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CHAPLINSKY v. NEW HAMPSHIRE

U.S. Supreme Court
Mar 9, 1942
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Factual and Procedural Background

Appellant Chaplinsky, a Jehovah's Witness, was convicted in the municipal court of Rochester, New Hampshire, for violating a state statute prohibiting the use of offensive, derisive, or annoying words addressed to another person in a public place. The complaint charged that Chaplinsky called a city marshal offensive names including "damned racketeer" and "damned Fascist" on a public sidewalk near City Hall. After a trial de novo before a jury in the Superior Court, Chaplinsky was found guilty, and the conviction was affirmed by the Supreme Court of New Hampshire. Chaplinsky appealed, arguing that the statute violated his Fourteenth Amendment rights by unreasonably restricting freedom of speech, press, and worship, and by being vague and indefinite.

Legal Issues Presented

  1. Whether the New Hampshire statute prohibiting offensive words addressed to another in a public place violates the Fourteenth Amendment's protection of freedom of speech, press, and worship.
  2. Whether the statute is void for vagueness or indefiniteness under the due process clause of the Fourteenth Amendment.
  3. Whether the refusal to admit evidence of provocation and truth or falsity of the words uttered violated constitutional rights.

Arguments of the Parties

Appellant's Arguments

  • The statute unreasonably restrains freedom of speech, press, and worship guaranteed by the Fourteenth Amendment.
  • The statute is vague and indefinite, failing to provide sufficient notice of prohibited conduct, thus violating due process.
  • The trial court erred in excluding evidence of provocation and evidence bearing on the truth or falsity of the utterances.

Appellee's Arguments

  • The statute is narrowly drawn to prohibit only face-to-face words likely to cause a breach of the peace and is therefore constitutional.
  • The statute is sufficiently definite and specific to satisfy due process requirements.
  • Evidence of provocation or truthfulness is not a defense to the charged offense under the statute.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Lovell v. Griffin, 303 U.S. 444, 450 Freedom of speech and press protected by the Fourteenth Amendment from state infringement. Established that First Amendment freedoms apply to the states through the Fourteenth Amendment.
Cantwell v. Connecticut, 310 U.S. 296, 303, 309-310, 311 Freedom of worship and limits on "fighting words" doctrine. Supported that offensive epithets are not protected speech and that freedom of worship is protected but does not shield unlawful conduct.
Thornhill v. Alabama, 310 U.S. 88, 95, 105 Scope of free speech protections and limits on statute vagueness. Reinforced that statutes punishing speech must be narrowly drawn and not vague.
State v. Brown, 68 N.H. 200, 38 A. 731 Interpretation of state statute limiting speech inciting violence. Provided authoritative construction limiting statute to words tending to provoke violence, supporting constitutionality.
State v. McConnell, 70 N.H. 294, 47 A. 267 Similar to Brown, supporting narrow interpretation of statute. Confirmed that the statute targets words likely to cause breach of the peace.
Fox v. Washington, 236 U.S. 273, 277 Statute vagueness and due process standards. Supported that a carefully drawn statute punishing verbal acts is not unconstitutionally vague.
Herndon v. Lowry, 301 U.S. 242 Notice requirements under criminal statutes. Confirmed appellant had sufficient notice of prohibited conduct.
Nash v. United States, 229 U.S. 373, 377 Application of criminal statutes to speech. Supported the conclusion that appellant understood what conduct was prohibited.
Schenck v. United States, 249 U.S. 47 Limits on free speech, including "clear and present danger" doctrine. Referenced as foundational to understanding limits on speech.
Whitney v. California, 274 U.S. 357, 362, 371, 373 Free speech limitations and exceptions. Supported the existence of narrowly limited classes of unprotected speech.
Stromberg v. California, 283 U.S. 359, 368 Severability and constitutionality of statute provisions. Allowed court to sever unconstitutional portions and uphold valid parts of statute.
De Jonge v. Oregon, 299 U.S. 353, 364 Incorporation of First Amendment rights to states. Reinforced Fourteenth Amendment protections.
Near v. Minnesota, 283 U.S. 697, 707, 714-715 Freedom of the press and limits on prior restraint. Clarified scope of First Amendment rights beyond prior restraints.
Grosjean v. American Press Co., 297 U.S. 233, 243 Press freedoms and constitutional protections. Referenced in support of fundamental rights under First Amendment.
Bridges v. California, 314 U.S. 252 Free speech and press protections. Referenced as part of the legal framework protecting speech.
Gitlow v. New York, 268 U.S. 652, 666 Incorporation of free speech protections to states. Supported application of First Amendment via Fourteenth Amendment.

