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People v. Angulo
Factual and Procedural Background
A jury found defendant Raymond Angulo, Jr. guilty of two counts of resisting an officer by force or violence (Pen. Code, § 69, counts 1 & 2), two counts of assault by means likely to produce great bodily injury upon a peace officer (§ 245, subd. (c), counts 3 & 4), and attempting to take a weapon from an officer while resisting arrest (§§ 664, 148, subd. (b), count 6). The jury found true that defendant personally inflicted great bodily injury on an officer as to count 2. In a bifurcated proceeding defendant admitted multiple prior prison terms, two prior strikes, and two prior serious felony convictions. The trial court imposed a determinate term of 12 years eight months and an indeterminate term of 78 years to life. On appeal, defendant contended the trial court erred in denying a Marsden motion without allowing him to state reasons for substitute counsel and that resentencing is required under Senate Bill No. 1393 (SB 1393). The People conceded remand for resentencing under SB 1393; the court affirmed the judgment in all other respects and remanded for resentencing.
Legal Issues Presented
- Whether the trial court committed reversible error by denying defendant's asserted Marsden request without giving him an opportunity to state his reasons for wanting substitute counsel.
- Whether the matter should be remanded for resentencing so the trial court may exercise its discretion under SB 1393 to strike or dismiss prior serious felony conviction enhancements.
Arguments of the Parties
Defendant's Arguments
- He requested substitute counsel at the start of sentencing to investigate ineffective assistance of counsel and to bring a new-trial motion, and the court committed reversible error by failing to conduct a Marsden hearing allowing him to state specific reasons for substitution.
- He argued the denial of a Marsden hearing denied him due process and a fair trial.
- He contended SB 1393 applies retroactively to nonfinal judgments and the matter should be remanded for resentencing so the court may consider striking serious-felony enhancements.
Respondent's Arguments
- The People contended defendant never clearly indicated he wanted substitute counsel, so no Marsden hearing was required.
- The People conceded that SB 1393 applied and that remand for resentencing was necessary.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| People v. Marsden (1970) 2 Cal.3d 118 (Marsden) | Entitlement to court-appointed counsel and circumstances warranting discharge of appointed counsel. | Framed the defendant's claimed right to have counsel discharged; court concluded Marsden protections were not triggered because defendant gave no clear indication he wanted substitute counsel. |
| People v. Earp (1999) 20 Cal.4th 826, 876 | Grounds for discharging counsel: inadequate representation or irreconcilable conflict making ineffective representation likely. | Used to state the standard for when counsel may be discharged. |
| People v. Lucky (1988) 45 Cal.3d 259, 281 (Lucky) | Duty to permit defendant to state reasons for dissatisfaction when defendant moves to discharge counsel. | Applied to explain when a Marsden hearing must be held and that a clear indication by defendant is required. |
| People v. Mendoza (2000) 24 Cal.4th 130, 157 | There must be at least some clear indication by defendant that he wants a substitute attorney. | Relied upon to conclude the record lacked a clear indication defendant sought substitute counsel. |
| People v. Dickey (2005) 35 Cal.4th 884, 918 | Authority recognizing appointment of separate counsel for motion for new trial where IAC allegations pertain to guilt phase. | Cited in a note acknowledging the possibility defendant sought separate counsel to prepare a new-trial motion. |
| People v. Mendoza Tello (1997) 15 Cal.4th 264, 266-267 | Discussion that IAC claims may be raised on appeal though often addressed in habeas proceedings. | Used to note IAC claims can be raised on appeal. |
| People v. Ledesma (2006) 39 Cal.4th 641, 745-746 | Further authority that IAC claims may be presented on appeal. | Supported the court's observation that IAC may be raised on appeal. |
| People v. Vera (2004) 122 Cal.App.4th 970, 981-982 | Defendant may abandon complaints about counsel by not accepting an invitation to present them later. | Applied to find defendant abandoned any request for substitute counsel by not pursuing the issue after the court's clarification. |
