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LUNDSTROM v. ROMERO
ZITA WEINSHIENK, Senior District Judge
This case is set for a trial to jury for five days commencing at 10:30 a.m. on Monday, March 7, 2011, in Courtroom A801, Alfred A. Arraj United States Courthouse, 901 19th Street, Denver, Colorado 80294. It is
ORDERED that counsel shall review the pre-trial order and shall file a short status report with the Court on or before Friday, January 21, 2011, advising the Court of the following:
1. Any problems, factual or legal, which are not adequately disclosed by the pre-trial order.
2. Any witnesses or exhibits not listed in the pre-trial order which are stipulated or allowed by order of court.
3. Matters which counsel believe can be resolved in advance of trial, including motions in limine.
4. Unusual legal questions which counsel anticipate will arise at trial.
5. Changes which should be made in the estimated length of trial as shown by the pre-trial order.
6. Possibilities of settlement.
It is FURTHER ORDERED that all motions in limine shall be filed on or before Wednesday, January 12, 2011. Responses to motions in limine (if necessary) shall be filed no later than Wednesday, January 19, 2011. It is
FURTHER ORDERED that the parties must comply with D.C.COLO.LCivR 7.1A before filing any motion in limine. It is
FURTHER ORDERED that a trial preparation conference before Senior Judge Zita Leeson Weinshienk is hereby set on Thursday, February 3, 2011, at 2:30 p.m. in Courtroom A801, at which time any pending motions, including motions in limine, will be heard. It is
FURTHER ORDERED that counsel shall read and comply with the procedures as outlined in the Civil Trial Procedures, Trial Check List, and Jury Instructions Memorandum posted under Judicial Officers' Procedures for Senior Judge Weinshienk on the Court's website at http://www.cod.uscourts.gov/. Counsel shall be prepared to discuss these procedures if necessary and may ask any questions of the Court and Court staff at the scheduled Trial Preparation Conference for any needed clarification.
DATED AT Denver, Colorado, this 18th day of August, 2010.
We note that a qualified immunity question may be submitted to a jury when disputed issues of material fact exist. See Gonzales v. Duran, 590 F.3d 855, 859 (10th Cir. 2009). Where such factual disputes are present, the district court can "submit special interrogatories to the jury to establish the facts" and "[b]ased on the jury's findings, the [district] court [can] then determine whether the defendant's conduct was [lawful] in light of the clearly established law." Id.
B. Seizure
We now turn to the plaintiffs' claims. Lundstrom and Hibner first claim their clearly established right to be free from unreasonable seizure was violated when (1) Officer Romero pulled her gun on them during the initial encounter at the front door of the home, and then when the officers (2) handcuffed Hibner and directed her to remain on the curb, (3) effectively removed Lundstrom from his house, and (4) handcuffed Lundstrom and placed him in a police vehicle.
In their opening brief to this court, Lundstrom and Hibner argue they were subjected to illegal pat down searches after being seized. The district court refused to consider that argument, however, because such an allegation was not presented in Lundstrom and Hibner's complaint. Lundstrom and Hibner do not challenge the district court's pleading determination on appeal. We therefore do not address this argument.
The district court concluded those encounters either did not amount to seizures under the Fourth Amendment or were reasonable. On appeal, the officers largely adopt the district court's reasoning, arguing either the seizures did not implicate the Fourth Amendment or the need to check on a child's welfare, exigent circumstances, and concern for their safety and the safety of others justified their actions. As we discuss below, we agree in part and disagree in part with the district court's assessment at this stage of the proceedings.
1. Legal Framework
"Violation of the Fourth Amendment requires an intentional acquisition of physical control." Becker v. Kroll, 494 F.3d 904, 914 (10th Cir. 2007) (internal quotation marks omitted). A Fourth Amendment seizure occurs where, considering all the circumstances, a reasonable person would not feel free to leave or disregard the contact. See Petersen v. Farnsworth, 371 F.3d 1219, 1221-22 (10th Cir. 2004). In determining whether a seizure was constitutional, we "balance the nature and quality of the intrusion on the individual's Fourth Amendment interests against the importance of the governmental interests alleged to justify the intrusion." Weigel v. Broad, 544 F.3d 1143, 1162 (10th Cir. 2008), cert. denied, ___ U.S. ___, 129 S.Ct. 2387, 173 L.Ed.2d 1295 (2009). The reasonableness of a police officer's actions is evaluated from the perspective of a reasonable officer on the scene, recognizing the police officer may have been forced to make split-second decisions in a stressful, dynamic, and dangerous environment. See Holland ex rel. Qverdorff v. Harrington, 268 F.3d 1179, 1188 (10th Cir. 2001).
