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Baral v. Schnitt
Summary of Opinion — Robert C. Baral v. David Schnitt, No. S225090 (Cal. Aug. 1, 2016)
Factual and Procedural Background
Robert C. Baral and David Schnitt were co‑owners and managers of IQ BackOffice LLC (IQ). Baral sued Schnitt alleging fraud and multiple breaches of fiduciary duty, as well as libel and slander based on Schnitt's commissioning of an audit by Moss Adams and related communications. Schnitt filed anti‑SLAPP motions at multiple stages. A trial court struck the defamation counts in the original complaint, Baral filed amendments, and the second amended complaint pleaded four causes of action (breach of fiduciary duty, constructive fraud, negligent misrepresentation, and declaratory relief) including allegations about the Moss Adams audit. Schnitt moved to strike allegations relating to the audit; the trial court denied the motion on the ground that an anti‑SLAPP motion must be brought against an entire pleaded cause of action, not isolated allegations. The Court of Appeal affirmed. The Supreme Court of California granted review.
Legal Issues Presented
- How does California's anti‑SLAPP procedure operate when a pleaded cause of action combines allegations of activity protected by the statute (petition or free speech) with allegations of unprotected activity?
- Whether an anti‑SLAPP motion may target particular claims or allegations within a pleaded cause of action that includes both protected and unprotected activity, or whether the motion can only be directed to the entire cause of action as pleaded.
Arguments of the Parties
Defendant/Appellant (David Schnitt)
- Argued the term “cause of action” in section 425.16(b)(1) should be understood in terms of the primary right theory (an indivisible cause of action), so anti‑SLAPP motions must be directed against causes of action in that theoretical sense, not against particular allegations within a pleaded count.
Plaintiff/Respondent (Robert C. Baral)
- Relied on Oasis and argued the Court of Appeal's application of the anti‑SLAPP statute (refusing to allow targeted strikes of allegations) was consistent with precedent; pointed to the Legislature's repeated amendments of section 425.16 without altering the phrase “cause of action.”
The opinion discusses the Court of Appeal's position (that anti‑SLAPP relief applies only to entire pleaded counts and that a plaintiff's showing of a probability of prevailing on any part of a mixed cause of action defeats the motion), but that position is not a party's argument and is addressed in the court's analysis above.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Equilon Enterprises v. Consumer Cause, Inc. (2002) 29 Cal.4th 53 | Definition/background: referenced for the term “SLAPP.” | Used to introduce the context of anti‑SLAPP jurisprudence. |
| Slater v. Blackwood (1975) 15 Cal.3d 791 | Statement that meaning of "cause of action" is generally evident in context. | Cited to support contextual interpretation of statutory language. |
| Eichler Homes of San Mateo, Inc. v. Superior Court (1961) 55 Cal.2d 845 | Similar support for context‑based meanings of pleading terms. | Cited for the interpretive principle regarding pleading terminology. |
| Taus v. Loftus (2007) 40 Cal.4th 683 | Explains two‑step anti‑SLAPP procedure and requires plaintiff to demonstrate probability of prevailing on the particular claim based on protected activity. | Adopted as consistent with the view that plaintiffs must show probability of success on claims arising from protected activity; distinguished from Mann. |
| Oasis West Realty, LLC v. Goldman (2011) 51 Cal.4th 811 | Explains plaintiff's burden at second step (state and substantiate a legally sufficient claim); quoted Mann language in a limited context. | Read as limited to its facts; Court clarified Oasis did not implicitly overrule Taus and that its quotation of Mann is context‑dependent. |
| Navellier v. Sletten (2002) 29 Cal.4th 82 | Principle that claims with minimal merit may proceed under anti‑SLAPP. | Cited to describe the second‑step standard ("minimal merit"). |
| Mann v. Quality Old Time Service, Inc. (2004) 120 Cal.App.4th 90 | Rule that if plaintiff can show probability of prevailing on any part of a mixed cause of action, the entire cause stands (prevents targeting parts of a count). | Specifically disapproved to the extent inconsistent with this opinion; the Court rejects Mann's rule. |
| A.F. Brown Electrical Contractor, Inc. v. Rhino Electric Supply, Inc. (2006) 137 Cal.App.4th 1118 | Early Court of Appeal treatment referencing Mann. | Noted as part of intermediate appellate treatment of the issue. |
| Platypus Wear, Inc. v. Goldberg (2008) 166 Cal.App.4th 772 | Early appellate authority in the mixed‑allegation context. | Referenced among cases that cited or discussed the Mann approach. |
| Haight Ashbury Free Clinics, Inc. v. Happening House Ventures (2010) 184 Cal.App.4th 1539 | Court of Appeal case touching on mixed causes; included a separate opinion critical of Mann. | Cited as part of the split in authority. |
| Wallace v. McCubbin (2011) 196 Cal.App.4th 1169 | Criticized Mann but ultimately followed it; stated plaintiff must show probability of prevailing on alleged claims of protected activity. | Disapproved insofar as it read Oasis as endorsing Mann; discussed as part of appellate split. |
| City of Colton v. Singletary (2012) 206 Cal.App.4th 751 | Held allegations of protected activity may be stricken from a mixed cause of action without affecting unprotected allegations. | Cited as reflecting division in the Courts of Appeal; discussed by the Court in analyzing differing approaches. |
| M.F. Farming, Co. v. Couch Distributing Co., Inc. (2012) 207 Cal.App.4th 180 | Applied Mann/Oasis language in mixed cause context. | Noted among appellate decisions relying on Mann quotations; expressly disapproved insofar inconsistent. |
| Burrill v. Nair (2013) 217 Cal.App.4th 357 | Relied on the Oasis quotation of the Mann rule. | Cited and disapproved insofar as it reads Oasis as endorsing Mann. |
| Cho v. Chang (2013) 219 Cal.App.4th 521 | Held that plaintiffs cannot evade anti‑SLAPP by combining protected and nonprotected allegations; trial court may strike protected claims while leaving unprotected ones. | Adopted as persuasive on the point that striking protected allegations within mixed counts is consistent with statute and purpose. |
| Fox Searchlight Pictures, Inc. v. Paladino (2001) 89 Cal.App.4th 294 | Touched on mixed cause issue; focused on allegations of protected activity in second‑step analysis. | Cited for the proposition that mixed pleadings should not defeat anti‑SLAPP review. |
| Peregrine Funding, Inc. v. Sheppard Mullin Richter & Hampton LLP (2005) 133 Cal.App.4th 658 | Identified that incidental or collateral assertions are not covered by section 425.16. | Used to support exclusion of merely contextual protected allegations from anti‑SLAPP relief. |
| Episcopal Church Cases (2009) 45 Cal.4th 467 | Noted in context that incidental or collateral allegations are not subject to anti‑SLAPP. | Cited to show limits on what may be stricken as protected activity. |
| Shively v. Bozanich (2003) 31 Cal.4th 1230 | Noted that each separate defamatory statement can give rise to a new cause of action. | Used to illustrate that organization of pleading should not determine anti‑SLAPP applicability. |
| Bay Cities Paving & Grading, Inc. v. Lawyers' Mutual Ins. Co. (1993) 5 Cal.4th 854 | Example that a single primary right may include multiple instances of alleged wrongdoing. | Filed in support of the view that primary right theory would not solve mixed‑activity problems. |
| City of Cotati v. Cashman (2002) 29 Cal.4th 69 | Explains “cause of action ... arising from” refers to defendant's act underlying the claim itself having been an act in furtherance of petition or free speech. | Cited to support statutory focus on the defendant's activity rather than form of pleading. |
| Crowley v. Katleman (1994) 8 Cal.4th 666 | Primary right theory description (indivisibility of primary right). | Quoted by the Court and rejected as an appropriate basis for limiting anti‑SLAPP to primary‑right causes only. |
| PH II, Inc. v. Superior Court (1995) 33 Cal.App.4th 1680 | Conventional motion to strike may target defective portion of a cause of action. | Cited to show anti‑SLAPP's "motion to strike" terminology is consistent with attacking parts of pleadings. |
| Ornelas v. Randolph (1993) 4 Cal.4th 1095 | Legislative inaction is a weak basis for inferring approval of a judicially created rule. | Used to reject reliance on legislative amendments as acquiescence to Mann. |
| People v. Whitmer (2014) 59 Cal.4th 733 | Illustrates that courts may correct errors without legislative action. | Cited in support of judicial correction of the Mann rule. |
Court's Reasoning and Analysis
The Court proceeded in structured steps:
- Statutory focus and terminology: The Court examined section 425.16(b)(1) and concluded the Legislature intended the term “cause of action” there to target claims that arise from the defendant's acts furthering petition or free speech, not to freeze the analysis in the form in which a plaintiff pleads counts. The court emphasized the statute's focus on the defendant's protected activity.
