. In order to overcome the possible contention the complainant wanted the court to get his specimen handwriting and signature for being compared by the expert. The Court did not feel that it was necessary fcr its own purpose to take such writing and signature in order to compare with the disputed writing and signature. Therefore the prayer was rejected. That decision was rendered on a petition filed by the complainant under S. 482 of the Code to quash the order. Part 6 of that decision shows that even the petitioner in that case conceded that only a direction could be given and there cannot be any compulsion if the respondent refused. What the petitioner in that case wanted was only the advantage of an adverse presumption under S. 114 of the Evidence Act consequent on the refusal of the respondent to give the handwriting or signature. So also the decisions of the Supreme Court in State (Delhi Administration) v. Pall Ram ((1979) 2 SCC 158) : (1979 SC 14) and State Of Uttar Pradesh v. Ram Babu Misra. ((1980) 2 SCC 343 : AIR 1980 SC 791) did not come to my notice at that time. Basing on the decisions in State v. Poonamchand (AIR 1958 Bombay 207), Subblah's case (AIR 1970 Madras 85) and R.B Khajotla v. A.S.T Zaidy (1973 Crl. L.J 1499) that decision only held that a direction under S. 73 of the Evidence Act could be had only when the court itself is of the view that it is necessary for its own purposes and not for being used by the investigating officer or the opposite party as evidence. The main question for decision in that case was whether the order refusing the prayer amounted to an abuse of the process of court.

6. Here we are dealing with an entirely different situation. The document was produced in court in a proceeding under S. 125 of the Code and it was marked subject to proof. The court felt the necessity of the genuineness of that document being considered by comparison with the specimen (admitted) handwriting. In making such a companion probably the court wanted assistance of the opinion of an expert. A direction was given accordingly. We are at the question whether that direction is liable to be quashed in exercise of the inherent powers as an abuse of the process of Court. Competency of the court to issue such a direction under S. 73 of the Evidence Act for the purpose of enabling it to compare it with the disputed writing is not in doubt. The only question for consideration is whether the direction is really for that purpose or whether it is to enable the opposite party to be used as evidence and therefore illegal.

7. Thera cannot be any dispute regarding the fact that the provisions of S. 73 of the Evidence Act are equally applicable to the civil and criminal court. In order to ascertain whether a signature, writing or seal is that of the person by whom it purports to have been written or made, both the courts are having the right under the first para of S. 73 to compare them with any signature, writing or seal admitted or proved to its satisfaction to have been written or made by that person. The second para of S. 73 of the Evidence Act only enables the court to issue a direction to any person present in court to write words or figures for being treated as admitted or proved writing or signature to be com oared with the disputed words or figures to form an opinion whether the disputed words or figures were written by the person who purports to have written them.

8. The scope and ambit of S. 73 of the Indian Evidence Act was considered by the Supreme Court in State (Delhi Aiministration) v. Pali Ram ((1979) 2 SCC 158) in the legislative background of the provision. S. 73 like many other provisions of the Evidence Act, is modelled after the English Law of Evidence as it existed then. S. 8 of the English Criminal Procedure Act, 1865 permitted comparison of a disputed writing, with any writing proved to the satisfaction of the juige to be genuine, to be made by witnesses Such writings and the evidence of the witnesses was allowed to be submitted to the court and the jury as evidence of genuinenes or otherwise of the writing. So also courts were permitted to obtain specimen writings and compare them with the disputed writings either by witnesses acquainted with the writings or by witnesses skilled in deciphering or by the jury themselves without the intervention of any witness, or by the court itself when there is no jury. Courts were also competent to direct the suspected author of the disputed writing, present in court, to write in his presence to be compared with the document in question. S. 73 of the Indian Eyidence Act, in substance, is a reproduction of the English Law.

9. The Indian Evidence Act, just like the E iglish Law, recognises proof of handwriting by admission of person who made it or by evidence of witnesses who saw it written. There are three othsr methods of proof by opinion and they are (1) By the evidence of handwriting expjrt9 as provided in S. 45, (2) By the evidence of witnesses acquainted with the haadwriting (not experts) as provided in S. 47, and (3) By the opinion formed by the court on comparison made by itself as provided in S. 73. All these three methods involve a process of comparison. A sample taken by court under the second para of S. 73 is really the admitted writing within the meaning of the first para also. The first para also provides for comparison, but does not specify by whom the comparison is to be made. These two paras of S. 73 are not mutually exclusive, but they are complemantary to each other. There cannot be any dispute that the comparison mentioned in the first para could be as provided in Ss. 45 and 47. If S. 73 is read as a whole in the light of Ss. 45 and 47 it is clear that the court does not exceed its powers under S. 73, if in the interest of justice, it directs any person present in court to give his sample writing enabling the same to be compared by an expert, because even in adopting such a oourse, the ultimate purpose is to enable the court to compare a disputed writing with the admitted writing.

