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State v. Torres (In re Torres)

Court of Appeals of Washington, Division 3.
Apr 13, 2017
Smart Summary (Beta)

Factual and Procedural Background

Mario Torres was charged with one count of witness tampering under RCW 9A.72.120(1)(c) after statements and events arising from the death of his younger child, N.B. (born 2012). On December 22, 2014, N.B. was left in Mr. Torres's care; N.B. was later found unresponsive, received medical care, and died days later. Mr. Torres's older child, M.T. (born 2003), provided information in a forensic interview indicating inconsistent accounts and that Mr. Torres had encouraged M.T. to "make up lies." Mr. Torres admitted to police that he had discussed with M.T. how M.T. should speak to police; he denied injuring N.B. After pretrial proceedings and a continuance of a CrR 3.5 hearing, Mr. Torres entered an Alford plea on February 25, 2015. At sentencing the trial court imposed a five-year no-contact order between Mr. Torres and M.T. (allowing only screened written mail), a six-month jail sentence, and $1,960 in legal financial obligations. On appeal the court affirms the conviction but remands for reconsideration of the no-contact order and for an individualized inquiry into discretionary LFOs. The opinion also resolves a personal restraint petition raising plea withdrawal, ineffective assistance of counsel, and illegal search claims.

Legal Issues Presented

  1. Whether the trial court abused its discretion by imposing a five-year no-contact order between Mr. Torres and his child without adequately considering Mr. Torres's fundamental right to parent his child and without explaining why the order was reasonably necessary.
  2. Whether the trial court failed to conduct an individualized inquiry into Mr. Torres's ability to pay discretionary legal financial obligations as required by State v. Blazina.
  3. Whether Mr. Torres is entitled to relief on his personal restraint petition grounds: (a) withdrawing his plea based on newly discovered evidence (recantation); (b) ineffective assistance of counsel (conflict of interest, failure to investigate, failure to seek suppression); and (c) an alleged illegal search and seizure.

Arguments of the Parties

Appellant / Petitioner (Mario Torres)

  • At sentencing, defense counsel urged the court not to impose a no-contact order, citing Mr. Torres's active role in his son's life.
  • In the personal restraint petition Mr. Torres sought to withdraw his plea based on his recantation of a prior statement and raised three ineffective-assistance claims (conflict of interest, failure to investigate, failure to seek suppression) and alleged an illegal search and seizure.
  • On appeal, Mr. Torres requested that appellate costs not be awarded to the State if it substantially prevailed.

Respondent (State of Washington)