Court's Reasoning and Analysis

The Court began by acknowledging that freedom of speech, press, and worship are fundamental rights protected by the Fourteenth Amendment. However, it emphasized that free speech is not absolute and that certain narrowly defined categories of speech—such as "fighting words" that by their utterance inflict injury or incite immediate breach of the peace—are not protected. The New Hampshire statute was construed by the state Supreme Court as prohibiting only those words in a public place that directly tend to provoke violence or a breach of the peace, thus narrowly limiting its scope.

The Court accepted the state court's interpretation and severability of the statute's provisions, focusing on the part prohibiting offensive words addressed to another person in a public place. It found this provision sufficiently definite and not vague, as it targets conduct with a direct tendency to provoke violence, a legitimate state interest in preserving public order.

Applying this standard to the facts, the Court concluded that the epithets "damned racketeer" and "damned Fascist" are words likely to provoke an average person to retaliation and thus fall within the statute's permissible scope. The Court also upheld the exclusion of evidence regarding provocation and truthfulness of the words, noting that whether such evidence constitutes a defense or mitigation is a matter for the state courts to decide and does not raise constitutional concerns.

Consequently, the statute and its application to Chaplinsky's conduct do not violate the Fourteenth Amendment's protections.

Holding and Implications

The judgment of conviction was affirmed.

The Court held that the New Hampshire statute, as construed, is constitutional because it narrowly prohibits "fighting words" that tend to incite immediate violence and breach of the peace. This decision confirms that freedom of speech does not extend to certain categories of speech that have little social value and threaten public order. The direct effect of this ruling is to uphold Chaplinsky's conviction. The Court did not establish new precedent beyond affirming the accepted limits on free speech related to "fighting words."

Show all summary ...

1. That part of c. 378, § 2, of the Public Laws of New Hampshire which forbids under penalty that any person shall address "any offensive, derisive or annoying word to any other person who is lawfully in any street or other public place," or "call him by any offensive or derisive name," was construed by the Supreme Court of the State, in this case and before this case arose, as limited to the use in a public place of words directly tending to cause a breach of the peace by provoking the person addressed to acts of violence. Held: (1) That, so construed, it is sufficiently definite and specific to comply with requirements of due process of law. P. 573. (2) That as applied to a person who, on a public street, addressed another as a "damned Fascist" and a "damned racketeer," it does not substantially or unreasonably impinge upon freedom of speech. P. 574. (3) The refusal of the state court to admit evidence offered by the defendant tending to prove provocation and evidence bearing on the truth or falsity of the utterances charged is open to no constitutional objection. P. 574. 2. The Court notices judicially that the appellations "damned racketeer" and "damned Fascist" are epithets likely to provoke the average person to retaliation, and thereby cause a breach of the peace. P. 574.

91 N.H. 310, 18 A.2d 754, affirmed.

MR. JUSTICE MURPHY delivered the opinion of the Court.

Appellant, a member of the sect known as Jehovah's Witnesses, was convicted in the municipal court of Rochester, New Hampshire, for violation of Chapter 378, § 2, of the Public Laws of New Hampshire:

"No person shall address any offensive, derisive or annoying word to any other person who is lawfully in any street or other public place, nor call him by any offensive or derisive name, nor make any noise or exclamation in his presence and hearing with intent to deride, offend or annoy him, or to prevent him from pursuing his lawful business or occupation."

The complaint charged that appellant, "with force and arms, in a certain public place in said city of Rochester, to wit, on the public sidewalk on the easterly side of Wakefield Street, near unto the entrance of the City Hall, did unlawfully repeat, the words following, addressed to the complainant, that is to say, `You are a God damned racketeer' and `a damned Fascist and the whole government of Rochester are Fascists or agents of Fascists,' the same being offensive, derisive and annoying words and names."

