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HUDDLESTON v. UNITED STATES
Huddleston v. United States
Factual and Procedural Background
Guy Rufus Huddleston was charged with selling stolen goods in interstate commerce under 18 U.S.C. § 2315 and possessing stolen property in interstate commerce under 18 U.S.C. § 659. Both charges concerned stolen Memorex videocassette tapes that he allegedly possessed and sold knowing they were stolen. [1]
A shipment of more than 32,000 tapes was stolen in April 1985. Shortly afterward, Huddleston arranged sales of thousands of tapes at $2.75 to $3 each, below their manufacturing cost of $4.53. The tapes’ stolen status was undisputed; the material issue at trial was whether Huddleston knew they were stolen. [2][3]
To establish knowledge, the Government introduced evidence under Federal Rule of Evidence 404(b) that Huddleston had also offered large quantities of inexpensive televisions and sold stolen appliances. Huddleston testified that Leroy Wesby supplied all three types of merchandise, represented that they were legitimately obtained, and paid him commissions. Huddleston denied knowing that any goods were stolen. [3][4][5]
The District Court instructed the jury to consider the other-act evidence only as proof of knowledge, not character. The jury convicted Huddleston only on the possession count. [6]
A divided Sixth Circuit panel initially reversed because the Government had not established by clear and convincing evidence that the televisions were stolen. On rehearing, the panel applied the preponderance standard announced in United States v. Ebens and affirmed. The Supreme Court granted certiorari to resolve disagreement among the circuits over whether judges must make a preliminary factual finding before admitting Rule 404(b) evidence. [7][8]
Legal Issues Presented
- Must a district court independently find, by a preponderance of the evidence, that the defendant committed an “other act” before admitting evidence of that act under Rule 404(b)? [9]
- Under Rule 104(b), was the evidence sufficient to permit the jury reasonably to find that the televisions were stolen, making Huddleston’s television dealings relevant to his knowledge that the tapes were stolen? [10][11][12]
Arguments of the Parties
Petitioner’s Arguments
- Huddleston conceded that knowledge was a proper purpose for the television evidence, but argued that the Government had not proved to the District Court that the televisions were stolen. He did not challenge admission of the appliance evidence. [13][14]
- Because other-act evidence could prompt jurors to punish an uncharged act or infer criminal character, he argued that Rule 104(a) required a preliminary judicial finding that the act occurred. His brief sought clear-and-convincing proof; at oral argument, counsel conceded that Bourjaily foreclosed that standard and instead maintained that the Government had failed to satisfy the preponderance standard. [15][16]
- He also argued that Rule 403 required treating prejudice as substantially outweighing probative value unless the court first found the other act proved by a preponderance. He did not, however, seek review of the lower courts’ actual Rule 403 balancing. [17][18]
Government’s Arguments
- The Government argued that repeated sales of stolen merchandise obtained from the same suspicious source supported an inference that Huddleston knew the tapes were stolen. [13]
- It alternatively argued that the television evidence was relevant even without a finding that the televisions were stolen. The Court declined to address that theory because the record did not show that the lower courts had considered it and the disposition made it unnecessary. [19]
- The Government conceded that the strength of the proof establishing an other act could be considered in Rule 403 balancing. [17]
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| 802 F.2d 874 (1986) | The initial appellate decision required clear-and-convincing proof that the televisions were stolen. | Described as the initial reversal, later superseded on rehearing; its assessment identified the low price and absence of a bill of sale as the Government’s support for theft. [7][20] |
| United States v. Ebens, 800 F.2d 1422 (CA6 1986) | Other-act evidence could be admitted upon proof by a preponderance that the defendant committed the act. | Explained the Sixth Circuit’s decision on rehearing; the Supreme Court rejected the requirement of an independent preliminary judicial finding. [7][10] |
| 811 F.2d 974, 975 (1987) (per curiam) | Applying Ebens, the Sixth Circuit found no abuse of discretion in admitting the evidence. | The Supreme Court affirmed the judgment while holding that the preliminary judicial finding was unnecessary. [7][9][21] |