The facts of this case involve allegations of investigative detentions — Fourth Amendment seizures of limited scope and duration requiring reasonable suspicion of criminal activity. See United States v. White, 584 F.3d 935, 944-45 (10th Cir. 2009), cert. denied, ___ U.S. ___, 130 S.Ct. 1721, 176 L.Ed.2d 202 (2010). We conduct a two-step inquiry to determine whether an investigative detention was reasonable under the Fourth Amendment. First, we assess whether the detention was justified at its inception. See United States v. Cervine, 347 F.3d 865, 868 (10th Cir. 2003). For an investigative detention to be valid, an officer must have had "objectively reasonable articulable suspicion" that a detainee committed or is about to commit a crime. Id. at 869. "The court views the totality of the circumstances to see whether the detaining officer had a particularized and objective basis for suspecting legal wrongdoing." Cortez v. McCauley, 478 F.3d 1108, 1123 (10th Cir. 2007) (en banc) (internal quotation marks omitted).
Second, we evaluate whether the officer's actions were "reasonably related in scope to the circumstances that first justified the interference." Cervine, 347 F.3d at 868 (internal quotation marks omitted). A police officer may take such steps as are reasonably necessary to protect his safety and to maintain the status quo during a detention. See United States v. Garcia, 459 F.3d 1059, 1063 (10th Cir. 2006).
If a police-citizen encounter exceeds the limits of an investigative detention, it then becomes an arrest that must be supported by probable cause. See United States v. Rodriguez-Rodriguez, 550 F.3d 1223, 1227 (10th Cir. 2008). "Probable cause exists if the facts and circumstances known to the officer warrant a prudent man in believing that the offense has been committed." Buck v. City of Albuquerque, 549 F.3d 1269, 1281 (10 Cir. 2008) (internal quotation marks omitted). While there is no litmus-paper test for determining when an investigative detention enters the realm of an arrest, we have stated an arrest is distinguished from an investigative detention "by the involuntary, highly intrusive nature of the encounter." See Cortez, 478 F.3d at 1115. "[T]he use of firearms, handcuffs, and other forceful techniques," for example, generally indicate an investigative detention has evolved into an arrest. Id. at 1115-16.
We have recognized that, in fulfilling their duties, police officers may exercise functions — "community caretaking functions" — wholly separate and apart from detecting, investigating, or acquiring evidence of a crime. United States v. Garner, 416 F.3d 1208, 1212 (10th Cir. 2005). Police officers carrying out such functions may, in certain circumstances, properly detain a person. See id. at 1212-13. "Like an investigative detention, . . . a community caretaking detention must be based upon specific and articulable facts which reasonably warrant an intrusion into the individual's liberty." Id. at 1213 (internal punctuation and quotation marks omitted). In addition, the government's interest must outweigh the individual's interest in avoiding arbitrary governmental interference. See id. "[T]he [community caretaking] detention must last no longer than is necessary to effectuate its purpose, and its scope must be carefully tailored to its underlying justification." Id.
With this framework in mind, we turn to the facts as alleged by Lundstrom and Hibner.
2. Application
For ease of discussion, we address the plaintiffs' seizure allegations in roughly chronological order.
a. Encounter at the Door
Lundstrom and Hibner first contend Officer Romero illegally seized them when she pulled her gun on Lundstrom during the initial encounter at the front door. The district court concluded a lawful seizure was effected when Officer Romero pointed her gun at Lundstrom, determining Officer Romero acted reasonably to alleviate a perceived threat to her safety, and that no cognizable seizure occurred when Officer Romero's gun was pointed at Hibner because the show of authority was not directed at her and she did not submit to it. The officers argue no seizure occurred when Officer Romero pointed her gun at Lundstrom because he did not submit to the show of authority — rather, he closed the door. Alternatively, based on reasoning similar to the district court's, the officers contend that, if a seizure was effected, it was reasonable because Officer Romero acted appropriately in response to a possible threat to her safety. The officers also argue, as the district court found, that Hibner was not seized when Officer Romero's gun was pointed at her because Officer Romero's directives were not addressed to Hibner. We conclude the district court's assessment was correct.
