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STATE v. SURLES
Summary of Opinion: STATE v. ROSCOE SURLES (Supreme Court of North Carolina, filed 20 April, 1949)
Factual and Procedural Background
The defendant was indicted for burglarizing the dwelling house of his estranged wife, Mrs. Estelle Surles, on the night of 25 August, 1948, with intent to murder her while she was present. The record describes a history of marital abuse by the defendant, the prosecutrix's flight to her father's farm where he provided a separate house for her and her children, and continued molestation by the defendant.
On the night in question (about 10:00 p.m.), the defendant, while drunk, approached the bedroom window of the dwelling provided for his wife, awoke the prosecutrix and her children, threatened to kill his wife if she did not admit him, and began cutting the window screen. Fearing entry, the prosecutrix fled through the back door to her father's house. The defendant later entered the house through the back door, and upon finding his wife absent, left and returned to a waiting taxi.
The defendant testified and admitted most of the State's evidence but denied entering the house after his wife fled; that denial was contradicted by his daughter. The jury returned a verdict of guilty of an attempt to commit burglary in the second degree. Judgment was imprisonment in the State's Prison for ten years (entered under G.S. 14-3). The defendant appealed, assigning errors that the trial court overruled his motion for judgment as in case of nonsuit and that the sentence was excessive.
Legal Issues Presented
- Whether the case survived the defendant's motion for judgment as in case of nonsuit (i.e., whether the evidence, viewed in the light most favorable to the State, was sufficient to submit to the jury).
- Whether the verdict (guilty of attempt to commit burglary in the second degree) supported the judgment imposing imprisonment in the State's Prison under G.S. 14-3 (i.e., whether an attempt to commit burglary is an "infamous" offense or one "done in secrecy and malice" such that it is a felony punishable as prescribed by statute).
Arguments of the Parties
Appellant's Arguments (Defendant)
- The trial court erred in overruling his motion for judgment as in case of nonsuit (arguing insufficient evidence to go to the jury).
- The sentence imposed (imprisonment in the State's Prison for ten years) was excessive.
- Specifically, he contended that an attempt to commit burglary was a misdemeanor at common law and therefore, having been convicted only of a misdemeanor, he could not be punished by imprisonment in the State's Prison under G.S. 14-1 (i.e., he argued the statute converting certain misdemeanors to felonies should not apply to an attempt to commit burglary).
Respondent's Position (State)
- The evidence, considered in the light most favorable to the prosecution, raised such inferences as to require submission to the jury (supporting overruling of the nonsuit motion).
- An attempt to commit burglary falls within the statutory categories rendering a misdemeanor a felony (either as an "infamous" offense or as one "done in secrecy and malice"), so punishment under G.S. 14-3 (imprisonment in the State's Prison) was proper.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| S. v. Mumford, 227 N.C. 132, 41 S.E.2d 201 | Burglary characterized as a common-law offense. | Used to state burglary is a common-law offense. |
| S. v. Allen, 186 N.C. 302, 119 S.E. 504 | Definition of burglary: felonious breaking and entering of dwelling at nighttime with intent to commit a felony therein. | Quoted to define the elements of burglary relevant to the case. |
| S. v. McLean, 224 N.C. 704, 32 S.E.2d 227 | Instruction that jury, on a charge of burglary in the first degree, may elect to convict of burglary in the second degree. | Cited to support that the jury could convict of a lesser degree (or attempt) under G.S. 15-171. |
| G.S. 15-170 / G.S. 15-171 | Statutory provisions allowing conviction of lesser degrees or of attempts on indictment. | Applied to permit conviction of attempt to commit burglary in second degree under the indictment and evidence. |
| S. v. Parker, 224 N.C. 524, 31 S.E.2d 531 | Definition/principles regarding attempt to commit a crime. | Cited for the proposition that an attempt is an act with intent carried beyond mere preparation but short of completion. |
