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33 CFR 27.3 : Navigation And Navigable Waters (§ 1.01-1 To Parts 404-499) — (§ 1.01-1 To Parts 121-124) — Coast Guard, Department Of Homeland Security (§ 1.01-1 To Parts 121-124) — General (§ 1.01-1 To § 27.3) — Adjustment Of Civil Monetary Penalties For Inflation (§ 27.3) — Penalty adjustment table.

4 Aug 2016

Table 1 identifies the statutes administered by the Coast Guard that authorize a civil monetary penalty. The “adjusted maximum penalty” is the maximum penalty authorized by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, as determined by the Coast Guard. The adjusted civil penalty amounts listed in Table 1 are applicable for penalty assessments issued after August 1, 2016, with respect to violations occurring after November 2, 2015. The applicable civil penalty amounts for violations occurring on or before November 2, 2015, are set forth in previously published regulations amending 33 CFR part 27.

Table 1 - Civil Monetary Penalty Inflation Adjustments

U.S. Code citation Civil monetary penalty description 2016 adjusted maximum penalty amount ($)
14 U.S.C. 88(c) Saving Life and Property 10,017
14 U.S.C. 88(e) Saving Life and Property; Intentional Interference with Broadcast 1,028
14 U.S.C. 645(i) Confidentiality of Medical Quality Assurance Records (first offense) 5,032
14 U.S.C. 645(i) Confidentiality of Medical Quality Assurance Records (subsequent offenses) 33,546
16 U.S.C. 4711(g)(1) Aquatic Nuisance Species in Waters of the United States 37,561
19 U.S.C. 70 Obstruction of Revenue Officers by Masters of Vessels 7,500
19 U.S.C. 70 Obstruction of Revenue Officers by Masters of Vessels - Minimum Penalty 1,750
19 U.S.C. 1581(d) Failure to Stop Vessel When Directed; Master, Owner, Operator or Person in Charge 1 5,000
19 U.S.C. 1581(d) Failure to Stop Vessel When Directed; Master, Owner, Operator or Person in Charge - Minimum Penalty 1 1,000
33 U.S.C. 471 Anchorage Ground/Harbor Regulations General 10,875
33 U.S.C. 474 Anchorage Ground/Harbor Regulations St. Mary's River 750
33 U.S.C. 495(b) Bridges/Failure to Comply with Regulations 27,455
33 U.S.C. 499(c) Bridges/Drawbridges 27,455
33 U.S.C. 502(c) Bridges/Failure to Alter Bridge Obstructing Navigation 27,455
33 U.S.C. 533(b) Bridges/Maintenance and Operation 27,455
33 U.S.C. 1208(a) Bridge to Bridge Communication; Master, Person in Charge or Pilot 2,000
33 U.S.C. 1208(b) Bridge to Bridge Communication; Vessel 2,000
33 U.S.C. 1232(a) PWSA Regulations 88,613
33 U.S.C. 1236(b) Vessel Navigation: Regattas or Marine Parades; Unlicensed Person in Charge 8,908
33 U.S.C. 1236(c) Vessel Navigation: Regattas or Marine Parades; Owner Onboard Vessel 8,908
33 U.S.C. 1236(d) Vessel Navigation: Regattas or Marine Parades; Other Persons 4,454
33 U.S.C. 1321(b)(6)(B)(i) Oil/Hazardous Substances: Discharges (Class I per violation) 17,816
33 U.S.C. 1321(b)(6)(B)(i) Oil/Hazardous Substances: Discharges (Class I total under paragraph) 44,539
33 U.S.C. 1321(b)(6)(B)(ii) Oil/Hazardous Substances: Discharges (Class II per day of violation) 17,816
33 U.S.C. 1321(b)(6)(B)(ii) Oil/Hazardous Substances: Discharges (Class II total under paragraph) 222,695
33 U.S.C. 1321(b)(7)(A) Oil/Hazardous Substances: Discharges (per day of violation) Judicial Assessment 44,539
33 U.S.C. 1321(b)(7)(A) Oil/Hazardous Substances: Discharges (per barrel of oil or unit discharged) Judicial Assessment 1,782
33 U.S.C. 1321(b)(7)(B) Oil/Hazardous Substances: Failure to Carry Out Removal/Comply With Order (Judicial Assessment) 44,539
33 U.S.C. 1321(b)(7)(C) Oil/Hazardous Substances: Failure to Comply with Regulation Issued Under 1321(j) (Judicial Assessment) 44,539
33 U.S.C. 1321(b)(7)(D) Oil/Hazardous Substances: Discharges, Gross Negligence (per barrel of oil or unit discharged) Judicial Assessment 5,345