| 484 U.S. 894 (1987) | Certiorari grant in this case. | Cited as procedural history identifying review of the circuit conflict, not as a substantive evidentiary rule. [8] |
| United States v. Ingraham, 832 F.2d 229, 235 (CA1 1987) | Jury-sufficiency standard for other-act evidence; safeguards against unfair prejudice. | Identified as consistent with the adopted approach and cited in discussing safeguards, including limiting instructions. [22][23] |
| United States v. Martin, 773 F.2d 579, 582 (CA4 1985) | Admission when the evidence permits a jury to find that the defendant committed the act. | Identified as representing the circuit approach consistent with the Court’s holding. [22][8] |
| United States v. Beechum, 582 F.2d 898, 914 (CA5 1978) (en banc), cert. denied, 440 U.S. 920 (1979) | Jury-sufficiency standard and conditional relevance under Rule 104(b). | Relied on at pages 912–913 to explain that jurors must reasonably be able to find the act occurred and the defendant committed it, and that Rule 104(b) governs such conditional relevance. [22][10][24] |
| United States v. Dothard, 666 F.2d 498, 502 (CA11 1982) | Admission when evidence is sufficient for the jury to find the defendant committed the act. | Listed among decisions following the jury-sufficiency approach. [22] |
| United States v. Leonard, 524 F.2d 1076, 1090-1091 (CA2 1975) | Preliminary judicial finding by a preponderance before admission. | Identified as part of the circuit conflict; the Court rejected requiring that finding. [22][10] |
| United States v. Leight, 818 F.2d 1297, 1302 (CA7), cert. denied, 484 U.S. 958 (1987) | Clear-and-convincing proof to the court that the defendant committed the act. | Listed as a competing circuit approach, rather than the standard adopted by the Court. [22][8] |
| United States v. Weber, 818 F.2d 14 (CA8 1987) | Clear-and-convincing proof to the court of the other act. | Identified as part of the circuit disagreement resolved by the jury-sufficiency rule. [22][8] |
| United States v. Vaccaro, 816 F.2d 443, 452 (CA9), cert denied sub nom. Alvis v. United States, 484 U.S. 914 (1987) | Clear-and-convincing proof to the court of the other act. | Vaccaro illustrated a competing standard; Alvis appeared only as its certiorari-denial history. [22] |
| United States v. Lavelle, 243 U.S.App.D.C. 47, 57, 751 F.2d 1266, 1276, cert. denied, 474 U.S. 817 (1985) | Clear-and-convincing proof to the court of the other act. | Listed among decisions imposing a preliminary proof requirement inconsistent with the approach adopted here. [22][10] |
| Bourjaily v. United States, 483 U.S. 171 (1987) | Rule 104(a) findings use the preponderance standard; evidence must also be assessed cumulatively. | Explained counsel’s abandonment of the clear-and-convincing position. The Court separately relied on pages 179–180 to require consideration of all evidence when assessing conditional relevance. [16][12] |
| Michelson v. United States, 335 U.S. 469, 475-476 (1948) | Concern about unfair prejudice from character-related evidence. | Cited in acknowledging the danger of prejudice before identifying protections other than a preliminary judicial finding. [23] |
Court’s Reasoning and Analysis
- Require a proper, noncharacter purpose. Rule 404(b) excludes other-act evidence offered to prove character and conduct conforming to it, but permits evidence relevant to issues such as knowledge. Here, the Government’s theory depended on the televisions being stolen: repeated transactions involving stolen goods from the same source could establish knowledge about the tapes. [25][26][13]
- Reject an additional preliminary-finding requirement. Rules 401 and 402 generally permit relevant evidence, while Rule 403 authorizes exclusion when unfair prejudice substantially outweighs probative value. Rule 404(b) limits the purposes for which evidence may be used but contains no requirement that the judge first find the other act proved. Adding that requirement would conflict with the Rules’ structure and text. [27]
- Confirm the reading through legislative history. The Advisory Committee rejected a mechanical solution and directed courts toward ordinary admissibility rules, particularly Rule 403. The House and Senate reports emphasized admissibility for permissible purposes rather than additional restrictions. [28][29]
- Apply Rule 104(b), not independent factfinding under Rule 104(a). When relevance depends on a factual condition, the judge examines all the evidence and asks whether a jury reasonably could find that condition satisfied by a preponderance. The judge does not weigh credibility or independently find the condition established. Evidence may be admitted subject to later supporting proof; if the requisite support is absent, the jury must be instructed to disregard it. [10][24][30][11]
