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WELLS v. STATE
Opinion Summary: Wells v. State (Court of Appeals of Maryland, Oct. 22, 1964)
Factual and Procedural Background
Ernest B. Wells was prosecuted in the Criminal Court of Baltimore (Harris, J.) for violation of the narcotic drugs statute and convicted as a third offender. On December 11, 1963, an officer of the narcotics squad received information from an informer named Charles Ridgely, whom the officer had known for over ten years, describing the defendant's routine and asserting that the defendant carried heroin in bundles bound with a rubber band when visiting his mother each morning. The informer identified the defendant's residence and described a regular time the defendant left his apartment to visit his mother's home.
The next morning, narcotics officers placed 3611 Windsor Mill Road under surveillance. At about 10:00 a.m. they observed the defendant leave by the rear steps and, after questioning him, searched his person and found a bundle of glassine bags wrapped with a rubber band containing heroin. He was arrested and taken to the narcotics squad office, where he orally acknowledged dealing in narcotics. At trial the arresting officer testified that no coercion, threats, or promises were used and that the defendant refused to sign a written statement. The defendant denied making any oral statements at trial and admitted prior convictions for various non-narcotics offenses. The defendant appealed his conviction; this opinion affirms the judgment of the lower court.
Reporter's note in the opinion: Certiorari denied, Supreme Court of the United States, June 1, 1965.
Legal Issues Presented
- Whether the officers had probable cause to arrest the defendant and to make the coincidental search and seizure based on information from an informer and the officers' prior knowledge of the defendant.
- Whether the defendant could be punished as a "subsequent offender" under Code (1957), Art. 27, § 300, as amended, despite changes in statutory grading of narcotic offenses from misdemeanors to felonies.
- Whether the oral confession was admissible — specifically, whether it was involuntary or the fruit of an illegal arrest and whether the State had an additional burden because the confession was oral and not signed.
- Whether the trial court abused its discretion in limiting cross-examination of a police officer on several points (the defendant's plea at police court, the defendant's impressions during interrogation, the informer's drug use and convictions, and the substance of previously given information by the informer).
- Whether the evidence was sufficient to sustain the defendant's conviction beyond a reasonable doubt.
Arguments of the Parties
Appellant's Arguments
- The arrest and the search and seizure incident thereto were illegal — appellant relied on Aguilar v. Texas to argue that the arrest was based on a mere conclusion that he possessed narcotics and that the informer-based information was insufficient.
- Appellant asserted he could not be punished as a "subsequent offender" because the statutory change elevating narcotic offenses from misdemeanors to felonies allegedly made multiple-offender treatment applicable only to prior felony violations.
- The sentence for a person addicted to narcotics (if appellant were such) would be cruel and unusual punishment — appellant argued that addiction might render continued sale/use compelled.
- The oral confession was involuntary or otherwise improperly admitted; appellant contended the State should have been required to show why a signed confession was not obtained and should have been allowed to show the police practice of obtaining oral confessions.
- The trial court improperly limited cross-examination on several points relevant to voluntariness and the reliability of the informer's information.
- The evidence was insufficient to support conviction.
Appellee's Arguments
The opinion does not contain a detailed account of the appellee's legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Aguilar v. Texas, 378 U.S. 108 (1964) | Affidavit lacking an informant's personal knowledge and alleging only suspicion/opinion is insufficient to show probable cause for issuance of a warrant. | The court distinguished Aguilar: unlike Aguilar, here the informer supplied specific personal-knowledge details (residence, routine, time) and the officers had independent knowledge of the defendant, so Aguilar did not render the arrest unlawful. |
| Murray v. State, 236 Md. 375, 204 A.2d 908 (1964) | Probable cause analysis for arrest and coincidental search and seizure (state precedent addressing similar issues). | The court relied on Murray's treatment of probable cause and found the facts in this case similarly warranted a finding that officers had probable cause to believe a felony was being committed in their presence. |
| Draper v. United States, 358 U.S. 307 (1959) | Informant-provided specifics that only the informer would know can support probable cause. | The court cited Draper as analogous — the informer's specific information here was similar to the informant information in Draper, supporting probable cause. |
| Cooper v. State, 205 Md. 162, 106 A.2d 129 (1954), cert. den. 348 U.S. 896 | Oral confessions are admissible if freely and voluntarily given. | Listed as one of the Maryland cases establishing that oral confessions, when voluntary, are admissible; applied to uphold admission of defendant's oral confession. |
