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SMITH v. BARRY

Supreme Court of Oklahoma.
May 26, 1953
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Case Summary: Smith v. Barry et ux., No. 34809 (Supreme Court of Oklahoma, May 26, 1953)

Factual and Procedural Background

Charles B. Barry and Elizabeth Barry (plaintiffs below) purchased certain lots and a house from John E. Smith (defendant below) pursuant to a contract dated September 13, 1947. The contract required the construction of a five-room frame house meeting Federal Housing Administration minimums and installation of a septic tank with lateral connections conforming to the State Health Department rules. After moving in plaintiffs discovered that the sewerage disposal system was defectively constructed, including sewage escaping from lateral lines and a portion of the system being partly on an adjoining lot. The defendant rebuilt and remodeled the septic tank but refused to relay the lateral lines. Plaintiffs sued in the Court of Common Pleas, Tulsa County, seeking damages for the alleged improper construction of the sewerage disposal plant. The jury returned a verdict for plaintiffs (the amount of the verdict is discussed in the opinion), judgment was entered, and the defendant appealed. The pivotal question presented on appeal was whether the trial court had jurisdiction of the cause of action.

Legal Issues Presented

  1. Whether the trial court of common pleas had jurisdiction of the cause of action given the plaintiffs' pleadings and the amounts claimed (i.e., whether the aggregate amount alleged exceeded court jurisdiction under 20 O.S. 1951 § 651).
  2. Whether the petition, which contained four separately numbered paragraphs asserting recovery on different theories (express warranty, implied warranty, contract terms, etc.), pleaded separate causes of action that should be treated cumulatively for jurisdictional purposes or a single cause of action asserting multiple theories of recovery (implicating 12 O.S. 1951 § 265 and § 264).
  3. Whether the trial court erred in denying defendant's motions to strike portions of the petition (including allegations of humiliation, intimidation and embarrassment and a request for exemplary damages) and in overruling demurrers to the petition.
  4. Whether the evidence was sufficient to sustain the jury verdict in favor of the plaintiffs.
  5. Whether certain jury instructions (notably Nos. 6, 15, 16 and 22, and more generally Nos. 3 to 27) were erroneous or inconsistent and, if so, whether any such error was reversible or harmless when the instructions are considered as a whole.

Arguments of the Parties

Plaintiffs' Contentions

  • Plaintiffs' petition set forth a single cause of action for damages resulting from the improper installation and construction of the sewerage disposal system, although presented in four separately numbered paragraphs each asserting different legal theories (contract, express warranty, implied warranty, and misrepresentation regarding approval by the Health Department).
  • Plaintiffs sought only one recovery for the injury alleged and, as the trial court instructed the jury, the four counts were to be construed together as one cause of action with a single judgment limited to $4,522.80.
  • Plaintiffs presented evidence that (a) the disposal system did not meet contractual or Health Department standards, (b) the Health Department ordered changes that defendant performed to the tank but not the laterals, (c) plaintiffs incurred $522.80 in repair costs, and (d) sewage seepage and standing sewage created a nuisance and apprehension of neighbors' complaints or suits.