- Assess the television evidence cumulatively. The low price, large quantity offered, and absence of a bill of sale had to be considered alongside Huddleston’s dealings in stolen tapes and appliances obtained from Wesby. Together, that evidence permitted a reasonable jury to conclude that the televisions were stolen. Admission was therefore proper. [12]
- Use the Rules’ existing safeguards against unfair prejudice. The Court identified four protections: a proper purpose under Rule 404(b), relevance enforced through Rules 402 and 104(b), Rule 403 balancing, and a limiting instruction upon request under Rule 105. It rejected a mandatory preliminary finding as a prerequisite to Rule 403 balancing, while recognizing that evidentiary strength could inform that balancing. The actual balancing below was not under review. [17][23][18]
Holding and Implications
AFFIRMED. The unanimous Court held that a district court need not independently find an other act proved by a preponderance before admitting Rule 404(b) evidence. Instead, the evidence must permit a reasonable jury to find that the act occurred and the defendant committed it, subject to the other admissibility safeguards. [31][9][10][23][21]
The television evidence satisfied that standard, leaving Huddleston’s possession conviction intact. The Court expressly stated that its analysis was not limited to criminal defendants or acts similar to the charged conduct; Rule 404(b) applies in both civil and criminal cases. [12][21][6][26]
Federal Rule of Evidence 404(b) provides that evidence of "other crimes, wrongs, or acts" is not admissible to prove a person's character, but may be admissible for other purposes, such as proof of knowledge. Petitioner was charged under federal law with the knowing possession and sale of stolen videocassette tapes. At his trial, the District Court allowed the Government to introduce as evidence of "similar acts" under Rule 404(b) evidence of petitioner's involvement in a series of sales of allegedly stolen televisions and appliances from the same suspicious source as the tapes, concluding that such evidence had clear relevance as to petitioner's knowledge that the tapes were stolen. The jury convicted petitioner on the possession count only, and the Court of Appeals ultimately affirmed, declaring that it could not say that the District Court had abused its discretion in admitting the "similar acts" evidence under United States v. Ebens, 800 F.2d 1422 (CA6), which authorized courts to admit such evidence if the proof showed by a preponderance of the evidence that the defendant did in fact commit the prior bad act.
Held: The district court need not itself make a preliminary finding that the Government has proved the "other act" by a preponderance of the evidence before it submits "similar acts" and other Rule 404(b) evidence to the jury. The requirement of such a preliminary finding would be inconsistent with the structure of Article IV of the Rules, which allows the admission of relevant evidence for a proper purpose subject only to general strictures, with Rule 404(b)'s plain language, and with the legislative history behind that Rule. Rather, "similar" acts evidence should be admitted if there is sufficient evidence to support a finding by the jury that the defendant committed the similar act. Here, petitioner does not dispute that the evidence of the appliance sales was properly admitted. Moreover, the trial court properly allowed the evidence of the television sales to go to the jury, since the jury reasonably could have concluded that the televisions were stolen in light of the low price sought by petitioner, the large quantity of televisions he offered for sale, his inability to produce a bill of sale, and his involvement in the sales of the stolen tapes and appliances. Pp. 685-692.
811 F.2d 974, affirmed.
REHNQUIST, C. J., delivered the opinion for a unanimous Court.
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
Federal Rule of Evidence 404(b) provides:
"Other crimes, wrongs, or acts. — Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident."
This case presents the question whether the district court must itself make a preliminary finding that the Government has proved the "other act" by a preponderance of the evidence before it submits the evidence to the jury. We hold that it need not do so.
Petitioner, Guy Rufus Huddleston, was charged with one count of selling stolen goods in interstate commerce, 18 U.S.C. § 2315, and one count of possessing stolen property in interstate commerce, 18 U.S.C. § 659. The two counts related to two portions of a shipment of stolen Memorex videocassette tapes that petitioner was alleged to have possessed and sold, knowing that they were stolen.
