- Bookmark
- Share
- CaseIQ
PUGH v. STATE
Factual and Procedural Background
This is an appeal from a conviction of grand larceny and a sentence of three years in the penitentiary. The State proved that in September 1962 various chattels of W.H. Griffin, Jr., valued at $150, "went missing." Robert Henderson, then in Kilby Prison, testified that he, Albert Buckalew and Pugh took the property from Griffin's house to Henderson's car. The State sought to corroborate Henderson's testimony under Code 1940, T.15, § 307. A sheriff testified to a conversation in the sheriff's office in which, in the context of discussing probation/suspended sentence, Pugh said (in substance) he did not go into the house or help carry out the taking but was in the car and in their company. The defense moved to exclude the evidence as uncorroborated accomplice testimony; the court charged the jury on conspiracy and denied exclusion. Pugh testified in his own behalf and did not offer evidence of good character; the State was permitted, over objection, to ask witnesses whether Pugh had a bad reputation for being a thief. The trial court entered judgment on conviction; Pugh appealed.
Legal Issues Presented
- Whether the defendant's statement to the sheriff constituted a confession sufficient to corroborate an accomplice's testimony under Code 1940, T.15, § 307.
- Whether the State was permitted to impeach the defendant, who testified, by proving his reputation for being a thief (a special trait) rather than limiting impeachment to general reputation for truth and veracity.
Arguments of the Parties
Appellant's Arguments
- A conviction for a felony cannot be had on the uncorroborated testimony of an accomplice (Code of Alabama, Tit. 15, § 307).
- A confession of the defendant must be voluntary and given without fear of punishment or hope of reward (citing Lockett v. State, 218 Ala. 40, 117 So. 457).
State's Arguments
- Although a conviction cannot rest on uncorroborated accomplice testimony, the accused's confession may serve as sufficient corroboration of an accomplice's evidence (citing Snoddy v. State, 75 Ala. 23; Harris v. State, 32 Ala. App. 519, 27 So.2d 794; 248 Ala. 389, 27 So.2d 797; Clark v. State, 35 Ala. App. 60, 43 So.2d 431; English v. State, 38 Ala. App. 377, 84 So.2d 673).
- Corroboration of an accomplice need not extend to every material fact to which he testifies; corroboration of some facts may suffice (citing Montgomery v. State, 40 Ala. 684; Dykes v. State, 30 Ala. App. 129, 1 So.2d 754).
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Lockett v. State, 218 Ala. 40, 117 So. 457 | Confession must be voluntary, given without fear of punishment or hope of reward. | Referenced by appellant's counsel regarding voluntariness of confession; court noted negotiating for suspended sentence undermined treating the statement as an unequivocal confession. |
| Snoddy v. State, 75 Ala. 23 | Confession of accused may corroborate accomplice's evidence. | State relied on this line; court analyzed and found the particular statement was not a confession and did not corroborate the accomplice. |
| Harris v. State, 32 Ala. App. 519, 27 So.2d 794; 248 Ala. 389, 27 So.2d 797 | Authority for confession as corroboration of accomplice testimony. | Cited by State; court determined the sheriff's testimony did not amount to such a corroborating confession. |
| Clark v. State, 35 Ala. App. 60, 43 So.2d 431 | Authority on confession/corroboration of accomplice. | Cited by State; court found no corroboration here. |
| English v. State, 38 Ala. App. 377, 84 So.2d 673 | Authority on confession/corroboration. | Cited by State; court concluded the statement did not corroborate accomplice. |
| Montgomery v. State, 40 Ala. 684 | Corroboration of an accomplice need not go to every material fact. | Cited by State; court still found no sufficient corroboration in this record. |
| Dykes v. State, 30 Ala. App. 129, 1 So.2d 754 | Corroboration need not cover every material fact. | Cited by State; court held corroboration was lacking notwithstanding that principle. |
| People v. Woodward, 45 Cal. 293, 13 Am. Rep. 176 | Criminal agency is not shown merely by passivity; passivity alone does not establish aiding/abetting. | Applied to hold that Pugh's presence in the company of others did not establish he was a principal or accessory. |
| Hollinger v. State, 40 Ala. App. 281, 112 So.2d 220 | Dereliction in not stopping others may be another crime but not necessarily the crime charged. | Used to support that mere failure to act would not make Pugh criminally responsible under the indictment. |
| Wildman v. State, 42 Ala. App. 357, 165 So.2d 396 | Guilt cannot be imputed merely by association; status crimes are distinct. | Quoted to emphasize that being "in bad company" does not establish guilt for burglary/assault or here larceny. |