| Felkner v. State, 218 Md. 300, 146 A.2d 424 (1958) | Admission of voluntary oral confessions. | Cited among cases supporting admissibility of oral confessions when voluntary. |
| Hall v. State, 223 Md. 158, 162 A.2d 751 (1960) | Admissibility of voluntary oral confessions. | Cited as authority that oral confessions are admissible if voluntary. |
| Glaros v. State, 223 Md. 272, 164 A.2d 461 (1960) | Voluntariness requirement for confessions. | Included in list of cases establishing standards for admissibility based on voluntariness. |
| Bagley v. State, 232 Md. 86, 192 A.2d 53 (1963) | Standards for admissibility of confessions. | Cited in support of admission of the oral confession where voluntariness was found by the trial court. |
| Williams v. State, 231 Md. 83, 188 A.2d 543 (1963) | The fact a confession is oral does not impose an additional burden on the State to prove voluntariness. | Applied to reject the argument that the State bore an extra burden because the confession was not signed. |
| Gault v. State, 231 Md. 78, 188 A.2d 539 (1963) | Oral confession burden-of-proof principle (no extra burden for oral vs. written confessions). | Cited to reinforce that oral confessions are not subject to special burdens beyond the State's ordinary duty to prove voluntariness. |
| Stewart v. State, 235 Md. 210, 201 A.2d 18 (1964) | Trial court's finding on voluntariness will not be disturbed unless clearly erroneous. | Used to support deference to the trial court's finding that the confession was voluntary. |
| Abbott v. State, 231 Md. 462, 190 A.2d 797 (1963) | State's burden on voluntariness and appellate review of trial court findings. | Cited with Stewart to show appellate deference to trial court determinations on voluntariness. |
| Lloyd v. State, 219 Md. 343, 149 A.2d 369 (1959), cert. den. 359 U.S. 1014 (1959) | Scope of discretion in reception and rejection of evidence on cross-examination. | Invoked to support the principle that the trial court has sound discretion in cross-examination rulings and appellate courts will not disturb such rulings absent an abuse of discretion. |
Court's Reasoning and Analysis
The Court organized its analysis in discrete parts addressing the principal contentions raised on appeal:
(i) Probable Cause, Arrest, Search and Seizure
The Court compared the facts of this case to Murray v. State and concluded the officers had probable cause to arrest and perform the coincidental search. The Court emphasized three factual elements: (1) the informer was known to the officer for over ten years and had provided reliable information on previous occasions; (2) the informer's information was specific and detailed (precise residence, a listed telephone in the defendant's name, a specific daily routine and time when the defendant went to his mother's house and carried heroin bundles bound with a rubber band); and (3) the officers had independent knowledge of the defendant and his mother's residence. Because the informer supplied information that only the informer would have known and because the officers corroborated aspects of that information by observation (the defendant left at the predicted time and was found with a bundle matching the description), the Court found probable cause and distinguished Aguilar v. Texas, noting Aguilar involved an affidavit that did not show the informant's personal knowledge and rested on suspicion or opinion.
(ii) Punishment as a Subsequent Offender and Cruel & Unusual Punishment Claim
The defendant argued that the legislative change elevating narcotic offenses from misdemeanors to felonies altered the applicability of the multiple-offender provision so that only prior felony convictions would count. The Court relied on its treatment of similar questions in Murray v. State to reject this contention, stating it is immaterial whether prior convictions were misdemeanors or felonies for purposes of the multiple-offender statute. The Court also rejected the argument that sentencing a person addicted to narcotics constituted cruel and unusual punishment, observing that the record indicated the defendant was a seller, not merely a user, and thus the claim of compulsion to continue illegal activity did not warrant relief.
(iii) Admissibility and Voluntariness of the Oral Confession
Having held the arrest lawful, the Court addressed the oral confession. It reiterated the established principle — supported by Maryland precedents cited in the opinion — that oral confessions, like written ones, are admissible if freely and voluntarily given. The Court made three points: (a) the fact that a confession is oral does not impose any additional burden on the State to prove voluntariness; (b) the State's witnesses testified that no force, coercion, threats, or promises were used and the defendant refused to sign a written statement; and (c) the defendant offered only a blanket denial of having made the statements and presented no evidence rebutting voluntariness. On this record, the trial court's finding that the confession was freely and voluntarily given was not clearly erroneous and therefore would not be disturbed on appeal.
The Court further explained that evidence about the narcotics squad's general practice of obtaining oral rather than signed confessions was irrelevant to the voluntariness inquiry in this case and was properly excluded. Moreover, testimony about procedure in other cases, absent a showing that the specific procedure harmed or prejudiced this confessor, would not by itself render the confession inadmissible.
