13 CFR 107.410 : Business Credit And Assistance (Parts 1-100 To Parts 501-599) — (Parts 1-100 To Parts 501-599) — Small Business Administration (Parts 1-100 To Parts 148-199) — Small Business Investment Companies (§ 107.20 To § 107.1930) — Changes In Ownership, Control, Or Structure Of Licensee; Transfer Of License (§ 107.400 To § 107.475) — Changes In Control Or Ownership Of Licensee (§ 107.400 To § 107.450) — Changes in Control of Licensee (through change in ownership or otherwise).

4 Aug 2016

(a) Prior approval requirements. You must obtain SBA's prior written approval for any proposed transaction or event that results in Control by any Person(s) not previously approved by SBA.

(b) Fee. A processing fee of $10,000 must accompany any application for approval of one or more transactions or events that will result in a transfer of Control.

13 CFR 107.410