Before the district court, Lundstrom and Hibner argued Officer Romero perpetrated an illegal seizure when she approached the front door of the house. Since Lundstrom voluntarily opened the door, the district court found the initial encounter was consensual and did not implicate the Fourth Amendment. The officers support the district court's consensual-encounter rationale. To the extent Lundstrom and Hibner raise this argument on appeal, we conclude Lundstrom and Officer Romero were engaged in a consensual encounter — an encounter not amounting to a seizure for purposes of the Fourth Amendment — up until Officer Romero pulled her gun on Lundstrom. See Muehler v. Mena, 544 U.S. 93, 101, 12.5 S.Ct. 1465, 161 L.Ed.2d 299 (2005) ("[M]ere police questioning does not constitute a seizure. . . .") (internal quotation marks omitted).
As an initial matter, the use of a gun does not in and of itself make an encounter an unlawful seizure. See United States v. Copening, 506 F.3d 1241, 1248 (10th Cir. 2007). "[T]he use of guns in connection with a stop is permissible where the police reasonably believe the weapons are necessary for their protection." United States v. Neff, 300 F.3d 1217, 1220 (10th Cir. 2002) (internal quotation marks omitted). "[T]he pointing of firearms should[, however,] be predicated on at least a perceived risk of injury or danger to the officers or others, based upon what the officers know at that time." Thomas v. Durastanti 607 F.3d 655, 669 (10th Cir. 2010) (ellipsis and internal quotation marks omitted). In determining whether the use of weapons was reasonable, we look to the totality of the circumstances as viewed from the perspective of a reasonable officer on the scene. See Holland, 268 F.3d at 1188.
Here, Officer Romero was responding to a neighbor's report that a young child was struck in a backyard during a rainstorm. When Lundstrom opened the front door, he was openly suspicious that Officer Romero, while uniformed, was not an actual APD officer. When asked about a child, Lundstrom denied there was a child at the house. During the encounter, Officer Romero's view was obstructed and she became concerned the object Lundstrom was holding might be a weapon. By that time, the conversation had escalated and sharp words had been exchanged, enough so that Hibner started towards the door. At that point, Officer Romero drew her gun to protect her safety and kept it pointed at Lundstrom only for so long as necessary to determine he was not armed — Officer Romero lowered her gun when Lundstrom raised his hands and she could see he was holding a telephone.
On these facts, when Officer Romero briefly pointed her gun at Lundstrom, she effectuated a reasonable seizure since she had a reasonable concern about her safety. See United States v. Perdue, 8 F.3d 1455, 1462-63 n. 5 (10th Cir. 1993) (holding that effectuating an investigative detention by pointing guns at an individual was reasonable where the officers had reason to fear for their safety and noting officers need not be absolutely certain the individual is armed because the issue is whether reasonably prudent persons in the circumstances would be warranted in the belief that their safety is at risk). The encounter was limited in time and scope; Romero lowered her gun as soon as she saw Lundstrom's hands.
Nor was Hibner illegally seized when she positioned herself between Officer Romero and Lundstrom at the front door. Nothing indicates Officer Romero wilfully sought to detain Hibner at that point or intentionally pointed the gun at her. Rather, Hibner inserted herself in the encounter between Officer Romero and Lundstrom. See Oliveros v. Mitchell, 449 F.3d 1091, 1095 (10th Cir. 2006) (noting unreasonable seizure claims "are necessarily predicated on intentional conduct"); Claybrook v. Birchwell, 199 F.3d 350, 359 (6th Cir. 2000) ("[T]he authorities [cannot] `seize' any person other than [the] one who [is the] deliberate object of their exertion of force.") (cited with approval in Clark v. Edmunds, 513 F.3d 1219, 1222 (10th Cir. 2008)). Officer Romero did not command Hibner or request anything of her, and the weapon was lowered as soon as Lundstrom complied with Officer Romero's request to see Lundstrom's hands.
