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United States v. Thompson
Factual and Procedural Background
Chadwick Thompson was indicted on fourteen counts related to a drug trafficking conspiracy and pleaded guilty to Count One, conspiracy to distribute and possess with intent to distribute methamphetamine. Due to this being his third felony conviction, he was sentenced as a career offender to 240 months’ imprisonment. He is incarcerated at the Federal Correctional Institution in Texarkana, Texas, having served less than eight years of his twenty-year sentence.
Thompson, aged forty-three, suffers from hypertension and high cholesterol and had a stroke over ten years ago with no lasting effects. On April 13, 2020, he requested compassionate release from the prison warden, citing his health conditions and the COVID-19 pandemic as heightened risks. The warden acknowledged his concerns but denied the request, and the district court subsequently denied Thompson’s motion for compassionate release under 18 U.S.C. § 3582. Thompson appealed the denial.
Legal Issues Presented
- Whether Thompson’s underlying health conditions and the COVID-19 pandemic constitute "extraordinary and compelling reasons" justifying compassionate release under 18 U.S.C. § 3582(c)(1)(A).
- Whether the district court abused its discretion in denying Thompson’s motion for compassionate release.
Arguments of the Parties
Appellant's Arguments
- Thompson argued that his hypertension, high cholesterol, and increased risk of severe COVID-19 symptoms justify compassionate release.
- He also asserted, for the first time on appeal, that he is obese, which he claims increases his risk, though this was not considered by the court.
Appellee's Arguments
- The government contended that even if Thompson’s health issues qualify as extraordinary and compelling reasons, he remains a danger to the community, justifying denial of release.
- The government also implicitly argued that Thompson’s medical conditions are managed and do not substantially diminish his ability to provide self-care.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Theriot v. Par of Jefferson, 185 F.3d 477, 491 (5th Cir. 1999) | Appellate courts may not consider new evidence or facts not before the district court at the time of ruling. | The court declined to consider Thompson’s obesity claim raised for the first time on appeal. |
| 18 U.S.C. § 3582(c)(1)(A) | Allows sentence reduction for "extraordinary and compelling reasons" after considering § 3553(a) factors. | The court affirmed the district court’s denial of compassionate release for lack of extraordinary and compelling reasons. |
| United States v. Rivas, 2020 WL 6437288 (5th Cir. Nov. 2, 2020) | Guidance on interpreting "extraordinary and compelling reasons" under U.S.S.G. § 1B1.13. | Used as a reference for what qualifies as extraordinary and compelling reasons. |
| U.S.S.G. § 1B1.13 cmt. n.1(A)-(D) (2018) | Defines four categories of extraordinary and compelling reasons for sentence reduction. | Applied to assess whether Thompson’s medical conditions qualify as extraordinary and compelling. |
| United States v. Ruffin, 978 F.3d 1000 (6th Cir. 2020) | Discusses circuit split regarding courts’ authority to identify "other reasons" for compassionate release. | The court recognized the split but did not weigh in, concluding Thompson’s case did not present sufficient reasons. |
| United States v. Zukerman, 451 F. Supp. 3d 329 (S.D.N.Y. 2020) | Example of compassionate release granted due to COVID-19 risk and severe health conditions. | Distinguished as involving more severe health conditions and greater sentence served than Thompson’s case. |
| United States v. Pawlowski, 967 F.3d 327 (3d Cir. 2020) | Assumed COVID-19 and underlying conditions could be extraordinary and compelling reasons. | Referenced as part of the broader judicial treatment of COVID-related compassionate release. |
Court's Reasoning and Analysis
The court began by recognizing the general prohibition against modifying sentences once imposed, except under certain statutory exceptions such as compassionate release for "extraordinary and compelling reasons" under 18 U.S.C. § 3582(c)(1)(A). The district court did not find such reasons in Thompson’s case, and this court reviews that decision for abuse of discretion.