| People v. Jones (2012) 210 Cal.App.4th 355, 362 | Failure to bring a Marsden motion to the trial court's attention can constitute abandonment. | Used to support the conclusion that defendant abandoned any Marsden claim by not raising it again in court. |
| People v. Superior Court (Romero) (1996) 13 Cal.4th 497 (Romero) | Referenced in connection with trial court's consideration of a Romero motion to strike prior strike convictions. | Cited to identify the motion the trial court addressed during sentencing proceedings. |
| People v. Garcia (2018) 28 Cal.App.5th 961, 971 | Discussion of SB 1393's amendment allowing courts discretion to strike or dismiss prior serious felony enhancements. | Relied upon to support remand for resentencing under SB 1393. |
Court's Reasoning and Analysis
The court analyzed defendant's statements at the outset of sentencing and determined they were framed as a request to "put a motion in for new trial" based on ineffective assistance of counsel, not as a clear request to discharge trial counsel. The court explained appellate rights and the appointment of appellate counsel; defendant's responses ("Okay," "Right") and his failure to correct the court's understanding signaled he did not seek substitute trial counsel. The court noted defendant had previously made a pretrial Marsden motion and thus was familiar with the procedure. The court found alternative readings of defendant's remarks (e.g., seeking appointment of counsel on appeal or separate counsel to prepare a new-trial motion) plausible and that defendant abandoned any Marsden claim by not pursuing it during sentencing or after the court declined to treat his remarks as a Marsden motion. The court rejected defendant's speculation about what he might have said at a Marsden hearing and concluded the record does not show a clear indication that he wanted substitute counsel; therefore no Marsden hearing was required and no due process violation occurred. Separately, the court concluded SB 1393, effective January 1, 2019, permits remand so the trial court may exercise discretion to strike prior serious-felony enhancements; the People conceded and the court ordered remand. The court also observed possible double-counting of prison priors and serious-felony enhancements in the original sentencing, suggesting the resentencing hearing should address these issues.
Holding and Implications
The judgment is affirmed in all respects except that the matter is remanded for resentencing.
Implications: The trial court's denial of a Marsden hearing was upheld because the record did not show a clear request for substitute counsel or that the defendant persisted in such a request; defendant's claim of denial of due process was rejected. The case is remanded for resentencing so the trial court may consider, under SB 1393, whether to strike or dismiss the prior serious-felony enhancements; the court also should address potential double-counting of priors noted by the appellate opinion. No broader precedent beyond application of existing authorities was announced.
McKINSTER Acting P. J.
NOT TO BE PUBLISHED IN OFFICIAL REPORTSCalifornia Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. (Super.Ct.No. RIF1508081) OPINION APPEAL from the Superior Court of Riverside County. Thomas E. Kelly, Judge. (Retired judge of the Santa Cruz Super. Ct. assigned by the Chief Justice pursuant to art. VI, § 6 of the Cal. Const.) Affirmed with directions. David P. Lampkin, under appointment by the Court of Appeal, for Defendant and Appellant. Xavier Becerra, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Minh U. Le, Deputy Attorneys General, for Plaintiff and Respondent.
A jury found defendant and appellant Raymond Angulo, Jr., guilty of two counts of resisting an officer by force or violence (Pen. Code, § 69, counts 1 & 2), two counts of assault by means likely to produce great bodily injury upon a peace officer (§ 245, subd. (c), counts 3 & 4), and attempting to take a weapon from an officer while resisting arrest (§§ 664, 148, subd. (b), count 6). As to count 2, the jury found true the allegation that defendant personally inflicted great bodily injury upon an officer. (§§ 12022.7, subd. (a), 1192.7, subd. (c)(8).) In a bifurcated hearing, defendant admitted the allegations that he had served six prior prison terms (§ 667.5, subd. (b)), had two prior strike convictions (§§ 667, subds. (c) & (e)(2)(A), 1170.12, subd. (c)(2)(a)), and had two prior serious felony convictions (§ 667, subd. (a)). A trial court sentenced him to the determinate term of 12 years eight months and the indeterminate term of 78 years to life.
All further statutory references will be to the Penal Code, unless otherwise noted.