33 U.S.C. 1321(b)(7)(D) Oil/Hazardous Substances: Discharges, Gross Negligence - Minimum Penalty (Judicial Assessment) 178,156
33 U.S.C. 1322(j) Marine Sanitation Devices; Operating 7,500
33 U.S.C. 1322(j) Marine Sanitation Devices; Sale or Manufacture 20,000
33 U.S.C. 1608(a) International Navigation Rules; Operator 14,023
33 U.S.C. 1608(b) International Navigation Rules; Vessel 14,023
33 U.S.C. 1908(b)(1) Pollution from Ships; General 70,117
33 U.S.C. 1908(b)(2) Pollution from Ships; False Statement 14,023
33 U.S.C. 2072(a) Inland Navigation Rules; Operator 14,023
33 U.S.C. 2072(b) Inland Navigation Rules; Vessel 14,023
33 U.S.C. 2609(a) Shore Protection; General 49,467
33 U.S.C. 2609(b) Shore Protection; Operating Without Permit 19,787
33 U.S.C. 2716a(a) Oil Pollution Liability and Compensation 44,539
33 U.S.C. 3852(a)(1)(A) Clean Hulls; Civil Enforcement 40,779
33 U.S.C. 3852(a)(1)(A) Clean Hulls; related to false statements 54,373
33 U.S.C. 3852(c) Clean Hulls; Recreational Vessels 5,437
42 U.S.C. 9609(a) Hazardous Substances, Releases, Liability, Compensation (Class I) 53,907
42 U.S.C. 9609(b) Hazardous Substances, Releases, Liability, Compensation (Class II) 53,907
42 U.S.C. 9609(b) Hazardous Substances, Releases, Liability, Compensation (Class II subsequent offense) 161,721
42 U.S.C. 9609(c) Hazardous Substances, Releases, Liability, Compensation (Judicial Assessment) 53,907
42 U.S.C. 9609(c) Hazardous Substances, Releases, Liability, Compensation (Judicial Assessment subsequent offense) 161,721
46 U.S.C. 80509(a) Safe Containers for International Cargo 5,893
46 U.S.C. 70305(c) Suspension of Passenger Service 58,929
46 U.S.C. 2110(e) Vessel Inspection or Examination Fees 8,908
46 U.S.C. 2115 Alcohol and Dangerous Drug Testing 7,251
46 U.S.C. 2302(a) Negligent Operations: Recreational Vessels 6,559
46 U.S.C. 2302(a) Negligent Operations: Other Vessels 32,796
46 U.S.C. 2302(c)(1) Operating a Vessel While Under the Influence of Alcohol or a Dangerous Drug 7,251
46 U.S.C. 2306(a)(4) Vessel Reporting Requirements: Owner, Charterer, Managing Operator, or Agent 11,293
46 U.S.C. 2306(b)(2) Vessel Reporting Requirements: Master 2,259
46 U.S.C. 3102(c)(1) Immersion Suits 11,293
46 U.S.C. 3302(i)(5) Inspection Permit 2,355
46 U.S.C. 3318(a) Vessel Inspection; General 11,293
46 U.S.C. 3318(g) Vessel Inspection; Nautical School Vessel 11,293
46 U.S.C. 3318(h) Vessel Inspection; Failure to Give Notice IAW 3304(b) 2,259
46 U.S.C. 3318(i) Vessel Inspection; Failure to Give Notice IAW 3309(c) 2,259
46 U.S.C. 3318(j)(1) Vessel Inspection; Vessel ≥1600 Gross Tons 22,587
46 U.S.C. 3318(j)(1) Vessel Inspection; Vessel <1600 Gross Tons 4,517
46 U.S.C. 3318(k) Vessel Inspection; Failure to Comply with 3311(b) 22,587
46 U.S.C. 3318(l) Vessel Inspection; Violation of 3318(b)-3318(f) 11,293
46 U.S.C. 3502(e) List/Count of Passengers 235
46 U.S.C. 3504(c) Notification to Passengers 23,548
46 U.S.C. 3504(c) Notification to Passengers; Sale of Tickets 1,177
46 U.S.C. 3506 Copies of Laws on Passenger Vessels; Master 471
46 U.S.C. 3718(a)(1) Liquid Bulk/Dangerous Cargo 58,871
46 U.S.C. 4106 Uninspected Vessels 9,893
46 U.S.C. 4311(b)(1) Recreational Vessels (maximum for related series of violations) 311,470
46 U.S.C. 4311(b)(1) Recreational Vessels; Violation of 4307(a) 6,229
46 U.S.C. 4311(c) Recreational Vessels 2,355
46 U.S.C. 4507 Uninspected Commercial Fishing Industry Vessels 9,893
46 U.S.C. 4703 Abandonment of Barges 1,677
46 U.S.C. 5116(a) Load Lines 10,781
46 U.S.C. 5116(b) Load Lines; Violation of 5112(a) 21,563
46 U.S.C. 5116(c) Load Lines; Violation of 5112(b) 10,781
46 U.S.C. 6103(a) Reporting Marine Casualties 37,561
46 U.S.C. 6103(b) Reporting Marine Casualties; Violation of 6104 9,893