The evidence at trial showed that a trailer containing over 32,000 blank Memorex videocassette tapes with a manufacturing cost of $4.53 per tape was stolen from the Overnight Express yard in South Holland, Illinois, sometime between April 11 and 15, 1985. On April 17, 1985, petitioner contacted Karen Curry, the manager of the Magic Rent-to-Own in Ypsilanti, Michigan, seeking her assistance in selling a large number of blank Memorex videocassette tapes. After assuring Curry that the tapes were not stolen, he told her he wished to sell them in lots of at least 500 at $2.75 to $3 per tape. Curry subsequently arranged for the sale of a total of 5,000 tapes, which petitioner delivered to the various purchasers — who apparently believed the sales were legitimate.
There was no dispute that the tapes which petitioner sold were stolen; the only material issue at trial was whether petitioner knew they were stolen. The District Court allowed the Government to introduce evidence of "similar acts" under Rule 404(b), concluding that such evidence had "clear relevance as to [petitioner's knowledge]." App. 11. The first piece of similar act evidence offered by the Government was the testimony of Paul Toney, a record store owner. He testified that in February 1985, petitioner offered to sell new 12" black and white televisions for $28 apiece. According to Toney, petitioner indicated that he could obtain several thousand of these televisions. Petitioner and Toney eventually traveled to the Magic Rent-to-Own, where Toney purchased 20 of the televisions. Several days later, Toney purchased 18 more televisions.
The second piece of similar act evidence was the testimony of Robert Nelson, an undercover FBI agent posing as a buyer for an appliance store. Nelson testified that in May 1985, petitioner offered to sell him a large quantity of Amana appliances — 28 refrigerators, 2 ranges, and 40 icemakers. Nelson agreed to pay $8,000 for the appliances. Petitioner was arrested shortly after he arrived at the parking lot where he and Nelson had agreed to transfer the appliances. A truck containing the appliances was stopped a short distance from the parking lot, and Leroy Wesby, who was driving the truck, was also arrested. It was determined that the appliances had a value of approximately $20,000 and were part of a shipment that had been stolen.
Petitioner testified that the Memorex tapes, the televisions, and the appliances had all been provided by Leroy Wesby, who had represented that all of the merchandise was obtained legitimately. Petitioner stated that he had sold 6,500 Memorex tapes for Wesby on a commission basis. Petitioner maintained that all of the sales for Wesby had been on a commission basis and that he had no knowledge that any of the goods were stolen.
In closing, the prosecution explained that petitioner was not on trial for his dealings with the appliances or the televisions. The District Court instructed the jury that the similar acts evidence was to be used only to establish petitioner's knowledge, and not to prove his character. The jury convicted petitioner on the possession count only.
A divided panel of the United States Court of Appeals for the Sixth Circuit initially reversed the conviction, concluding that because the Government had failed to prove by clear and convincing evidence that the televisions were stolen, the District Court erred in admitting the testimony concerning the televisions. 802 F.2d 874 (1986). The panel subsequently granted rehearing to address the decision in United States v. Ebens, 800 F.2d 1422 (CA6 1986), in which a different panel had held: "Courts may admit evidence of prior bad acts if the proof shows by a preponderance of the evidence that the defendant did in fact commit the act." Id., at 1432. On rehearing, the court affirmed the conviction. "Applying the preponderance of the evidence standard adopted in Ebens, we cannot say that the district court abused its discretion in admitting evidence of the similar acts in question here." 811 F.2d 974, 975 (1987) (per curiam). The court noted that the evidence concerning the televisions was admitted for a proper purpose and that the probative value of this evidence was not outweighed by its potential prejudicial effect.
"[T]he government's only support for the assertion that the televisions were stolen was [petitioner's] failure to produce a bill of sale at trial and the fact that the televisions were sold at a low price." 802 F.2d, at 876, n. 5.
We granted certiorari, 484 U.S. 894 (1987), to resolve a conflict among the Courts of Appeals as to whether the trial court must make a preliminary finding before "similar act" and other Rule 404(b) evidence is submitted to the jury. We conclude that such evidence should be admitted if there is sufficient evidence to support a finding by the jury that the defendant committed the similar act.
