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In re People
GILBERTSON, Chief Justice
#28545-a-DG APPEAL FROM THE CIRCUIT COURT OF THE SECOND JUDICIAL CIRCUIT MINNEHAHA COUNTY, SOUTH DAKOTA THE HONORABLE SUSAN M. SABERS Judge MARTY J. JACKLEY
Attorney General
Pierre, South Dakota LAURA RINGLING
Special Assistant Attorney General
Department of Social Services
Pierre, South Dakota Attorneys for petitioner and
appellee State of South Dakota. RICHARD L. JOHNSON
Sioux Falls, South Dakota Attorney for respondent and
appellant S.T.A. GILBERTSON, Chief Justice [¶1.] S.T.A. (father) appeals a dispositional order terminating his parental rights over R.T.A. (child), his four-year-old son. We affirm.
[¶2.] T.C. (mother) is twenty-five years old and is an enrolled member of the Cheyenne River Sioux Tribe. At the time this matter began in 2016, mother had four children by three different fathers. Mother's two older children were four-year-old twins. Mother's third child, the subject of this case, was about two. Her fourth child was around a year old. Mother was unemployed, homeless, and moved around with her family and occasional boyfriends between Huron, Mitchell, and Eagle Butte. Mother and the family lived in government-assisted housing, roomed with friends, and moved in with mother's mother in Eagle Butte for a time. Eventually, the family stayed with the sister of one of mother's boyfriends in Sioux Falls. [¶3.] Mother's fifth child was born on November 11, 2016 in Sioux Falls. Mother's cord screening was positive for THC, amphetamine, and methamphetamine and the matter was reported to the South Dakota Department of Social Services (DSS). Mother admitted to DSS and law enforcement that she was smoking methamphetamine the day before the child's birth. [¶4.] Mother's four older children, including child, were still staying with mother's boyfriend's sister. Law enforcement visited the sister's residence and removed the children from her care. The sister initially refused the officers entry into her home, but ultimately brought the children out to them. The children were appeared and participated by telephone through its agent. Despite proper notice, the Cheyenne River Sioux Tribe did not participate in the dispositional hearing. The hearing included testimony by a qualified ICWA expert. [¶11.] The trial court rendered an oral decision on January 17, 2018, that was later incorporated by reference in its findings of fact and conclusions of law. The court found that, despite the provision of numerous services to mother and father, mother's drug use, homelessness, and lack of resources to meet the children's needs persisted. The court further found that father failed to act as a caregiver to child in any meaningful way. The court went on to conclude that: the parents' continued custody of the children would likely result in serious emotional or physical damage to them; active efforts were made to prevent the breakup of the family, but were unsuccessful; and termination of all parental rights was the least restrictive alternative in the children's best interests. The court filed its findings of fact, conclusions of law, and dispositional order terminating all parental rights on January 31. Father appeals.
Father is affiliated with the Cheyenne River Sioux Tribe, but is not an enrolled member. One of the other fathers is an enrolled member of the Rosebud Sioux Tribe and his child with mother is eligible for enrollment in that tribe. Another father is an enrolled member of the Standing Rock Sioux Tribe, but his two children with mother do not have a sufficient blood quantum for membership in that tribe. All of the children are eligible for enrollment in the Cheyenne River Sioux Tribe.
Because of uncertainty over the paternity of one of the children, the parental rights of the father of that child were terminated in a later order designating the father as "unknown."
Issue[¶12.] Whether the trial court erred in terminating father's parental rights because DSS failed to make active efforts to prevent the breakup of the Indian family.