- Rejection of the Mann rule: The Court found the Court of Appeal's reliance on the rule from Mann (that an anti‑SLAPP motion must fail if a plaintiff shows a probability of prevailing on any part of a mixed cause) inconsistent with the statute's text and purpose. Allowing the Mann approach would enable artful pleading to evade early review of claims based on protected activity.
- Harmonization of precedent: The Court reviewed Taus and Oasis, explaining that Taus required plaintiffs to demonstrate a probability of prevailing on the particular claim based on protected activity and that Oasis's quotation of Mann must be read narrowly in context. The Court concluded the Mann rule is not the general rule and is inconsistent with Taus and the statute.
- Practical standard and procedure clarified: The Court set out the correct application of section 425.16(b): at the first step the defendant must identify allegations of protected activity and the claims supported by them (disregarding unprotected activity for that step). If the court finds claims are based on protected activity, the second step is reached, where the plaintiff must demonstrate each challenged claim (based on protected activity) is legally sufficient and factually substantiated such that the plaintiff has shown a probability of prevailing. The court must accept the plaintiff's evidence as true and determine whether that showing would be sufficient to sustain a favorable judgment without resolving evidentiary conflicts.
- Limitations noted: The Court explained that incidental or contextual allegations of protected activity that do not support a claim for recovery are not subject to anti‑SLAPP relief.
- Disposition rationale: Applying these principles, the Court concluded the Court of Appeal erred in holding the anti‑SLAPP motion could not target particular claims or allegations; accordingly it reversed and remanded for proceedings consistent with the clarified standard.
Holding and Implications
Holding: The California Supreme Court reversed the Court of Appeal's judgment and remanded for further proceedings consistent with the opinion. The Court disapproved the Mann rule to the extent it is inconsistent with this opinion.
Implications:
- Anti‑SLAPP motions may be directed to particular claims or allegations that arise from protected petitioning or speech, even when those allegations appear alongside unprotected allegations within a single pleaded cause of action; unprotected activity is disregarded at step one.
- The two‑step anti‑SLAPP procedure is reiterated and clarified: (1) defendant identifies protected activity and the claims it supports; (2) plaintiff must show a probability of prevailing on each challenged claim based on protected activity. Incidental or contextual protected allegations that do not support claims are not stricken under section 425.16.
- The Court overruled (or disapproved insofar as inconsistent) appellate authority adopting the contrary Mann approach; the case is remanded for application of the clarified standard to the pleadings and evidence.
CORRIGAN, J.
Kerr & Wagstaffe, James M. Wagstaffe, Kevin B. Clune, San Francisco; Ervin Cohen & Jessup, Michael C. Lieb and Leemore L. Kushner, Beverly Hills, for Defendant and Appellant.
Davis Wright Tremaine, Thomas R. Burke, San Francisco, Rochelle L. Wilcox, Los Angeles, and John D. Freed for Los Angeles Times Communications LLC, Reporters Committee for Freedom of the
Press, California Newspaper Publishers Association, Californians Aware, The First Amendment Coalition, The McClatchy Company, First Look Media, Inc., The Associated Press, News Corporation, Dow Jones & Co., Inc., The New York Times Company, Cable News Network, Inc., ABC, Inc., The Hearst Corporation, Bloomberg, L.P. and CBS Broadcasting, Inc., as Amici Curiae on behalf of Defendant and Appellant.
Sauer & Wagner, Gerald L. Sauer, Los Angeles, and Amir A. Torkamani for Plaintiff and Respondent.
OpinionCORRIGAN, J.
California's anti-SLAPP statute provides that “[a] cause of action against a person arising from any act of that person in furtherance of the person's right of petition or free speech ... shall be subject to a special motion to strike, unless the court determines ... there is a probability that the plaintiff will prevail on the claim.” (Code Civ. Proc., § 425.16, subd. (b)(1).) This case raises a question that has perplexed the Courts of Appeal: How does the special motion to strike operate against a so-called “mixed cause of action” that combines allegations of activity protected by the statute with allegations of unprotected activity?
“SLAPP” is an acronym for “strategic lawsuit against public participation.” (Equilon Enterprises v. Consumer Cause, Inc. (2002) 29 Cal.4th 53, 57, 124 Cal.Rptr.2d 507, 52 P.3d 685.) Further statutory references are to the Code of Civil Procedure. Hereafter, we refer to section 425.16, subdivision (b)(1) as section 425.16(b)(1).
The difficulty arises from the statute's use of the term “cause of action,” which has various meanings. It may refer to distinct claims for relief as pleaded in a complaint. These are usually set out as “first cause of action,” “second cause of action,” and so forth. But the term may also refer generally to a legal claim possessed by an injured person, without reference to any pleading. A person may have a cause of action for defamation or breach of contract even if no suit has been filed. In theory, the right of an injured party to seek legal relief may be analyzed in terms of the plaintiff's “ ‘primary right,’ ” the defendant's “ ‘primary duty,’ ” and a breach of that duty entitling the plaintiff to a remedy. (4 Witkin, Cal. Procedure (5th ed. 2008) Pleading, § 34, p. 98.)
Typically, a pleaded cause of action states a legal ground for recovery supported by specific allegations of conduct by the defendant on which the plaintiff relies to establish a right to relief. If the supporting allegations
include conduct furthering the defendant's exercise of the constitutional rights of free speech or petition, the pleaded cause of action “ aris[es] from” protected activity, at least in part, and is subject to the special
motion to strike authorized by section 425.16(b)(1). Some courts, including the Court of Appeal in this case, have held that the motion lies only to strike an entire count as pleaded in the complaint. However, this rule leads to anomalous results when the count is supported by allegations of unprotected activity as well as protected activity.