10. Although there is no legal bar to the presiding officer using his own eyes to compare the disputed writing with the admitted writing, even without assistance from the opinion of an expert or a non-expert, he being not an expert in the field and since there is possibility of mistakes, as a matter of prudence and caution, the presiding officer will have to hesitate to base his finding on his independent opinion alone solely on comparison made by himself. The prudent course is to obtain the opinion and assistance from an expert. The expert is not acting as judge or jury. His real function is to put before court all the materials together with reasons which induce him to come to the conclusion, so that the court, although not an expert, may form its own judgment by its own observation of the materials. The expert's function is only to opine after a scientific comparison of the two writings considering the similarities and dissimilarities. Whether it be under S. 45 or 47 the evidence is only opinion and not finding and it is for the court to decide, by such means that are open, that the opinion may be acted upon. One such means open to the court is to apply its own observation to verify the premises of the expert or to appraise the value of the opinion given by the non expert. Direction given by the court under S. 73 to write down a sample writing is, therefore, only for the purpose of ultimately enabling the court to compare the writings and form an opinion of its own. When Ss. 45, 47 and 73 are read together and S. 73 is read as a whole it could be seen that the direction mentioned in the second para of S. 73 for the purpose of enabling the court to compare is for ascertaining what is contemplated in the first para and forming an opinion by comparison. Such comparison and formation of opinion could be had not only solely on the comparison made by the court without any other assistance, but in the manner provided under Ss. 45 and 47 also.

11. What emerges from the discussion is that the court does not exceed its powers under S. 73 of the Evidence Act if, in the interest of justice, it directs a person appearing before it, whether it is a civil or criminal court, to give sample writing to enable the same to be compared by a handwriting expert, because even in adopting this course, the purpose is to enable the court to compare the disputed writing with the admitted writing and to reach its own conclusion with the assistance of the expert. There is nothing in S. 73 which ousts the jurisdiction of the court in getting the opinion of an expert by comparison of the disputed and admitted writings in order to enable the court to compare the specimen writing with the disputed one to reach its own conclusions, notwithstanding the fact that in the first instance, the court thinks it necessary in the interest of justice to have the advantage of the opinion and assistance of an expert.

12. In these positions I was only following the decision of the Supreme Court in State (Delhi Administration) v. Pall Ram ((1979) 2 SCC 158) : (AIR 1979 SC 14). That was a case in which the Magistrate allowed the prayer to get the specimen writing and send it for expert opinion in the interests of justice to enable the court to form an opinion. In appeal the High Court held that when the purpose of directing a person present incourt to write any words or figures is not to enable the court to compare the words or figures with any words or figures alleged to have been written by such person, but is to enable any of the parties to have the words or figures so written compared from a handwriting expert of that party, the second para of S. 73 would have no application. Reversing that decision the Supreme Court said that the court does not exceed its powers under S. 73 if, in the interest of justice, it directs a person appearing before it, to give his sample writing to enable the same to be compared by a handwriting expert chosen or approved by the court, because even in adopting this course, the purpose is to enable the court: to make the comparison and reach its own conclusion with the assistance of the expert. It was also held that refusal of the direction will enable the court to draw under S. 114, Evidence Act, such adverse presumption as may be appropriate in the circumstances.

13. The same Honourable Judges who decided that case considered another aspect while rendering the decision in State Of Uttar Pradesh v. Ram Babu Misra. ((1980) 2 SCC 343 : AIR 1980 SC. 791). It was held therein that “for the purpose of enabling the court to compare” there must be some proceeding before the Court in which or as a consequence of which it might be necessary tor the Court to Compare such writings. The direction is to be given for the purpose of ‘enabling the court to compare’ and not to enable the investigating officer or some other party or agency to cam pare. Therefore it was held in that decision that the language ot S. 73 does not permit a court to give a direction to the accused to give specimen writings for anticipated neeessity for comparison in a proceeding which may later be instituted in a court. On the basis of that opinion it was found that though a direction to the accused to give his specimen writing when the case is still under investigation would be within the interest of administration of justice, the language of S. 73 of the Evidence Act does not enable such a direction when the case is still under investigation because the Section contemplates pendency of some proceedings before a court. For the same reason it was held that it would not be open to a person to seek the assistance of the civil court for a direction under S. 73 to some other person to give sample writing on the plea that it would help him to decide whether to institute a civil suit in which the question would be whether certain alleged writings are those of the other person or not. Their Lordships also compared S. 5 of the Identification of Prisoners Act, 1920 and S. 73 of the Evidence Act and said that exclusion of ‘signature and writing in S. 5 and inclusion of ‘finger impression’ in both are indicative of the fact that S. 73 ot the Evidence Act is not intended to take in the stage of investigation. I am of opinion that the Magistrate was well within his competence when he gave a direction under S. 73 for the purpose of comparison by an expert to enable him to form an opinion by comparison. No illegality or abuse of the process of court is involved justifying interference by this Court because the ultimate object and purpose is decide in the interest of justice whether Ext. P2 was written by the petitioner or not. A decision on that question is relevant to enable the court to come to a proper finding on the disputed questions. I do not understand why the petitioner is so much aggrieved by the order. It the letter was not written by him he need not be worried about the comparison by the expert. If it is otherwise it is the duty of the court to arrive at the truth.

14. The petition has no merit and it is hereby dismissed.

S.MDismissed.