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People v. McIntyre

Criminal Court, Bronx County.
Jul 12, 2000

Bronx Defenders Office (Jenny Kronenfeld of counsel), for defendant. Robert T. Johnson, District Attorney of Bronx County (Nadia Chanza of counsel), for plaintiff.

OPINION OF THE COURT

JUDITH LIEB, J. The issue before the court is whether a complaint charging the defendant with the misdemeanor of criminal possession of a controlled substance, which contains an allegation that a police officer established that the substance possessed by the defendant was cocaine by means of a field test but not a laboratory chemical analysis, was converted into an information by the filing of a report of the field test results. The defendant moves pursuant to CPL 30.30 for dismissal of the complaint. In support, he argues that the People did not convert the complaint into an information within the allowable CPL 30.30 time, because, as contended by the defendant, conversion could only be effected upon the filing of a laboratory chemical analysis report, which occurred after the CPL 30.30 time had run. The People assert that by filing a report of the field test results before the CPL 30.30 time period had expired, they converted the complaint into an information. If the filing of the report of the field test results was sufficient in this case to convert the complaint into an information, then the People have not exceeded their time to be ready for trial under CPL 30.30. (See, decision and order dated Jan. 11, 2000, the parties' familiarity with which is assumed.) If, on the other hand, the complaint was not converted into an information until the People filed the report of a laboratory chemical analysis, then they have exceeded their time to be ready for trial under CPL 30.30 and the case must be dismissed. Thus, the defendant's motion to dismiss turns on the question of whether, in this case, the People converted the complaint into an information with the filing of a report of the field test results. Because I conclude that the complaint was converted into an information upon the filing of the field test report, which occurred within the allowable CPL 30.30 time, the defendant's motion to dismiss pursuant to CPL 30.30 is denied.

Facts

On December 14, 1998, the defendant was arraigned on the charge of criminal possession of a controlled substance in the seventh degree in violation of Penal Law § 220.03. The complaint contains the following allegations: Police Officer Ludlow told the complaint's deponent that Officer Ludlow had observed the defendant in possession of "1 BAG containing a white rock-like substance alleged to be crack/cocaine" and that Officer Ludlow "believes the above substances are what they are alleged to be based upon his professional training as a police officer has documented a 99.71% accuracy rate citywide and a 99.68% accuracy rate for Bronx County.

Discussion

The defendant argues that the court should grant his motion to dismiss because the filing of a field test report in this case was insufficient to convert the complaint into an information and that a laboratory analysis report, which was not filed within the time allowable under CPL 30.30, was required for conversion. The defendant requests, in the alternative, that the court conduct a hearing under Frye v United States (293 F 1013 [DC Cir 1923]), and People v Wesley (83 NY2d 417 [1994]), to determine whether the results of a Scott-Reagent field test are generally accepted within the relevant scientific community and, if not, that the court then grant his motion to dismiss. A few courts have addressed the question of whether the filing of a report of field test results is sufficient to convert a misdemeanor complaint into an information and have reached different conclusions. (Compare, e.g., People v Escalera, 143 Misc 2d 779 [Crim Ct, NY County 1989] [holding that a misdemeanor complaint was converted into an information upon the filing of a field test report showing the presence of marihuana, where the modified Duquenois-Levine field test used was established to be highly reliable], with People v Brightman, 150 Misc 2d 60 [Dist Ct, Nassau County 1991] [holding that the filing of a field test report showing the presence of cocaine was not sufficient to convert a misdemeanor complaint into an information].) Two decisions of the New York Court of Appeals, which postdate these cases, have considered whether the results of a field test were sufficient to establish the presence of a controlled substance in other contexts—namely, the sufficiency of the evidence to support a Grand Jury indictment (People v Swamp, 84 NY2d 725 [1995]), and the facial sufficiency of a juvenile delinquency petition (Matter of Angel A., 92 NY2d 430 [1998])—and have answered the question affirmatively. In Swamp (supra), the Court of Appeals held that the People are not required to submit the results of a laboratory chemical analysis of a substance seized from a defendant in order to support a Grand Jury indictment for cocaine possession. Instead, the People could rely on a Customs inspector's observations that led him to conclude that the defendant possessed cocaine, including that the substance was contained in telltale packaging and looked like crack-cocaine, and drug paraphernalia sufficiency of a juvenile delinquency petition.