Upon appeal there was a trial de novo of appellant before a jury in the Superior Court. He was found guilty and the judgment of conviction was affirmed by the Supreme Court of the State. 91 N.H. 310, 18 A.2d 754.

By motions and exceptions, appellant raised the questions that the statute was invalid under the Fourteenth Amendment of the Constitution of the United States, in that it placed an unreasonable restraint on freedom of speech, freedom of the press, and freedom of worship, and because it was vague and indefinite. These contentions were overruled and the case comes here on appeal.

There is no substantial dispute over the facts. Chaplinsky was distributing the literature of his sect on the streets of Rochester on a busy Saturday afternoon. Members of the local citizenry complained to the City Marshal, Bowering, that Chaplinsky was denouncing all religion as a "racket." Bowering told them that Chaplinsky was lawfully engaged, and then warned Chaplinsky that the crowd was getting restless. Some time later, a disturbance occurred and the traffic officer on duty at the busy intersection started with Chaplinsky for the police station, but did not inform him that he was under arrest or that he was going to be arrested. On the way, they encountered Marshal Bowering, who had been advised that a riot was under way and was therefore hurrying to the scene. Bowering repeated his earlier warning to Chaplinsky, who then addressed to Bowering the words set forth in the complaint.

Chaplinsky's version of the affair was slightly different. He testified that, when he met Bowering, he asked him to arrest the ones responsible for the disturbance. In reply, Bowering cursed him and told him to come along. Appellant admitted that he said the words charged in the complaint, with the exception of the name of the Deity.

Over appellant's objection the trial court excluded, as immaterial, testimony relating to appellant's mission "to preach the true facts of the Bible," his treatment at the hands of the crowd, and the alleged neglect of duty on the part of the police. This action was approved by the court below, which held that neither provocation nor the truth of the utterance would constitute a defense to the charge.

It is now clear that "Freedom of speech and freedom of the press, which are protected by the First Amendment from infringement by Congress, are among the fundamental personal rights and liberties which are protected by the Fourteenth Amendment from invasion by state action." Lovell v. Griffin, 303 U.S. 444, 450. Freedom of worship is similarly sheltered. Cantwell v. Connecticut, 310 U.S. 296, 303.

See also Bridges v. California, 314 U.S. 252; Cantwell v. Connecticut, 310 U.S. 296, 303; Thornhill v. Alabama, 310 U.S. 88, 95; Schneider v. State, 308 U.S. 147, 160; De Jonge v. Oregon, 299 U.S. 353, 364; Grosjean v. American Press Co., 297 U.S. 233, 243; Near v. Minnesota, 283 U.S. 697, 707; Stromberg v. California, 283 U.S. 359, 368; Whitney v. California, 274 U.S. 357, 362, 371, 373; Gitlow v. New York, 268 U.S. 652, 666.
Appellant here pitches his argument on the due process clause of the Fourteenth Amendment.

Appellant assails the statute as a violation of all three freedoms, speech, press and worship, but only an attack on the basis of free speech is warranted. The spoken, not the written, word is involved. And we cannot conceive that cursing a public officer is the exercise of religion in any sense of the term. But even if the activities of the appellant which preceded the incident could be viewed as religious in character, and therefore entitled to the protection of the Fourteenth Amendment, they would not cloak him with immunity from the legal consequences for concomitant acts committed in violation of a valid criminal statute. We turn, therefore, to an examination of the statute itself.

Allowing the broadest scope to the language and purpose of the Fourteenth Amendment, it is well understood that the right of free speech is not absolute at all times and under all circumstances. There are certain well-defined and narrowly limited classes of speech, the prevention and punishment of which have never been thought to raise any Constitutional problem. These include the lewd and obscene, the profane, the libelous, and the insulting or "fighting" words — those which by their very utterance inflict injury or tend to incite an immediate breach of the peace. It has been well observed that such utterances are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality. "Resort to epithets or personal abuse is not in any proper sense communication of information or opinion safeguarded by the Constitution, and its punishment as a criminal act would raise no question under that instrument." Cantwell v. Connecticut, 310 U.S. 296, 309-310.