  • At sentencing, the State requested a six-month no-contact order between Mr. Torres and his son, subject to renewal.
  • On appeal the State suggested the appellate court could infer reasons for the trial court's longer no-contact order from the record.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966) Advisement of Miranda rights Noted that Mr. Torres was advised of his Miranda rights before speaking to police.
North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970) Alford plea concept Used to describe the type of plea Mr. Torres entered.
State v. Warren, 165 Wash.2d 17, 195 P.3d 940 (2008) Authority for RCW 9.94A.505(9) permitting crime-related prohibitions as sentencing conditions Supported that sentencing courts may impose crime-related prohibitions as conditions of sentence.
In re Pers. Restraint of Rainey, 168 Wash.2d 367, 229 P.3d 686 (2010) Requirement that conditions interfering with fundamental rights be "sensitively imposed" and reasonably necessary Established the standard requiring consideration of fundamental parental rights and necessity; court found trial court failed to apply this analysis.
State v. Lord, 161 Wash.2d 276, 165 P.3d 1251 (2007) Review for abuse of discretion standard Referenced that imposition of sentencing conditions is reviewed for abuse of discretion; error occurs if wrong legal standard used.
State v. Howard, 182 Wash.App. 91, 328 P.3d 969 (2014) Application of Rainey principles to no-contact orders Supported conclusion that imposing such orders without required analysis is error.
State v. Ancira, 107 Wash.App. 650, 27 P.3d 1246 (2001) Consideration of less restrictive alternatives (e.g., supervised visitation); sentencing not ideal forum for parenting issues Provided example of alternatives and noted juvenile/family courts are better suited to custody/contact matters; cited as guidance for remand.
State v. Blazina, 182 Wash.2d 827, 344 P.3d 680 (2015) Requirement for individualized inquiry before imposing discretionary LFOs Court remanded for individualized inquiry into Mr. Torres's ability to pay discretionary LFOs.
In re Pers. Restraint of Clements, 125 Wash.App. 634, 106 P.3d 244 (2005) Recantation is generally not grounds for relief on that basis alone Applied to reject Mr. Torres's motion to vacate his plea based on recantation/newly discovered evidence.
State v. Thomas, 109 Wash.2d 222, 743 P.2d 816 (1987) Two-part test for ineffective assistance of counsel (deficient performance and prejudice) Used to state the legal standard; court found Mr. Torres failed to meet the burden.
In re Pers. Restraint of Stenson, 142 Wash.2d 710, 16 P.3d 1 (2001) Distinguishing strategic disagreements from true conflicts of interest Applied to conclude Mr. Torres's complaints were strategic disagreements, not a conflict of loyalty.
In re Pers. Restraint of Rice, 118 Wash.2d 876, 828 P.2d 1086 (1992) Requirement to present facts to show counsel failed to investigate witnesses Applied to find insufficient facts to review the claim that counsel failed to investigate.
State v. McFarland, 73 Wash.App. 57, 867 P.2d 660 (1994) Strategic choice to plead rather than pursue suppression hearings can be reasonable Supported conclusion that entering a plea instead of pursuing suppression was a strategic decision.
In re Pers. Restraint of Yates, 177 Wash.2d 1, 296 P.3d 872 (2013) Petitioner's burden to show facts supporting an illegal search claim in a PRP Applied to reject the illegal search and seizure allegation for lack of supporting factual showing.

Court's Reasoning and Analysis

The court began by identifying the governing statutory and case-law framework: RCW 9.94A.505(9) permits crime-related sentencing conditions, but conditions that interfere with fundamental rights—here, the parent-child relationship—must be "sensitively imposed" and reasonably necessary (citing Warren and Rainey). Although the imposition of sentencing conditions is reviewed for abuse of discretion, the court emphasized that discretion is abused where the trial court uses the wrong legal standard.

The court found error because the trial court imposed a five-year no-contact order without acknowledging Mr. Torres's fundamental right to parent, and without explaining why a prohibition on all personal contact for five years was reasonably necessary to further the State's interests. The appellate panel rejected the State's argument that the reasons could be inferred from the record, describing the record as "scant" and noting the trial judge did not explain why he imposed an order ten times longer than the State requested. The panel concluded the balancing required by precedent is fact-intensive and must be performed by the trial court in the first instance.

The court therefore remanded for reconsideration, instructing the trial court to first determine whether a no-contact order remains reasonably necessary to protect M.T.; if so, to narrowly tailor the order in scope and duration; to consider less restrictive alternatives (e.g., supervised visitation); to recognize that necessity may change over time and thus consider modifying scope over time; and to consider the legislative context (RCW 26.50.060(2)) limiting parent-child no-contact orders to one year absent renewal. The court also remanded for an individualized inquiry into discretionary LFOs under Blazina.

As to the personal restraint petition, the court rejected the plea-withdrawal claim based on recantation (citing Clements), found the ineffective assistance claims unproven due to insufficient record support or strategic choice (citing Thomas, Stenson, Rice, McFarland), and rejected the illegal search allegation for failure to allege supporting facts (citing Yates). The panel granted Mr. Torres's request that appellate costs not be awarded to the State because he substantially prevailed on issues in his direct appeal.

Holding and Implications

Holding: Mr. Torres's conviction is affirmed, but the matter is remanded for reconsideration of the no-contact order between Mr. Torres and M.T. and for an individualized inquiry into discretionary legal financial obligations.

