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State v. Victoria Asta

UTAH COURT OF APPEALS
Nov 29, 2018

HARRIS, Judge

Opinion First District Court, Logan Department
The Honorable Brian G. Cannell
The Honorable Thomas L. Willmore
No. 151100933 Ashley E. Bown, Attorney for Appellant Sean D. Reyes and Jeanne B. Inouye, Attorneys for Appellee JUDGE RYAN M. HARRIS authored this Opinion, in which JUDGES DAVID N. MORTENSEN and MICHELE M. CHRISTIANSEN FORSTER concurred. HARRIS, Judge: ¶1 After Victoria Asta pled no contest to charges of burglary and assault against a police officer, the district court sentenced her to prison. Asta now appeals that sentence, asserting that the sentencing judge should have recused himself, and that the court abused its discretion in imposing the sentence. Asta also complains that the court failed to specifically address several of her objections to items contained within the presentence report (PSR). We affirm Asta's sentence, as well as the judge's decision not to recuse himself, but remand for the limited purpose of addressing Asta's objections to items contained within the PSR.


BACKGROUND

¶2 On a November evening in Cache County, Utah, Asta and her boyfriend (Boyfriend) were out for a drive, with Asta behind the wheel. Boyfriend was wearing a "green tactical shirt" and a shoulder holster and had two handguns with him. At some point, Boyfriend exited the vehicle on foot, donned a ski mask, and broke into a house occupied by an elderly couple. When the husband confronted Boyfriend, Boyfriend pointed his gun at him and ordered him into the basement where his wife was watching television. As the owners were calling 911, Boyfriend helped himself to jewelry and other items from the house, and then fled the scene. ¶3 After completing the burglary, Boyfriend got back in the car that Asta was driving. As they drove away from the scene, they passed a sheriff's deputy who was responding to the owners' 911 call. The deputy activated his overhead lights and attempted to stop Asta's vehicle, but Boyfriend told her to "just keep driving, don't stop," and Asta kept driving. As Asta drove past the deputy, she and Boyfriend tried to hide their faces. The deputy turned to pursue them, and a lengthy and dangerous car chase ensued, one that eventually involved speeds of up to 90 mph in and out of traffic on public roads, as well as detours across open fields. ¶4 The deputy called for assistance, and another officer (Officer) eventually initiated a Pursuit Intervention Technique (PIT) maneuver designed to force the fleeing car to turn sideways and stop. The maneuver worked, and caused Asta's vehicle to spin and come to a stop facing the direction it had been traveling. Officer then pulled his vehicle in front of Asta's in an attempt to box it in, but Asta again refused to stop, this time driving her vehicle forward and causing it to collide with Officer's, then scraping past Officer's vehicle and eventually escaping. Officer later described the encounter as one in which Asta "rammed" his vehicle. mentioned that she did not "believe [the police] found any snacks in the car that she claimed she was going after." ¶12 At the conclusion of the sentencing hearing, the court sentenced Asta to prison on each count, with the sentences to run concurrently. In imposing the sentence, the court stated that it considered Asta's crimes "heinous," and stated its belief that, at least "as it relates to [her] relationship with Boyfriend and the events" in question, Asta had been acting in a "morally bankrupt" manner. The court also stated that it did not credit Asta's explanation that she did not know that Boyfriend was going to commit burglary when he exited the car that night, and stated that it was especially concerned with the danger she had imposed on the members of the community by leading officers on two high-speed car chases. The court also expressed its concern that the crime included the "intentional act of ramming [Officer's] vehicle as described here today." ¶13 Shortly after sentencing, Asta's counsel learned that the sentencing judge had himself been the victim of a home burglary in 2014, the year before the events in question. Asta filed a motion to disqualify, arguing that the burglary biased the judge and that the judge should have recused himself. The motion was referred to the presiding judge, who denied it.

