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RILEY v. HALL

Supreme Court of North Carolina
Sep 1, 1896
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Noel Riley et al. v. W. J. B. Hall et al. — Supreme Court of North Carolina (September Term, 1896)

Factual and Procedural Background

This action was brought by the children and only heirs at law of John Riley to set aside a deed dated 29 September, 1887, from John Riley to W. J. B. Hall, J. R. Hall and I. J. Hall (the defendants), on the ground that it was obtained by undue influence and fraud, and to recover the land described in the deed. Plaintiffs alleged John Riley was of weak and feeble intellect, lacked mental capacity to make the deed, that the consideration was grossly inadequate, and that the deed was obtained by the undue influence and fraudulent practices of the defendants and others in their behalf. John Riley died in February, 1888.

The case was tried before Judge Greene and a jury at May Term, 1896, of Cumberland County. The jury returned the following answers to issues submitted: (1) execution of the deed was obtained by undue influence — Yes; (2) at execution John Riley had sufficient mental capacity to execute a deed — Yes; (3) he was at that time a person of weak and feeble intellect — Yes; (4) value of the land at execution — $3,160; (5) consideration paid by defendants — $200; (rental value) — $200.

Judgment directed the deed to be delivered up and canceled, that plaintiffs recover possession of the land and the sum of $1,600 damages for detention and costs. Defendants appealed. The opinion of the Court of last resort is reported here.

Legal Issues Presented

  1. Was the execution of the deed dated 29 September, 1887, obtained by the undue influence of the defendants or any one in their behalf?
  2. At the date of execution did John Riley have sufficient mental capacity to execute a deed?
  3. If he had mental capacity, was he at that time a person of weak and feeble intellect?
  4. What was the value of the land at the time of execution and what was the consideration paid by defendants?
  5. Procedural: whether the complaint was sufficiently specific; whether the deed could be exhibited to the jury; whether an issue as to plaintiffs' ownership was necessary; whether evidence of the relations between Riley and others should be limited to the undue-influence issue; whether the evidence was sufficient to go to the jury; and whether a post-verdict motion to review payment evidence was timely.

Arguments of the Parties

Defendants' Arguments

  • The complaint (particularly the fifth paragraph alleging undue influence) was not sufficiently specific and the plaintiffs should be required to make it more specific or have the paragraph struck.
  • The first issue (undue influence) had been decided in their favor at a former trial and should not be submitted again after a mistrial.
  • The deed, although in evidence, should not have been exhibited to the jury during argument.
  • The issues submitted were insufficient to determine title because there should have been an issue submitted as to plaintiffs' ownership.
  • The court should have instructed the jury that evidence introduced as to undue influence (relations between Riley and his wife, alleged relations between Riley and Mrs. Hall, etc.) was to be considered only on the undue-influence issue and not as substantive evidence against the defendants on other issues.
  • The evidence was insufficient to support submission to the jury that the deed was obtained by undue influence and to sustain certain findings (notably the finding as to payment of $200).

Plaintiffs' Arguments

The opinion does not contain a detailed account of the plaintiffs' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Wyche v. Ross, ante 174 Manner of stating a cause of action and the discretion of the trial court to deny motions to require a pleading to be made more specific; reversal only for gross abuse of discretion. The court relied on this principle to sustain the trial court's refusal to require plaintiffs to make their complaint more specific, noting the discretion of the trial court and that reversal requires gross abuse.
Wittkowsky v. Wasson, 71 N.C. 451 Exposition of rule as to when there is no evidence or no sufficient evidence to go to the jury. The court treated this case as a leading exposition and concluded that the evidence in the present case went far beyond the standard in Wittkowsky and thus was sufficient to submit undue-influence to the jury.
Best v. Frederick, 84 N.C. 176 Exposition of rule as to when there is no evidence or no sufficient evidence to go to the jury. Along with Wittkowsky, cited as a leading case on the sufficiency-of-evidence question; the Court held the present evidence exceeded the standard in Best.
S. v. Kiger, 115 N.C. 746 Procedural rule concerning the timeliness of raising certain matters after verdict (used in context of motion for new trial). Cited to support the proposition that the defendants' complaint about the sufficiency of the evidence regarding payment (raised after verdict on motion for new trial) was too late to be entertained.
S. v. Varner, 115 N.C. 744 Procedural rule concerning the timeliness of raising certain matters after verdict (used in context of motion for new trial). Cited together with S. v. Kiger as authority that the post-verdict challenge to the payment evidence was made too late.
S. v. Hart, 116 N.C. 976 Procedural rule concerning the timeliness of raising certain matters after verdict (used in context of motion for new trial). Cited along with the other S. v. authorities to support that the challenge to evidence presented after verdict on motion for new trial was untimely.
S. v. Wilson, 121 N.C. 657 Cited in the opinion. Listed as a subsequent citation in the opinion's concluding citation line.