Viewing the term in its statutory context, we conclude that the Legislature used “cause of action” in a particular way in section 425.16(b)(1), targeting only claims that are based on the conduct protected by the statute. Section 425.16 is not concerned with how a complaint is framed, or how the primary right theory might define a cause of action. While an anti-SLAPP motion may challenge any claim for relief founded on allegations of protected activity, it does not reach claims based on unprotected activity.
It follows that “mixed cause of action,” the term frequently used to designate a count alleging both protected and unprotected activity, is not strictly accurate. Section 425.16(b)(1) applies only to “causes of action” that arise from allegations of protected speech or petitioning. However, “mixed cause of action” is a term in common usage, and we sometimes employ it for its customary purpose. We also sometimes use “cause of action” in its ordinary sense, to mean a count as pleaded. To avoid confusion, we refer to the proper subject of a special motion to strike as a “claim,” a term that also appears in section 425.16(b)(1).
A plaintiff must establish a probability of prevailing on any “claim” that arises from protected activity. (§ 425.16(b)(1).)
As we have observed on other occasions, despite the imprecision that may result from the various connotations of the term “cause of action,” its meaning is generally evident in context. (Slater v. Blackwood (1975) 15 Cal.3d 791, 795–796, 126 Cal.Rptr. 225, 543 P.2d 593 ; Eichler Homes of San Mateo, Inc. v. Superior Court (1961) 55 Cal.2d 845, 847–848, 13 Cal.Rptr. 194, 361 P.2d 914.)
The Court of Appeal below held that an anti-SLAPP motion must be brought against a mixed cause of action in its entirety. It affirmed the denial of defendant's motion because plaintiff established a probability of succeeding on claims based on allegations of activity not protected by section 425.16. This application of the anti-SLAPP statute unduly limits the relief contemplated by the Legislature. Accordingly, we reverse.
I. BACKGROUND
We summarize the Court of Appeal's account of the litigation below, which is essentially undisputed. Robert C. Baral and David Schnitt owned and
managed a company, IQ BackOffice LLC (IQ). Baral sued Schnitt for fraud and multiple breaches of fiduciary duty. The original complaint alleged 16 counts supported by allegations that Schnitt secretly negotiated to sell IQ on terms advantageous to him and detrimental to Baral. It also included causes of action for libel and slander, based on allegations that Schnitt unilaterally commissioned the accounting firm Moss Adams to investigate possible misappropriation of IQ assets. Baral contended that Schnitt controlled the scope of the audit, knowingly gave Moss Adams false information to discredit Baral, and told the firm not to interview him. He claimed that because of Schnitt's falsehoods, Moss Adams incorrectly concluded Baral had engaged in unauthorized transactions. The complaint alleged that Schnitt refused to correct the false information in the report, which was ultimately published to the potential purchaser and the other members of IQ.
There were other co-owners, who are not parties to the lawsuit.
Schnitt filed an anti-SLAPP motion. The court struck the defamation counts. It concluded that, because those claims were based on communications in a prelitigation fraud investigation, they were protected by the litigation privilege. Baral filed a notice of appeal and a first amended complaint. Schnitt responded with another motion to strike. At this point, Baral retained new counsel and abandoned his appeal. By stipulation, the pending anti-SLAPP motion was withdrawn and a second amended complaint was filed.
The second amended complaint is the pleading at issue here. It pleads four causes of action: breach of fiduciary duty, constructive fraud, negligent misrepresentation, and a claim for declaratory relief. In support of
those counts, Baral alleges as follows: Schnitt violated his fiduciary duties by usurping Baral's ownership and
management interests so that Schnitt could benefit from the sale of IQ to LiveIt Investments, Ltd. (LiveIt). Schnitt sold a 72.6 percent interest in IQ based on his representation that he was its sole member and manager, and negotiated an employment position and ownership interest for himself without Baral's knowledge or consent. Schnitt also excluded Baral from the Moss Adams investigation in an effort to coerce his cooperation in the sale of the business. After the sale of IQ closed, Baral unsuccessfully renewed his efforts to provide information to the Moss Adams auditors. The second amended complaint sought an injunction to reopen the audit with Baral's participation, and to bar Schnitt from interfering with any corrections Moss Adams might make to its report.
The second amended complaint explained that the audit was occasioned by Schnitt's discovery that Baral's son, a bookkeeper for IQ, had misappropriated funds. When informed of this, Baral guaranteed that he would indemnify IQ for any losses caused by his son. Ultimately, he did so.
Schnitt filed another anti-SLAPP motion, seeking to strike all references to the Moss Adams audit. The trial court denied the motion without deciding whether the second amended complaint contained allegations of protected activity. Instead, it ruled that the motion to strike applied only to entire causes of action as pleaded in the complaint, or to the complaint as a whole, not to isolated allegations within causes of action like the Moss Adams claims.
On Schnitt's appeal, the Court of Appeal affirmed. It held that the allegations concerning the Moss Adams audit arose from protected activity. Because Schnitt commissioned the audit with litigation in mind, he was acting “in furtherance of [his] right of petition.” (§ 425.16(b)(1).) Even so, the court agreed with the trial judge that Schnitt's motion improperly sought to excise allegations from “mixed” causes of action. Schnitt conceded that Baral could make a prima facie case supporting his claims based on the sale of IQ to LiveIt, and that only the Moss Adams claims were vulnerable to the motion to strike. The court concluded that anti-SLAPP relief was not available because no cause of action enumerated in the second amended complaint would be eliminated if the allegations of protected activity were stricken.
The court recognized a split of authority in Court of Appeal cases dealing with mixed causes of action. It sided with those holding that section 425.16 applies to such causes of action in their entirety, and may not be used to strike particular allegations within them.
II. DISCUSSION
The anti-SLAPP statute does not insulate defendants from any liability for claims arising from the protected rights of petition or speech. It only provides a procedure for weeding out, at an early stage, meritless claims arising from protected activity. Resolution of an anti-SLAPP motion involves two steps. First, the defendant must establish that the challenged claim arises from activity protected by section 425.16. (Taus v. Loftus (2007) 40 Cal.4th 683, 712, 54 Cal.Rptr.3d 775, 151 P.3d 1185 (Taus ).) If the defendant makes the required showing, the burden shifts to the plaintiff to demonstrate the merit of the claim by establishing a probability of success. We have described this second step as a “summary-judgment-like procedure.” (Id. at p. 714, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) The court does not
Anti–SLAPP motions differ from summary judgment motions in that they are brought at an early stage of the litigation, ordinarily within 60 days after the complaint is served. (§ 425.16, subd. (f).) Discovery is stayed, absent permission from the court. (§ 425.16, subd. (g).) Thus, the defendant may test the sufficiency of the plaintiff's claims before incurring the costs and disruptions of ordinary pretrial proceedings.
weigh evidence or resolve conflicting factual claims. Its inquiry is limited to whether the plaintiff has stated a legally sufficient claim
and made a prima facie factual showing sufficient to sustain a favorable judgment. It accepts the plaintiff's evidence as true, and evaluates the defendant's showing only to determine if it defeats the plaintiff's claim as a matter of law. (Oasis
West Realty, LLC v. Goldman (2011) 51 Cal.4th 811, 819–820, 124 Cal.Rptr.3d 256, 250 P.3d 1115 (Oasis ).) “ [C]laims with the requisite minimal merit may proceed.” (Navellier v. Sletten (2002) 29 Cal.4th 82, 94, 124 Cal.Rptr.2d 530, 52 P.3d 703 (Navellier ).)