In these circumstances, we conclude Hibner was not subjected to a Fourth. Amendment seizure.
b. Handcuffing of Hibner
Next, Hibner contends the officers unreasonably seized her after she left the house, when they handcuffed her and directed her to remain seated on the curb. The officers argue their detention of Hibner was reasonable based on their interest in securing the area around the house while they dealt with the volatile situation Lundstrom presented. They contend their actions were reasonable in light of their concern for their safety and Hibner's safety. The district court held Hibner's detention was reasonable for protective purposes and because the officers had a basis for believing she may have been involved in mistreating the child about whom the neighbor called 911. We disagree.
Handcuffing may be appropriate during an investigative detention-an investigative detention does not become unreasonable just because officers handcuff an individual. See Neff, 300 F.3d at 1220. Officers are authorized to handcuff individuals during the course of investigative detentions if doing so is reasonably necessary to protect their personal safety or maintain the status quo. See id. "However, the use of handcuffs is greater than a de minimus intrusion and thus requires the government to demonstrate that the facts available to the officer would warrant a man of reasonable caution in the belief that the action taken was appropriate." United States v. Albert, 579 F.3d 1188, 1193 (10th Cir. 2009).
On the record before us, handcuffing Hibner was not a reasonable response to the circumstances presented to the officers. At the time of this encounter, the facts, as interpreted in the light most favorable to Lundstrom and Hibner, were the following: Hibner had cooperated with the officers; the officers had not yet uncovered any evidence of a child; Lundstrom had denied a child was at the house; Lundstrom was unarmed and speaking with the 911 operator; and none of the officers had yet interviewed Hibner about a child in the home.
Even granting the officers some latitude in undertaking their community caretaking role, the actions they took in the course of detaining Hibner were not reasonably related in scope to the investigation. First, the officers did not interview Hibner concerning her knowledge of the circumstances. Rather than undertake the most rudimentary investigation — asking Hibner what happened — the officers handcuffed her and led her to the curb. At that time, the officers had yet to confirm any fact relating to the neighbor's report with Lundstrom or Hibner, nor did they have a reason to suspect foul play. While the officers need not have conducted a full investigation during the evolving situation, Armijo v. Peterson, 601 F.3d 1065, 1072 (10th Cir. 2010), every fact presented to them since their arrival at the home indicated there was no ongoing emergency. Second, Hibner did not act in a threatening manner, nor did she refuse to cooperate with police. Thus, she provided no reasonable basis for the officers to be concerned for their safety. Finally, nothing demonstrates Lundstrom posed a threat to Hibner — he was in the house, unarmed, and on the phone with 911.
While certainly the situation was confusing, the officers escalated their use of force against a person who posed no objective threat to officer safety or their ability to wrap up the investigation. See Cervine, 347 F.3d at 868 (stating the scope of an investigative detention must be reasonably related to the underlying circumstances); Garner, 416 F.3d at 1213 (stating same: with respect to a community caretaking detention). Because the officers' actions were not reasonably related in scope to the justification for Hibner's seizure, heir detention violated the Fourth Amendment.
c. Lundstrom — In His House
Lundstrom contends the officers unreasonably seized him when they surrounded his house, ordered him to exit, and he complied with their instructions, The district court ruled this encounter did not amount to an unlawful seizure because the officers were conducting a child welfare check pursuant to their community-caretaking function, exigent circumstances existed, and Lundstrom did not yield to the officers' show of authority. We do not agree with the district court's conclusions.
First, we find, on the record before us, that Lundstrom did yield to the officers' assertion of authority and was seized. While Lundstrom may not have obeyed the officers' directives initially, he did ultimately leave his house pursuant to the dispatcher's instruction that he do so. Under the circumstances presented, we see no distinction between an order coming from the officers and one made by the dispatcher. The dispatcher was actively engaged in persuading Lundstrom to surrender to the officers, telling Lundstrom the officers were positioned around his house and they would point their guns at him if he refused to exit his residence. Dispatch insisted, "I need you to go outside." App. at 66. We conclude Lundstrom was seized for purposes of the Fourth Amendment when he complied with the officers and dispatcher's orders to leave his house. See United States v. Martin, 613 F.3d 1295, 1304-05 (10th Cir. 2010).
