17 CFR 274.11 : Commodity And Securities Exchanges (§ 1.1 To Parts 451-499) — (§ 240.0-1 To Parts 451-499) — Securities And Exchange Commission (Continued) (§ 240.0-1 To Parts 302-399) — Forms Prescribed Under The Investment Company Act Of 1940 (§ 274.0-1 To § 274.404) — Registration Statements (§ 274.5 To § 274.54) — Form N-1, registration statement of open-end management investment companies.

Form N-1 shall be used as the registration statement to be filed pursuant to Section 8(b) of the Investment Company Act of 1940 by open-end management investment companies that are separate accounts of insurance companies. This form shall also be used for registration under the Securities Act of 1933 of the securities of all such companies. This form is not applicable for small business investment companies which register pursuant to §§ 239.24 and 274.5 of this chapter.