The question here arises at the second step of the analysis: What showing is required of a plaintiff with respect to a pleaded cause of action that includes allegations of both protected and unprotected activity?
A. The Court of Appeal Cases
The question was first squarely addressed in Mann v. Quality Old Time Service, Inc. (2004) 120 Cal.App.4th 90, 15 Cal.Rptr.3d 215 (Mann ). The complaint in Mann included causes of action for defamation and trade libel. Some of the factual allegations supporting those counts involved protected activity, and some did not. (Id. at p. 105, 15 Cal.Rptr.3d 215.) The Mann court declared: “Where a cause of action refers to both protected and unprotected activity and a plaintiff can show a probability of prevailing on any part of its claim, the cause of action is not meritless and will not be subject to the anti-SLAPP procedure. [¶] Stated differently, the anti-SLAPP procedure may not be used like a motion to strike under section 436, eliminating those parts of a cause of action that a plaintiff cannot substantiate. Rather, once a plaintiff shows a probability of prevailing on any part of its claim, the plaintiff has established that its cause of action has some merit and the entire cause of action stands. Thus, a court need not engage in the time-consuming task of determining whether the plaintiff can substantiate all theories presented within a single cause of action and need not parse the cause of action so as to leave only those portions it has determined have merit.” (Id. at p. 106, 15 Cal.Rptr.3d 215.)
It is clear the Mann court thought an anti-SLAPP motion must defeat an entire cause of action as it is pleaded in the complaint. It noted that a defendant has other options for challenging allegations within a count. “For example, a defendant can file a motion to strike a particular claim under section 436 concurrently with its anti-SLAPP motion, or it can move for summary adjudication of any distinct claim within a cause of action.” (Mann, supra, 120 Cal.App.4th at p. 106, 15 Cal.Rptr.3d 215.) The court concluded that the defamation count before it survived the special motion to strike because, the plaintiff showed a probability of prevailing based solely on its allegations of unprotected activity. (Id. at p. 107, 15 Cal.Rptr.3d 215.) Thus, the “Mann rule” encompasses the propositions that an anti-SLAPP motion may not be used to attack particular claims within a cause of action as framed by the plaintiff, and that the
plaintiff can defeat the motion by showing a probability of prevailing on any part of the count, including allegations of activity that is not protected by section 425.16. The rule has received a mixed reception in the Courts of
Appeal, reflecting the complex analytical challenges posed by the Mann court's doctrinal innovation.
A series of early opinions referred to the Mann rule with approbation but did not fully apply it, because the courts did not reach the second anti-SLAPP step and thus did not assess the plaintiffs' probability of success. (A.F. Brown Electrical Contractor, Inc. v. Rhino Electric Supply, Inc. (2006) 137 Cal.App.4th 1118, 1124–1125, 41 Cal.Rptr.3d 1 ; Platypus Wear, Inc. v. Goldberg (2008) 166 Cal.App.4th 772, 786, 83 Cal.Rptr.3d 95 ; Haight Ashbury Free Clinics, Inc. v. Happening House Ventures (2010) 184 Cal.App.4th 1539, 110 Cal.Rptr.3d 129 (Haight Ashbury ).) In Haight Ashbury, however, one justice wrote separately, taking strong exception to the Mann rule. (Haight Ashbury, at pp. 1556–1557, 110 Cal.Rptr.3d 129 (conc. & dis. opn. of Needham, J.).)
Subsequently, the author of the separate opinion in Haight Ashbury gained a majority and criticized Mann at length, in Wallace v. McCubbin (2011) 196 Cal.App.4th 1169, 1196–1212, 128 Cal.Rptr.3d 205 (Wallace ). The Wallace majority made clear its view that a plaintiff responding to an anti-SLAPP motion “must show the probability of prevailing on alleged claims of protected activity, and only those claims.” (Id. at p. 1203, 128 Cal.Rptr.3d 205.) However, it ultimately followed
the Mann rule, after reviewing two decisions from this court: Taus, supra, 40 Cal.4th 683, 54 Cal.Rptr.3d 775, 151 P.3d 1185, and Oasis, supra, 51 Cal.4th 811, 124 Cal.Rptr.3d 256, 250 P.3d 1115. It is important to note that neither Taus nor Oasis involved a mixed cause of action. However, both include discussions bearing tangentially on whether an anti-SLAPP motion may challenge particular allegations within causes of action as framed in the complaint.
The Wallace majority found Mann inconsistent with Taus, supra, 40 Cal.4th 683, 54 Cal.Rptr.3d 775, 151 P.3d 1185. There, we held that meritless assertions of liability should be stricken “even though they comprised a part of what the plaintiff had called a ‘cause of action.’ ” (Wallace, supra, 196 Cal.App.4th at p. 1210, 128 Cal.Rptr.3d 205 ; see Taus, at p. 742, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) However, the majority reluctantly concluded that we had subsequently approved Mann in Oasis, supra, 51 Cal.4th 811, 124 Cal.Rptr.3d 256, 250 P.3d 1115. Oasis quoted the passages in Mann stating that if “a plaintiff can show a probability of prevailing on any part of its claim, the cause of action is not meritless,” and that “once a plaintiff shows a probability of prevailing on any part of its claim, the plaintiff has established that its cause of action has some merit and the entire cause of action stands.” (Mann, supra, 120 Cal.App.4th at p. 106, 15 Cal.Rptr.3d 215 ; see Oasis, at p. 820, 124 Cal.Rptr.3d 256, 250 P.3d 1115 ; Wallace, at p. 1212, 128 Cal.Rptr.3d 205.) The concurring justice in Wallace declined to join the majority's criticism of the Mann rule, considering it
“settled law.” (Wallace, at p. 1216, 128 Cal.Rptr.3d 205 (conc. opn. of Jones, P.J.).) In the concurrence's view, a mixed cause of action having any merit should not be stricken under the anti-SLAPP statute. (Id. at pp. 1217–1218, 128 Cal.Rptr.3d 205.)
There was another split of opinion in City of Colton v. Singletary (2012) 206 Cal.App.4th 751, 142 Cal.Rptr.3d 74 (Colton ). The majority relied on Taus and Wallace to hold that allegations of protected activity may be stricken from a mixed cause of action without affecting the allegations of unprotected activity. (Colton, at pp. 772–774, 142 Cal.Rptr.3d 74.) The dissenting justice argued that section 425.16 only authorizes courts to strike an entire “cause of action,” not particular supporting
allegations. (Colton, at p. 792, 142 Cal.Rptr.3d 74 (conc. & dis. opn. of Richli, Acting P.J.).) The dissent did not find Taus on point. In any event, it noted, Wallace concluded that Taus had been implicitly overruled by Oasis. (Colton, at pp. 793–794, 142 Cal.Rptr.3d 74.)