The First, Fourth, Fifth, and Eleventh Circuits allow the admission of similar act evidence if the evidence is sufficient to allow the jury to find that the defendant committed the act. United States v. Ingraham, 832 F.2d 229, 235 (CA1 1987); United States v. Martin, 773 F.2d 579, 582 (CA4 1985); United States v. Beechum, 582 F.2d 898, 914 (CA5 1978) (en banc), cert. denied, 440 U.S. 920 (1979); United States v. Dothard, 666 F.2d 498, 502 (CA11 1982). Consistent with the Sixth Circuit, the Second Circuit prohibits the introduction of similar act evidence unless the trial court finds by a preponderance of the evidence that the defendant committed the act. United States v. Leonard, 524 F.2d 1076, 1090-1091 (CA2 1975). The Seventh, Eighth, Ninth, and District of Columbia Circuits require the Government to prove to the court by clear and convincing evidence that the defendant committed the similar act. United States v. Leight, 818 F.2d 1297, 1302 (CA7), cert. denied, 484 U.S. 958 (1987); United States v. Weber, 818 F.2d 14 (CA8 1987); United States v. Vaccaro, 816 F.2d 443, 452 (CA9), cert denied sub nom. Alvis v. United States, 484 U.S. 914 (1987); United States v. Lavelle, 243 U.S.App.D.C. 47, 57, 751 F.2d 1266, 1276, cert. denied, 474 U.S. 817 (1985).
Federal Rule of Evidence 404(b) — which applies in both civil and criminal cases — generally prohibits the introduction of evidence of extrinsic acts that might adversely reflect on the actor's character, unless that evidence bears upon a relevant issue in the case such as motive, opportunity, or knowledge. Extrinsic acts evidence may be critical to the establishment of the truth as to a disputed issue, especially when that issue involves the actor's state of mind and the only means of ascertaining that mental state is by drawing inferences from conduct. The actor in the instant case was a criminal defendant, and the act in question was "similar" to the one with which he was charged. Our use of these terms is not meant to suggest that our analysis is limited to such circumstances.
Before this Court, petitioner argues that the District Court erred in admitting Toney's testimony as to petitioner's sale of the televisions. The threshold inquiry a court must make before admitting similar acts evidence under Rule 404(b) is whether that evidence is probative of a material issue other than character. The Government's theory of relevance was that the televisions were stolen, and proof that petitioner had engaged in a series of sales of stolen merchandise from the same suspicious source would be strong evidence that he was aware that each of these items, including the Memorex tapes, was stolen. As such, the sale of the televisions was a "similar act" only if the televisions were stolen. Petitioner acknowledges that this evidence was admitted for the proper purpose of showing his knowledge that the Memorex tapes were stolen. He asserts, however, that the evidence should not have been admitted because the Government failed to prove to the District Court that the televisions were in fact stolen.
Petitioner does not dispute that Nelson's testimony concerning the Amana appliances was properly admitted under Rule 404(b).
The Government also argues before this Court that the evidence concerning the televisions is relevant even if the jury could not conclude that the sets were stolen. We have found nothing in the record indicating that this theory was suggested to or relied upon by the courts below, and in light of our ruling, we need not address this alternative theory.
Petitioner argues from the premise that evidence of similar acts has a grave potential for causing improper prejudice. For instance, the jury may choose to punish the defendant for the similar rather than the charged act, or the jury may infer that the defendant is an evil person inclined to violate the law. Because of this danger, petitioner maintains, the jury ought not to be exposed to similar act evidence until the trial court has heard the evidence and made a determination under Federal Rule of Evidence 104(a) that the defendant committed the similar act. Rule 104(a) provides that "[p]reliminary questions concerning the qualification of a person to be a witness, the existence of a privilege, or the admissibility of evidence shall be determined by the court, subject to the provisions of subdivision (b)." According to petitioner, the trial court must make this preliminary finding by at least a preponderance of the evidence.
In his brief, petitioner argued that the Government was required to prove to the trial court the commission of the similar act by clear and convincing proof. At oral argument, his counsel conceded that such a position is untenable in light of our decision last Term in Bourjaily v. United States, 483 U.S. 171 (1987), in which we concluded that preliminary factual findings under Rule 104(a) are subject to the preponderance-of-the-evidence standard. Tr. of Oral Arg. 12. Petitioner now asserts that although the Sixth Circuit correctly held that the Government must prove the similar act by preponderant evidence before it is admitted, the court erred in applying that test to these facts. We consider first what preliminary finding, if any, the trial court must make before letting similar acts evidence go to the jury.