The court examined the Sentencing Guidelines commentary, which identifies medical conditions as extraordinary and compelling only if they are terminal or substantially diminish the defendant’s ability to self-care. Thompson’s hypertension and high cholesterol are well-managed with medication, and he suffers no lingering effects from his previous stroke. He does not claim diminished self-care ability.
While recognizing that these conditions increase the risk of severe COVID-19 symptoms, the court noted that such conditions are common in the general population and thus not extraordinary. The court also considered the split among courts regarding whether COVID-related risks alone justify compassionate release and concluded that Thompson’s case did not meet the threshold.
The court further observed that courts granting compassionate release during the pandemic typically did so for defendants with more severe health issues who had served a substantial portion of their sentences. Thompson had served less than half of his term and presented only moderately managed chronic conditions.
Accordingly, the court found no abuse of discretion in the denial of compassionate release.
Holding and Implications
The court AFFIRMED the district court’s denial of Chadwick Thompson’s motion for compassionate release.
The direct effect is that Thompson remains incarcerated under his original sentence. The decision does not establish new legal precedent but reaffirms the requirement that compassionate release demands extraordinary and compelling reasons beyond common, well-managed chronic conditions and less than half sentence served, even in the context of the COVID-19 pandemic.
JERRY E. SMITH, Circuit Judge
Appeal from the United States District Court for the Eastern District of Texas
No. 6:13-CR-23-1 Before JONES, SMITH, and ELROD, Circuit Judges. JERRY E. SMITH, Circuit Judge:
Chadwick Thompson pleaded guilty of conspiracy to distribute and to possess with intent to distribute methamphetamine. The district court denied his request for compassionate release from prison on account of his underlying health issues and the COVID-19 pandemic ("COVID"). We affirm the denial.
I.Thompson was indicted on fourteen counts arising from a drug trafficking conspiracy. He reached an agreement with the government and pleaded guilty to Count One: conspiracy to distribute and to possess with intent to distribute methamphetamine. Because that was Thompson's third felony conviction, the court deemed him a career offender and sentenced him to 240 months' imprisonment. He is an inmate at the Federal Correctional Institution ("FCI") in Texarkana, Texas, where he has served less than eight of his twenty years.
Thompson is forty-three years old, suffers from hypertension and high cholesterol, and had a stroke over ten years ago, from which he suffers no lingering effects. On April 13, 2020, he submitted a request to FCI's warden, seeking compassionate release based on his underlying health conditions and the resulting heightened risk of severe symptoms from COVID. Although the warden acknowledged Thompson's "legitimate concerns and fears about the spread and effects" of COVID, those concerns did not "warrant an early release from [his] sentence." Accordingly, the warden denied the request on May 5. On May 15, Thompson filed a motion for compassionate release in the district court under 18 U.S.C. § 3582; the court denied it about a week later. He appeals that denial.
Thompson also asserts, for the first time on appeal, that he is obese. Although it would not alter our view of the case, because he raises that fact for the first time on appeal, we do not address it. Theriot v. Par. of Jefferson, 185 F.3d 477, 491 n.26 (5th Cir. 1999) ("An appellate court may not consider new evidence furnished for the first time on appeal and may not consider facts which were not before the district court at the time of the challenged ruling.").
II.The general rule is that "court[s] may not modify a term of imprisonment once it has been imposed . . . ." 18 U.S.C. § 3582(c). But that is subject to a few exceptions. Relevant here, if "extraordinary and compelling reasons" justify a reduction, courts appropriately may reduce the sentence "after considering the factors set forth in section 3553(a) . . . ." § 3582(c)(1)(A), (c)(1)(A)(i). The district court did not find any "extraordinary and compelling reasons" warranting compassionate release and therefore did not consider the § 3553(a) factors. We review that determination for abuse of discretion.
The government contends that, even if Thompson's health issues present "an extraordinary or compelling reason for release," the district court still properly denied release, because "he remains a danger to the community." But because we affirm the district court's disposition on the question precedent, we need not address that issue.