Defendant's Contentions

  • The petition purported to plead four separate and distinct causes of action in each of which plaintiffs sought $4,522.80, making an aggregate amount that allegedly exceeded the jurisdictional limit of the Court of Common Pleas under 20 O.S. 1951 § 651.
  • The defendant filed motions to strike, a demurrer, and a motion to require plaintiffs to elect which cause of action they would pursue; he argued the court erred in overruling those motions and the demurrer.
  • The defendant argued the court erred in refusing to strike allegations of humiliation, intimidation and embarrassment and in initially refusing to strike exemplary/punitive damages asserted in the fourth count (though the punitive damage allegation was later deleted by plaintiffs' motion).
  • The defendant challenged the sufficiency of plaintiffs' evidence (moved for directed verdict / demurrer to the evidence) and alleged error in multiple jury instructions, limiting his briefed criticisms to instructions 6, 15, 16 and 22 as inconsistent.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Newson v. Medis, 205 Okla. 574, 239 P.2d 784 Affirmation of the principle that a judgment will not be disturbed on appeal if there is any testimony reasonably tending to support the jury verdict which has been approved by the trial court. The court relied on this rule to uphold the verdict because there was substantial evidence that the disposal system was defective, that plaintiffs incurred repair costs, and that the conditions caused a nuisance; accordingly the judgment would not be disturbed.
Marathon Oil Co. v. Sanders, 180 Okla. 642, 71 P.2d 956 Instructional standard that when instructions, considered as a whole, correctly state the law and fairly submit the issues to the jury, there is no reversible error. The court applied this principle in evaluating the series of jury instructions (Nos. 3–27) and concluded that, taken together, they fairly submitted the issues and did not constitute reversible error.
Duncan v. Flagler, 192 Okla. 18, 132 P.2d 939 Doctrine that an improper statement in one of a series of instructions is harmless if the instructions as a whole show that no prejudice resulted from the error. The court cited this case to support its conclusion that even if one instruction contained an improper statement, the overall instruction set negated prejudice and rendered any error harmless.

Court's Reasoning and Analysis

The Court's analysis proceeded in several distinct steps, grounded in the pleadings, statutes, trial record, and applicable precedents:

  1. Jurisdiction and Construction of the Petition:

    The pivotal question was jurisdiction of the Court of Common Pleas. Defendant argued plaintiffs pleaded four separate causes of action each seeking $4,522.80 (aggregate exceeding jurisdictional limit under 20 O.S. 1951 § 651). The Court examined the petition and concluded that, despite being divided into four separately numbered paragraphs labeled as separate causes of action, the petition actually pleaded a single cause of action asserted under multiple legal theories (contract breach, express warranty, implied warranty, misrepresentation regarding Health Department approval). The Court relied on statutory pleading principles (12 O.S. 1951 § 264 and § 265) to conclude plaintiffs were permitted to allege separate theories within one cause of action and that only one recovery was sought and appropriate.

  2. Trial Court's Instruction and Limitation on Recovery:

    The trial court instructed the jury that all separately numbered causes of action would be construed as one cause and that, if plaintiffs prevailed, there would be only one recovery not to exceed $4,522.80. The Court viewed this instruction (instruction No. 3) as further evidence the trial court properly treated the pleadings as a single cause of action within the common pleas court’s jurisdiction.

  3. Motions to Strike and Demurrer:

    Defendant's motions to strike and demurrers were overruled by the trial court. The Supreme Court concluded those rulings were correct. Regarding the allegations of humiliation, intimidation and embarrassment and the claim for exemplary damages contained in the fourth paragraph, the record shows the exemplary damage allegation was deleted by plaintiffs' motion. The Court further held that any error in refusing to strike the words "humiliation, intimidation and embarrassment" was harmless because the trial court completely eliminated those allegations from instructions on damages given to the jury.

  4. Sufficiency of Evidence:

    The Court evaluated the record and found substantial evidence that the disposal system did not meet contractual or Health Department standards, that the Health Department ordered changes which the defendant made to the tank but refused to remedy the lateral lines (some of which lay on an adjoining lot), and that plaintiffs incurred $522.80 in repair costs. There was also evidence of sewage seepage and standing sewage creating a nuisance and apprehension of neighbors’ complaints. Applying the standard articulated in Newson v. Medis (any testimony reasonably tending to support the verdict will sustain it), the Court held the evidence supported the jury verdict; the amount of the verdict ($750) was within the proof and not challenged here.

  5. Jury Instructions:

    The defendant attacked multiple instructions but limited his briefed objections to instructions 6, 15, 16 and 22. The Court declined to analyze each instruction individually, instead assessing the instructions as a whole. Citing Marathon Oil Co. v. Sanders and Duncan v. Flagler, the Court reiterated that when the instructions as a whole correctly state the law and fairly submit the issues, there is no reversible error, and that an improper statement in one instruction is harmless if the total ensemble shows no prejudice. The Court concluded the instructions fairly submitted the issues and any asserted inconsistencies did not produce reversible error.

Holding and Implications

Holding: The judgment of the trial court is affirmed.