(iv) Limits on Cross-Examination
The Court reviewed several claimed errors in limiting cross-examination:
- The record showed the arresting officer did not recall how the defendant pleaded at the police court hearing, so denying further cross-examination on that point was not error.
- Questions about the defendant's impressions during interrogation (e.g., whether the officer was trying to help him) were irrelevant to voluntariness and the trial court properly sustained objections to that line of questioning.
- Although ordinarily cross-examination about the reliability of an informer (including prior information) should be allowed, the trial court here permitted significant testimony from the officer during cross-examination about the reliability of prior information and convictions resulting from such information. The court concluded the trial court acted within its sound discretion in receiving and rejecting evidence on cross-examination and that there was no abuse of that discretion.
(v) Sufficiency of the Evidence
The Court concluded there was sufficient evidence for the trial court to be convinced beyond a reasonable doubt of the defendant's guilt as charged.
Holding and Implications
Holding: The Court affirmed the judgment of the Criminal Court of Baltimore. In the opinion's words: "Judgment affirmed."
Implications:
- The defendant's arrest, search, and seizure were lawful because the officers possessed probable cause based on specific, corroborated informant information and the officers' knowledge of the defendant.
- The defendant could be sentenced as a subsequent offender under the statute regardless of whether prior convictions were misdemeanors or felonies; no constitutional violation for cruel and unusual punishment was found on the record (and the defendant was characterized as a seller, not merely a user).
- The oral confession was admissible because the trial court's finding of voluntariness was supported by the evidence and not clearly erroneous; the State was not required to meet a heightened burden because the confession was not signed. Evidence of the narcotics squad's general practice of taking oral rather than written confessions was properly excluded as irrelevant absent a specific showing of prejudice.
- The trial court's limitations on cross-examination were within its discretion and did not constitute reversible error in the circumstances presented.
Disposition: Affirmed (Judgment of the Criminal Court of Baltimore affirmed).
ARREST — And Coincidental Search And Seizure — Officers Had Probable Cause To Believe Felony Committed In Their Presence Where Information Was Received From Informer Who Had Personal Knowledge Of Defendant's Habits And Defendant Was Known To Officers As Previous Narcotics Violator. pp. 383-385
NARCOTIC DRUGS — Defendant Punishable As Subsequent Offender Despite Statutory Changes In Grade Of Narcotic Offenses From Misdemeanors To Felonies — Immaterial Whether Prior Convictions Were For Misdemeanor Or Felony. p. 385
NARCOTIC DRUGS — Contention That Sentencing Of Persons Addicted To Use Of, Is Cruel And Unusual Punishment Rejected — Defendant Here Was Seller Not User. p. 385
CRIMINAL LAW — Confessions — Oral — Admissible If Freely And Voluntarily Given — Evidence Of Practice Of Obtaining Oral Confessions Properly Excluded. Where defendant's arrest was lawful, his oral confession, found by the trial court to have been freely and voluntarily given, was held to have been properly admitted. The burden is on the State to prove the voluntary character of a confession and the fact that it is oral does not impose any additional burden of proof. Evidence of the narcotics squad's practice of obtaining oral rather than written confessions was properly excluded as immaterial. Moreover, evidence of the procedure employed in obtaining the confession in this case, without a showing that the confessor was thereby harmed or prejudiced, would not be sufficient to rule out the confession. pp. 386-387
EVIDENCE — Reception And Rejection Of On Cross-Examination In Discretion Of Lower Court. Where the police officer testified he did not recall how defendant pleaded at police court hearing, there was no error in not permitting cross-examination as to what the plea had been. Objection to a line of questioning concerning defendant's impressions as to whether the officer was trying to help him when he was being questioned was properly sustained since it had no bearing on the free and voluntary character of the confession. Nor was it error for the trial court to limit cross-examination of the police officer as to one of the aspects of the questions relating to the background of the informer and the substance of previously given information. pp. 387-388
S.K.S.
Decided October 22, 1964.
HORNEY, J., delivered the opinion of the Court.
In this prosecution for a violation of the narcotic drugs statute, the principal questions on appeal relate to the legality of the arrest of the defendant (Ernest B. Wells), the legality of his punishment as a subsequent offender and the constitutionality of the sentence imposed on him as a multiple offender. Other questions concern the admissibility of an oral confession, the manner of its obtention, and its free and voluntary character. Still other questions involve the propriety of limiting the cross-examination of a state witness. Lastly, it is suggested that the evidence was insufficient to sustain the verdict of guilty.