Nor at the time did the officers have a "particularized and objective basis" for suspecting Lundstrom of "legal wrongdoing," Cortez, 478 F.3d at 1123, or knowledge of facts and circumstances that would lead a "prudent man" to believe he had committed an offense, Buck, 549 F.3d at 1281. While Lundstrom was not as cooperative as we hope citizens would be in response to a law enforcement investigation, nothing indicated he had done anything wrong and he did not pose a threat to the officers. To the contrary, the record demonstrates: the neighbor reported hearing a woman — not a man — disciplining a child; Lundstrom told Officer Romero there was no child at the house; the neighbor backtracked about her initial story and the location of the incident; Hibner had yet to be interviewed; some time had passed since the initial 911 call and nothing otherwise suggested criminal activity; and the officers did not perceive anything suggesting a child's presence at the house.
We stress the lack of corroborating evidence at this point in the encounter. By this time, the officers had every opportunity to interview the only other person they knew to be at Lundstrom's house concerning the reported incident — Hibner — be fore seizing him. If anything, the officers had reason to believe a woman was involved in the incident. That person could only have been Hibner. And, the neighbor's statement that she might have reported the wrong address did not provoke the officers to pause or inquire further before seizing Lundstrom. Based on the totality of the circumstances, the officers did not have objectively reasonable grounds to seize Lundstrom at this point. See Garner, 416 F.3d at, 1213.
Finally, no exigent circumstances existed which would justify Lundstrom's seizure. Exigent circumstances may justify a search or seizure at a home without a warrant, or probable cause, where the need exists to assist persons who are seriously injured or threatened with such injury. See Armijo, 601 F.3d at 1073. When officers are acting in furtherance of routine investigatory purposes, however, they may search or seize an individual at a home only if they have a warrant or exigent circumstances are present and they have probable cause. See id. at 1073. The government must demonstrate exigency excused adherence to the Fourth Amendment's ordinarily applicable requirements. See United States v. Najar, 451 F.3d 710, 717 (10th Cir. 2006), In determining whether exigent circumstances justified a seizure, we assess: (1) whether the officer had an objectively reasonable basis to believe there was an immediate need to protect the lives or safety of himself or others; and (2) whether the manner and scope of the search or seizure was reasonable. See id. The court evaluates "whether the officers were confronted with reasonable grounds to believe there was an immediate need guided by the realities of the situation presented by the record from the viewpoint of prudent, cautious, and trained officers." Id. at 718-19 (internal quotation marks omitted).
Taking into account all of the circumstances and the information the officers had, including the exculpatory information discussed above, exigent circumstances did not support Lundstrom's seizure. The officers did not have a reasonable basis for believing Lundstrom posed an immediate threat to them, himself, Hibner, or anyone else. Nor did they have grounds to believe a child was in the home — Lundstrom denied it and Hibner's knowledge had been ignored to this point. At the time, Lundstrom was on the telephone with the dispatcher, there was no one else known to be in the house, and the officer in the backyard could see Lundstrom moving about the residence, albeit "frantically." App. at 88. Reviewing the record from the viewpoint of a "prudent, cautious, and trained" officer, we do not find that the officers were confronted with reasonable grounds to believe there was an immediate need to seize Lundstrom. Najar, 451 F.3d at 718-19; compare Armijo, 601 F.3d at 1072 ("[I]f the officers acted reasonably, they need not exhaust every avenue of dispelling suspicion. Perhaps more investigation would have been worthy. Then again, given the imminence of the threatened attacks, perhaps any delay would risk too much."). We note we might have reached a different conclusion if the record contained some indication of a child's presence.