Standard of Review[¶13.] Termination of parental rights in an ICWA case requires a showing of "active efforts . . . to prevent the breakup of the Indian family[.]" People ex rel. J.S.B., Jr., 2005 S.D. 3, ¶ 15, 691 N.W.2d 611, 617 (quoting 25 U.S.C. § 1912(d) (1978)). Active efforts must be proven "beyond a reasonable doubt." People ex. rel. S.H.E., 2012 S.D. 88, ¶ 19, 824 N.W.2d 420, 426 (quoting People ex rel. J.I.H., 2009 S.D. 52, ¶ 17, 768 N.W.2d 168, 172). "[W]hether active efforts were provided . . . is a mixed question of law and fact subject to de novo review" by this Court. Id. ¶ 18, 824 N.W.2d at 425 (quoting People ex rel. P.S.E., 2012 S.D. 49, ¶ 15, 816 N.W.2d 110, 115).
Analysis[¶14.] Father argues that active efforts were not provided because DSS did not make active efforts to place child with his Native American family on the Cheyenne River Reservation. Instead, after removing the children from mother's care, DSS placed them in non-Native American foster care in the Sioux Falls area where they remained for the duration of the case. Father argues that this violated ICWA placement preferences set forth as follows:
(b) Foster care or preadoptive placements; criteria; preferences
Any child accepted for foster care or preadoptive placement shall be placed in the least restrictive setting which most approximates a family and in which his special needs, if any, may be met. The child shall also be placed within reasonable proximity to his or her home, taking into account any special needs of the child. In any foster care or preadoptive placement, a preference shall be given, in the absence of good cause to the contrary, to a placement with—
(i) a member of the Indian child's extended family;
(ii) a foster home licensed, approved, or specified by the Indian child's tribe;
(iii) an Indian foster home licensed or approved by an authorized non-Indian licensing authority; or
(iv) an institution for children approved by an Indian tribe or operated by an Indian organization which has a program suitable to meet the Indian child's needs.
25 U.S.C. § 1915(b) (2012). [¶15.] In support of his argument, father relies primarily on In re Welfare of M.S.S., 465 N.W.2d 412 (Minn. Ct. App. 1991). In that case, the Minnesota Court of Appeals held that active efforts were not proven beyond a reasonable doubt where a father's proposal to place his child permanently with his Native American brother and sister-in-law was not considered by the trial court before it terminated his reunification, but none were available. Nevertheless, the workers testified that their placement efforts were ongoing, that they would continue post-disposition, and that they would include father's family members identified during the dispositional hearing. [¶23.] The trial court made the following findings as to compliance with the placement preferences:
14. The Court finds that the foster placement decisions made for these children were made not simply for the purpose of maintaining sibling bonding, but also for the purpose of facilitating reunification with the parents, and encouraging visitation and further bonding between parents and children.
15. The Court does not find a violation of ICWA, either intentional or otherwise, in DSS's foster placement of these children, and acknowledges the performance of kinship services, which proved to be unsuccessful. Given the decision of the Court to terminate parental rights in this case, it continues to be the expectation of the Court that the ICWA placement preferences will be followed for these children, absent a finding of good cause to support other placements.
[¶24.] Based upon the DSS workers' testimony and the trial court's findings, even if the ICWA placement preferences were relevant, DSS followed them by exploring placement options with several of child's family members. David S., 270 P.3d at 781. Alternatively, because DSS explored the availability of a "suitable . . . placement" for child with a "diligent search," but was unsuccessful, there was good cause for departure from the placement preferences. Id. at 782 (citing Guidelines for State Courts, 44 Fed. Reg. at 67,594, F.3(a)(iii)). Under either view, there was no violation of the placement preferences. Id.; 25 C.F.R. § 23.132(c)(5) (2016).
The children were initially separated into groups and placed into different foster homes. Later, they were all placed together in one foster home.
We are aware of the recent decision of the United States District Court for the Northern District of Texas holding parts of ICWA, including its placement preferences, unconstitutional. Brackeen v. Zinke, No. 4:17-cv-oo868-0, 2018 WL 4927908 (N.D. Tex. Oct. 4, 2018). However, the decision may be appealed and ICWA has previously been upheld by the United States Supreme Court. Miss. Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 109 S. Ct. 1597, 104 L. Ed. 2d 29 (1989). Moreover, we are not bound by the decision of the District Court in Texas and must presume that ICWA is constitutional. U.S. v. v. Nat'l Dairy Prods. Corp., 372 U.S. 29, 32, 83 S. Ct. 594, 597, 9 L. Ed. 2d 561 (1963) (noting that Acts of Congress have "strong presumptive validity'); State v. Rolfe, 2013 S.D. 2, ¶ 13, 825 N.W.2d 901, 905 ("Statutes are presumed to be constitutional[.]").