On December 11, 1963, an officer of the narcotics squad received information from Charles Ridgely, an informer he had known for more than ten years, concerning the daily activities of the defendant with respect to the sale of heroin. The information given was to the effect that the defendant resided at 3611 Windsor Mill Road in a first floor rear apartment, that a telephone was listed in his name at that address, that every morning between 9:00 and 10:00 a.m. the defendant left his apartment to go to the home of his mother at 1720 Brunt Street, and that during these visits the defendant carried a supply of heroin in bundles bound with a rubber band. The officer had known the defendant before his arrest and knew that his mother resided on Brunt Street.
The next morning two officers of the narcotics squad placed the premises at 3611 Windsor Mill Road under surveillance. At about 10:00 a.m. they observed the defendant leave the house by the right rear steps and walk up the street toward the 3500 block where he was approached by the officers. Upon being asked where he was going, he stated he was going to his mother's house. And when he was asked if he was carrying any narcotic drugs, he stated no. But a search of his pockets revealed a bundle of glassine bags wrapped in a rubber band, the contents of which were subsequently found to be heroin. After his arrest, the defendant was immediately taken to the narcotics squad office where, having acknowledged that his interrogator knew all about his selling activities, he frankly admitted dealing in narcotics.
At the trial, one of the arresting officers testified that no force or coercion was used by the police in questioning the defendant and that no threats or promises were made to him. The testimony also disclosed that the defendant refused to sign a written statement when asked to do so. Further testimony showed that the informer had given reliable information to the police on at least three former occasions. When the defendant took the stand in his own behalf he denied having made any oral statements to the officers, but admitted numerous prior convictions for larceny, assault, robbery and shoplifting.
(i)
The defendant, citing Aguilar v. Texas, 378 U.S. 108 (1964), contends that his arrest, and the search and seizure incident thereto, were illegal because the arrest was based on a mere conclusion that he possessed narcotics. We do not agree.
In the case at bar, as in Murray v. State, 236 Md. 375, 204 A.2d 908 (1964), we are confronted with the problem of what constitutes probable cause for arrest and a coincidental search and seizure. We dealt at length with the question there and we see no reason to consider it further here. Although the facts of the two cases are somewhat different, we think that the facts in this case, as they did in Murray, warrant a finding that the officers had probable cause to believe a felony was being committed in their presence and were therefore justified in making the arrest and the subsequent search and seizure.
Here, where the information was received from a known reliable informer, it was accurate as to the residence of the defendant and as to his habit of leaving his apartment at a precise time to go to the home of his mother. These factors, together with the fact that the defendant was known to the officers as a previous narcotics violator, were sufficient to constitute probable cause for the arrest.
Although the defendant contends that the holding in Aguilar requires us to find that his arrest was unlawful, we find nothing therein remotely analogous to the situation here. On the contrary, that case is clearly distinguishable from this on the facts. In Aguilar, where a warrant was issued on an affidavit which merely stated that the officer had received reliable information from a credible person that narcotics were being kept on a certain premises, it was held that an affidavit that disclosed only an unidentified informant and that the information was based on suspicion or an opinion, without showing that the informant spoke with personal knowledge, was an insufficient showing of probable cause to justify the issuance of a warrant. Whether or not probable cause for arrest exists depends, of course, on the facts and circumstances in each case. When, however, the facts in Aguilar are compared with the circumstances here, it is apparent that the information the officers received in this case was such as only the informer would have known. See Draper v. United States, 358 U.S. 307 (1959), where the information received from an informer was quite similar to that given by the informer in this case.
(ii)
In essence the second contention of the defendant is that he could not be punished as a "subsequent offender" within the meaning of Code (1957), Art. 27, § 300, as amended by Ch. 772 of the Laws of 1963, because changing the grade of narcotic offenses from misdemeanors to felonies had the effect of making the multiple offender aspects of the law applicable only to previous "felony" violations. The third contention is that the sentencing of a person addicted to the use of narcotics (when he may be unable to resist using narcotics) is violative of the constitutional prohibitions against cruel and unusual punishment. Similar questions were presented and decided adversely to the defendant in Murray v. State, supra, and there is no reason to say any more here than what we said there other than to repeat that it is immaterial whether the prior convictions were for a misdemeanor or for a felony. Since the defendant in this case, according to the record, was a seller and not a user of narcotics, it can hardly be said that he was under compulsion to continue selling narcotics.
(iii)The questions concerning the oral confession involve three separate contentions, one of which, the first — that the confession was the fruit of an illegal arrest — need not be considered since we have held that the arrest was lawful. The second contention is that the admission of the confession was a denial of due process in that the State was not required to meet its burden of proving voluntariness by showing some reason why a signed confession was not obtained. The third contention is that the defendant should have been allowed to show the pattern followed by the police in the obtention of oral rather than signed confessions in narcotics cases.