Therefore, Angel A. (supra) (which was guided by Swamp [supra]) controls the decision in this case. As a consequence, the filing of the report of a Scott-Reagent field test, accompanied by sufficient allegations by a police officer, may provide a "reliable basis" for inferring the presence of cocaine for purposes of a misdemeanor information. The defense attempts to distinguish Swamp (supra), arguing that in contrast with the Grand Jury testimony at issue in Swamp, the complaint and accompanying documents in the present case fail to allege the chemical reactions of the field test, whether the test procedures were properly conducted, and the training and experience of the officer in identifying drugs or conducting the kind of field test he used in this case. The defense further argues that the complaint and accompanying documents are defective because they fail to allege the error rate for the test or its acceptability in the scientific community. The Court of Appeals in Angel A. (supra) rejected these and similar arguments, noting that under Swamp, the People were only required to present proof that there was a "reliable basis" for inferring the presence of a controlled substance and that such basis was established through the observations of a trained police officer and the positive results from a Scott-Reagent field test.

The facts alleged in the present case provide a substantially greater basis for inferring the presence of cocaine than the conclusory statement found insufficient in Dumas (supra). (See, n 1, supra.) In the present case, the People have provided uncontroverted evidence concerning the reliability of the Scott-Reagent field test that was used on the substance allegedly seized from the defendant. According to the proof presented, the New York Police Department has documented an accuracy rate of 99.55% since its officers began using the Scott-Reagent field test in 1995. Moreover, law enforcement agencies in all 50 States and at least 59 countries rely on the Scott-Reagent field test. (See, Ms. Chanza's affirmation.) In light of these facts, this court finds that the allegations in the present case, if true—the positive results of the Scott-Reagent field test and the observations by a trained police officer of the substance and its packaging—provide a "reliable basis" for inferring the presence of cocaine. Finally, the defendant requests that this court conduct a Frye/Wesley hearing to determine the accuracy of the Scott-Reagent field test. That application is denied in light of Angel A.'s instruction that the reliability of scientific evidence is only a question for trial, and for the independent reason that the uncontroverted facts presented sufficiently demonstrate the accuracy of the Scott-Reagent test at the charging stage of the case. [1] In Dumas (supra), the complaint contained the allegation that an undercover officer informed the complaint's deponent that the defendant had sold marihuana to the undercover officer. The Court of Appeals concluded that the complaint was facially insufficient because the allegation that the defendant had sold "marihuana" was merely a "conclusory statement" of the undercover officer, and the complaint did not provide the facts from which the undercover officer had drawn his conclusion. [2] See also, Matter of Jayson P., 243 AD2d 266, 267 (1st Dept 1997) (holding facially sufficient Family Court petitions containing supporting depositions by undercover officers saying that they had purchased two glassines of heroin from juveniles, that the officers had field tested the substance using the NIK test, that the NIK test is a reliable test routinely used, that the officers had received extensive training in the identification of controlled substances, and that each had previously performed at least 20 NIK tests; and rejecting juveniles' "attack on the capability of the officers to perform an accurate field test and upon the reliability and acceptance of the test results," because such issues go "only to the weight and not the sufficiency of the evidence"). [3] A legally sufficient misdemeanor complaint must set forth "facts of an evidentiary character" that demonstrate "reasonable cause" to believe that the defendant committed the charged offenses. (CPL 100.15 [3]; 100.40 [1] [b]; People v Dumas, 68 NY2d 729 [1986], supra.) In order to convert the complaint into an information, the People must set forth "[n]on-hearsay allegations * * * [that] establish, if true, every element of the offense charged and the defendant's commission thereof." (CPL 100.40 [1] [c]; 100.15 [3]; People v Alejandro, 70 NY2d 133 [1987].) Likewise, a juvenile delinquency petition is legally sufficient "when the verified petition and any supporting depositions not only `provide reasonable cause to believe that the [juvenile] committed the crime or crimes charged' * * * but also `establish, if true, every element of each crime charged and the [juvenile's] commission thereof.' " (Matter of Angel A., 92 NY2d, supra, at 433 [citations omitted].) [4] The defendant also alleges that the complaint was not converted into an information because the People did not allege through nonhearsay facts what field test was used on the substance allegedly seized from the defendant. The absence of this detail does not detract from the "reliable basis" provided by the combination of allegations in the complaint, the supporting deposition and the field test report and therefore is not required to be part of the charging instrument.