Schenck v. United States, 249 U.S. 47; Whitney v. California, 274 U.S. 357, 373 (Brandeis, J., concurring); Stromberg v. California, 283 U.S. 359; Near v. Minnesota, 283 U.S. 697; De Jonge v. Oregon, 299 U.S. 353; Herndon v. Lowry, 301 U.S. 242; Cantwell v. Connecticut, 310 U.S. 296.

The protection of the First Amendment, mirrored in the Fourteenth, is not limited to the Blackstonian idea that freedom of the press means only freedom from restraint prior to publication. Near v. Minnesota, 283 U.S. 697, 714-715.

Chafee, Free Speech in the United States (1941), 149.

Chafee, op. cit., 150.

The state statute here challenged comes to us authoritatively construed by the highest court of New Hampshire. It has two provisions — the first relates to words or names addressed to another in a public place; the second refers to noises and exclamations. The court said: "The two provisions are distinct. One may stand separately from the other. Assuming, without holding, that the second were unconstitutional, the first could stand if constitutional." We accept that construction of severability and limit our consideration to the first provision of the statute.

Since the complaint charged appellant only with violating the first provision of the statute, the problem of Stromberg v. California, 283 U.S. 359, is not present.

On the authority of its earlier decisions, the state court declared that the statute's purpose was to preserve the public peace, no words being "forbidden except such as have a direct tendency to cause acts of violence by the persons to whom, individually, the remark is addressed." It was further said: "The word `offensive' is not to be defined in terms of what a particular addressee thinks. . . . The test is what men of common intelligence would understand would be words likely to cause an average addressee to fight. . . . The English language has a number of words and expressions which by general consent are `fighting words' when said without a disarming smile. . . . Such words, as ordinary men know, are likely to cause a fight. So are threatening, profane or obscene revilings. Derisive and annoying words can be taken as coming within the purview of the statute as heretofore interpreted only when they have this characteristic of plainly tending to excite the addressee to a breach of the peace. . . . The statute, as construed, does no more than prohibit the face-to-face words plainly likely to cause a breach of the peace by the addressee, words whose speaking constitutes a breach of the peace by the speaker — including `classical fighting words', words in current use less `classical' but equally likely to cause violence, and other disorderly words, including profanity, obscenity and threats."

State v. Brown, 68 N.H. 200, 38 A. 731; State v. McConnell, 70 N.H. 294, 47 A. 267.

We are unable to say that the limited scope of the statute as thus construed contravenes the Constitutional right of free expression. It is a statute narrowly drawn and limited to define and punish specific conduct lying within the domain of state power, the use in a public place of words likely to cause a breach of the peace. Cf. Cantwell v. Connecticut, 310 U.S. 296, 311; Thornhill v. Alabama, 310 U.S. 88, 105. This conclusion necessarily disposes of appellant's contention that the statute is so vague and indefinite as to render a conviction thereunder a violation of due process. A statute punishing verbal acts, carefully drawn so as not unduly to impair liberty of expression, is not too vague for a criminal law. Cf. Fox v. Washington, 236 U.S. 273, 277.

We do not have here the problem of Lanzetta v. New Jersey, 306 U.S. 451. Even if the interpretative gloss placed on the statute by the court below be disregarded, the statute had been previously construed as intended to preserve the public peace by punishing conduct, the direct tendency of which was to provoke the person against whom it was directed to acts of violence. State v. Brown, 68 N.H. 200, 38 A. 731 (1894).
Appellant need not therefore have been a prophet to understand what the statute condemned. Cf. Herndon v. Lowry, 301 U.S. 242. See Nash v. United States, 229 U.S. 373, 377.

Nor can we say that the application of the statute to the facts disclosed by the record substantially or unreasonably impinges upon the privilege of free speech. Argument is unnecessary to demonstrate that the appellations "damned racketeer" and "damned Fascist" are epithets likely to provoke the average person to retaliation, and thereby cause a breach of the peace.

The refusal of the state court to admit evidence of provocation and evidence bearing on the truth or falsity of the utterances, is open to no Constitutional objection. Whether the facts sought to be proved by such evidence constitute a defense to the charge, or may be shown in mitigation, are questions for the state court to determine. Our function is fulfilled by a determination that the challenged statute, on its face and as applied, does not contravene the Fourteenth Amendment.

Affirmed.