Having held the arrest of the defendant to have been lawful, we find that the confession was properly admitted in evidence. The cases make it clear that oral as well as written confessions, if freely and voluntarily given, are admissible as evidence. See, among others, Cooper v. State, 205 Md. 162, 106 A.2d 129 (1954), cert. den. 348 U.S. 896 (1954); Felkner v. State, 218 Md. 300, 146 A.2d 424 (1958); Hall v. State, 223 Md. 158, 162 A.2d 751 (1960); Glaros v. State, 223 Md. 272, 164 A.2d 461 (1960); Bagley v. State, 232 Md. 86, 192 A.2d 53 (1963). And the fact that a confession is oral does not impose on the State an additional burden to prove its voluntary character. Williams v. State, 231 Md. 83, 188 A.2d 543 (1963); Gault v. State, 231 Md. 78, 188 A.2d 539 (1963). While the burden is on the State to prove the voluntary character of a confession, whether or not the confession should be admitted in evidence is a matter for the trial court to decide, and its finding will not be disturbed by this Court unless clearly erroneous. Stewart v. State, 235 Md. 210, 201 A.2d 18 (1964); Abbott v. State, 231 Md. 462, 190 A.2d 797 (1963).
We think the contention of the defendant that it was a denial of due process for the State to make a typewritten record of what the defendant had confessed without having him sign or initial it is without merit. The arresting officer testified that the confession was obtained without the use of threat, force, coercion or promise of any nature. The defendant offered no testimony to rebut the voluntariness of the confession other than his denial of having made it. On the basis of the evidence before it, the trial court found that the confession was the free and voluntary act of the defendant and we find no error or abuse of discretion in such determination.
The fact that the narcotics squad may follow a practice of obtaining oral rather than written confessions is immaterial, and the court properly excluded such evidence. What the squad had done in other narcotic cases, since it had no bearing on the alleged involuntary character of the confession in this case, would be irrelevant. Moreover, evidence of the procedure employed in obtaining the confession in this case, in and of itself, without a showing that the confessor was thereby harmed or prejudiced, would not be sufficient to rule out the confession.
(iv)
The contentions that it was error not to permit the defendant to cross-examine the police officer as to what the plea of the defendant had been at the preliminary hearing; as to the impressions of the defendant during the course of his interrogation by the police; as to whether the informer was a user of narcotics or had been convicted of using narcotics; and as to the substance of the information the informer had given to the police on prior occasions, are likewise without merit.
Taking them seriatim, the record shows that the trial court did not refuse to hear relevant testimony relating to the plea of the defendant at the police court hearing. On the contrary, the police officer testified that he did not recall how the defendant pleaded and that ended the matter.
The contention that it was error to limit cross-examination of the police officer concerning the defendant's impressions as to whether the officer was trying to help him or not when he was being questioned about his dealings in narcotics was likewise without merit. The objection of the State to that line of questioning, since it had no bearing on the free and voluntary character of the confession, was properly sustained.
Nor, as an examination of the record discloses, was it error for the trial court to limit the cross-examination of the police officer as to one of the aspects of the questions relating to the background of the informer and the substance of previously given information. Ordinarily, however, the cross-examination of a police officer with respect to the reliability of information received on prior occasions from an informer should be allowed. As to the first aspect of the contention in this case, concerning the use of narcotics by the informer and his convictions for such use, it appears that it was not the informer who was testifying. The police officer had given the name and address of the informer in response to a question, but no demand was made for his appearance even though he was available, and the court, though it properly could have, did not permit the police officer to answer these questions. As to the second aspect of the contention, regarding the substance of previously given information, the record shows that while the defendant was at first denied the right to cross-examine the police officer on the point, the court subsequently allowed the officer, during the course of his cross-examination, to testify at some length concerning the reliability of information received by the arresting officers in the past and that such information had always resulted in a conviction. In circumstances such as are present here, the rulings of the lower court with respect to the reception and rejection of evidence on cross-examination are matters as to which the court has a sound discretion, and in the absence of an abuse thereof, the rulings will not be disturbed on appeal. See Lloyd v. State, 219 Md. 343, 149 A.2d 369 (1959), cert. den. 359 U.S. 1014 (1959).
(v)
There was sufficient evidence before the trial court on which it could fairly be convinced beyond a reasonable doubt that the defendant was guilty as charged.
Judgment affirmed.
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