See, e.g., United States v. Rivas, No. 20-10360, 2020 WL 6437288, at *2 (5th Cir. Nov. 2, 2020) (per curiam) (unpublished) (citing United States v. Hernandez, 645 F.3d 709, 712 (5th Cir. 2011) (per curiam)).
Although not dispositive, the commentary to the United States Sentencing Guidelines ("U.S.S.G.") § 1B1.13 informs our analysis as to what reasons may be sufficiently "extraordinary and compelling" to merit compassionate release. Rivas, 2020 WL 6437288, at *2. The comments to the U.S.S.G. provide four "extraordinary and compelling reasons" that may justify reducing a prison term: (1) medical conditions, (2) age, (3) family circumstances, and (4) "[o]ther [r]easons." U.S.S.G. § 1B1.13 cmt. n.1(A)-(D) (2018). As relevant here, the comments describe the circumstances in which a "[m]edical [c]ondition" might be sufficiently serious to warrant release. Id. § 1B1.13 cmt. n.1(A). That is limited to two circumstances: where the defendant has either a terminal illness or a condition "that substantially diminishes the ability of the defendant to provide self-care . . . ." Id.
We recognize and opt not to weigh in on the split of authority as to whether this catch-all provision delegates only to the Bureau of Prisons—and not the courts—the task of identifying "other reasons" justifying early release. See United States v. Ruffin, 978 F.3d 1000, 1006-08 (6th Cir. 2020) (describing the circuit split). Even if courts properly can invoke the catch-all provision, Thompson's case does not present sufficiently compelling "other reasons" for release, for the reasons explained below.
Thompson does not assert that his ability to care for himself has diminished, much less "substantially" so. Id. To the contrary, his hypertension and high cholesterol are managed effectively by medication. Moreover, Thompson previously has reported that he suffers no lingering effects from his 2009 stroke.
We acknowledge that Thompson's chronic illnesses place him at a higher risk of severe symptoms, should he contract COVID, is true for a person without these illnesses. Nonetheless, as the district court noted, it is uncertain that he is at a significantly higher risk than is the general inmate population. In fact, nearly half of the adult population in the United States suffers from hypertension. And roughly 12% of Americans suffer from high cholesterol. Thus, we cannot say that either of those conditions makes Thompson's case "extraordinary." Unfortunately, both are commonplace. And we cannot conclude that his increased risk makes either "terminal." See U.S.S.G. § 1B1.13 cmt. n.1(A)(i).
See People with Certain Medical Conditions, CTRS. FOR DISEASE CONTROL AND PREVENTION, https://www.cdc.gov/coronavirus/2019-ncov/need-extra-precautions/people-with-medical-conditions.html?CDC_AA_refVal=https%3A%2F%2Fwww.cdc.gov%2Fcoronavirus%2F2019-ncov%2Fneed-extra-precautions%2Fgroups-at-higher-risk.html (Dec. 1, 2020) (listing underlying medical conditions that pose a higher risk of severe illness from COVID).
DEP'T OF HEALTH AND HUM. SERVS., CTRS. FOR DISEASE CONTROL AND PREVENTION, NAT'L CTR. FOR HEALTH STATS., NCHS DATA BRIEF NO. 364, HYPERTENSION PREVALENCE AMONG ADULTS AGED 18 AND OVER: UNITED STATES, 2017-2018, at 1 (Apr. 2020), https://www.cdc.gov/nchs/data/databriefs/db364-h.pdf.
DEP'T OF HEALTH AND HUM. SERVS., CTRS. FOR DISEASE CONTROL AND PREVENTION, NAT'L CTR. FOR HEALTH STATS., NCHS DATA BRIEF NO. 363, TOTAL AND HIGH-DENSITY LIPOPROTEIN CHOLESTEROL IN ADULTS: UNITED STATES 2015-2018, at 1 (Apr. 2020), https://www.cdc.gov/nchs/data/databriefs/db363-h.pdf.
See Extraordinary, BLACK'S LAW DICTIONARY (11th ed. 2019) ("[b]eyond what is usual, customary, regular, or common").