| Wilson v. State, 73 Ala. 527; Wilson v. State, 31 Ala. App. 560, 19 So.2d 777; Wilson v. State, 246 Ala. 129, 19 So.2d 780 | Attempt to compromise prosecution not ordinarily admissible as admission of guilt unless it is an unequivocal confession; dissent/adoption noted. | Applied to conclude the statement made during negotiation for suspended sentence was not an admissible confession corroborating the accomplice. |
| Sanders v. State, 148 Ala. 603, 41 So. 466 | Authority on admissibility of compromise statements/confessions. | Cited in support of rule that compromise negotiations are not ordinarily admissions of guilt. |
| Fuller v. State, 34 Ala. App. 211, 39 So.2d 24 | Related authority on admissions/confessions and compromise communications. | Cited with other authorities to show compromise statements are generally inadmissible as confessions. |
| Cooley v. State, 233 Ala. 407, 171 So. 725 | For impeachment, law permits evidence of general character but not special traits unrelated to truth and veracity. | Quoted and used to frame the rule that impeachment must concern general reputation/truthfulness and not isolated special traits. |
| Thomas v. State, 41 Ala. App. 19, 122 So.2d 731 | Example authority rejecting special-trait reputation inquiries. | Listed among cases rejecting inquiry into special traits for impeachment. |
| Stearns v. State, 266 Ala. 295, 96 So.2d 306 | Authority on limits to reputation inquiries for impeachment. | Cited as part of authorities limiting impeachment to general reputation for truth and veracity. |
| Bedsole v. State, 274 Ala. 603, 150 So.2d 696 | Authority rejecting special-trait reputation inquiries (examples). | Cited among cases illustrating impermissible inquiry into special traits. |
| Leonard v. Pope, 27 Mich. 145 | Authority (cited in digest) regarding rejection of special-trait reputation inquiry. | Cited in footnote as supporting rejection of special-trait inquiries. |
| Cox v. State, 162 Ala. 66, 50 So. 398 | Example authority on inadmissibility of special-trait reputation inquiry. | Listed among cases rejecting such inquiry. |
| McCutchen v. Loggins, 109 Ala. 457, 19 So. 810 | Rejects inquiry into being a "common thief" as impeachment by special trait. | Cited as controlling authority that special-trait inquiries (e.g., "common thief") are improper. |
| McAlpine v. State, 117 Ala. 93, 23 So. 130 | Collateral matters not affecting issues should not be allowed; limits to reputation inquiry. | Quoted to show collateral, nonreputational matters are inadmissible to impeach reputation for truthfulness. |
| Dolan v. State, 81 Ala. 11, 1 So. 707 | Authority on rejection of inquiries into certain special traits (violence/turbulence). | Included among authorities limiting permissible reputation inquiries. |
| Kilgore v. State, 124 Ala. 24, 27 So. 4 | When defendant testifies, the State may offer impeaching evidence on general reputation as with any other witness. | Applied to explain the scope of permissible impeachment once defendant testifies. |
| Green v. State, 238 Ala. 143, 189 So. 763 | Quoted jury direction regarding introduction of character evidence and impeachment limited to truth and veracity. | Used to illustrate limits on State's use of reputation evidence when defendant does not introduce good-character evidence. |
| Williams v. State, 250 Ala. 549, 35 So.2d 567 | Authority regarding a defendant's right to introduce good character evidence and related principles. | Cited in quotation explaining defendant's options and the scope of State impeachment. |
| Griffin v. State, 26 Ala. App. 473, 162 So. 457 | Related authority on character evidence rules. | Referenced in the quoted passage about defendant's character proof options. |
| Supreme Lodge Knights and Ladies of Honor v. Baker, 163 Ala. 518, 50 So. 958 | Rejects proving one vice to show another unrelated moral dereliction; limits on such inference. | Cited to support that proving a specific vice does not justify inquiry into other unrelated traits for impeachment. |
Court's Reasoning and Analysis
I. The court analyzed the sheriff's testimony and concluded the statement was not a confession because it did not admit guilt; it only admitted that Pugh was in the company of Henderson and Buckalew. The court explained that to make Pugh a principal or accessory the State had to produce legal evidence implying he recruited, aided, counseled, or undertook some part in the commission of the theft; mere passivity or presence is insufficient (citing People v. Woodward). The court also noted the statement arose during negotiations concerning a suspended sentence, and that compromise attempts are not ordinarily admissible as admissions of guilt unless they are unequivocally confessions (citing Wilson and related authorities). From these points the court concluded there was no corroboration of Henderson's accomplice testimony under Code 1940, T.15, § 307.