In M.F. Farming, Co. v. Couch Distributing Co., Inc. (2012) 207 Cal.App.4th 180, 198, 143 Cal.Rptr.3d 160, the court referred to the Oasis quotation of the Mann rule. It held that the plaintiff had established a probability of succeeding on a mixed cause of action for injunctive relief, evidently basing its conclusion on the allegations as a whole. (M.F. Farming, at pp. 197, 201–202, 143 Cal.Rptr.3d 160.) In Burrill v. Nair (2013) 217 Cal.App.4th 357, 379, 158 Cal.Rptr.3d 332, the court also relied on the passage in Oasis restating the Mann rule.
No allegations of unprotected activity were involved in Burrill, but the defendant cited Wallace and Taus in arguing that the court could strike meritless portions of a defamation claim even if the plaintiff established a probability of prevailing on other portions. (Burrill v. Nair, supra, 217 Cal.App.4th at p. 379, 158 Cal.Rptr.3d 332.) The Burrill court disagreed, noting that Wallace itself had followed the Mann rule. (Burrill, at p. 380, 158 Cal.Rptr.3d 332.)
In Cho v. Chang (2013) 219 Cal.App.4th 521, 161 Cal.Rptr.3d 846 (Cho ), the court observed that “[a]ppellate courts have wrestled with the application of the anti-SLAPP law” when allegations of protected and unprotected activity are combined. (Id. at p. 526, 161 Cal.Rptr.3d 846.) After surveying the divergent case law, the court pointed out that neither Taus nor Oasis involved a mixed cause of action. It declined to read Oasis as broadly endorsing the Mann rule. “Instead, the guiding principle in applying the anti-SLAPP statute to a mixed cause of action case is that ‘a plaintiff cannot frustrate the purposes of the SLAPP statute through a pleading tactic of combining allegations of protected and nonprotected activity under the label of one “cause of action.” ’ (
Fox Searchlight Pictures, Inc. v. Paladino (2001) 89 Cal.App.4th 294, 308 ).” (cho, at p. 527, 161 caL.rptr.3d 846.)
In Fox Searchlight Pictures, Inc. v. Paladino, supra, 89 Cal.App.4th 294, 106 Cal.Rptr.2d 906, the court touched only briefly on the topic of mixed causes of action, rejecting the plaintiff's first-step argument that section 425.16 did not apply because each of its causes of action included an allegation of unprotected activity. (Fox Searchlight, at p. 308, 106 Cal.Rptr.2d 906.) In its second-step analysis, the court focused on the allegations of protected activity. (Id. at pp. 308–317, 106 Cal.Rptr.2d 906.)
Cho concluded: “It would make little sense if the anti-SLAPP law could be defeated by a pleading, such as the one in this case, in which several claims are combined into a single cause of action, [with some claims] alleging protected activity and some not. Striking the entire cause of action would plainly be inconsistent with the purposes of the statute. Striking the claims that invoke protected activity but allowing those alleging nonprotected activity to remain would defeat none of them. Doing so also is consonant with the historic effect of a motion to strike: ‘to reach certain kinds of defects in a pleading that are not subject to demurrer.’ (See 5 Witkin, Cal. Procedure, [supra, ] Pleading, § 1008, p. 420.) [¶] That is what the trial court did in this case. Its ruling makes sense, and renders justice to both sides.” (Cho, supra, 219 Cal.App.4th at p. 527, 161 Cal.Rptr.3d 846.)
In the case now before us, the Court of Appeal acknowledged Cho but “[came] out on the side of those cases holding that, if the nonmoving party demonstrates a prima
facie case of prevailing on any part of a mixed cause of action, the anti-SLAPP motion fails.” The court reasoned that (1) section 425.16(b)(1) expressly refers to a “cause of action,” and the Legislature has not altered that terminology; (2) the core purpose of the anti-SLAPP statute is to dispose of meritless litigation, not to strike particular allegations, however small a part of the case they may be; and (3) the benefits of striking mere allegations do not justify the significant effects of an anti-SLAPP motion, which include a stay of discovery, a bar against amendment of the complaint, an early test of the plaintiff's proof without the ordinary benefits of discovery, an award of attorney fees if the moving party prevails, and an appeal if the motion is denied.
The court concluded: “For a defendant to get the benefit of these extraordinary consequences merely by filing a motion aimed at some allegations would encourage ... an anti-SLAPP motion to excise allegations—no matter how minimal in relation to the remainder of the cause of action—merely to stop discovery and force plaintiff to show plaintiff's evidentiary hand early on, with further delay if the motion is denied and there is an appeal. Trial courts, moreover, would be burdened with more prolix motions with little commensurate savings in trial time.”
B. Taus and Oasis
Clearly, our decisions in Taus and Oasis have occasioned some confusion in the Courts of Appeal. We briefly review and clarify those opinions before turning to the merits here. The plaintiff in Taus was the subject of a scholarly article on repressed memories of child abuse. She sued the authors and
publishers of subsequent articles that questioned the premise of the original case study. (Taus, supra, 40 Cal.4th at p. 689, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) The complaint pleaded four causes of action: negligent infliction of emotional distress, invasion of privacy, fraud, and defamation. (Id. at pp. 701–702, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) The defendants filed an anti-SLAPP motion. The trial court struck the fraud claim against one defendant but not another, struck the defamation claim against one defendant but not another, and otherwise denied the motion. Only the defendants appealed. (Id. at pp. 702–703, 54 Cal.Rptr.3d 775, 151 P.3d 1185.)
The Taus Court of Appeal held that all the claims arose from protected acts in furtherance of the defendants' right of free speech. (Taus, supra, 40 Cal.4th at p. 704, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) Regarding the plaintiff's probability of success, the court analyzed the invasion of privacy claim in terms of two distinct potential torts: improper disclosure of private facts and improper intrusion into private matters, each of which
was supported by allegations detailing three different incidents. (Id. at pp. 705–706, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) With respect to the defamation cause of action, the court examined five alleged statements by defendants. (Id. at p. 708, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) It concluded that the action could go forward on two claims for improper disclosure of private facts, two for improper intrusion into private matters, and one for defamation. (Id. at p. 711, 54 Cal.Rptr.3d 775, 151 P.3d 1185.)
Again, only the defendants sought review. We noted, “the only issues before us are whether the Court of Appeal properly concluded that dismissal under the anti-SLAPP statute was improper” with regard to the surviving claims. (Taus, supra, 40 Cal.4th at p. 711, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) The alleged conduct underlying these claims “plainly fell within the scope of the anti-SLAPP statute.” (
Id. at p. 713, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) We stated that “in order to avoid dismissal of each claim under section 425.16, plaintiff bore the burden of demonstrating a probability that she would prevail on the particular claim.” (Ibid. ) We closely examined the allegations, evidence, and controlling law as to each claim. (Id. at pp. 717–741, 54 Cal.Rptr.3d 775, 151 P.3d 1185.)