ISSUES AND STANDARDS OF REVIEW

¶14 Asta appeals, and raises three issues for our review. First, Asta asserts that the sentencing judge was obligated to recuse himself because he had been the victim of a home burglary in the year before Asta's crimes, and that the reviewing judge erroneously denied her motion to disqualify the sentencing judge. "Determining whether a trial judge committed error by failing to recuse himself or herself under the Utah Code of Judicial Conduct is a question of law," which we ordinarily review for correctness. State v. Van Huizen, 2017 UT App 30, ¶ 11, 392 P.3d 933 (quotation simplified), cert. granted, 400 P.3d 1044 (Utah 2017). However, if the trial judge "complie[s] exactly with rule 29" of the Utah Rules of Criminal Procedure in handling the motion for disqualification, then the "burden shift[s] to the petitioners" to make an additional showing of either "actual bias or abuse of discretion." State v. Alonzo, 973 P.2d 975, 979 (Utah 1998) (quotation simplified). Additionally, at least in cases in which rule 29 was invoked and followed, see Van Huizen, 2017 UT App 30, ¶¶ 55-63, "any error of the trial judge in failing to recuse" must be disregarded absent a showing of "actual prejudice," see State v. Gardner, 789 P.2d 273, 278 (Utah 1989); see also Utah R. Crim. P. 30(b) ("Any error, defect, irregularity or variance which does not affect the substantial rights of a party shall be disregarded"). ¶15 Second, Asta asserts that the sentencing judge did not finally and thoroughly deal with all of her objections to the PSR. "Whether the trial court properly complied with a legal duty to resolve on the record the accuracy of contested information in sentencing reports is a question of law that we review for correctness." State v. Samulski, 2016 UT App 226, ¶ 9, 387 P.3d 595 (quotation simplified). ¶16 Third, Asta asserts that the sentencing judge abused its discretion by considering irrelevant or unreliable information and by sentencing her to prison rather than probation. "Because trial courts are afforded wide latitude in sentencing, a court's sentencing decision is reviewed for an abuse of discretion. A court exceeds its discretion if it acts with inherent unfairness in imposing a sentence, imposes a clearly excessive sentence, or fails to consider all legally relevant factors." State v. Neilson, 2017 UT App 7, ¶ 15, 391 P.3d 398 (quotation simplified).

After Asta's brief was filed, the State filed a motion to strike certain exhibits attached to Asta's brief on the ground that those exhibits were not part of the record. We granted that motion. Asta then sought several extensions of time within which to file a reply brief, but never did file one. Instead, after the State's brief was filed, Asta filed a motion, grounded in rules 23 and 23B of the Utah Rules of Appellate Procedure, seeking leave to "amend her [opening] Brief to include a claim for ineffective assistance of counsel" (IAC), and for an order remanding the case to the trial court for additional fact-finding on a potential IAC claim. In her opening brief, Asta spent less than a page arguing, in the alternative, that her trial counsel had been ineffective; we perceive her post-brief motion seeking leave to state an IAC claim as an acknowledgment that any IAC claim contained in the opening brief was inadequately briefed. Asta's motion for leave to bring that claim for the first time now is essentially a request to re-start the briefing in this case, and we decline Asta's invitation to do so. It is a well-established rule that any claims not raised in the opening brief are waived. See Allen v. Friel, 2008 UT 56, ¶ 8, 194 P.3d 903 (stating that "issues raised by an appellant in the reply brief that were not presented in the opening brief are considered waived and will not be considered by the appellate court" (quotation simplified)). No additional briefing may be had "except with leave of the appellate court," see Utah R. App. P. 24(c), and we decline to exercise our discretion to allow amendment here. Accordingly, we deny Asta's motion for leave to amend and for remand.

ANALYSIS I

¶17 First, Asta argues that the sentencing judge was obligated to recuse himself because he had been the victim of a residential burglary in 2014, the year prior to the events at issue here. The sentencing judge declined to grant the motion, and instead referred it to the presiding judge, who eventually denied it. We affirm that decision. ¶18 "A judge shall disqualify himself or herself in any proceeding in which the judge's impartiality might reasonably previously been the victim of any similar crime. The rule Asta advances is far too broad, and we decline to adopt it. We discern no abuse of discretion in the reviewing judge's decision. ¶22 Next, Asta asserts that she sustained actual prejudice as a result of the sentencing judge's participation in the case, and asks for reversal on that basis. See Alonzo, 973 P.2d at 979 (stating that "a trial judge's failure to recuse based on the appearance of bias may be grounds for reversal if actual prejudice is shown" (quotation simplified)). We find Asta's argument unpersuasive. ¶23 First, Asta asserts that the sentencing judge's failure to disclose the fact that he was the recent victim of a home burglary "deprived Asta of the chance to utilize [r]ule 29A of the Utah Rules of Criminal Procedure." That rule, however, only allows for a change of judge as a matter of right if all parties to a case agree. See Utah R. Crim. P. 29A(a) (stating that, in a criminal case, "all parties joined in the action may, by unanimous agreement . . . , change the judge assigned to the action"). Asta offers no indication that the State would ever have agreed to a change of judge, even if Asta had learned of the judge's situation earlier. Accordingly, Asta would not have been able to avail herself of rule 29A in any event. ¶24 Second, Asta asserts that the judge's failure to disclose "deprived Asta of the opportunity to appropriately prepare for her sentencing hearing and present information to the court concerning an appropriate sentence." But the sentencing hearing in this case was quite thorough, and Asta gives no indication of the sort of information she might have presented to the court had she learned earlier of the judge's situation. ¶25 For all of these reasons, Asta has failed to persuade us that reversal is appropriate on the disqualification issue. Accordingly, we find no reversible error in the sentencing judge's decision not to recuse himself, and we affirm the reviewing judge's denial of the motion to disqualify.

Rule 63 of the Utah Rules of Civil Procedure sets forth a nearly identical process that is to be followed in civil cases. See Utah R. Civ. P. 63(c).