II. The court then addressed impeachment. Pugh testified but did not present good-character evidence. The State was permitted, over objection, to ask if Pugh had a bad reputation for being a thief. The court held this was error because impeachment by reputation is limited to general character and truth and veracity; inquiry into special traits (e.g., being a "thief") is improper and prejudicial. The court relied on Cooley v. State, McCutchen v. Loggins, Kilgore v. State, and other authorities to delineate the permissible scope of impeachment and to reject the trial court's allowance of special-trait reputation evidence. The court concluded both rulings below (admitting the sheriff's statement as corroboration/confession and permitting the special-trait reputation inquiry) were erroneous.
Holding and Implications
REVERSED AND REMANDED.
Direct effect: The trial court's judgment convicting Pugh of grand larceny is reversed and the cause is remanded for further proceedings consistent with the opinion. The court's decision rests on the record-specific conclusions that (1) the challenged statement was not an admissible confession or sufficient corroboration of the accomplice's testimony and (2) the State's impeachment by proving a reputation for being a thief was improper. The opinion does not announce or discuss a broader new precedent beyond applying established authorities to these errors.
CATES, Judge.
Appeal from conviction of grand larceny with sentence of three years in the penitentiary.
The State proved that in September, 1962, various chattels of Mr. W.H. Griffin, Jr., to the value of $150.00 "went missing."
Robert Henderson, then currently in Kilby Prison, testified that he, Albert Buckalew and Pugh took the property from Griffin's house to Henderson's car.
The State then sought, as demanded by Code 1940, T. 15,§ 307, to corroborate Henderson's evidence. The sheriff was called and testified:
"§ 307. A conviction of felony cannot be had on the testimony of an accomplice, unless corroborated by other evidence tending to connect the defendant with the commission of the offense; and such corroborative evidence, if it merely shows the commission of the offense or the circumstances thereof, is not sufficient."
"Q. Have you had occasion to talk to the defendant since that time in regard to this larceny case?
"A. Well, I was in the presence of you and him when you were talking to him.
"Q. Where was that conversation?
"A. Down in the back office of the sheriff's office.
"Q. When was it?
"A. Wyman, I don't recall the exact date, but it was before last court date of spring court, it was before then, and what brought the subject up you and this gentleman here were discussing probation for him, a suspended sentence.
"Q. Who else was present, if anyone?
"A. I don't recall anyone being.
"Q. Did anyone at that time offer him any reward or hope of reward or threaten him in any way to induce him to make a statement?
"A. No, sir.
"Q. Did he make a statement there in regard to his activities down there?
"A. He said he went fishing with those boys regularly and the best my memory serves me, he said he was in the car.
"Mr. McCall: I object to the testimony he is giving. It is in the nature of a confession and I think we should have the exact words.
"Q. Give his answer and what his statement was the best of your ability. What did he say?
"Judge Lindsey: He said the best of his memory — wasn't that the words you used?
"A. Yes, sir.
"Judge Lindsey: I sustain the objection.
"Q. I will withdraw the question and ask you if at that time and place did he make a statement in substance.
"Mr. McCall: I object to him leading, making a statement for the witness.
"Judge Lindsey: Don't lead.
"Q. What did he say at that time and place?
"A. He said that he went fishing on numerous occasions with — I believe he said the boys was a Buckalew boy and this Henderson boy, neither one I personally know until I saw this boy in court today, and he said, the best of my recollection.
"Mr. McCall: I object.
"Judge Lindsey: I sustain the objection to the best of his recollection.
"Mr. McCall: If he can't remember definitely.
"Judge Lindsey: The witness can use the words in his best judgment, but in his best recollection, I sustain the objection
"Q. What did he say in your best judgment, what was the words he used?
"A. That he didn't go in the house and help participate in actually carrying out the stuff, but he was in the car. That was what it all rounded out to be. I don't remember the exact words.
"Q. But he was in the car?
"A. He was in their company.
"Mr. McCall: I object and move to exclude that.
"Judge Lindsey: On what grounds?
