17 C.F.R. § 240.16a-13 : Commodity and Securities Exchanges — SECURITIES AND EXCHANGE COMMISSION — GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 193 — RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 —REGULATION 15D: REPORTS OF REGISTRANTS UNDER THE SECURITIES ACT OF 1933 —BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS —13 - Change in form of beneficial ownership

A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

17 C.F.R. §240.16a-13

61 FR 30393, 6/14/1996