To the extent that courts may grant compassionate release for "other reasons," see supra note 4, we agree with the district court that none here is sufficient. To be sure, courts around the country, in some exceptional cases, have granted compassionate release where the defendant has demonstrated an increased risk of serious illness if he or she were to contract COVID. E.g., United States v. Zukerman, 451 F. Supp. 3d 329, 336 (S.D.N.Y. 2020). Even where they have denied release, some courts have assumed that the pandemic, combined with underlying conditions, might be an extraordinary and compelling reason for compassionate release. E.g., United States v. Pawlowski, 967 F.3d 327, 330 (3d Cir. 2020). But that is certainly not a unanimous approach to every high-risk inmate with preexisting conditions seeking compassionate release.
See, e.g., United States v. Gipson, 829 F. App'x 780, 781 (9th Cir. 2020) (affirming denial of compassionate release for a defendant with preexisting conditions who had already contracted COVID); United States v. Lambert, 829 F. App'x 117, 117-18 (6th Cir. 2020) (affirming denial of compassionate release for hydrocephalus); United States v. Raymar, No. 4:17-CR-153, 2020 WL 3451855, at *3-4 (E.D. Tex. June 23, 2020) (concluding that a borderline-obese 43-year-old man, suffering from fatty liver disease, bronchitis, and asthma, and who had contracted COVID, did not qualify for early release); United States v. Martinez-Arias, No. 2:11-cr-00598, 2020 WL 5210938, at *3-4 (S.D. Tex. Sept. 1, 2020) (finding no extraordinary circumstances for a 58-year-old inmate suffering from diabetes, hypertension, and high cholesterol).
The courts that granted compassionate release on those bases largely have done so for defendants who had already served the lion's share of their sentences and presented multiple, severe, health concerns. Even where the court denied the motion on grounds other than the lack of "extraordinary and compelling reasons," the defendants' medical conditions oftentimes were more serious than are Thompson's. Fear of COVID doesn't automatically entitle a prisoner to release. Thompson can point to no case in which a court, on account of the pandemic, has granted compassionate release to an otherwise healthy defendant with two, well-controlled, chronic medical conditions and who had completed less than half of his sentence.
See, e.g., Zukerman, 451 F. Supp. 3d at 335-36 (approving home incarceration in light of COVID for an obese 75-year-old man with diabetes and hypertension); United States v. Rodriguez, 451 F. Supp. 3d 392, 394, 405, 407 (E.D. Pa. 2020) (reducing sentence to time served, because of COVID, for an inmate who was 1½ years from release after serving 17 years and suffered from diabetes, hypertension, and liver abnormalities); United States v. Muniz, No. 4:09-CR-0199-1, 2020 WL 1540325, at *2 (S.D. Tex. Mar. 30, 2020) (granting compassionate release for COVID for a defendant who had served over 80% of his reduced sentence and suffered from end stage renal disease, diabetes, and hypertension).
See, e.g., Ruffin, 978 F.3d at 1002, 1008 (describing a defendant's health conditions, which included a blood disorder, heart problems, high blood pressure, high cholesterol, and blood clots, before determining that the district court did not abuse its discretion in balancing the § 3553(a) factors); United States v. Jones, No. 20-3701, 2020 WL 6817488, at *2 (6th Cir. Nov. 20, 2020) (affirming denial on § 3553(a) factors after district court assumed that the defendant, who was over 40, obese, and had had tuberculosis, presented an extraordinary and compelling reason for compassionate release); Pawlowski, 967 F.3d at 328-29, 331 (affirming denial on § 3553(a) factors after the government conceded that the defendant, who had heart disease, COPD, dyspnea, and only one lung, presented extraordinary and compelling reasons for release in light of COVID); United States v. Spencer, No. 20-3721, 2020 WL 5498932, at *1, *3 (6th Cir. Sept. 2, 2020) (unpublished) (affirming a district court's denial on § 3553(a) factors after assuming that the defendant, who was obese and suffered from a heart condition, demonstrated extraordinary and compelling circumstances). --------
AFFIRMED.
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