"Mr. McCall: It is leading.
"Judge Lindsey: I overrule the objection. Don't lead him, Mr. Solicitor.
"Q. That was here in the office before the last term of court?
"A. Yes, sir.
"Q. Was he in custody at that time?
"A. No, sir, he wasn't in custody at that time.
"CROSS EXAMINATION BY MR. McCALL:
"Q. Is this the same time he came in after learning he was wanted and came in and gave himself up?
"A. No, sir, it was sometime later. I don't recall the exact date. I think the warrant will show the exact date he was arrested, and this was during the spring term of court.
"Mr. Gilmore: The State rests.
"Mr. McCall: I move the evidence be excluded on the basis it is the uncorroborated testimony of an accomplice.
"Judge Lindsey: I will charge the jury on what the law on conspiracy is and it is a jury question for them to say.
"Mr. McCall: I except to the court's ruling."
I.
We hold that the statement is not a confession. It does not admit guilt. It only admits that Pugh was in the company of Henderson and Buckalew.
To make Pugh a principal in the second degree or an accessory and thereby equally guilty as an actual offender, the State must adduce some legal evidence implying that he either recruited, helped or counseled in preparing the theft or took or undertook some part in its commission. Criminal agency in another's offense is not shown merely by an exhibition of passivity. People v. Woodward, 45 Cal. 293, 13 Am. Rep. 176. That Pugh was derelict in not stopping the others would, if anything, be another crime not embraced in the indictment. Hollinger v. State, 40 Ala. App. 281, 112 So.2d 220.
Code 1940, T. 14,§ 14: "The distinction between an accessory before the fact and a principal, between principals in the first and second degree, in cases of felony, is abolished; and all persons concerned in the commission of a felony, whether they directly commit the act constituting the offense, or aid or abet in its commission, though not present, must hereafter be indicted, tried, and punished as principals, as in the case of misdemeanors." See B.Com. iv., 34.
In Wildman v. State, 42 Ala. App. 357, 165 So.2d 396, we said:
"Though Wildman was in bad company, yet neither burglary nor assault with intent to murder falls within the so-called status crimes (e.g., vagrancy) whereunder imputing guilt by association has some evidentiary scope. Toney v. State, 60 Ala. 97 —'common prostitute'; Brannon v. State, 16 Ala. App. 259, 76 So. 991 — gamblers, 'birds of a feather.' "
Moreover, the claimed inculpatory evidence came about in an atmosphere of the defendant's negotiating for a suspended sentence.
An attempt to compromise a criminal prosecution is not ordinarily admissible under the theory of its being an admission of guilt, unless it is unequivocally in the nature of a confession. Wilson v. State, 73 Ala. 527; Sanders v. State, 148 Ala. 603, 41 So. 466; Fuller v. State, 34 Ala. App. 211, 39 So.2d 24; see also dissenting opinion of Simpson, J., in Wilson v. State, 31 Ala. App. 560, 19 So.2d 777, adopted in Wilson v. State, 246 Ala. 129, 19 So.2d 780.
It follows that there was no corroboration of Henderson's testimony.
II.
Pugh took the stand. He did not bring in any proof of his good repute or his good repute for honesty or integrity.
The State brought in witnesses to rebut Pugh's credibility, i. e., that he enjoyed a bad reputation. Pugh having testified, bared his credit to the slings and arrows of impeachment.
Over objection the solicitor was permitted to ask if Pugh enjoyed a bad reputation for being a thief. This was error and the affirmative answer was prejudicial. McElroy, Evidence (2d Ed.),§ 27.02; Wigmore, Evidence (3d Ed.),§ 923.
Foster, J., in Cooley v. State, 233 Ala. 407, 171 So. 725, gave an abstract statement, viz.:
"* * * For impeachment of a witness the law permits evidence of general character, not limited to truth and veracity, but not including special traits not affecting truth and veracity * *." (Italics added.)
This we paraphrase: A witness may be impeached by evidence against his "general" character as well as against his repute for telling the truth. But his reputation for telling the truth cannot be made out by testimony of his reputation for special traits of character which do not "affect" his reputation for telling the truth.
"Special" traits such as dishonesty ("thieves"); bad repute for writing libellous letters; being a "common thief"; a woman's paying or not paying her own rent; for violence and turbulence; for being a dirty fighter; have all been rejected as subjects of enquiry. See also Thomas v. State, 41 Ala. App. 19, 122 So.2d 731; Stearns v. State, 266 Ala. 295, 96 So.2d 306; Bedsole v. State, 274 Ala. 603, 150 So.2d 696.