| S. v. Addor, 183 N.C. 687, 110 S.E. 650, 22 A.L.R. 219 | Authority on attempt and its elements. | Used with others to define the two essential elements of an indictable attempt. |
| S. v. Hewett, 158 N.C. 627, 74 S.E. 356 | Authority on attempt doctrine. | Included among authorities defining attempt. |
| S. v. Hefner, 129 N.C. 548, 40 S.E. 2 | Authority on attempt doctrine. | Included as supporting authority for the definition of attempt. |
| S. v. Colvin, 90 N.C. 718 | Authority on attempt doctrine (historic precedent). | Cited as historical authority on attempt. |
| 16 C.J. 113 | Text authority on criminal attempt. | Cited as supporting authority for the definition of attempt. |
| 14 Am. Jur. 813 | Statement of elements of an indictable attempt. | Quoted to state the two important elements of an indictable attempt. |
| S. v. Batson, 220 N.C. 411, 17 S.E.2d 511, 139 A.L.R. 614 | Application of attempt principles. | Cited with other cases to support attempt elements. |
| S. v. Spivey, 213 N.C. 45, 195 S.E. 1 | Held that an attempt to commit buggery was an infamous offense. | Cited as precedent classifying certain attempts as infamous. |
| S. v. Ritter, 199 N.C. 116, 164 S.E. 62 | Conspiracy to commit murder is an offense done in secrecy and malice. | Cited as authority that some conspiracies/attempts fall within "secrecy and malice." |
| S. v. Davenport, 227 N.C. 475, 42 S.E.2d 686 | Obliquely accordant authority regarding secrecy/malice. | Referenced as obliquely supporting prior characterizations. |
| 24 A.L.R. 1002 | Annotation concerning infamy of attempts at burglary. | Quoted to suggest that it would be formalistic to deny infamy to an attempt at burglary. |
| People ex rel. Battista v. Christian, 227 N.Y.S. 142; affirmed 249 N.Y. 314, 61 A.L.R. 793 | Statement that burglary is an infamous crime both at common law and by statute. | Cited to show burglary has been treated as an infamous crime historically and in other jurisdictions. |
| 12 C.J.S. 665 | Text authority that burglary is infamous. | Quoted to support the characterization of burglary as infamous. |
| S. v. Rippy, 127 N.C. 516, 37 S.E. 148 | Principle that statute applies only where no specific punishment is prescribed. | Cited to show that the statutory provision (G.S. 14-3) operates where no specific punishment is prescribed. |
| United States v. Moreland, 258 U.S. 433, 67 L.Ed. 700, 24 A.L.R. 992 | Federal authority on statutory application where no specific punishment prescribed. | Cited analogously to support statutory interpretation about punishment. |
| McKee v. Wilson, 87 N.C. 300 | Reference regarding the degrading nature of an infamous offense. | Cited to explain the focus on the degrading nature, not merely the measure of punishment. |
| Gudger v. Penland, 108 N.C. 593, 13 S.E. 168 | Definition that an infamous offense subjects the offender to infamous punishment. | Cited to discuss meaning of "infamous" in the statutory context. |
| Towne v. Eisner, 245 U.S. 418 | Quotation on the mutable meaning of words in statutes ("A word is not a crystal..."). | Quoted to support flexible statutory interpretation of "infamous." |
| 40 A.L.R. 1048 | Annotation treating attempt at burglary as act of depravity/moral turpitude. | Used to support characterization of attempt as involving moral turpitude. |
| 48 A.L.R. 266 | Annotation on related questions of criminal infamy and attempts. | Cited as supportive commentary for the court's view on infamy. |
| 14 Am. Jur. 757 | Text authority treating attempted burglary as involving moral turpitude. | Used as textual support for the court's characterization of attempted burglary. |
| Ex Parte Wilson, 114 U.S. 417, 29 L.Ed. 89 | Notion that public opinion may affect what is considered "infamous" over time. | Invoked to note that definitions of infamous crimes may change with public opinion. |
| Bouvier's Law Dictionary (entry "Infamous Crime") | Dictionary definition and usage of "infamous crime." | Referenced in discussing the textual meaning of "infamous." |
| G.S. 14-55 | Statute providing that preparation to commit burglary is a felony. | Cited to show legislative treatment of preparatory acts and to argue consistency in treating attempts/ preparatory acts severely. |