Court's Reasoning and Analysis

The Court addressed a number of procedural and substantive matters in sequence:

  1. Pleading specificity: The trial court's refusal to order greater specificity in plaintiffs' complaint (particularly the charge of undue influence) was within its discretion; reversal requires a showing of gross abuse of that discretion, citing Wyche v. Ross. The Court noted a prior mistrial had occurred, which would have supplied defendants with information about the claims.
  2. Previous trial result: Because the earlier jury failed to agree and a mistrial was declared, defendants' contention that the first issue had been found in their favor previously was without support.
  3. Exhibition of the deed to the jury: The deed, having been admitted into evidence and there being no allegation of any defect (forgery, erasure, etc.), could be exhibited to the jury during argument. The Court explained the rule that evidence ordinarily is addressed to the ears to avoid juror inspection of documents where expert testimony would be required; where no such defect is alleged, exhibition is permissible. The Court gave examples (bastard child exhibited, weapons exhibited) to illustrate limits of the rule and sustained the admission.
  4. Ownership issue: Because both parties claimed under the same common source (John Riley), and it was admitted that Riley was dead and plaintiffs were his children and only heirs at law, an issue on plaintiffs' ownership was unnecessary. The primary factual question was the validity of the deed: if valid, defendants own; if invalid, plaintiffs own.
  5. Form and submission of issues: The Court observed that the third issue (feeble intellect) was evidentiary and could have been omitted, but submitting it did no harm. The fourth, fifth and sixth issues were also proper under the pleadings.
  6. Limiting instruction: The Court declined to give defendants' requested instruction that evidence introduced on undue influence be considered solely on that issue and not prejudice the defendants on other issues, reasoning that such a charge would invade the province of the jury by directing what weight to give substantive evidence. The Court also noted that, if erroneous, any failure to give the instruction was harmless because the jury found sufficient mental capacity (Issue 2 answered "Yes").
  7. Main substantive question — undue influence: The Court took the relevant evidence as the jury must have found it — John Riley was old, in poor health, had suffered paralytic strokes, was of weak and superstitious mind, was enamored of Sally Hall (mother of the grantees), who supplanted his wife, caused separation, acted as mistress of the house, handled household and some store duties, cursed Riley in presence of others, and exercised dominating influence; defendants paid only $200 for land valued at over $3,000; defendants failed to produce a note alleged to show payment; conduct around the time of death and the defendants' continuing conduct on the land were recited. Considering this evidence, the Court concluded there was evidence upon which reasonable jurors could find undue influence and that the question was properly submitted to the jury. The Court relied on Wittkowsky v. Wasson and Best v. Frederick as the controlling standards for when evidence is insufficient, but determined the evidence in this case exceeded those precedents.
  8. Post-verdict challenge to payment evidence: Defendants' complaint about insufficiency of evidence to sustain the finding of $200 payment was not reviewed because it was raised only after verdict on a motion for new trial (too late), citing S. v. Kiger, S. v. Varner and S. v. Hart. The Court further stated that the payment finding was not necessary to support the judgment declaring the deed void.
  9. Adjustment of judgment: The Court held defendants were entitled to a credit on plaintiffs' judgment of $200 and interest since 29 September, 1887, and affirmed the judgment with that modification.

Holding and Implications

AFFIRMED, with modification.

Holding: The judgment of the trial court declaring the deed of 29 September, 1887, void for having been obtained by undue influence, directing that the deed be delivered up and canceled, awarding plaintiffs possession of the land and $1,600 damages for detention and costs, was affirmed, except that defendants are entitled to a credit of $200 and interest since 29 September, 1887.