We reject petitioner's position, for it is inconsistent with the structure of the Rules of Evidence and with the plain language of Rule 404(b). Article IV of the Rules of Evidence deals with the relevancy of evidence. Rules 401 and 402 establish the broad principle that relevant evidence — evidence that makes the existence of any fact at issue more or less probable — is admissible unless the Rules provide otherwise. Rule 403 allows the trial judge to exclude relevant evidence if, among other things, "its probative value is substantially outweighed by the danger of unfair prejudice." Rules 404 through 412 address specific types of evidence that have generated problems. Generally, these latter Rules do not flatly prohibit the introduction of such evidence but instead limit the purpose for which it may be introduced. Rule 404(b), for example, protects against the introduction of extrinsic act evidence when that evidence is offered solely to prove character. The text contains no intimation, however, that any preliminary showing is necessary before such evidence may be introduced for a proper purpose. If offered for such a proper purpose, the evidence is subject only to general strictures limiting admissibility such as Rules 402 and 403.
Petitioner's reading of Rule 404(b) as mandating a preliminary finding by the trial court that the act in question occurred not only superimposes a level of judicial oversight that is nowhere apparent from the language of that provision, but it is simply inconsistent with the legislative history behind Rule 404(b). The Advisory Committee specifically declined to offer any "mechanical solution" to the admission of evidence under 404(b). Advisory Committee's Notes on Fed. Rule Evid. 404(b), 28 U.S.C. App., p. 691. Rather, the Committee indicated that the trial court should assess such evidence under the usual rules for admissibility: "The determination must be made whether the danger of undue prejudice outweighs the probative value of the evidence in view of the availability of other means of proof and other factors appropriate for making decisions of this kind under Rule 403." Ibid.; see also S. Rep. No. 93-1277, p. 25 (1974) ("[I]t is anticipated that with respect to permissible uses for such evidence, the trial judge may exclude it only on the basis of those considerations set forth in Rule 403, i. e. prejudice, confusion or waste of time").
Petitioner's suggestion that a preliminary finding is necessary to protect the defendant from the potential for unfair prejudice is also belied by the Reports of the House of Representatives and the Senate. The House made clear that the version of Rule 404(b) which became law was intended to "plac[e] greater emphasis on admissibility than did the final Court version." H.R. Rep. No. 93-650, p. 7 (1973). The Senate echoed this theme: "[T]he use of the discretionary word `may' with respect to the admissibility of evidence of crimes, wrongs, or other acts is not intended to confer any arbitrary discretion on the trial judge." S. Rep. No. 93-1277, supra, at 24. Thus, Congress was not nearly so concerned with the potential prejudicial effect of Rule 404(b) evidence as it was with ensuring that restrictions would not be placed on the admission of such evidence.
We conclude that a preliminary finding by the court that the Government has proved the act by a preponderance of the evidence is not called for under Rule 104(a). This is not to say, however, that the Government may parade past the jury a litany of potentially prejudicial similar acts that have been established or connected to the defendant only by unsubstantiated innuendo. Evidence is admissible under Rule 404(b) only if it is relevant. "Relevancy is not an inherent characteristic of any item of evidence but exists only as a relation between an item of evidence and a matter properly provable in the case." Advisory Committee's Notes on Fed. Rule Evid. 401, 28 U.S.C. App., p. 688. In the Rule 404(b) context, similar act evidence is relevant only if the jury can reasonably conclude that the act occurred and that the defendant was the actor. See United States v. Beechum, 582 F.2d 898, 912-913 (CA5 1978) (en banc). In the instant case, the evidence that petitioner was selling the televisions was relevant under the Government's theory only if the jury could reasonably find that the televisions were stolen.
Petitioner also suggests that in performing the balancing prescribed by Federal Rule of Evidence 403, the trial court must find that the prejudicial potential of similar acts evidence substantially outweighs its probative value unless the court concludes by a preponderance of the evidence that the defendant committed the similar act. We reject this suggestion because Rule 403 admits of no such gloss and because such a holding would be erroneous for the same reasons that a preliminary finding under Rule 104(a) is inappropriate. We do, however, agree with the Government's concession at oral argument that the strength of the evidence establishing the similar act is one of the factors the court may consider when conducting the Rule 403 balancing. Tr. of Oral Arg. 26.