Implications:

  • The Supreme Court of Oklahoma held that the Court of Common Pleas had jurisdiction because the plaintiffs' petition, properly construed, stated a single cause of action (albeit pleaded under four separate theories) and only one recovery was sought in an amount within the court's jurisdictional limit (20 O.S. 1951 § 651; 12 O.S. 1951 § 264 and § 265 applied as to pleading practice).
  • The Court found the trial evidence sufficient to support the jury's verdict and that the amount of the verdict ($750, as noted in the record) was supported by the proof (including repair costs of $522.80 and nuisance conditions); therefore the judgment would not be disturbed on appeal under the cited standard.
  • The Court determined that any asserted instructional errors were not reversible because the instructions, taken as a whole, fairly presented the issues and any isolated improper statement was harmless in light of the overall instructions.
  • Direct effect: the trial court's judgment for plaintiffs stands and the defendant's appeal is denied. The opinion does not announce a novel rule of law beyond applying established pleading, sufficiency-of-evidence, and instructional-harmless-error principles to the facts of this case.

Decision by Justice O'Neal. Concurring: JOHNSON, V.C.J., and WELCH, CORN, DAVISON, ARNOLD, WILLIAMS, and BLACKBIRD, JJ.

Show all summary ...

(Syllabus.)

1. COURTS — Aggregate amount stated in four counts of petition did not exceed jurisdiction of court of common pleas. The trial court had jurisdiction of the cause of action, as the aggregate amount, stated in the four counts of plaintiffs' petition did not exceed the jurisdiction of the court of common pleas, under 20 O.S. 1951 § 651[ 20-651].

2. PLEADING — Single cause of action upon separate and distinct theories of law permissible under statute. Properly construed plaintiffs' petition stated a single cause of action, upon separate and distinct theories of law, permissible under 12 O.S. 1951 § 265[ 12-265].

3. APPEAL AND ERROR — Sufficiency of evidence to support verdict. If there is any testimony reasonably tending to support the verdict of the jury, and said verdict has been approved by the trial court, the judgment will not be disturbed on appeal.

4. TRIAL — Sufficiency of instructions in entirety. Where the instructions, when considered as a whole, correctly state the law and fairly submit the issues to the jury arising upon the proof, there is no reversible error.

5. APPEAL AND ERROR — Harmless error in one of series of instructions. Although one of a series of instructions given in a case may contain an improper statement of the law as applied to the facts in the case, nevertheless, if it clearly appears from the instructions, taken as a whole, that no prejudice has in fact resulted therefrom the error will be considered harmless.

O'NEAL, J.

The pivotal question presented for our consideration is whether the trial court had jurisdiction of the cause of action upon which plaintiffs sought to recover a money judgment against the defendant.

Charles B. Barry and Elizabeth Barry, husband and wife, were plaintiffs below and John E. Smith was defendant below, and they will be referred to in the same position as they appeared in the trial court.

The defendant was engaged in the business of building and selling houses in the city of Tulsa, Oklahoma. On September 13, 1947, defendant entered into a contract with plaintiffs to sell them certain designated lots and a house then under construction. The building was completed in January, 1948, and the property was conveyed by defendant to plaintiffs jointly. The contract of sale and purchase, among other things, provided that the defendant would complete the construction of a five-room frame house on the described premises, which construction was to meet the minimum requirements of the Federal Housing Administration. The agreement further provided for the installation of a septic tank with lateral connections which were to be in conformity with the rules and regulations of the Health Department of the State of Oklahoma.

Shortly after plaintiffs moved into the house they discovered that the sewerage disposal system, installed by the defendant, was defectively constructed and that sewage was escaping from the lateral lines which created an unsanitary condition upon plaintiffs' premises. It was further found that a portion of the sewerage disposal system, by error, had been partially constructed upon the adjoining premises to plaintiffs' property. Upon complaint made by plaintiffs to defendant, he rebuilt and remodeled the septic tank but he declined and refused to relay the lateral lines connected with the tank. In the present action plaintiffs sought to recover damages upon the ground that the sewerage disposal system as a whole did not meet the minimum requirements of the sale and purchase contract, nor the requirements of the Health Department of the State of Oklahoma; and that the faulty construction of the system resulted in damages as outlined in plaintiffs' petition.