Implications: The direct effect is that the deed is set aside, plaintiffs recover possession and damages as modified by the $200 credit. The opinion applies existing North Carolina precedents on pleading specificity, admissibility/exhibition of documentary evidence to juries, sufficiency of evidence to submit issues to a jury, and procedural timeliness for post-verdict challenges, but does not announce a novel rule beyond the applications of those authorities. No broader new precedent is articulated in the opinion beyond its application of the cited authorities.

Show all summary ...

Action to Set Aside Deed Obtained by Undue Influence — Pleading — Trial — Discretion of Judge — Appeal — Exhibiting Paper to Jury — Issues — Validity of Deed — Undue Influence.

1. Where, in an action to set aside a deed alleged to have been obtained by undue influence, the complaint states that the said deed was obtained by the undue influence of the defendants over J. R. (the grantor), and of other persons in their behalf: Held, that the complaint states a cause of action.

2. The refusal by the trial court of a motion to require a party to make his pleading more explicit will not be reversed on appeal unless it appears that there has been a gross abuse of discretion.

3. The rule that evidence must be addressed to the ears and not to the eyes is to prevent the exhibition of papers about which there is some defect, such as forgery, erasure, etc., concerning which only expert testimony is admissible; but, when there is no defect in an instrument which has been put in evidence, it is not error to permit it to be exhibited to the jury during argument.

4. In the trial of an action, brought by persons admitted to be the heirs of a deceased person, to set aside a deed of their ancestor obtained through undue influence, and to recover the land conveyed thereby, it is not necessary to submit an issue as to plaintiff's ownership, the validity of the deed being the only question of fact involved.

5. In the trial of an action to set aside a deed alleged to have been obtained from the grantor by undue influence of the defendants and others in their behalf, evidence that the mother of the grantees had, prior to its execution, acquired a strong influence over the grantor, who was an old man, in poor health and of feeble mind; that she caused a separation between him and his wife, and continued to live with him until his death, is admissible on the issue of undue influence in obtaining the deed, and, together with the failure of the grantees to show payment of but a small part of the value of the property, is sufficient to authorize the submission of the issue to the jury.

"1. Was the execution of the deed dated 29 September, 1887, from John Riley, to W. J. B. Hall and the other defendants, obtained by the undue influence of the defendants, or any one in their behalf?

"Answer. `Yes.'

"2. At the date of the execution of the said deed did the said John Riley have sufficient mental capacity to execute a deed?

"Answer. `Yes.'

"3. If the said John Riley did have mental capacity to execute the said deed, was he at that time a person of weak and feeble intellect?

"Answer. `Yes.'

"4. What was the value of the land described in said deed at (408) the time of its execution?

"Answer. `$3,160.'

"5. What was the consideration paid for the said lands by the defendants?

"Answer. `$200.'

"What is the actual rental value of the said land?

"Answer. `$200.'

Judgment was rendered, directing that the deed be delivered up and canceled, and that plaintiffs recover possession of the land and the sum of $1,600 damages for detention and costs. From this judgment defendants appealed. The facts necessary to an understanding of the opinion are set out in the same.

FURCHES, J.

This action is for the purpose of declaring void a deed from John Riley to the defendants, dated 29 September, 1887, and for the possession of the land therein described. The plaintiffs, in the first article of their complaint, allege that on or about 29 September, 1887, John Riley, the father of plaintiffs, executed to W. J. B. Hall, J. R. Hall and I. J. Hall, the defendants in this action, a deed for the following tract of land (describing it).

In the second article of the complaint they allege that John Riley died soon thereafter, to wit, in February, 1888, leaving the plaintiffs his children and only heirs at law.

Third. That John Riley, at the time he executed said deed, was of weak and feeble intellect.

Fourth. That at the time of executing the deed he did not have (409) mental capacity to make a deed.

Fifth. That the said deed was obtained by the undue influence of the defendants over John Riley, and of other persons in their behalf.

Sixth. That the consideration paid was grossly inadequate, if anything at all.

Seventh. That said deed was obtained from John Riley by the fraudulent practices of the defendants, or of other persons in their behalf.

The eighth, ninth and tenth paragraphs are as to the possession of the defendants, and the eleventh is that the yearly rental value of the land is at least two hundred dollars.