On appeal, defendant claims the trial court committed reversible error in denying his Marsden motion without giving him an opportunity to state his reasons for wanting substitute counsel. He also contends the matter should be remanded for resentencing pursuant to Senate Bill No. 1393 (2017-2018 Reg. Sess.) (SB 1393). We agree that the matter should be remanded for resentencing. In all other respects, we affirm the judgment.
People v. Marsden (1970) 2 Cal.3d 118 (Marsden).
FACTUAL BACKGROUND
Because the facts of the case are not relevant to the issue on appeal, we will only give a brief statement of the facts.
The police received a call regarding a man looking into a residence and trying to enter it. An officer arrived at the scene and saw defendant, who matched the description. He talked to defendant and found out he was on parole. Another officer arrived, and the two officers approached defendant together. They asked him to stand up, turn around, and put his hands behind his back. Defendant initially complied, but then suddenly pulled away and started running. He reached a gate that was closed, so he turned around, rushed toward one of the officers, and punched and kicked him. The other officer used his taser gun on defendant, but it was ineffective, so he tried to physically restrain defendant to gain compliance. Defendant actively fought the officers. A third officer responded to the scene and joined the other officers in trying to restrain him. Defendant continued to resist. The third officer drew his taser gun, but by then, defendant was on the ground and had stopped moving. A few seconds later, more officers arrive and handcuffed him.
Videos of the altercation were recorded by the officers' dash cameras. The videos were played for the jury at trial.
ANALYSIS I. Defendant Did Not Clearly Indicate That He Wanted to Discharge His Attorney and Substitute Another AttorneyDefendant claims he requested substitute counsel at the beginning of the sentencing hearing. He contends he informed the trial court that he wanted new counsel to investigate claims of ineffective assistance of counsel (IAC) to support a motion for new trial. He argues that the court committed reversible error when it failed to hold a Marsden hearing to give him the opportunity to state the specific reasons for wanting substitute counsel. He further claims that the court's denial of his Marsden motion denied him due process and a fair trial. The People contend that defendant never indicated he wanted substitute counsel; thus, no Marsden hearing was needed. We agree with the People.
A. Relevant Background
At the outset of the sentencing hearing, defense counsel informed the court that defendant wished to address it immediately. Defendant then stated, "Yes, your Honor. I would like, um, to um, if it's possible, to put a motion in for new trial, and it would be for ineffective counseling." The court responded, "Okay. Let me respond to that first by reading your right to appeal because that's the appropriate place to do this, and we can get transcripts to document your argument." The court proceeded to explain his rights on appeal, including that, if he was unable to hire an attorney, the appellate court would appoint counsel to represent him at no cost. Defendant replied, "Yes, sir. I would . . . need, um, counseling because the ineffective assistance of counseling would be—." The court interjected, "Well, that's one of the bases you can bring up." Defendant said, "Okay." The court told him that all his review rights were reserved as long as he filed a timely notice of appeal, and that he had 60 days to do so, to which defendant said, "Right." The court then proceeded with the sentencing hearing and heard statements on defendant's behalf.
At the end of the statements, defendant raised his hand and said, "May I speak before the sentencing here?" The court noted that it still had to hear his Romero motion. Nonetheless, defendant proceeded to speak. He apologized to the court for his behavior. He also apologized to his mother and everyone his actions affected, and he asked for forgiveness. Defendant then mentioned the videos in the case and said, "[O]n the video's part, that's—that's the part I wanted to—to, um, for the motion, was the videos, if I would have seen them all . . . it would have been a fair opportunity to have seen them all, so—." The court responded, "All right. I took your—your first comments, wanting to appeal, in probably 95 percent of the cases where there is a conviction, they want to appeal, and that's why I read you those rights . . . . So, I did not take this as a Marsden motion, but it was basically wanting to appeal the judgment, so you have that right. [¶] You want to go to Romero then?"
People v. Superior Court (Romero) (1996) 13 Cal.4th 497 (Romero).
The court proceeded to address the Romero motion. It heard argument from counsel and engaged defendant in a dialog concerning his past, as well as his conduct in the current incident. The court denied the Romero motion and went on to sentence defendant. At the close of the proceedings, defendant asked the court if he could respond to the comments the court made about the sadness of this case. Defendant tried to justify some of his past convictions and added that there were no weapons used in the instant case.