The defendant contends here and in the lower court that plaintiffs pleaded four separate and distinct causes of action in which plaintiffs sought to recover the sum of $4,522.80 in each cause, which aggregate sum exceeds the jurisdiction of the common pleas court of Tulsa county, Oklahoma. Title 20 O.S. 1951 § 651[ 20-651].

Defendant challenged the petition by filing a motion to strike, demurrer, and a motion to require plaintiffs to elect upon which alleged cause of action they sought relief. These respective motions and the demurrer were overruled. Although plaintiffs' petition is not a model of impeccable pleading, it is clear to us that plaintiffs pleaded one single cause of action within the jurisdiction of the court of common pleas. Plaintiffs set forth their cause of action in four separate paragraphs which they erroneously characterized as first, second, third and fourth causes of action.

It will be noted that in their so-called, "First Cause of Action," they seek to recover the sum of $452.80 as the sum expended by them in the construction of reconditioning the sewerage disposal plant, and for the further sum of $4,000 which they claim as damages for the humiliation, intimidation and embarrassment which they allege they suffered by reason of the unsanitary condition of their premises.

In plaintiffs' designated, "Second Cause of Action," they pleaded a breach of the express warranty of the sale and purchase contract, and by reference allege all of the allegations contained in their first cause of action, and pray for damages in the sum of $522.80 as costs and expense of reconditioning the sewerage disposal plant, and the sum of $4,000 for alleged humiliation, intimidation and embarrassment as set forth in the previous count.

In plaintiffs' designated, "Third Cause of Action," they reallege all of the allegations contained in their first and second causes of action and then allege a breach of the implied warranty of fitness of the sewerage disposal plant and pray for damages in the sum of $452.80 as costs and expense in the repairing thereof, and pleaded for damages in the sum of $4,000 for humiliation, intimidation and embarrassment as pleaded in their first and second causes of action.

In plaintiffs' designated, "Fourth Cause of Action," they reallege all of the allegations stated in their first, second and third causes of action, and then allege that they expended the sum of $522.80 in reconditioning and repairing the sewerage disposal system and further allege that defendant represented that the disposal plant would meet the requirements of the State Board of Health and would be approved by it, which statements plaintiffs allege were untrue; that the Health Department subsequently required plaintiffs to repair and recondition said disposal system. In this count plaintiffs reduced their claim to $3,000 for humiliation, intimidation and embarrassment as alleged in previous counts, but added a claim for $1,000 as compensatory and punitive damages.

Defendant, in answer to plaintiffs' petition, denies that plaintiffs suffered any damages and affirmatively pleads that he performed all of his obligations under his contract with plaintiffs.

As we construe plaintiffs' petition they stated one cause of action as damages resulting from the alleged improper installation and construction by defendant of the sewerage disposal system upon plaintiffs' premises. The four separate so-called causes of action attempted to state the four separate theories of law upon which the plaintiffs sought relief.

As a general rule, the allegations with reference to the amount of recovery, control over the allegations in the prayer of a petition, but it will be noted here that but one recovery was sought in a sum within the jurisdiction of the court. The trial court so construed the petition for in the court's instructions it told the jury that although plaintiffs separated their said petition into four separate causes of action alleging substantially the same facts, these facts are not inconsistent with each other, but ask only one judgment against the defendant in the sum of $4,522.80.

This position is again supported by the court's instruction No. 3, which advised the jury as follows:

"Gentlemen of the Jury, you are instructed that as a matter of law that all of the separately numbered causes of action stated in plaintiffs petition shall be construed as one cause of action, and that in the event your verdict is for the plaintiffs, there shall be only one recovery, taking the four separate causes of action concurrently and together, and the one judgment, if for the plaintiffs, will satisfy all the four causes of action. And in no event shall the verdict be for more than $4,522.00."

Much confusion in pleadings may be avoided by complying with the mandate of the statute in Title 12 O.S. 1951 § 264[ 12-264], which provides:

"That the petition must contain * * * a statement of the facts constituting the cause of action, in ordinary and concise language and without repetition."