Because the officers seized Lundstrom without adequate justification, they violated his constitutional right to be free from unreasonable seizure.
d. Lundstrom — Handcuffing
We need not linger on this point. Since we conclude Lundstrom was unreasonably detained when ordered from his house, the handcuffing was merely a continuation of that detention. Handcuffing may have been justified if the initial detention were justified. For purposes of this case, however, the initial unreasonable seizure suffices for purposes of Lundstrom's Fourth Amendment claim based on handcuffing. We find it sufficient to recognize that the officers' handcuffing of Lundstrom and placement of him in a police vehicle merely prolonged Lundstrom's illegal detention, adding to the level of its unreasonableness. See United States v. Rosborough, 366 F.3d 1145, 1150 (10th Cir. 2004) (stating that even an investigative detention justified at its inception must also be limited in scope and duration to be held reasonable and the breadth and length of a detention must be reasonably tailored to the legitimate law enforcement purposes to be served by it).
To emphasize again, considering all the circumstances, including the available exculpatory information and reasonable avenues of investigation, the officers did not have reasonable suspicion or probable cause to detain Lundstrom. In fact, by this time, for the reasons discussed above, the officers had less reason to suspect Lundstrom of committing a crime.
* * *
In sum, Lundstrom and Hibner adequately alleged violations of their Fourth Amendment rights to be free from unreasonable seizure.
3. Clearly Established
At the time of the incident, it was clearly established that a police officer cannot effect an investigative detention without reasonable suspicion. See Cortez, 478 F.3d at 1108 (citing Hiibel v. Sixth Judicial Dist. Ct. of Nev., 542 U.S. 177, 185, 124 S.Ct. 2451, 159 L.Ed.2d 292 (2004)). It was similarly established that community caretaking detentions must be based on specific articulable facts warranting an intrusion into an individual's liberty. See Garner, 416 F.3d at 1213 (citing United States v. King, 990 F.2d 1552, 1560 (10th Cir. 1993)). It was also unambiguous that a police officer must have probable cause to arrest an individual. See Cortez, 478 F.3d at 1117 (citing Tennessee v. Garner, 471 U.S. 1, 7, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985)). "Furthermore, it was [clearly] established law that the probable cause standard of the Fourth Amendment requires officers to reasonably interview witnesses readily available at the scene, investigate basic evidence, or otherwise inquire if a crime has been committed at all before invoking the power of warrantless arrest and detention." Cortez, 478 F.3d at 1117 (internal quotation marks omitted) (citing Romero v. Fay, 45 F.3d 1472, 1476-77 (10th Cir. 1995)).
We have no difficulty in finding a reasonable officer would have understood the alleged conduct violated the constitutional right to be free from unreasonable seizure.
C. Lundstrom — Excessive Force
Lundstrom also contends the district court erred in granting summary judgment on his excessive force claim. He argues the officers violated his clearly established right to be free from unreasonable force by pressing, shoving, and twisting him after he had been handcuffed. The district court held the force used against Lundstrom was reasonable, given the officers' interests in checking on the welfare of a child and ensuring their safety. In the alternative, the officers argue it was not clearly established that the measures they used against Lundstrom amounted to excessive force. We disagree.
"The right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it." Graham v. Connor, 490 U.S. 386, 396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). In determining whether a use of force is reasonable under the Fourth Amendment, we balance the nature and quality of the encroachment on the individual's Fourth Amendment interests against the government's countervailing interests. See id. But we are mindful:
Not every push or shove, even if it may later seem unnecessary in the peace of a judge's chambers, violates the Fourth Amendment. And we take seriously that this calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments-in circumstances that are tense, uncertain, and rapidly evolving-about the amount of force that is necessary in a particular situation.
[There are] three, non-exclusive factors relevant to [an] excessive force inquiry: [1] the severity of the crime at issue, [2] whether the suspect poses an immediate threat to the safety of the officers or others, and [3] whether he is actively resisting arrest or attempting to evade arrest by flight.Fisher v. City of Las Cruces, 584 F.3d 888, 894 (10th Cir. 2009) (citing Graham) (internal quotation marks and citations omitted). Whether a use of force was reasonable is an objective inquiry, without regard to a police officer's intent or motivation. See id.