Defendants contended that the allegations of the complaint were not sufficiently specific, and moved the Court to require plaintiffs to make them more specific, especially the fifth paragraph, or to strike them from the complaint. This the Court declined to do, and defendants excepted. We see no error, and can not sustain the exception. All that we can do is to see that a cause of action is stated. The manner of stating it, upon objection and motion to correct, must be left with the Court below as a matter of discretion, and can only be reversed on appeal where it appears to this Court there has been a gross abuse of discretion. Wyche v. Ross, ante, 174. This action has been investigated before the Court and a jury once before, when the jury failed to agree, and a mistrial was had. This, it would seem, was sufficient to give defendants such information as they demand in their motion, if they did not have it before.

Defendants then contended that the first issue had been found by the jury on the former trial in their favor, and should not be submitted the jury again. But as the jury failed to agree, and a mistrial (410) was ordered, we fail to see how this can be so, and the learned counsel who argued the case failed to cite any authority to sustain this position.

During the argument of the case the deed from John Riley to defendants, which had been introduced in evidence during the trial, was exhibited to the jury under the objection of defendants, and defendants excepted. And defendants say in their supplemental brief "There was no testimony that there was any defect in this deed."

This is the reason it was not error to allow it to be exhibited to the jury. This rule that defendant insists on, that evidence must be addressed to the ears and not to the eyes, is to prevent papers from being exhibited to the jury where there is an alleged defect, as forgery, erasure, etc., where the matter depends on expert testimony, for the reason that the jury are not experts. This distinction has not always been kept in mind as it should have been. But still it is the rule that should be observed and which should govern in cases of the kind.

We have cases where the bastard child has been exhibited to the jury as evidence of paternity, where weapons used in affrays and homicides have been exhibited, and this evidence has been allowed and sustained by this Court. But if the rule was allowed to the extent claimed by defendant it would destroy the rule allowing the body to be exhibited, etc. The exception is not sustained.

John Horne, a witness for plaintiffs, in answer to a question (which is not stated) answered: "I am 67 years old. Knew John Riley ever since he was a little boy; I know his wife." Objected to. Again, question: "When did Sally Hall come to live with Riley?" Objected to by defendants. These exceptions are without merit and can not be sustained.

Defendants insist that the issues submitted are not sufficient to (411) determine the title to the land, that plaintiffs are claiming that they are the owners, and there should have been an issue submitted to the jury as to their ownership. This objection can not be sustained.

Defendants claimed under John Riley by deed from him. Plaintiffs claim as the heirs at law of John Riley. And it was admitted that he was dead, and that plaintiffs were his children and only heirs at law. So both plaintiffs and defendants claimed under John Riley, the common source, and neither party could dispute his title. So the question was as to the validity of the deed of 29 September, 1887, to the defendants. If it is valid, the defendants are the owners; if it is not, the plaintiffs are the owners. This result followed the finding on the deed as a matter of law.

Defendants objected to the 3d 4th, 5th and 6th issues. And it seems to us that the third issue might have been omitted. It is in its nature evidentiary, and it might have been supplied by the charge of the Court in its instructions upon the first issue. But if the Court chose to submit it as a distinct issue, we are unable to see what harm it could work to the defendants. His feeble condition of mind was certainly a proper subject for the consideration of the jury in making up their verdict on the first issue. And the fourth, fifth and sixth issues, under certain views of the case, were presented by the pleadings, and in our opinion proper, and this objection can not be sustained.

Defendants asked the Court to instruct the jury that all evidence introduced as to undue influence should be considered solely upon determining that issue, and that they should not allow it to prejudice them, as to the defendants, upon any other issue. This the Court declined, and we think properly. It is proper for the Court to instruct the jury in proper cases that certain evidence is not substantive (412) but only corroborative, or that confession or declarations of one defendant are not evidence against another defendant. But how the Court could instruct the jury as to what consideration they should give to substantive evidence, that was proper evidence against all the defendants, without invading the province of the jury, we are unable to see.

But if the defendants had been entitled to this instruction, it appears from the case that the Court's failing to give it was harmless, as the only other issue that it could have had any bearing upon was the second issue, which is as follows: "At the date of the execution of the said deed, did the said John Riley have sufficient mental capacity to execute a deed? Answer: `Yes.'"