Father also cites federal guidelines corresponding with section 1915(b) that contain similar language on placement preferences. See Guidelines for State Courts and Agencies in Indian Child Custody Proceedings, 80 Fed. Reg. 10146-02, F.2, F.3 (Feb. 25, 2015). Federal regulations continue to reflect the same placement preferences. See 25 C.F.R. § 23.131 (2016).
The State's brief asserts that "courts across the country have been . . . skeptical" of M.S.S.'s ruling." However, with the exceptions of In re Welfare of Children of J.B., 698 N.W.2d 160, 169 (Minn. Ct. App. 2005) and David S. v. State, Dep't of Health & Soc. Servs., 270 P.3d 767 (Alaska 2012), discussed infra, the cases the State cites supporting that point appear to focus on the appropriate standard of proof for active efforts. See In re Michael G., 74 Cal. Rptr. 2d 642, 649 (Cal. Ct. App. 1998); State, ex rel. Children, Youth and Family Dep't v. Yodell B., 367 P.3d 881, 884 (N.M. Ct. App. 2015); In re Dependency of A.M., 22 P.3d 828, 832-33 (Wash. Ct. App. 2001); In re Vaughn R., 770 N.W.2d 795, 810 (Wis. Ct. App. 2009). This Court has settled that question by adopting the reasonable doubt standard. S.H.E., 2012 S.D. 88, ¶ 19, 824 N.W.2d at 426. The issue here is whether the State met the appropriate standard of proof, not what the standard should be.
The Minnesota court similarly distinguished M.S.S. in an earlier 2003 unpublished opinion, noting in that case that, "unlike M.S.S. (a) in district court, the tribe argued against mother's proposed placement; (b) the district court actually addressed (and rejected) mother's proposed placement; and (c) the tribe [was] participating in [the] appeal and continu[ing] to oppose mother's proposed placement." In re Welfare of the Child of Wilson, No. C6-02-1940, 2003 WL 21266612, at *2 (Minn. Ct. App. June 3, 2003).
Alaska's agency counterpart to DSS.
25 U.S.C. § 1914 (2012) provides:
Any Indian child who is the subject of any action for foster care placement or termination of parental rights under State law, any parent or Indian custodian from whose custody such child was removed, and the Indian child's tribe may petition any court of competent jurisdiction to invalidate such action upon a showing that such action violated any provision of sections 1911, 1912, and 1913 of this title.
Placement preferences are contained in 25 U.S.C. § 1915 (2012).