Taus held that the Court of Appeal erred by finding the plaintiff's showing sufficient as to three alleged incidents, but that one claim of improper intrusion into private matters could properly proceed based on another alleged incident. (Taus, supra, 40 Cal.4th at p. 742, 54 Cal.Rptr.3d 775, 151 P.3d 1185.) We concluded, “defendants' motion to strike the complaint pursuant to the anti-SLAPP statute properly was denied as to one facet of one of the numerous causes of action alleged in the complaint.” (Ibid. ) However, “the overwhelming majority of plaintiff's claims properly should have been struck in the trial court.” (Ibid. )
The approach we took in Taus does not conform with the Mann rule. (See Wallace, supra, 196 Cal.App.4th at p. 1210, 128 Cal.Rptr.3d 205 ; Colton, supra, 206 Cal.App.4th at p. 774, 142 Cal.Rptr.3d 74.) Far from searching for “a probability of prevailing on any part ” of
the various claims before us, our review accomplished what the Mann court said the anti-SLAPP procedure may not be used for: “eliminating those parts of a cause of action that a plaintiff cannot substantiate.” (Mann, supra, 120 Cal.App.4th at p. 106, 15 Cal.Rptr.3d 215.) Under the Mann rule, if Taus could have made the requisite showing of likely success on any part of her invasion of privacy cause of action, the entire claim would have survived. But we accepted the Court of Appeal's division of the claim into two separate theories of recovery, examined whether particular alleged actions would support liability under either of those theories, and concluded that only “one facet” of the invasion of privacy cause of action was viable. (Taus, supra, 40 Cal.4th at p. 742, 54 Cal.Rptr.3d 775, 151 P.3d 1185.)
It is true, as the dissenting justice in Colton observed, that we were not asked in Taus to consider the propriety of striking particular allegations within the various causes of action pleaded in the complaint. (Colton, supra, 206 Cal.App.4th at p. 793, 142 Cal.Rptr.3d 74 (conc. & dis. opn.).) However, we would not have undertaken such an exhaustive analysis of alternate theories of liability, and their application to particular instances of alleged tortious behavior, if we thought the anti-SLAPP statute operates as described in Mann.
Nevertheless, we quoted from Mann in Oasis. There, a real estate development company sued its former attorney and his firm. After his representation of the plaintiff ended, the attorney campaigned to stop the same development project he had been retained to promote. He joined a citizens' group opposing it and solicited signatures for a petition to abrogate its approval. The complaint stated causes of action for breach of fiduciary duty, professional negligence, and breach of contract. (Oasis, supra, 51 Cal.4th at pp. 816–818, 124 Cal.Rptr.3d 256, 250 P.3d 1115.) The Court of Appeal reversed the denial of the defendants' anti-SLAPP motion. (Id. at p. 819, 124 Cal.Rptr.3d 256, 250 P.3d 1115.)
This court noted that at the second step of the anti-SLAPP analysis, the plaintiff's burden
is to state and substantiate a legally sufficient claim. (Oasis, supra, 51 Cal.4th at p. 820, 124 Cal.Rptr.3d 256, 250 P.3d 1115.) We then quoted from Mann, but significantly omitted its reference to a mixed cause of action: “If the plaintiff ‘can show a probability of prevailing on any
part of its claim, the cause of action is not meritless' and will not be stricken; ‘once a plaintiff shows a probability of prevailing on any part of its claim, the plaintiff has established that its cause of action has some merit and the entire cause of action stands.’ ” (Ibid., quoting Mann, supra, 120 Cal.App.4th at p. 106, 15 Cal.Rptr.3d 215, with Mann's italics.)
We considered “the causes of action for breach of fiduciary duty, professional negligence, and breach of contract together, [because] all three claims are based on [the attorney's] alleged breach of his duties as former counsel.” (Oasis, supra, 51 Cal.4th at p. 820, 124 Cal.Rptr.3d 256, 250 P.3d 1115.) We reasoned that “[t]he complaint identifies a number of acts of alleged misconduct and theories of recovery,
but for purposes of reviewing the ruling on an anti-SLAPP motion, it is sufficient to focus on just one.” (Id. at p. 821, 124 Cal.Rptr.3d 256, 250 P.3d 1115.) Our focus was on the claim that the attorney had acquired confidential information about the plaintiff's project while acting as its counsel, and subsequently used that information to oppose the project as a private citizen. (Id. at pp. 821–822, 124 Cal.Rptr.3d 256, 250 P.3d 1115.) Based on the undisputed facts and reasonable inferences related to that ground for recovery, we concluded the plaintiff had “demonstrated a likelihood of prevailing on each of its three causes of action.” (Id. at p. 822, 124 Cal.Rptr.3d 256, 250 P.3d 1115.)
Responding to the defendants' assertion that a categorical bar on attorney speech would have dire consequences, we explained: “we are not announcing a broad categorical bar here.... Our task is solely to determine whether any portion of [the plaintiff's] causes of action has even minimal merit within the meaning of the anti-SLAPP statute. A claim that [the attorney] used confidential information acquired during his representation of [the plaintiff] in active and overt support of a referendum to overturn the city council's approval of the ... project, where the council's approval of the project was the explicit objective of the prior representation, meets that low standard.” (Oasis, supra, 51 Cal.4th at p. 825, 124 Cal.Rptr.3d 256, 250 P.3d 1115.)
It is wrong to suggest, as have some Courts of Appeal, that Oasis amounts to an implicit disapproval of Taus. (See Colton, supra, 206 Cal.App.4th at p. 794, 142 Cal.Rptr.3d 74 (conc. & dis. opn.); Burrill v. Nair, supra, 217 Cal.App.4th at p. 380, 158 Cal.Rptr.3d 332 ; Wallace, supra, 196 Cal.App.4th at p. 1212, 128 Cal.Rptr.3d 205.) Oasis did not mention Taus, and no holding in Taus is affected by anything we said in Oasis. The second-step analyses in the two opinions are certainly quite different. However, the differences flow from the way the parties framed the issues. In Taus, the defendants disputed the Court of Appeal's rulings on the viability of claims arising from discrete allegations of wrongdoing. In Oasis, the defendants made no such particular arguments. In the trial court, they sought to strike the entire complaint based on the assertion that the attorney defendant had breached no duty owed to his former client. In this court, they sought to preserve their victory in the Court of Appeal on the same broad theory, arguing that the plaintiff had failed to show any breach. In that context, it was sufficient to determine whether any of the attorney's alleged acts could be said to violate his fiduciary obligations.
As the Cho court noted, neither Taus nor Oasis involved a mixed cause of action. (Cho, supra, 219 Cal.App.4th at p. 527, 161 Cal.Rptr.3d 846.) Thus, we had no occasion to consider the Mann rule and its implications. Nevertheless, the approach taken in Taus is consistent with the
terms and purposes of the anti-SLAPP statute, and the Mann rule is not. Our quotation from Mann in
Oasis must be understood as limited to the circumstances there presented. As discussed next, it is not the general rule that a plaintiff may defeat an anti-SLAPP motion by establishing a probability of prevailing on any part of a pleaded cause of action. Rather, the plaintiff must make the requisite showing as to each challenged claim that is
based on allegations of protected activity. How the plaintiff does that will vary from case to case, depending on the nature of the complaint and the thrust of the motion. But when the defendant seeks to strike particular claims supported by allegations of protected activity that appear alongside other claims within a single cause of action, the motion cannot be defeated by showing a likelihood of success on the claims arising from unprotected activity.