46 U.S.C. 8101(e) Manning of Inspected Vessels; Failure to Report Deficiency in Vessel Complement 1,782
46 U.S.C. 8101(f) Manning of Inspected Vessels 17,816
46 U.S.C. 8101(g) Manning of Inspected Vessels; Employing or Serving in Capacity not Licensed by USCG 17,816
46 U.S.C. 8101(h) Manning of Inspected Vessels; Freight Vessel <100 GT, Small Passenger Vessel, or Sailing School Vessel 2,355
46 U.S.C. 8102(a) Watchmen on Passenger Vessels 2,355
46 U.S.C. 8103(f) Citizenship Requirements 1,177
46 U.S.C. 8104(i) Watches on Vessels; Violation of 8104(a) or (b) 17,816
46 U.S.C. 8104(j) Watches on Vessels; Violation of 8104(c), (d), (e), or (h) 17,816
46 U.S.C. 8302(e) Staff Department on Vessels 235
46 U.S.C. 8304(d) Officer's Competency Certificates 235
46 U.S.C. 8502(e) Coastwise Pilotage; Owner, Charterer, Managing Operator, Agent, Master or Individual in Charge 17,816
46 U.S.C. 8502(f) Coastwise Pilotage; Individual 17,816
46 U.S.C. 8503 Federal Pilots 56,467
46 U.S.C. 8701(d) Merchant Mariners Documents 1,177
46 U.S.C. 8702(e) Crew Requirements 17,816
46 U.S.C. 8906 Small Vessel Manning 37,561
46 U.S.C. 9308(a) Pilotage: Great Lakes; Owner, Charterer, Managing Operator, Agent, Master or Individual in Charge 17,816
46 U.S.C. 9308(b) Pilotage: Great Lakes; Individual 17,816
46 U.S.C. 9308(c) Pilotage: Great Lakes; Violation of 9303 17,816
46 U.S.C. 10104(b) Failure to Report Sexual Offense 9,468
46 U.S.C. 10314(a)(2) Pay Advances to Seamen 1,177
46 U.S.C. 10314(b) Pay Advances to Seamen; Remuneration for Employment 1,177
46 U.S.C. 10315(c) Allotment to Seamen 1,177
46 U.S.C. 10321 Seamen Protection; General 8,162
46 U.S.C. 10505(a)(2) Coastwise Voyages: Advances 8,162
46 U.S.C. 10505(b) Coastwise Voyages: Advances; Remuneration for Employment 8,162
46 U.S.C. 10508(b) Coastwise Voyages: Seamen Protection; General 8,162
46 U.S.C. 10711 Effects of Deceased Seamen 471
46 U.S.C. 10902(a)(2) Complaints of Unfitness 1,177
46 U.S.C. 10903(d) Proceedings on Examination of Vessel 235
46 U.S.C. 10907(b) Permission to Make Complaint 1,177
46 U.S.C. 11101(f) Accommodations for Seamen 1,177
46 U.S.C. 11102(b) Medicine Chests on Vessels 1,177
46 U.S.C. 11104(b) Destitute Seamen 235
46 U.S.C. 11105(c) Wages on Discharge 1,177
46 U.S.C. 11303(a) Log Books; Master Failing to Maintain 471
46 U.S.C. 11303(b) Log Books; Master Failing to Make Entry 471
46 U.S.C. 11303(c) Log Books; Late Entry 353
46 U.S.C. 11506 Carrying of Sheath Knives 118
46 U.S.C. 12151(a)(1) Vessel Documentation 15,423
46 U.S.C. 12151(a)(2) Documentation of Vessels - Related to activities involving mobile offshore drilling units 25,705
46 U.S.C. 12151(c) Vessel Documentation; Fishery Endorsement 117,858
46 U.S.C. 12309(a) Numbering of Undocumented Vessels - Willful violation 11,774
46 U.S.C. 12309(b) Numbering of Undocumented Vessels 2,355
46 U.S.C. 12507(b) Vessel Identification System 19,787
46 U.S.C. 14701 Measurement of Vessels 43,126
46 U.S.C. 14702 Measurement; False Statements 43,126
46 U.S.C. 31309 Commercial Instruments and Maritime Liens 19,787
46 U.S.C. 31330(a)(2) Commercial Instruments and Maritime Liens; Mortgagor 19,787
46 U.S.C. 31330(b)(2) Commercial Instruments and Maritime Liens; Violation of 31329 49,467
46 U.S.C. 70119(a) Port Security 32,796
46 U.S.C. 70119(b) Port Security - Continuing Violations 58,929
46 U.S.C. 70506 Maritime Drug Law Enforcement; Penalties 5,437
49 U.S.C. 5123(a)(1) Hazardous Materials: Related to Vessels - Maximum Penalty 77,114
49 U.S.C. 5123(a)(2) Hazardous Materials: Related to Vessels - Penalty from Fatalities, Serious Injuries/Illness or Substantial Damage to Property 179,933
49 U.S.C. 5123(a)(3) Hazardous Materials: Related to Vessels - Training. 463

1 Enacted under the Tariff Act of 1930, exempt from inflation adjustments.

33 CFR 27.3
[81 FR 43003, July 1, 2016]