Implications: The remand requires the trial court to apply the sensitive-balancing analysis required by Rainey and related authority when a sentencing condition interferes with a fundamental parental right—first determining necessity, then narrowly tailoring scope and duration and considering less restrictive alternatives and potential changes over time. The court also directs compliance with Blazina regarding individualized LFO inquiry. The panel limited publication of the opinion, indicating that only the portion printed has precedential weight and that the remainder has no precedential value pursuant to RCW 2.06.040.

Show all summary ...

Pennell, J.

Marie Jean Trombley, Attorney at Law, P.O. Box 829, Graham, WA, 98338-0829, for Appellant.

Mario Torres (Appearing Pro Se), 807 West 5th Street, Grandview, WA, 98930, for Petitioner.

Andrew Kelvin Miller, Terry Jay Bloor, Emily Kay Sullivan, Brittnie Elizabeth Roehm, Benton County Prosecutors Office, 7122 W. Okanogan Pl., Bldg. A, Kennewick, WA, 99336-2359, for Respondent.

Pennell, J.¶1 Mario Torres was convicted of a witness tampering charge involving his minor son. At sentencing, the trial court imposed a five-year no-contact order between Mr. Torres and his son. Because the no-contact order was imposed without adequate consideration of Mr. Torres's fundamental right to parent his son, we remand for reconsideration.

FACTS

¶2 Mario Torres is the father of M.T. (born 2003) and N.B. (born 2012). N.B. had been living with his mother, but on the morning of December 22, 2014, he was left in Mr. Torres's care while N.B.'s mother went shopping. M.T. was also with Mr. Torres at the time. On December 23, N.B.'s mother and grandmother took him to receive medical care after he was found unresponsive. N.B. died a few days later. A preliminary investigation of N.B.'s injuries suggested his death was a homicide.

¶3 Part of law enforcement's investigation into N.B.'s death involved a forensic interview of M.T. M.T. originally told the interviewer that N.B. was responsive while in Mr. Torres was caring for N.B. and N.B. started loudly crying. Mr. Torres later told M.T. he had accidentally stepped on N.B.'s leg causing him to fall and strike the bedpost. M.T. never saw N.B. get up again after this. M.T. told the interviewer that both his parents approached him at his grandmother's home earlier that day and told him to make up a story about N.B. eating Chicken McNuggets, and not mention that N.B. had bumped his head. Mr. Torres allegedly told M.T. to "make up lies." Id.

¶4 The police talked to Mr. Torres the day after M.T's interview. After being advised of his Miranda rights, Mr. Torres denied injuring N.B. but admitted N.B. fell and struck his head on a bedpost. Mr. Torres also admitted he did not want M.T. to talk to the police and had a private conversation with him to outline what M.T. would say. Mr. Torres claimed he told M.T. to tell the truth and say Mr. Torres did not cause the injuries to N.B. He did not offer any specific details on what M.T. was told.

Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).

¶5 The State charged Mr. Torres with one count of witness tampering under RCW 9A.72.120(1)(c). The case progressed toward trial and a CrR 3.5 hearing was set for February 11, 2015. The hearing was not held, but the parties stipulated to a continuance on February 11 that pushed the CrR 3.5 hearing to February 25 the trial date out to late March. Mr. Torres ultimately entered an Alford plea on February 25. His case then proceeded directly to sentencing.

North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970).

¶6 During the sentencing colloquy, counsel for the State requested a six-month no-contact order between Mr. Torres and his son, which would be subject to renewal. Defense counsel asked the court not to impose a no-contact order, citing the active role Mr. Torres played in his son's life. The court ultimately imposed a five-year no-contact order, prohibiting Mr. Torres from all contact with M.T. except by written mail that first must be screened by M.T.'s mother. Mr. Torres also received a sentence of six months and $1,960 in legal financial obligations (LFOs).