C. Analysis
The Mann court's reading of section 425.16(b) does not withstand scrutiny. Its refusal to permit anti-SLAPP motions to reach distinct claims within pleaded counts undermines the central purpose of the statute: screening out meritless claims that arise from protected activity, before the defendant is required to undergo the expense and intrusion of discovery. Mann suggested that summary adjudication and conventional motions to strike offer alternative means “to eliminate theories within a cause of action.” (Mann, supra, 120 Cal.App.4th at p. 106, 15 Cal.Rptr.3d 215.) However, neither of those procedures allows a defendant, at the early stage contemplated by section 425.16, to test the evidentiary sufficiency of claims arising from the kinds of activity given special protection by the anti-SLAPP statute.
Several Courts of Appeal have pointed out that the Mann rule permits artful pleading to evade the reach of the anti-SLAPP statute. By mixing allegations of protected and unprotected activity, the pleader may avoid scrutiny of the claims involving protected activity, as happened in Mann . (Mann, supra, 120 Cal.App.4th at p. 107, 15 Cal.Rptr.3d 215 ; see Cho, supra, 219 Cal.App.4th at p. 527, 161 Cal.Rptr.3d 846 ; Colton, supra, 206 Cal.App.4th at p. 774, 142 Cal.Rptr.3d 74 ; Wallace, supra, 196 Cal.App.4th at p. 1202, 128 Cal.Rptr.3d 205.) We agree that the application of section 425.16 cannot reasonably turn on how the challenged pleading is organized. Had the Mann complaint stated its defamation claim in two counts, one based on the protected statements and another on the unprotected statements, the plaintiff would have been required to establish a probability of prevailing on the claim arising from the protected speech. (See Mann, at p. 105, 15 Cal.Rptr.3d 215 ; Shively v. Bozanich (2003) 31 Cal.4th 1230, 1242, 7 Cal.Rptr.3d 576, 80 P.3d 676 [each separate defamatory statement gives rise to a new cause of action].) It is arbitrary to hold that the same claim, supported by allegations of protected and unprotected activity in a single cause of action, escapes review if the plaintiff
shows a probability of prevailing on the allegations that are not covered by the anti-SLAPP statute.
The result in Mann cannot be squared with the language or the intent of section 425.16(b)(1). The statute provides: “A cause of action against a person arising from any act of that person in furtherance of the person's right of petition or free speech ... shall be subject to a special motion to strike, unless the court determines ... there is a probability that the plaintiff will prevail on the claim. ” (Ibid., italics added.) These terms express the Legislature's desire to require plaintiffs to show a probability of prevailing on “the claim” arising from protected activity, not another claim that is based on activity that
is beyond the scope of the anti-SLAPP statute but that happens to be included in the same count. (See Wallace, supra, 196 Cal.App.4th at pp. 1199–1200, 128 Cal.Rptr.3d 205.) As we noted in Navellier, “[t]he anti-SLAPP statute's definitional focus is not the form of the plaintiff's cause of action but, rather, the defendant's activity that gives rise to his or her asserted liability—and whether that activity constitutes protected speech or petitioning.” (Navellier, supra, 29 Cal.4th at p. 92, 124 Cal.Rptr.2d 530, 52 P.3d 703.) And in City of Cotati v. Cashman (2002) 29 Cal.4th 69, 78, 124 Cal.Rptr.2d 519, 52 P.3d 695, we observed that “the statutory phrase ‘cause of action ... arising from’ means simply that the defendant's act underlying the plaintiff's cause of
The Wallace court noted that the legislative history of section 425.16 is silent with regard to mixed causes of action, but provides no indication that anti-SLAPP motions were meant to apply to claims that do not arise from speech or petitioning activity. (Wallace, supra, 196 Cal.App.4th at pp. 1200–1202, 128 Cal.Rptr.3d 205.)
action must itself have been an act in furtherance of the right of petition or free speech.”
The anti-SLAPP procedures are designed to shield a defendant's constitutionally protected conduct from the undue burden of frivolous litigation. It follows, then, that courts may rule on plaintiffs' specific claims of protected activity, rather than reward artful pleading by ignoring such claims if they are mixed with assertions of unprotected activity.
We agree with the Cho and Wallace courts that the Legislature's choice of the term “motion to strike” reflects the understanding that an anti-SLAPP motion, like a conventional motion to strike, may be used to attack parts of a count as pleaded. (§ 425.16(b)(1) ; Cho, supra, 219 Cal.App.4th at p. 527, 161 Cal.Rptr.3d 846 ; Wallace, supra, 196 Cal.App.4th at p. 1205, fn. 19, 128 Cal.Rptr.3d 205 ; see § 435, subd. (b)(1) [motion to strike applies to “the whole or any part” of a pleading]; § 436, subd. (a) [court may “[s]trike out any irrelevant, false, or improper matter”]; PH II, Inc. v. Superior Court (1995) 33 Cal.App.4th 1680, 1682, 40 Cal.Rptr.2d 169 [defective portion of a cause of action is subject to a conventional motion to strike].) The bench and bar are used to thinking of
motions to strike as a way of challenging particular allegations within a pleading. (See 5 Witkin, Cal. Procedure, supra, Pleading, §§ 1009, 1012, pp. 420–421, 423; Weil et al., Cal. Practice Guide, Civil Procedure Before Trial (The Rutter Group 2016) ¶ 7:156, p. 7(I) –70.) The drafters of the anti-SLAPP statute were surely familiar with this understanding.
The Court of Appeal below was concerned about allowing defendants to target fragmentary allegations, no matter how insignificant. The concern was misplaced. Assertions that are “merely incidental” or “collateral” are not subject to section 425.16. (Wallace, supra, 196 Cal.App.4th at p. 1187, 128 Cal.Rptr.3d 205 ; Peregrine Funding, Inc. v. Sheppard Mullin Richter & Hampton LLP (2005) 133 Cal.App.4th 658, 672–673, 35 Cal.Rptr.3d 31 ; see Episcopal Church Cases (2009) 45 Cal.4th 467, 477–478, 87 Cal.Rptr.3d 275, 198 P.3d 66.) Allegations of protected activity that merely provide context, without supporting a claim for recovery, cannot be stricken under the anti-SLAPP statute.
Schnitt, the appellant here, argues that a “cause of action” arising from protected activity should be defined in terms of the primary right theory. (§ 425.16(b)(1).) “The primary right theory ... provides that a ‘cause of action’ is comprised of a ‘primary right’ of the plaintiff, a corresponding ‘primary duty’ of the defendant, and a wrongful act by the defendant constituting
a breach of that duty. [Citation.] The most salient characteristic of a primary right is that it is indivisible: the violation of a single primary right gives rise to but a single cause of action.” (Crowley v. Katleman (1994) 8 Cal.4th 666, 681, 34 Cal.Rptr.2d 386, 881 P.2d 1083.) Schnitt reasons that anti-SLAPP motions must be directed against causes of action in this theoretical sense, without regard to how the pleading in question is framed. We are not persuaded, for several reasons.