Defendant here asserts that the trial court erred in refusing to strike all of the allegations in plaintiffs' petition in its first, second, third and fourth designated causes of action, wherein plaintiffs alleged that they were subjected to humiliation, intimidation and embarrassment, and a threat of being sued for damages by others by reason of the unsanitary condition of their premises, occasioned by the defective disposal system, and under which allegations plaintiffs sought to recover damages in the sum of $4,000. Defendant further asserts that the court erred in refusing to strike from plaintiffs' fourth cause of action their claim for exemplary damages.

Further, defendant asserts that the court erred in not sustaining defendant's demurrer to plaintiffs' petition. In our view of the case the defendant's motion to strike, as well as his demurrer, were properly overruled.

With reference to defendant's motion to strike the allegation of punitive and exemplary damages, as alleged in plaintiffs' fourth cause of action, the record shows that this allegation was deleted upon plaintiffs' motion. The refusal of the court to strike the words, "humiliation, intimidation and embarrassment" from each of said four designated counts or causes of action, even if erroneous, was harmless error, for the reason that the court entirely eliminated all reference to said allegations in its instructions to the jury covering the question of damages. Neither was there error in overruling defendant's demurrer to the plaintiffs' petition for, as we have seen, the petition alleged a cause of action upon which plaintiffs were entitled to some relief, providing that the proof supported the allegations of the petition. The demurrer to the petition was also properly overruled for, as we have pointed out, the total sum sued for did not exceed the jurisdiction of the court of common pleas of Tulsa county, Oklahoma.

The remaining error asserted is that the court erred in overruling defendant's demurrer to plaintiffs' evidence, and erred in it sustaining defendant's motion for a directed verdict. We find substantial evidence that the sewerage disposal system did not comply with the contract of purchase and sale of the premises; nor with the standard of requirements of the Oklahoma State Health Department; that under the order of the latter agency, the defendant was required to and did make substantial changes in the septic tank, but refused to relay or relocate the lateral lines which, by his error, had been laid in part upon an adjoining lot to plaintiffs' premises.

There is evidence to the effect that plaintiffs expended the sum of $522.80 in repairing and putting the system in a workable condition. Moreover, the evidence supports plaintiffs' allegations that sewage seeped from the installations, stood in sumps upon plaintiffs' premises and became sufficiently obnoxious to cause substantial apprehension of complaints from neighbors and probable suits by them to abate the nuisance. The verdict for $750 was well within the issues and proof to support the same and the amount of the verdict is not here challenged.

We have many times said:

"If there is any testimony reasonably tending to support the verdict of the jury, and said verdict has been approved by the trial court, the judgment will not be disturbed on appeal." Newson v. Medis, 205 Okla. 574, 239 P.2d 784.

Lastly, defendant contends that the court's instructions Nos. 3 to 27, inclusive, were erroneously given. It would unduly extend this opinion to analyze each instruction, nor is it necessary so to do in view of defendant's position in his brief which limits his criticism to instructions 6, 15, 16 and 22. It is asserted that these instructions are inconsistent with one another. We think they are consistent with the various issues joined and the evidence in support thereof. Plaintiffs were entitled to instructions upon each of their theories if supported by substantial evidence. We find that the instructions as a whole fairly submitted the issues to the jury.

We are committed to the rule that:

"Where the instructions, when considered as a whole, correctly state the law and fairly submit the issues to the jury arising upon the proof, there is no reversible error." Marathon Oil Co. v. Sanders, 180 Okla. 642, 71 P.2d 956.

In Duncan v. Flagler, 192 Okla. 18, 132 P.2d 939, we held:

"Although one of a series of instructions given in a case may contain an improper statement of the law as applied to the facts in the case, nevertheless, if it clearly appears from the instructions, taken as a whole, that no prejudice has in fact resulted therefrom, the error will be considered harmless."

Finding no substantial error in the record, the judgment of the trial court is affirmed.

JOHNSON, V.C.J., and WELCH, CORN, DAVISON, ARNOLD, WILLIAMS, and BLACKBIRD, JJ., concur.