Such questions of relevance conditioned on a fact are dealt with under Federal Rule of Evidence 104(b). Beechum, supra, at 912-913; see also E. Imwinkelried, Uncharged Misconduct Evidence § 2.06 (1984). Rule 104(b) provides:
"When the relevancy of evidence depends upon the fulfillment of a condition of fact, the court shall admit it upon, or subject to, the introduction of evidence sufficient to support a finding of the fulfillment of the condition."
In determining whether the Government has introduced sufficient evidence to meet Rule 104(b), the trial court neither weighs credibility nor makes a finding that the Government has proved the conditional fact by a preponderance of the evidence. The court simply examines all the evidence in the case and decides whether the jury could reasonably find the conditional fact — here, that the televisions were stolen — by a preponderance of the evidence. See 21 C. Wright K. Graham, Federal Practice and Procedure § 5054, p. 269 (1977). The trial court has traditionally exercised the broadest sort of discretion in controlling the order of proof at trial, and we see nothing in the Rules of Evidence that would change this practice. Often the trial court may decide to allow the proponent to introduce evidence concerning a similar act, and at a later point in the trial assess whether sufficient evidence has been offered to permit the jury to make the requisite finding. If the proponent has failed to meet this minimal standard of proof, the trial court must instruct the jury to disregard the evidence.
"When an item of evidence is conditionally relevant, it is often not possible for the offeror to prove the fact upon which relevance is conditioned at the time the evidence is offered. In such cases it is customary to permit him to introduce the evidence and `connect it up' later. Rule 104(b) continues this practice, specifically authorizing the judge to admit the evidence `subject to' proof of the preliminary fact. It is, of course, not the responsibility of the judge sua sponte to insure that the foundation evidence is offered; the objector must move to strike the evidence if at the close of the trial the offeror has failed to satisfy the condition." 21 C. Wright K. Graham, Federal Practice and Procedure § 5054, pp. 269-270 (1977) (footnotes omitted).
We emphasize that in assessing the sufficiency of the evidence under Rule 104(b), the trial court must consider all evidence presented to the jury. "[I]ndividual pieces of evidence, insufficient in themselves to prove a point, may in cumulation prove it. The sum of an evidentiary presentation may well be greater than its constituent parts." Bourjaily v. United States, 483 U.S. 171, 179-180 (1987). In assessing whether the evidence was sufficient to support a finding that the televisions were stolen, the court here was required to consider not only the direct evidence on that point — the low price of the televisions, the large quantity offered for sale, and petitioner's inability to produce a bill of sale — but also the evidence concerning petitioner's involvement in the sales of other stolen merchandise obtained from Wesby, such as the Memorex tapes and the Amana appliances. Given this evidence, the jury reasonably could have concluded that the televisions were stolen, and the trial court therefore properly allowed the evidence to go to the jury.
We share petitioner's concern that unduly prejudicial evidence might be introduced under Rule 404(b). See Michelson v. United States, 335 U.S. 469, 475-476 (1948). We think, however, that the protection against such unfair prejudice emanates not from a requirement of a preliminary finding by the trial court, but rather from four other sources: first, from the requirement of Rule 404(b) that the evidence be offered for a proper purpose; second, from the relevancy requirement of Rule 402 — as enforced through Rule 104(b); third, from the assessment the trial court must make under Rule 403 to determine whether the probative value of the similar acts evidence is substantially outweighed by its potential for unfair prejudice, see Advisory Committee's Notes on Fed. Rule Evid. 404(b), 28 U.S.C. App., p. 691; S. Rep. No. 93-1277, at 25; and fourth, from Federal Rule of Evidence 105, which provides that the trial court shall, upon request, instruct the jury that the similar acts evidence is to be considered only for the proper purpose for which it was admitted. See United States v. Ingraham, 832 F.2d 229, 235 (CA1 1987).
As petitioner's counsel conceded at oral argument, petitioner did not seek review of the Rule 403 balancing performed by the courts below. Tr. of Oral Arg. 14. We therefore do not address that issue.
Affirmed.
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