The facts Lundstrom and Hibner allege demonstrate the officers used an unconstitutional level of force against Lundstrom. Viewing the facts in the light most favorable to Lundstrom and Hibner, as we must, Lundstrom came out of his house with his hands up and in full view of the officers. As Lundstrom emerged from the house, the officers pointed their weapons at him. Lundstrom was then handcuffed and patted down. After being handcuffed, Lundstrom claims he was pressed up against a vehicle and shoved to the ground. An elbow or knee was then placed against the back of his head and his arm was twisted and "rolled up onto his head." App. at 93. Finally, Lundstrom, still handcuffed, was placed in a police vehicle. As a result of the officers' actions, Lundstrom alleged he sustained injuries to his knees, neck, and head.
If the allegations are true, the amount of force used against Lundstrom was unreasonable. First, while the allegations of child abuse were serious, and warranted investigation, by the time the officers handcuffed Lundstrom they lacked any evidence he had committed the reported crime or even that a crime had been committed at Lundstrom's house. Nor did the officers have specific articulable facts sufficient to support detaining Lundstrom for purposes of carrying out a community caretaking detention. Because there was scant indication Lundstrom was involved in a crime at all, the crime-at-issue factor did not support the officers' use of force.
Second, the threat Lundstrom posed to the safety of the officers and others weighs against concluding the officers' use of force was reasonable. Lundstrom exited his house in full view of the officers with his hands up. He was handcuffed and patted down without incident. Nothing suggests Lundstrom was anything but compliant after leaving the house or that the handcuffed Lundstrom posed a threat to the officers. Yet he claims he was then pressed against a vehicle, shoved to the ground, had an elbow or knee placed against the back of his head, and had his arm twisted and forced upwards. While he told the dispatcher he would resist if the officers assaulted him, by the time he was handcuffed Lundstrom was not a threat to anyone. The threat-to-safety factor therefore does not support the officers' application of force.
Finally, that Lundstrom was not resisting arrest or attempting to flee weighs against determining the force the officers employed was reasonable. As the above discussion concerning the safety threat Lundstrom presented makes clear, nothing before us suggests Lundstrom did not comply with the officers' instructions after leaving the house or that he resisted or attempted to flee from the officers. Accordingly, the resistance-or-flight factor did not support the officers' use of force.
Considering the totality of the circumstances and the Graham factors, we conclude Lundstrom sufficiently alleges the officers used unreasonable force.
At the time of the incident, it was clearly established that a police officer's violation of the Graham reasonableness test amounted to a violation of the Constitution if there were no substantial grounds for a reasonable officer to believe there was legitimate justification for acting as he did. See Buck, 549 F.3d at 1291 (citing Holland, 268 F.3d at 1197). "Considering that under the plaintiff[s'] version of events each of the Graham factors lines up in [their] favor, this case is not so close that our precedents would fail to portend the constitutional unreasonableness of defendants' alleged actions." Fogarty v. Gallegos, 523 F.3d 1147, 1162 (10th Cir. 2008) (brackets omitted). We conclude the contours of the right to be free from the use of excessive force were sufficiently clear that a reasonable officer would have understood the officers' actions violated that right.
D. Search
Finally, Lundstrom and Hibner contend the district court should not have granted summary judgment on their unreasonable search claim. They argue the officers violated their clearly established right to be free from unreasonable search by entering Lundstrom's house without a warrant and absent exigent circumstances. The district court found that exigent circumstances existed, making the officers' entry and search of Lundstrom's residence and backyard reasonable. The officers argue, similarly, that their search was not illegal because they reasonably believed a child was in need of immediate aid. The also contend, in the alternative, it was not clearly established that their search of the house was unreasonable under the circumstances. We disagree.
Pursuant to the parties' stipulated dismissal, the scope of the officers' search of Lundstrom's house is not at issue.
Searches inside a home without a warrant are presumptively unreasonable. See Brigham City, Utah v. Stuart, 547 U.S. 398, 403, 126 S.Ct. 1943, 164 L.Ed.2d 650 (2006). That presumption flows from the understanding "the home is entitled to the greatest Fourth Amendment protection." Najar, 451 F.3d at 712. "Warrants are generally required to search a person's home or his person unless the exigencies of the situation make the needs of law enforcement so compelling that the warrantless search is objectively reasonable under the Fourth Amendment." Armijo, 601 F.3d at 1070 (internal alteration and quotation marks omitted). As discussed above, the government bears the burden of showing exigency excused compliance with the Fourth Amendment's generally applicable requirements. See Najar, 451 F.3d at 717. "That burden is especially heavy when the exception must justify the warrantless entry of a home." Id.