| S. v. Bridges, 178 N.C. 733, 101 S.E. 29 | Authority that cover of darkness is equivalent to secrecy for those intended to be harmed. | Applied to hold that the nighttime element implies secrecy relevant to the statutory category. |
| S. v. McDaniel, 60 N.C. 245 | Principle that making one's identity known does not change the essential nature of the crime. | Cited to show that the defendant's making his identity known did not negate the secrecy/malice character of the attempt. |
| S. v. Emery, 224 N.C. 581, 31 S.E.2d 858 | Statement that legislative intent governs interpretation. | Cited to support interpreting statutes in light of legislative intent. |
| S. v. Humphries, 210 N.C. 406, 186 S.E. 473 | Support for considering legislative intent in statutory interpretation. | Cited alongside Emery to support the interpretive approach taken. |
Court's Reasoning and Analysis
The court addressed two principal questions: (1) whether the evidence sufficed to overcome the defendant's motion for nonsuit and require submission to the jury, and (2) whether the verdict of guilty of an attempt to commit burglary in the second degree supported the judgment imposing penitentiary imprisonment under G.S. 14-3.
On the nonsuit issue, the court applied the settled rule that evidence must be viewed in the light most favorable to the prosecution. Viewing the facts so, the court concluded the inferences were sufficient to require submission to the jury: the defendant approached at night, threatened his wife with death, cut the window screen, the prosecutrix fled, and the defendant entered the house through the back door (contradicted only by the defendant and supported by his daughter). Thus the motion for nonsuit was properly overruled.
On the sentencing/legal-classification issue, the court analyzed whether an attempt to commit burglary—historically a misdemeanor at common law—falls within G.S. 14-3's categories that convert certain misdemeanors into felonies (i.e., offenses that are "infamous" or "done in secrecy and malice," or "with deceit and intent to defraud"). The court reviewed authorities defining attempt (an intent plus a direct but ineffectual act toward its commission) and surveyed prior decisions and commentary treating burglary and related offenses as infamous. The court reasoned that:
- An attempt to commit burglary is an act involving depravity and moral turpitude and thus fits the concept of an "infamous" offense as contemplated by the statute.
- The nighttime element of burglary embodies the concept of secrecy (the cover of darkness being equivalent to secrecy), so attempts at burglary may also be regarded as "done in secrecy and malice."
- Because the legislature already treated the preparation to commit burglary as a felony (G.S. 14-55), leaving an "attempt" as a mere misdemeanor would be an anomalous omission inconsistent with legislative intent.
Based on these points, and authority cited (including state and some federal cases, annotations, and legal treatises), the court concluded that an attempt to commit burglary falls within G.S. 14-3's reach, permitting punishment as a felony. Therefore the trial court's judgment imposing ten years' imprisonment under that statute was legally supportable.
Holding and Implications
Holding: The Supreme Court of North Carolina affirmed the judgment. The court held that (1) the evidence was sufficient to survive the defendant's motion for nonsuit and to be submitted to the jury, and (2) an attempt to commit burglary comes within the statute (G.S. 14-3) as an "infamous" offense or an offense "done in secrecy and malice," and therefore may be punished as a felony; the judgment imposing ten years' imprisonment was upheld. The court stated "No error."
Implications:
- Direct effect: The defendant's conviction for attempt to commit burglary in the second degree and the sentence of ten years' imprisonment under G.S. 14-3 were affirmed.
- Legal implication: The court expressly treated an attempt to commit burglary as within the statutory categories that render certain misdemeanors felonies (infamous; done in secrecy and malice), supporting imposition of penitentiary punishment under G.S. 14-3. The opinion analyzes statutory meaning of "infamous" and "secrecy and malice" and applies that interpretation to attempted burglary.