II

¶26 Next, Asta challenges both the merits of her sentence, as well as the manner in which the district court addressed the objections she raised at sentencing to specific items in the PSR. We agree with Asta that the district court failed to make specific findings regarding most of her objections to items contained in the PSR, and we remand this case to the district court for the limited purpose of affording the district court another opportunity to do so. However, despite the district court's failure to make specific findings on all of the objections raised, we see no abuse of discretion in the ultimate sentence imposed, and therefore affirm Asta's sentence.

A

¶27 Under Utah law, when a defendant raises specific objections to items contained within a PSR, a district court must examine those objections and "shall make a determination of relevance and accuracy on the record." Utah Code Ann. § 77-18-1(6)(a) (LexisNexis Supp. 2018). In particular, this court has stated that

once a defendant alleges factual inaccuracies in a [PSR], the district court must do three things: first, consider the objection raised; second, make findings on the record regarding the accuracy of the information at issue; and third, determine on the record the relevance of that information as it relates to sentencing.
is evidence of reliance from a silent record or mere introduction of potentially irrelevant information"); Monroe, 2015 UT App 48, ¶¶ 8-9 & n.3 (stating that "[w]e are not convinced that the district court's failure to resolve Defendant's objections requires reversal and resentencing," in part because many of those objections "just did not matter"). Accordingly, in this case, we may affirm the district court's sentencing decision, irrespective of its failure to fully dispose of all of Asta's objections to the PSR, so long as the court's sentencing decision was otherwise proper.

Utah Code sections 77-18-1, 76-5-102, and 76-5-102.4, see supra ¶ 39, have been amended since Asta was sentenced in 2016. Because the pertinent text of the statutes has not changed, we cite to the current version of the statute for convenience. --------

B

¶35 And we find no abuse of discretion in the district court's decision to sentence Asta to prison. Asta makes two arguments to the contrary, neither of which we find persuasive. First, Asta argues that the district court, in imposing sentence, relied upon information that was neither reliable nor relevant. Second, Asta asserts generally that the district court failed to adequately weigh or consider other information that Asta provided, and that the court therefore abused its discretion by sentencing her to prison rather than to probation.

1

¶36 The Utah Constitution "requires that a sentencing judge act on reasonably reliable and relevant information in exercising discretion in fixing a sentence." State v. Wanosik, 2001 UT App 241, ¶ 34, 31 P.3d 615 (quotation simplified) (referencing Article 1, Section 7 of the Utah Constitution), aff'd, 2003 UT 46, 79 P.3d 937; see also id. (stating that it is "a criminal defendant's right to be sentenced based on relevant and reliable information regarding his crime, his background, and the interests of society"). However, a defendant challenging his sentence on the ground that the court improperly considered certain information bears the burden of demonstrating both that the court relied upon the information in question, and that the information "was unreliable or irrelevant." Moa, 2012 UT 28, ¶¶ 35-36. Showing evidence was clearly relevant, in reaching its conclusion that Asta's version of events was not credible. ¶42 Accordingly, because Asta has failed to show that the district court actually relied on any information that was unreliable or irrelevant in reaching its sentencing decision, Asta's first argument fails.

2

¶43 Next, Asta argues that the district court failed to consider other factors and pieces of information, including her lack of prior criminal history, and that the court ultimately abused its discretion in sentencing her to prison rather than suspending her prison sentence and affording her the privilege of probation. ¶44 As noted above, sentencing decisions are generally reviewed for abuse of discretion. See State v. Neilson, 2017 UT App 7, ¶ 15, 391 P.3d 398. But "a defendant is not entitled to probation," see State v. Valdovinos, 2003 UT App 432, ¶ 23, 82 P.3d 1167 (quotation simplified), and therefore, in particular, "the decision whether to grant probation is within the complete discretion of the trial court," State v. Hernandez, 2016 UT App 251, ¶ 9, 391 P.3d 349 (quotation simplified). Indeed, "[t]he granting or withholding of probation involves considering intangibles of character, personality and attitude, of which the cold record gives little inkling" and "must of necessity rest within the discretion of the judge who hears the case." Valdovinos, 2003 UT App 432, ¶ 23 (quotation simplified). Accordingly, the decision to grant or deny probation is reviewed for abuse of discretion, which is present only where the court "fails to consider all legally relevant factors or if the sentence imposed is clearly excessive." Id. ¶ 14 (quotation simplified). ¶45 In this case, Asta asserts that the district court failed to consider several legally relevant factors, including most significantly her lack of prior criminal history, but also her asserted remorse, as well as her claims that she would be unable discretion." See State v. Wood, 2018 UT App 98, ¶ 12, 427 P.3d 452 (quotation simplified).

CONCLUSION

¶47 We find no reversible error in the sentencing judge's actions regarding recusal, or in the reviewing judge's denial of the motion to disqualify. We perceive no abuse of discretion in the district court's decision to sentence Asta to prison, and accordingly affirm Asta's sentence. However, the district court failed to completely resolve all of Asta's objections to items contained within the PSR, and we therefore remand for the limited purpose of entering express findings on those objections.