B. Defendant Did Not Request Substitute Counsel
Defendant claims that when he told the court he wanted "to put a motion in for new trial, and it would be for ineffective counseling," this request "was obviously a Marsden motion." We disagree with defendant's characterization of his request.
"[C]riminal defendants are entitled under the Constitution to the assistance of court-appointed counsel if they are unable to employ private counsel." (Marsden, supra, 2 Cal.3d at p. 123.) "A defendant is entitled to have appointed counsel discharged upon a showing that counsel ' " 'is not providing adequate representation' " ' or that counsel and defendant ' " 'have become embroiled in such an irreconcilable conflict that ineffective representation is likely to result.' " ' " (People v. Earp (1999) 20 Cal.4th 826, 876.) A trial court has a "duty to permit a defendant to state his reasons for dissatisfaction with his attorney arises when the defendant in some manner moves to discharge his current counsel." (People v. Lucky (1988) 45 Cal.3d 259, 281 (Lucky).) "Although no formal motion is necessary, there must be 'at least some clear indication by defendant that he wants a substitute attorney.' " (People v. Mendoza (2000) 24 Cal.4th 130, 157, italics added; see Lucky, at p. 281, fn. 8.)
The record in this case does not reveal a clear indication by defendant that he wanted to substitute his attorney. He informed the court that he wanted "to put a motion in for new trial" for ineffective counseling. Thus, it appears he framed the matter as a motion for new trial. He did not mention anything about discharging his current counsel or wanting substitute counsel. The court apparently understood his request as stating that he wanted to appeal the judgment. Thus, it explained his rights on appeal. Subsequently, the court clarified that it did not understand defendant's request to be a Marsden motion. We note that defendant was familiar with Marsden motions, since he made a pretrial Marsden motion in this case and was properly heard by the court. Significantly, defendant did not correct the court's understanding of his request. Rather, he responded with "[o]kay," and "[r]ight," when the court told him he could raise IAC on appeal, and that he had 60 days to file.
Although not entirely clear, defendant could have been moving for the appointment of separate counsel for the purposes of preparing a motion for a new trial. (See People v. Dickey (2005) 35 Cal.4th 884, 918 [the defendant moved for the appointment of separate counsel to represent him in the preparation of a motion for new trial with likely allegations that counsel acted incompetently in the guilt phase].)
Defendant asserts that the court "presumably knew" that if he wanted to present an IAC claim, "appeal was probably not the best way to do it." While IAC claims are more appropriately decided in a habeas corpus proceeding, parties do raise IAC claims on appeal. (See People v. Mendoza Tello (1997) 15 Cal.4th 264, 266-267; People v. Ledesma (2006) 39 Cal.4th 641, 745-746.) --------
Defendant points to the statement where he said, "Yes, sir. I would . . . need, um, counseling because the ineffective assistance of counsel would be—" The court interjected with the following: "Well, that's one of the bases you can bring up." When read in context, defendant indicated he would need counseling in response to the court's explanation of his rights on appeal, including that the appellate court would appoint counsel to represent him if he was unable to hire an attorney. Thus, contrary to defendant's claim that his response could only be understood as a request for substitute counsel, it could reasonably be read as a request to have an attorney appointed on appeal to counsel him.
Even if we assume defendant's initial remark constituted a request to substitute his present counsel, his subsequent conduct indicated that he abandoned any such request. (See People v. Vera (2004) 122 Cal.App.4th 970, 981-982 [a court found that the defendant abandoned his unstated complaints about his counsel by not accepting its invitation to present them at a later hearing].) When the court told defendant it did not understand his request to be a Marsden motion, and then asked if he wanted to proceed to the Romero motion, defendant did not object. Trial counsel continued to represent him through the penalty phase, without incident. Thus, it does not appear that defendant believed his counsel was providing inadequate representation.