This issue, being found in favor of the defendants, cures the error complained of, if there was error, and we are of opinion there was not.

The consideration of the foregoing questions brings the case down to the main question, of undue influence.

The jury having found that defendants' deed was obtained by undue influence, and there being no error found as to the evidence submitted to them, and no error appearing as to the instructions of the Court, the verdict must stand if there was any evidence, or any evidence upon which the jury might reasonably find, that there was undue influence. Then the question is —

Whether the facts testified to (because in considering this question we must take it that the jury found them to be true), that John Riley at the date of the deed was an old man, in bad health, having had two paralytic strokes, was of a weak and superstitious mind and intellect, had become enamoured of Sally Hall, the mother of defendants, who had supplanted Mrs. Riley in the affections of her husband, had been the cause of John Riley's whipping and abusing Mrs. Riley for (413) alleged insults to Sally Hall, and had actually caused a separation between John Riley and his wife; that Sally Hall was mistress of the house and carried the keys before Mrs. Riley left, and continued to live with John Riley until his death; that she was not only entrusted with the household duties, but also, to some extent at least, with the store; that she was in the habit of cursing John Riley in the presence of others, and he quietly submitting to this abuse without resentment; that John Riley had children of his own (plaintiffs), and the grantees (the defendants) were the children of Sally Hall and not his; that John said that whenever the Halls wanted anything done there was no peace until it was done; that the land conveyed was worth more than three thousand dollars, and defendants were only able to show that they paid two hundred dollars; that it was in evidence that there was a note given by defendants for the land, which defendants alleged had been paid off, and if so, is presumed to be in their possession, and which they failed and refused to produce or account for; that one of the defendants, on the morning of the death of John, took a paper out of his desk, claiming it was the deed, and saying that he did not know what might happen; that he said after he had paid John Riley for the land, he refused to make the deed, until he threatened him with Tom Sutton — which according to his own evidence (Bullock's), was not true, as he testified that he saw two hundred dollars paid, which was said to be the last payment, and that John then and there made the deed and he witnessed it; that defendants had lived on the land for many years prior to the making of the deed, as the tenants and laborers of said Riley; that the defendant John Hall, outside of this land, is not worth over five hundred dollars, and the other two defendants are worth very little; that the said John continued to live on the land and controlled the same until his death, the defendants referring a renter to him (414) after the date of this deed, under which they now claim title, is such evidence as should be submitted to the jury as tending to establish undue influence.

So taking Wittkowsky v. Wasson, 71 N.C. 451, and Best v. Frederick, 84 N.C. 176, as the correct exposition of the rule as to no evidence, or no sufficient evidence, to go to the jury, the defendant's exception can not be sustained. These cases are the leading cases on this question, and go as far or farther than any other cases we have to support the defendant's exception. And they are the cases cited by defendants and relied upon for their contention that there was not sufficient evidence to go to the jury. But, further, it seems to us that defendants' prayer for instructions to the jury admits that there was evidence sufficient to go to the jury, which is as follows:

"The defendants ask the Court to charge the jury that all the evidence admitted exclusively as to the issue upon undue influence, such as the relations between Riley and his wife, why they separated, the alleged relations between Riley and Mrs. Hall, and other kindred evidence, was admitted solely upon the issue of undue influence."

So, upon a full consideration of all this evidence and the prayer of defendants, we are driven to the conclusion that it goes far beyond Wittkowsky v. Wasson, Best v. Frederick, supra, or any case where it has been held not to be sufficient. It was properly left to the jury, and the Court would have committed an error not to have done so.

Defendants complaint that there was not sufficient evidence to sustain the findings on the fifth issue as to the payment of two hundred dollars. We do not feel called upon to review the evidenced on this question, first, for that it was not made until after verdict, upon a motion for a new trial, and was therefore too late. S. v. Kiger, 115 N.C. 746; (415) S. v. Varner, 115 N.C. 744; S. v. Hart, 116 N.C. 976. And for the further reason that this finding is not necessary to support the judgment of the Court in declaring the deed to the defendants void.

But we are of the opinion that defendants are entitled to a credit on plaintiffs' judgment against them of two hundred dollars and interest since 29 September, 1887, which seems to be the date of payment. With this modification the judgment is

AFFIRMED.

Cited: S. v. Wilson, 121 N.C. 657.