The Alaska court also noted a number of additional courts addressing the question that reached the same conclusion. See Doe v. Mann, 285 F. Supp. 2d 1229, 1240 (N.D. Cal. 2003) ("There is no evidence in the text of section 1915, the structure of ICWA or the legislative history that Congress intended to create a cause of action for" violation of placement preferences.); Navajo Nation v. Super. Ct. of the State of Wash. for Yakima Cty., 47 F. Supp. 2d 1233, 1242 (E.D. Wash. 1999) ("Section 1915, while setting out the preferences for placement of Indian children, does not expressly permit a private cause of action" to invalidate termination decisions as section 1914 does for certain other ICWA violations.); In re Appeal in Maricopa Cty. Juvenile Action No. JS-7359, 766 P.2d 105, 108-09 (Ariz. Ct. App. 1988) ("Even if the Indian Child Welfare Act . . . preferred placements were ignored, [it] is immaterial to the question whether termination based on a failure to remedy the condition which made the out-of-home placement necessary is appropriate."); In re Vincent M., No. H034767, 2010 WL 2557188, at *8 (Cal. Ct. App. June 25, 2010) ("[A]ctive efforts and placement [are] two separate, distinguishable issues."); In re A.A., 84 Cal. Rptr. 3d 841, 863 (Cal. Ct. App. 2008) ("[W]e distinguish the issue of placement from that of active efforts." (citing 25 U.S.C. §1914)); In re J.W., 528 N.W.2d 657, 662 (Iowa Ct. App. 1995) (Appellant "provides no authority for her assertion that noncompliance with section 1915 requires reversal of the trial court's termination order. The remedial provisions of section 1914 do not apply to violations of section 1915."); B.R.T. v. Exec. Dir. of Soc. Serv. Bd. N. D., 391 N.W.2d 594, 601 (N.D. 1986) ("[I]nvalidation of a parental rights termination may not be accomplished by showing a violation of the placement preferences in a proceeding brought pursuant to 25 U.S.C. § 1914."); State ex rel. Juvenile Dep't of Multnomah Cty. v. Woodruff, 816 P.2d 623, 625 (Or. Ct. App. 1991) ("Failure to comply with the foster care placement preferences in § 1915(b) is not a basis for invalidating a court order terminating parental rights." (citing 25 U.S.C. § 1914)). But see In re K.B., 93 Cal. Rptr. 3d 751, 765 (Cal Ct. App. 2009) (assuming the applicability of placement preferences to active efforts, but finding "no evidence that there was any suitable member of the children's extended family available for placement or any evidence that any other member of the Choctaw Nation was available to take the children[.]"); In re L.N.W., 457 N.W.2d 17, 20 (Iowa Ct. App. 1990) ("We do not necessarily disagree with the appellant's contention that the party seeking termination must also demonstrate that services were also offered to the extended members of the Native American family . . ., but we need not rule on that question for it is clear to us after reviewing the entire record that services were offered to [the appellant's] family as a whole."); M.S.S., 465 N.W.2d at 419 ("[W]e conclude the trial court erred in not having required the county to extend the focus of its efforts to the extended family and the Indian child's tribe."); but see also Wilson, 2003 WL 21266612, at *2 (distinguishing M.S.S. on the basis that the tribe in Wilson argued against the mother's proposed placement in the trial court, the trial court addressed and rejected the placement, and the tribe participated in the appeal and resisted the placement). The Montana Supreme Court has more recently endorsed David S., noting that "[c]ourts have held that placement is a separate issue from active efforts, and that the two issues must be analyzed separately." In re. K.B., 301 P.3d 836, 843 (Mont. 2013) (quoting Thea G. v. State, 291 P.3d 957, 963 (Alaska 2013)).
Licensed Native American foster parents related to one of the other fathers in the case did volunteer at one point to be a placement option for all the children here. However, between their own children and foster children, the foster parents already had six children in their home, and there had already been some supervisory problems in the home. For these reasons, the trial court rejected the foster parents as an immediate placement option in the months before the dispositional hearing here. A DSS worker testified during the dispositional hearing that the foster parents were no longer interested in being a placement option in this case.
Conclusion[¶25.] Father's argument that DSS failed to make active efforts to prevent the breakup of his family by failing to comply with ICWA placement preferences and failing to place child with any of his reservation family members is without merit because: there were credibility issues related to his proposed placements; some proposed custodians were not identified; and child's tribe did not endorse father's proposed placements. J.B., 698 N.W.2d at 170. Further, compliance with placement preferences is generally not a factor in determining whether active efforts were made. David S., 270 P.3d at 779-80. Finally, even if compliance with placement preferences were a factor, DSS complied with the preferences or had good cause to depart from them. Id. at 781-82. [¶26.] For these reasons, there was no trial court error in terminating father's parental rights based upon DSS's failure to make active efforts to prevent the breakup of the Indian family. The trial court's order terminating parental rights is affirmed. [¶27.] ZINTER, KERN, JENSEN, and SALTER, Justices, concur.
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