Specifically, the trial court imposed a $500 victim assessment, $860 in court costs, a $500 fine, and a $100 deoxyribonucleic acid (DNA) collection fee.

ANALYSIS

¶7 RCW 9.94A.505(9) authorizes a trial court to impose crime related prohibitions as sentencing conditions. State v. Warren, 165 Wash.2d 17, 32, 195 P.3d 940 (2008). Conditions interfering with fundamental rights, such as the right to a parent-child relationship, must be "sensitively imposed" so they are "reasonably necessary to accomplish the essential needs of the State and public order." In re Pers. Restraint of Rainey, 168 Wash.2d 367, 374, 229 P.3d 686 (2010) (internal quotation marks omitted) (quoting Warren, 165 Wash.2d at 32, 195 P.3d 940 ). Although we review a trial court's decision to impose sentencing conditions for abuse of discretion, discretion is abused if the trial court employs the wrong legal standard. Rainey, 168 Wash.2d at 374-75, 229 P.3d 686 ; see also State v . Lord, 161 Wash.2d 276, 283-84, 165 P.3d 1251 (2007).

The Warren court cites to the former RCW 9.94A.505(8) (2001), but the relevant provision has been recodified as RCW 9.94A.505(9) ( Laws of 2015, ch. 81, § 1).
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¶8 At sentencing, the trial court imposed a five-year no-contact order, prohibiting almost all contact between Mr. Torres and his son. In so doing, the court failed to acknowledge Mr. Torres's fundamental right to parent his child or explain why a five-year prohibition on all personal contact was reasonably necessary to further the State's interests. This was error, even under the deferential abuse of discretion standard. Rainey, 168 Wash.2d at 374-75, 229 P.3d 686 ; State v . Howard, 182 Wash.App. 91, 100-01, 328 P.3d 969 (2014). While the trial court certainly can impose a no-contact order to and child. Rainey, 168 Wash.2d at 378, 229 P.3d 686.

¶9 The State suggests we can infer the reasons for the court's no-contact order from the record. We disagree. The record before us is scant. The trial judge did not explain why he decided to impose a no-contact order that was 10 times longer than what was requested by the State. We are unable to discern the court's likely reasoning from the limited information presented. It is the trial court's duty to balance the competing interests impacted by a no-contact order. This is a fact intensive exercise that must, at first instance, be done in the trial court, not the appellate court.

¶10 Because the trial court's decision to impose a no-contact order was not guided by the analysis required by our case law, we remand for reconsideration of the no-contact order. On remand, the trial court shall first address whether a no-contact order remains reasonably necessary in light of the State's interests in protecting M.T. from harm. If it is, then the court shall endeavor to narrowly tailor the order, both in terms of scope and duration. When it comes to the order's scope, the court shall consider less restrictive alternatives, such as supervised visitation, prior to restricting all personal contact between Mr. Torres and his child. See, e.g., State v . Ancira, 107 Wash.App. 650, 654-55, 27 P.3d 1246 (2001). In addition, the court's order should recognize that "what is reasonably necessary to protect the State's interests may change over time." Rainey, 168 Wash.2d at 381, 229 P.3d 686. Accordingly, the court shall consider whether the scope of the no-contact order should change over time. The court shall also reconsider whether the ultimate length of the no-contact order remains appropriate.

¶11 On remand, the trial court should keep in mind that a sentencing proceeding is not the ideal forum for addressing parenting issues. Ancira, 107 Wash.App. at 655, 27 P.3d 1246. Our juvenile and family courts are better equipped to resolve custody questions, including whether restrictions should be placed on parent-child contact. See chs. 13.34, 26.09, 26.10, 26.26 RCW. Outside the context of the procedural protections provided in dependency and child custody cases, our legislature has directed that a parent-child no-contact order should not last longer than one year, unless specifically renewed. RCW 26.50.060(2). This legislative context should be taken into account when determining the necessity of a no-contact order on remand.