Individuals also have a reasonable expectation of privacy in the curtilage of their homes. See id. at 34. "[Cartilage is the area to which extends the intimate activity associated with the sanctity of a man's home and the privacies of life;" it is entitled to the same Fourth Amendment protections attaching to the home. Reeves v. Churchich, 484 F.3d 1244, 1254 (10th Cir. 2007) (internal quotation marks omitted). The court considers four factors in determining whether an area around a home is curtilage: (1) the area's proximity to the home; (2) whether the area is included within an enclosure surrounding the house; (3) the manner in which the area is used; and (4) the steps the resident has taken to protect the area from observation. See United States v. Cousins, 455 F.3d 1116, 1122-23 (10th Cir. 2006).
Applying these principles here, the alleged facts support the finding of a constitutional violation. Under Lundstrom and Hibner's view of the facts, after they were handcuffed, some of the officers entered and searched Lundstrom's house for approximately 10 minutes. Also, prior to the search of the house, one of the officers either scaled a fence or opened a gate to gain access to Lundstrom's backyard, taking up a position that allowed him to observe Lundstrom in the rear of the house.
Exigent circumstances justifying the officers' search of Lundstrom's house were not present. By then, both Lundstrom and Hibner had been handcuffed and positioned away from the house, Lundstrom had told the officers no child was at the residence, and the neighbor had indicated she might have reported the wrong address. Further, the officers still had not come across anything evidencing the presence of a child. The record does not indicate the officers encountered anything suggesting someone inside Lundstrom's house was in immediate danger or seriously injured. Assessing the situation as "prudent, cautious, and trained" police officers, we find the officers were not confronted with reasonable grounds to believe there was an immediate need to enter Lundstrom's house. Najar, 451 F.3d at 718-19.
For the same reasons, when the one officer entered the backyard, he did so absent exigent circumstances. And, we have little trouble finding that Lundstrom's backyard qualified as curtilage. Lundstrom's backyard directly abuts the rear of his house, was enclosed such that the officer had to go over a fence or open a gate to access it, was used in a manner typical of an ordinary residential backyard, and was protected from observation to an extent that prevented the neighbor from peering into it over the fence when she attempted to investigate the noises she was hearing.
Because the officers entered Lundstrom's house and its curtilage without a warrant and absent exigent circumstances, they violated Lundstrom and Hibner's constitutional right to be free from unreasonable search.
At the time of the alleged incidents, it was clearly established that a police officer cannot enter and search a home without a warrant and absent exigent circumstances. See Cortez, 478 F.3d at 1124 (citing United States v. Scroger, 98 F.3d 1256, 1259 (10th Cir. 1996)); Najar, 451 F.3d at 717. It was also clearly established that the same Fourth Amendment protections attaching to the home extend to curtilage. See Cousins, 455 F.3d at 1122-23.
We therefore conclude a reasonable officer would have understood the actions in question violated the constitutional right to be free from unreasonable search.
E. Tort Claims
Because we conclude several of the officers' alleged actions violated the Fourth Amendment., we must also conclude summary judgment on Lundstrom and Hibner's tort claims should not have been granted. Pursuant to N.M. STAT. § 41-4-12, Lundstrom and Hibner claim the officers are liable for assault, battery, trespass, false arrest, and false imprisonment. Section 41-4-12 provides that police officers' immunity does not extend to the commission of those torts.
Based on its qualified-immunity analysis, which found the officers' conduct did not violate the Fourth Amendment, the district court held the officers had behaved lawfully and determined therefore that Lundstrom and Hibner could not demonstrate, as a matter of law, that a reasonable jury could find for them on their tort claims. As we explained, however, the officers did not fully comply with the requirements of the Fourth Amendment. Thus, examining the undisputed facts and drawing all reasonable inferences in favor of Lundstrom and Hibner, as we must, a reasonable jury could find in their favor on their tort claims.
III. Conclusion
For the foregoing reasons, we find the officers are not entitled to qualified immunity and that they should not have been granted summary judgment. We AFFIRM in part, REVERSE in part, and REMAND for further proceedings consistent with this opinion.
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