We further note that defendant asked to speak before he was sentenced, and then simply apologized to the court and others for his conduct. After he was sentenced, he again asked to speak and proceeded to justify his past crimes and inform the court that he did not use weapons in the current case. Therefore, defendant had ample opportunity to ask for substitute counsel again, or at least attempt to explain why he wanted his counsel discharged. However, he did not raise any Marsden issue. Such conduct indicates that he abandoned any alleged claim. (See People v. Jones (2012) 210 Cal.App.4th 355, 362 [court found the defendant had the duty to bring his Marsden motion to the trial court's attention in court, after having previously filed a handwritten motion; his failure to do so constituted abandonment of his claim].)
Defendant finally argues that the court's error in failing to hold a Marsden hearing cannot be considered harmless "because the record does not show what [he] would have said if given the opportunity." He then proceeds to raise several potential reasons he could have been dissatisfied with counsel. He asserts that "the reasonable inference [from the record] is that his reasons concerned counsel's advice about great bodily injury, force likely to produce great bodily injury, and the legal significance of the uncontested video evidence." He cites his comment to the court about the videos and states that the comment "might have meant that, before the trial, he did not understand the legal significance of what he was seeing." He also contemplates the reasons for his rejection of a 15-year offer on the first day of trial and asserts that "[t]he question arises whether counsel provided [him] correct advise about [great bodily injury] and force likely." Defendant's argument is pure speculation.
We conclude the record does not reveal a clear indication by defendant that he wanted to substitute his attorney. Contrary to his characterization of what occurred below, the court did not deny his Marsden motion without allowing him to state his reasons for wanting new counsel, and he has not shown he was denied due process or a fair trial. Therefore, reversal on these grounds is not required.
II. The Matter Should be Remanded for ResentencingDefendant admitted two prior serious felony convictions (§ 667, subd. (a)), and the court imposed five years on each of those enhancements. He now contends that the matter should be remanded for resentencing for the court to exercise its discretion pursuant to SB 1393. The People concede, and we agree.
A. Sentencing
The court sentenced defendant on January 29, 2018. As to the determinate sentence, the court named count 1 as the principal count and imposed three years, doubled pursuant to the strike; count 6 was the subordinate term, and the court imposed four months, doubled pursuant to the strike, or eight months. The court then imposed one year each on the six prison priors. (§ 667.5, subd. (b).) As to the indeterminate component, the court imposed 25 years to life on count 2, plus five years on each of the two serious prior felony conviction enhancements (§ 667, subd. (a)), and one year each on four of the prison priors (§ 667.5, subd. (b)), for 25 years to life plus 14 years. The court similarly imposed 25 years to life, "plus the 5 plus 5 plus 4 or 14" on both counts 3 and 4, but it stayed the entire sentence on count 3, pursuant to section 654. Therefore, the court pronounced the total sentence as 12 years eight months on the determinate component and 78 years to life on the indeterminate component.
B. The Matter Should Be Remanded
On September 30, 2018, the Governor signed SB 1393 which, effective January 1, 2019, amended sections 667, subdivision (a), and 1385, subdivision (b), to allow a court to exercise its discretion to strike or dismiss a prior serious felony conviction for sentencing purposes. (Stats. 2018, ch. 1013, §§ 1-2.) (People v. Garcia (2018) 28 Cal.App.5th 961, 971.) Defendant contends SB 1393 applies retroactively to all cases or judgments of conviction in which a five-year term was imposed at sentencing, based on a prior serious felony conviction, provided the judgment of conviction was not final when SB 1393 became effective on January 1, 2019. Thus, the matter should be remanded to the trial court to allow it to exercise its discretion to dismiss his prior serious felony enhancement, pursuant to SB 1393. The People concede, and we agree, that SB 1393 applies here and that remand is necessary.
However, we observe that, in sentencing defendant, the trial may have double-counted the prison priors with respect to the determinate sentence and the indeterminate sentence. It also appears that the court imposed the prior serious felony conviction enhancements on the indeterminate terms and doubled-counted them, as well. In other words, it appears that the court sentenced defendant to more years than it should have.
DISPOSITIONThe matter is remanded to the trial court for resentencing in accordance with the views expressed in this opinion. In all other respects, the judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
McKINSTER
Acting P. J. We concur: MILLER
J. RAPHAEL
J.
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