Leonard v. Pope, 27 Mich. 145, cited in 7 Mayfield's Digest, Witnesses, p. 971.
Cox v. State, 162 Ala. 66, 50 So. 398.
McCutchen v. Loggins, 109 Ala. 457, 19 So. 810.
McAlpine v. State, 117 Ala. 93, 23 So. 130; but this is not an instance of evidence of repute.
Dolan v. State, 81 Ala. 11, 1 So. 707; Stearns v. State, 266 Ala. 295, 96 So.2d 306.
Bedsole v. State, 274 Ala. 603, 150 So.2d 696.
Aside from accomplices and convicted perjurers, no one group, whether saints or sinners, is legally presumed to be more prone to be liars than another. Factually, weight may be given to a witness's conviction for crimes of turpitude. Code 1940, T. 7,§ 434; T. 15,§§ 305-307.
The rule here brought to bear was stated in Kilgore v. State, 124 Ala. 24, 27 So. 4:
"The defendant having testified as a witness in his own behalf, this made it competent for the state to offer impeaching evidence on general reputation, as in the case of any other witness. * * *"
When at nisi prius, Judge Carr gave the following direction to a jury, quoted with approval in Green v. State, 238 Ala. 143, 189 So. 763:
* * * When a man is on trial in a criminal case, he has a right, when he is proceeding with his case, to introduce evidence to show that he is a man of good character. [See Williams v. State, 250 Ala. 549, 35 So.2d 567; Griffin v. State, 26 Ala. App. 473, 162 So. 457.] If, however, he does not introduce that evidence then the state has no right to introduce evidence to show that he is a man of bad character. However, when a defendant testifies in his own behalf, the defendant, just like any other witness, puts in issue his character for truth and veracity, and only for truth and veracity; but the law says this, that the State, when the defendant testifies, the State then can introduce evidence of witnesses which would tend to show that the defendant is a man of bad reputation, and the State does not have to go any further than that.
"* * * 'However, the jury cannot consider it in any other way except in weighing the testimony of the witness. So, that evidence is to be considered by you only in determining what truth or what verity or what weight you will give to the defendant's testimony in this case.' " (Italics and bracketed matter added.)
Impeachment of witnesses on collateral matters is confined to general repute and truth and veracity. Thus in McAlpine v. State, 117 Ala. 93, 23 So. 130, we find, per Haralson, J.:
"Squash Beavers testified, that he owned the houses that defendants lived in, and also the one in which Alice Madison lived. Alice had been examined for the state, and this witness, Beavers, examined by defendants, had just testified that her character for truth and veracity in the community where she lived was bad, and he would not believe her on oath. The state was allowed to ask him, against defendants' proper objection, 'Did Alice Madison pay her rent?' What her payment of her rent had to do with the issues we have been unable to discover. Such a collateral matter, not affecting the issues, should not have been allowed in the case. * * *"
More to the point of instant concern, we have Coleman, J., in McCutchen v. Loggins, 109 Ala. 457, 19 So. 810:
"In impeaching a witness, it is not competent to ask the impeaching witness if he knows the general character of the witness 'for truth and veracity, and honesty and integrity,' or was he not a 'common thief.' In many of our earlier decisions the enquiry was confined to 'general character for truth and veracity.' The later decisions, and the sounder rule, has extended the inquiry to 'general character' generally. 'Integrity and honesty' enter largely as elements of good character, but the rule has not been relaxed or extended to inquiries into specific constituents of character, other than for 'truth and veracity,' when the character of the witness for credibility is assailed. It would not be safe to enlarge the scope of inquiry further, lest we have the moral habits of the witness inquired into, and also his regard for, and observance of, religious orthodoxy. * * *"
Supreme Lodge Knights and Ladies of Honor v. Baker, 163 Ala. 518, 50 So. 958:
"The defendant attempted to prove one vice or moral dereliction as a circumstance tending to show the existence of another not necessarily or vitally connected with it as cause or effect. This could not be done, and the court properly ruled thereon. McCutchen v. Loggins, 109 Ala. 458 (6th headnote), 19 So. 810. * * *"III.
For both these erroneous rulings below, the judgment is due to be reversed and the cause remanded.
Reversed and remanded.
JOHNSON, J., concurs in result.
Alert