Dissent noted: ERVIN, J., dissented (notation in opinion header).
1. Criminal Law 52a (1) — Upon defendant's motion to nonsuit, the evidence must be considered in the light most favorable to the prosecution.
2. Burglary 11 — The State's evidence tended to show that defendant's estranged wife went to her father's home for protection and that her father furnished her a house on his farm, that defendant went to this house at nighttime, went to a bedroom window, aroused his wife and threatened to kill her if she did not let him in, cut the screen window from top to bottom and finally entered the house through the back door, and left when he found that his wife had fled. Held: The evidence was sufficient to overrule defendant's motion to nonsuit in a prosecution for burglary.
3. Burglary 13b — In a prosecution for burglary in the first degree, it is permissible for the jury to convict the defendant of an attempt to commit burglary in the second degree. G.S. 14-51, G.S. 15-170, G.S. 15-171.
4. Criminal Law 2 — An attempt to commit a crime is an act done with intent to commit that crime, carried beyond the mere preparation to commit it, but falling short of its actual commission.
5. Criminal Law 60b — An attempt to commit burglary constitutes a felony and is punishable by imprisonment in the State's Prison for a term not in excess of ten years, G.S. 14-3, since it is an infamous offense or done in secrecy and malice, or both, within the purview of the statute.
6. Criminal Law 11 — Infamous offenses within the purview of G.S. 14-3, which prescribes that misdemeanors which are infamous or done in secrecy and malice shall be felonies, are those involving an act of depravity or of moral turpitude.
ERVIN, J., dissenting.
Criminal prosecution on indictment charging the defendant with burglarizing the dwelling house of his estranged wife, Mrs. Estelle Surles, on the night of 25 August, 1948, with intent then and there to murder his wife, she being present at the time occupying the dwelling.
The record discloses that the prosecutrix and the defendant were married in 1935 and lived peaceably together until 1941 or 1942, when the defendant started working at Fort Bragg as a painter and began drinking whiskey. His drinking increased and his abusive conduct towards his wife became progressively worse. He assaulted her on numerous occasions, striking her with his fists, pulling her hair, cursing her and threatening to kill her and actually firing a gun in the house on two occasions.
Finally, in order to escape from these intolerable conditions, the prosecutrix fled to her sister's home, taking her children with her. The defendant followed; a warrant was obtained for his arrest and he was put under a suspended sentence for two years.
On promise of better treatment, the prosecutrix tried to live with the defendant again. This proved futile and of short duration. In fear for her life, the prosecuting witness and her children went to her father's home for protection. He provided a home for her in a house on his farm across the road from his own home. Even here the defendant continued his molestation.
On the night of 25 August, 1948, around the hour of 10:00 p.m., the defendant came to the bedroom window of the dwelling house provided for his wife by her father and aroused the prosecutrix and her children from their sleep. He had been drinking, and the prosecuting witness told him to go away, but he threatened to cut her "G__d___ head off" if she did not open the door. Tommy Johnson, who was traveling in the same taxi with the defendant and waiting for him, came to the window and tried to persuade the defendant from further molesting his wife, and said to him "put that knife in your pocket." The defendant told him to go back to the car or "he would cut his G__d___ head off."
The defendant started cutting on the screen window. The prosecuting witness, fearing that he was coming into the house, then fled from her home, going through the back door, closing the screen door behind her, and sought refuge in her father's house. The defendant later said to Jack Tart, "I ripped the screen open with an old file or plow sweep lying on the window-sill."
The defendant entered the house through the back door, and when he found that his wife was not in the house he left and went back to the waiting taxi. The screen was cut from bottom to top, large enough for him to crawl through.
The defendant took the stand in his own behalf and admitted most of the State's evidence. He denied entering the house, however, after his wife had fled, but as to this he was contradicted by his little daughter. He attributed his conduct to strong drink and tippling.
Verdict: Guilty of an attempt to commit burglary in the second degree.
Judgment: Imprisonment in the State's Prison for a term of ten years. (This judgment rendered under G.S. 14-3.)