Restricting anti-SLAPP motions to indivisible “causes of action” as determined by primary right theory would be inconsistent with the Legislature's use of the term “special motion to strike.” (§ 425.16(b)(1).) As noted, the conventional motion to strike, which long preceded the anti-SLAPP statute, is well understood as a way to challenge particular allegations. Schnitt's suggested approach would also distort the anti-SLAPP statute's focus on claims of protected speech or petitioning activity. A single cause of action defined in terms of the plaintiff's primary right may include more than one instance of alleged wrongdoing. (See, e.g., Bay Cities Paving & Grading, Inc. v. Lawyers' Mutual Ins. Co. (1993) 5 Cal.4th 854, 860–861, 21 Cal.Rptr.2d 691, 855 P.2d 1263.) Thus, the “mixed cause of action” problem would remain, because the same primary right may be violated by both protected and unprotected activity.
Further, the primary right theory is notoriously uncertain in application. “Despite the flat acceptance of the ... theory ... by California decisions, the meaning of ‘cause of action’ remains elusive and subject to frequent
dispute and misconception.” (4 Witkin, Cal. Procedure, supra, Pleading, § 35, p. 100.) Dispute and misconception over the scope of the anti-SLAPP statute are to be avoided. We have observed that the “primary right theory has a fairly narrow field of application. It is invoked most often when a plaintiff attempts to divide a primary right and enforce it in two suits.” (Crowley v. Katleman, supra, 8 Cal.4th at p. 682, 34 Cal.Rptr.2d 386, 881 P.2d 1083.) The theory is ill-suited to the anti-SLAPP context, where the Legislature authorized a special motion to strike only claims that arise from protected speech or petitioning activity.
The scope of the term “cause of action” in section 425.16(b)(1) is evident from its statutory context. When the Legislature declared that a “cause of action” arising from activity furthering the rights of petition or free speech may be stricken unless the plaintiff establishes a probability of prevailing, it had in mind allegations of protected activity that are asserted as grounds for relief. The targeted claim must amount to a “cause of action” in the sense that it is alleged to justify a remedy. By referring to a “cause of action against a person arising from any act of that person in furtherance of” the protected rights of petition and speech, the Legislature indicated that particular alleged acts giving rise to a claim for relief may be the object of an anti-SLAPP motion. (§ 425.16(b)(1), italics added.) Thus, in cases involving allegations of both protected and unprotected activity, the plaintiff is required to establish a probability of prevailing on any claim for relief based on allegations of protected activity. Unless the plaintiff can do so, the claim and its corresponding allegations must be stricken. Neither the form of the complaint nor the primary right at stake is determinative.
Respondent Baral offers little in the way of support for the Mann rule. He relies on Oasis, supra, 51 Cal.4th 811, 124 Cal.Rptr.3d 256, 250 P.3d 1115, and the Court of Appeal opinions that have found in it an endorsement of Mann. (See pt. II.A.,
ante. ) We have explained that this interpretation reads too much into Oasis. (Pt. II.B., ante. ) Baral also notes that section 425.16 has been amended six times, yet the Legislature has not seen fit to provide that the statute applies to anything less than a “cause of action.” He contends the Legislature intended to restrict the
Three of the amendments came after the decision in Mann, supra, 120 Cal.App.4th 90, 15 Cal.Rptr.3d 215. (Stats.2005, ch. 535, § 1, p. 4120; Stats.2010, ch. 328, § 34; Stats.2014, ch. 71, § 17.) Baral does not make a legislative acquiescence argument, as did the concurring and dissenting opinion in Wallace, supra, 196 Cal.App.4th at pages 1219–1220, 128 Cal.Rptr.3d 205. In any event, the weak reed of legislative inaction provides little support for the Mann rule. (See Ornelas v. Randolph (1993) 4 Cal.4th 1095, 1108, 17 Cal.Rptr.2d 594, 847 P.2d 560.) The rule has not been widely accepted, and in such a circumstance the Legislature is apt to trust the courts to correct their own errors. (See People v. Whitmer (2014) 59 Cal.4th 733, 741, 174 Cal.Rptr.3d 594, 329 P.3d 154.)
scope of the statute to causes of action that are completely meritless, and argues that it is inconsistent with that intent to permit a motion to strike specific allegations from otherwise meritorious claims. Our reading of the term “cause of action” in the anti-SLAPP statute is fully consistent with the legislative intent discerned by Baral. The term refers to claims for relief that are based on allegations of protected activity. Such claims may be stricken only if they lack any merit.
Baral raises a number of arguments with respect to the first-stage analysis of his claims. The Court of Appeal did not reach all the first-stage issues before it because it ruled that Schnitt's motion improperly targeted particular allegations within mixed causes of action. It is appropriate for the court to consider the matter anew upon remand, in light of our contrary holding.
For all the reasons stated above, we disapprove the Mann rule.
Mann v. Quality Old Time Service, Inc., supra, 120 Cal.App.4th 90, 15 Cal.Rptr.3d 215, is overruled to the extent it is inconsistent with this opinion. Burrill v. Nair, supra, 217 Cal.App.4th 357, 158 Cal.Rptr.3d 332, M.F. Farming Co. v. Couch Distributing Co., Inc., supra, 207 Cal.App.4th 180, 143 Cal.Rptr.3d 160, and Wallace v. McCubbin, supra, 196 Cal.App.4th 1169, 128 Cal.Rptr.3d 205, are disapproved insofar as they read Oasis, supra, 51 Cal.4th 811, 124 Cal.Rptr.3d 256, 250 P.3d 1115, as an endorsement of the Mann rule.
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Although the issue arose here at the second step of the anti-SLAPP procedure, identification of causes of action arising from protected activity ordinarily occurs at the first step. For the benefit of litigants and courts involved in this sometimes difficult area of pretrial procedure, we provide a brief summary of the showings and findings required by section 425.16(b). At the first step, the moving defendant bears the burden of identifying all allegations of protected activity, and the claims for relief supported by them. When relief is sought based on allegations of both protected and unprotected activity, the unprotected activity is disregarded at this stage. If the court determines that relief is sought based on allegations arising from activity protected by the statute, the second step is reached. There, the burden shifts to the plaintiff to demonstrate that each challenged claim based on protected activity is legally sufficient and factually substantiated. The court, without resolving evidentiary conflicts, must determine whether the plaintiff's showing, if accepted by the trier of fact, would be sufficient to sustain a favorable judgment. If not, the claim is stricken. Allegations of protected activity supporting the stricken claim are eliminated from the complaint, unless they also support a distinct claim on which the plaintiff has shown a probability of prevailing.
III. DISPOSITION
We reverse the Court of Appeal's judgment and remand for further proceedings consistent with this opinion.
We Concur: CANTIL–SAKAUYE, C.J., WERDEGAR, CHIN, LIU, CUÉLLAR, and KRUGER, JJ.
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