17 CFR 166.3 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 41.1 To Parts 191-199) — Commodity Futures Trading Commission (Continued) (§ 41.1 To Parts 191-199) — Customer Protection Rules (§ 166.1 To § 166.5) — Supervision.

Each Commission registrant, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) of all commodity interest accounts carried, operated, advised or introduced by the registrant and all other activities of its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) relating to its business as a Commission registrant.