¶12 The panel has determined that only the foregoing portion of this opinion will be printed in the Washington Appellate Reports and that the remainder having no precedential value shall be filed for public record pursuant to RCW 2.06.040. It is so ordered.

LFOs

¶13 Mr. Torres's final argument on direct appeal is that the trial court failed to conduct an individualized inquiry prior to imposing LFOs. No objection was raised in the trial court. Nevertheless, because we are remanding this matter for reconsideration of the no-contact order, we also remand for an individualized inquiry into whether Mr. Torres has the ability to pay discretionary LFOs as contemplated by State v . Blazina, 182 Wash.2d 827, 344 P.3d 680 (2015).

PERSONAL RESTRAINT PETITION

Motion to vacate plea

¶14 In his personal restraint petition, Mr. Torres moves to withdraw his guilty plea on the basis of newly discovered evidence. The "new evidence" is Mr. Torres's recantation of his own prior statement. This is not the type of evidence that warrants relief. See CrR 7.8(b)(2). Mr. Torres knew, at the time of his plea, whether his statement prior to arrest was voluntary and truthful. He had all the information necessary to decide whether to challenge his statement or proceed with his plea. He chose the latter. While Mr. Torres may now regret his decision, that is not a basis for upending his plea. In re Pers. Restraint of Clements, 125 Wash.App. 634, 645-46, 106 P.3d 244 (2005).

Ineffective assistance of counsel

¶15 Mr. Torres makes three claims of ineffective assistance of counsel: (1) his attorney labored under a conflict of interest, (2) failure to investigate the case, and (3) failure to seek suppression of Mr. Torres's statement to law enforcement. To establish ineffective assistance of counsel, a defendant must show that counsel's (1) performance was deficient, and (2) the errors were serious enough to prejudice the defendant. State v. Thomas, 109 Wash.2d 222, 225-26, 743 P.2d 816 (1987). Mr. Torres has not met this burden.

¶16 The record is insufficient to permit review of Mr. Torres's first two claims. The criticisms that Mr. Torres lodges against his trial attorney have to do with disagreements as to case strategy, not a conflict in counsel's duty of loyalty. In re Pers. Restraint of Stenson, 142 Wash.2d 710, 722, 16 P.3d 1 (2001). With respect to counsel's investigation, Mr. Torres has not submitted sufficient facts to demonstrate that counsel failed to talk to various witnesses. In re Pers. Restraint of Rice, 118 Wash.2d 876, 885-86, 828 P.2d 1086 (1992).

¶17 As to the final argument, the record confirms that trial counsel did originally plan to challenge Mr. Torres's statement to police. Defense counsel twice scheduled a CrR 3.5 hearing, but ultimately the hearing was canceled to permit entry of Mr. Torres's plea. Successfully challenging a pretrial statement on the basis of police coercion is a difficult task. Mr. Torres cannot show that the decision to enter a plea in lieu of proceeding with the suppression hearing was not strategic. State v . McFarland, 73 Wash.App. 57, 71, 867 P.2d 660 (1994).

Allegation of illegal search and seizure

¶18 The final argument raised in Mr. Torres's personal restraint petition pertains to an alleged illegal search. Mr. Torres has the burden to show facts supporting his allegation in his petition. See In re Pers. Restraint of Yates, 177 Wash.2d 1, 17-18, 296 P.3d 872 (2013). He has not done so. We therefore reject his arguments.

APPELLATE COSTS

¶19 In his opening brief, Mr. Torres requests that we not award costs to the State, in the event it substantially prevails on appeal. He has also filed a motion to extend time to file a continued indigency report. The motion to extend time is denied as moot. We grant the request to not award costs regardless of indigency, as Mr. Torres has substantially prevailed on the issues raised in his direct appeal.

CONCLUSION

¶20 Mr. Torres's conviction is affirmed. This matter is remanded for reconsideration of the no-contact order between Mr. Torres and M.T. and the imposition of discretionary LFOs.

WE CONCUR:

Lawrence-Berrey, A.C.J.

Siddoway, J.