The defendant appeals, assigning errors, in that (1) the court overruled his motion for judgment as in case of nonsuit, and (2) imposed an excessive sentence.
STACY, C. J.
We are here called upon to say, first, whether the case survives the demurrers, and, second, whether the verdict supports the judgment.
1. Considering the evidence in its most favorable light for the prosecution, the accepted position on motion to nonsuit, we agree with the trial court that the inferences are such as to require the submission of the evidence to the jury.
Burglary is a common-law offense. S. v. Mumford, 227 N.C. 132, 41 S.E.2d 201. It consists of the felonious breaking and entering of the dwelling-house or sleeping apartment, of another, in the nighttime, with intent to commit a felony therein, whether such intent be executed or not. S. v. Allen, 186 N.C. 302, 119 S.E. 504. It was, and still is, among the few capital crimes, if not the only one, which may be committed without the execution of the felonious intent. The purpose of the law was and is to protect the habitation of men, where they repose and sleep, from meditated harm. The offense is now by statute, G.S. 14-51, divided into two degrees, first and second, depending upon the actual occupancy of the dwelling-house or sleeping apartment at the time of the commission of the crime.
It is further provided by G.S. 15-171 that upon a charge of burglary in the first degree, the jury, upon the finding of facts sufficient to constitute burglary in the first degree, may elect to render a verdict of guilty of burglary in the second degree, if they deem it proper so to do, and the judge is required so to instruct the jury in his charge. S. v. McLean, 224 N.C. 704, 32 S.E.2d 227.
It is also provided by G.S. 15-170, that upon the trial of any indictment the defendant may be convicted of the crime charged therein or of a less degree of the same crime, or of an attempt to commit the crime so charged, or of an attempt to commit a less degree of the same crime. It was permissible, therefore, for the jury, under the indictment and the evidence, to convict the defendant of an attempt to commit burglary in the second degree.
An attempt to commit a crime is an act done with intent to commit that crime, carried beyond mere preparation to commit it, but falling short of its actual commission. S. v. Parker, 224 N.C. 524, 31 S.E.2d 531; S. v. Addor, 183 N.C. 687, 110 S.E. 650, 22 A.L.R. 219; S. v. Hewett, 158 N.C. 627, 74 S.E. 356; S. v. Hefner, 129 N.C. 548, 40 S.E. 2; S. v. Colvin, 90 N.C. 718; 16 C.J. 113. "An indictable attempt, therefore, consists of two important elements: (1) an intent to commit the crime, and (2) a direct ineffectual act done towards its commission." 14 Am. Jur. 813; S. v. Batson, 220 N.C. 411, 17 S.E.2d 511, 139 A.L.R. 614.
2. The defendant contends, however, that as he was convicted only of a misdemeanor, he cannot be punished by imprisonment in the State's Prison, according to the statutory provision in such cases. G.S. 14-1.
It is conceded that an attempt to commit burglary was a misdemeanor at common law. Is it an "infamous" offense, or is it one "done in secrecy and malice," or is it an offense committed "with deceit and intent to defraud"? If it fall within any one of these categories, it is pronounced a felony by G.S. 14-3, and punishable as prescribed therein. Otherwise it is still punishable as at common law. The present judgment was entered pursuant to this statute, with specific reference thereto.
In S. v. Spivey, 213 N.C. 45, 195 S.E. 1, it was held that an attempt to commit buggery was an infamous offense. And in S. v. Ritter, 199 N.C. 116, 164 S.E. 62, it is said that a conspiracy to commit murder is an offense done in secrecy and malice. Obliquely accordant: S. v. Davenport, 227 N.C. 475, 42 S.E.2d 686. The soundness of these decisions is now questioned.
A felonious intent or malice is a necessary ingredient of burglary, and it is requisite that the crime be committed in the nighttime. S. v. Allen 186 N.C. 302, 119 S.E. 504. To hold that an attempt at burglary is wanting in infamy would seem to adhere to form rather than to substance. Anno. 24 A.L.R. 1002. "Both at common law and by statute, burglary is an infamous crime." People ex rel. Battista v. Christian, 227 N.Y.S. 142, affirmed 249 N.Y. 314, 61 A.L.R. 793; 12 C.J.S. 665. If an attempt to commit burglary be not "infamous," what practical significance is to be ascribed to this word in the subject statute? Manifestly, the character of the allowable punishment cannot be the test of its meaning, for the statute applies only where no specific punishment is prescribed. S. v. Rippy, 127 N.C. 516, 37 S.E. 148; United States v. Moreland, 258 U.S. 433, 67 L.Ed. 700, 24 A.L.R. 992. The purpose of the section is to fix the punishment in such cases.
A statute, which names the punishment for all misdemeanors, where no specific punishment is prescribed, and provides that if the offense be "infamous," it shall be punished as a felony, necessarily refers to the degrading nature of the offense, McKee v. Wilson, 87 N.C. 300, and not to the measure of punishment then being set down. It would be a misnomer or misdescription to speak of an infamous misdemeanor, where no specific punishment is prescribed, if it were only intended thereby to designate an offense already subject to infamous punishment. Ordinarily, it is correct to say that an infamous offense is a crime which works infamy in the one who commits it, meaning thereby that it subjects the offender to an infamous punishment. Gudger v. Penland, 108 N.C. 593, 13 S.E. 168. But here we are to ascertain what is meant by the designation of an infamous misdemeanor, without specifically prescribed punishment, in a statute appointing the punishment for the offense so designated. "A word is not a crystal, transparent and unchanged; it is the skin of a living thought and may vary greatly in color and content according to the circumstances and the time in which it is used" — Mr. Justice Holmes in Towne v. Eisner, 245 U.S. 418.
The General Assembly evidently had in mind some infamous misdemeanors with unprescribed specific punishments, or else the designation would have been eschewed. An attempt at burglary is certainly an act of depravity; it involves moral turpitude, reveals a heart devoid of social duties and a mind fatally bent on mischief. Anno. 40 A.L.R. 1048; 48 A.L.R. 266; 14 Am. Jur. 757. "What punishments (or offenses) shall be considered as infamous may be affected by the changes of public opinion from one age to another." Ex Parte Wilson, 114 U.S. 417, 29 L.Ed. 89. See, also, "Infamous Crime" in Bouvier's Law Dictionary and the use of this phrase in the Fifth Amendment to the Constitution of the United States. It is to be observed, however, that in determining whether a crime be infamous, the state courts exercise an independent judgment, and are not bound by the decisions of the Federal Courts as to the nature in this respect of crimes against the Government. 14 Am.Jur. 756.
It is provided by G.S. 14-55 that the preparation to commit burglary is a felony. In between mere preparation and actual commission lies the crime of attempt, which, if not a felony, undoubtedly arises from an artless omission in the statute. But such omission, if thought to exist, would seem to result only from a labored or strained construction. "The intention of the lawmakers is the law." S. v. Emery, 224 N.C. 581, 31 S.E.2d 858; S. v. Humphries, 210 N.C. 406, 186 S.E. 473.
Moreover, the cover of darkness is the full equivalent of secrecy so far as those intended to be harmed is concerned. To strike in the nighttime when the intended victim is disarmed by sleep, is a surreptitious act. Secrecy is implicit in an act which must be done in the nighttime. S. v. Bridges, 178 N.C. 733, 101 S.E. 29. The fact that the defendant here made his identity known, while attempting to accomplish his purpose, works no essential change in the nature of his crime, any more than if he had desisted through fear, resistance, or because of detection. S. v. McDaniel, 60 N.C. 245.
It follows, therefore, that an attempt to commit burglary comes within the definition of an "infamous" offense as used in the statute, or within the purview of an offense "done in secrecy and malice," either of which makes it a felony. Our previous decisions are in support of either or both denominations.
The verdict and judgment will be upheld.
No error.
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