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NATIONAL COMICS PUB. v. FAWCETT PUB

United States Court of Appeals, Second Circuit.
Jun 10, 1952
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Case Summary: National Comics Publications, Inc. v. Fawcett Publications, Inc., Docket No. 21832 (2d Cir.)

Court: United States Court of Appeals, Second Circuit

Panel: L. Hand, Chase, and Frank, Circuit Judges (Per Curiam opinion)

Filed: June 10, 1952. Decided: September 5, 1952.

Counsel: Louis Nizer for the petitioner; Thomas A. Diskin opposed.

Factual and Procedural Background

The opinion is a per curiam memorandum addressing a petition for clarification of this Court's prior mandate in an appeal between National Comics Publications, Inc. and Fawcett Publications, Inc. The petition sought to determine whether the Court's earlier disposition was intended to mean that Fawcett had infringed the plaintiff's lawfully copyrighted comic strips, and to direct the district court to issue an injunction. The Court refers to its statutory power over mandates under 28 U.S.C. § 452 and states that this memorandum is to be incorporated into the original opinion.

Legal Issues Presented

  1. Whether the Court's earlier opinion and mandate were intended to find that Fawcett infringed the plaintiff's lawfully copyrighted strips.
  2. Whether the Court should direct the district court to issue an injunction against Fawcett.
  3. Whether the Court had identified which specific strips, among those put in suit by the plaintiff, were infringed (i.e., copied so closely as to be actionable under the standard cited in Detective Comics v. Bruns Publications).
  4. Who bears the burden of proof: (a) the plaintiff's burden to prove that each strip it puts in suit was validly copyrighted, and (b) whether Fawcett bears the burden of proving that a validly obtained copyright was later forfeited.

Arguments of the Parties

Petitioner's Arguments

  • The petitioner asked the Court to clarify that the earlier opinion meant to find Fawcett's infringement of plaintiff's copyrighted strips.
  • The petitioner also asked the Court to direct the district court to issue an injunction against Fawcett.

Fawcett's Arguments

  • Fawcett had argued in the proceedings that none of its strips infringed any of the plaintiff's strips.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Detective Comics v. Bruns Publications, 2d Cir., 111 F.2d 432 The actionable standard for infringement described as copying "so closely as to be actionable" under that case. The Court referenced this standard to explain that determining infringement requires comparing each plaintiff's strip with the particular Fawcett strip alleged to copy it; the Court did not itself determine which specific strips, if any, met that standard.

Court's Reasoning and Analysis

The Court began from the proposition that, even after the term at which its mandate issued, it retains authority over its mandate under 28 U.S.C. § 452 to declare or change what it meant. Confronted with a petition seeking clarification of its earlier opinion, the Court considered two principal requests: (1) clarification whether the Court had found infringement by Fawcett, and (2) direction that the district court issue an injunction.

On the injunction request, the Court declined to order the district court to issue one, explaining that an injunction is a discretionary remedy and that the question whether to grant it is better left to the district court's discretion.

On the question of infringement, the Court stated that it did intend to hold that Fawcett infringed some of the strips the plaintiff put in suit, but this intended finding was qualified: it was expressly premised on the assumption that those plaintiff strips had been lawfully copyrighted and that any such copyright had not been forfeited. The Court explained the basis for this intended finding by noting that Fawcett had argued that none of its strips infringed any of the plaintiff's—so a contrary necessary finding was required to proceed to other issues; otherwise those issues would have been moot.

The Court emphasized that it did not identify which specific strips were infringed. Determining which strips, if any, were infringed requires a strip-by-strip comparison applying the Detective Comics standard noted above. Each alleged copying presents a separate claim; the plaintiff must prove infringement as to each strip it sues, or it will lose with respect to that strip. Thus the Court's remark that Fawcett was an "unabashed" infringer was limited to indicating that there were some instances of infringement, not a comprehensive identification of them.

Regarding burdens of proof, the Court reiterated the plaintiff's burden to prove that each strip it sues was validly copyrighted. The Court expressly left open whether Fawcett bears the burden of proving that a copyright, once validly obtained, was later forfeited.

Finally, the Court refused to go beyond these clarifications and ordered that the memorandum be incorporated into the original opinion.

Holding and Implications

Core Ruling: The Court clarified that it did intend to find that Fawcett infringed some of the plaintiff's strips, subject to the qualification that those strips were lawfully copyrighted and that any copyright had not been forfeited. The Court declined to direct the district court to issue an injunction, leaving that discretionary determination to the district court.

Implications and Practical Effect:

  • The immediate practical consequence is that the plaintiff retains the responsibility to prove, strip by strip, that (a) each challenged strip was validly copyrighted and (b) infringement occurred under the applicable standard (as articulated in Detective Comics v. Bruns Publications).
  • The Court did not identify which specific strips were infringed; each alleged infringement requires individual proof and comparison, and the plaintiff may lose as to any strip it fails to prove.
  • The question of whether Fawcett must prove later forfeiture of a once-valid copyright remains open.
  • The Court left the issuance of injunctive relief to the sound discretion of the district court; the appellate court did not mandate injunctive relief.
  • No broader new precedent is announced in this memorandum beyond the clarifications set forth above; the opinion is limited to construing the Court's earlier disposition and clarifying burdens and the scope of findings it intended.

This summary is based exclusively on the text of the per curiam memorandum incorporated into the Court's original opinion and does not add facts or inferences not present in that text.

Show all summary ...

PER CURIAM.

In spite of the ending of the term at which our mandate went down, we have power over our mandate, not only to declare what we meant, but to change it as we think the situation demands. § 452, Title 28, U.S.C. The petition asks us to say whether we meant to find that "Fawcett" infringed the plaintiff's lawfully copyrighted strips; and it asks us to direct the district court to issue an injunction. We think it best to leave open to the district court the question whether an injunction shall issue, since that is always a discretionary matter.

We did mean to say that "Fawcett" infringed some of the strips which the plaintiff put in suit, assuming that these had been lawfully copyrighted and the copyright had not been forfeited. This we held because "Fawcett" had argued that none of its strips infringed any of the plaintiff's; and it was a necessary finding, if we were to proceed to the other questions, which without any such finding would have become moot.

On the other hand, we did not find which of the strips, which the plaintiff put in suit "Fawcett" had infringed: i.e., copied so closely as to be actionable under Detective Comics v. Bruns Publications, 2 Cir., 111 F.2d 432. That will demand a comparison of each strip put in suit by the plaintiff with "Fawcett's" strip, which the plaintiff asserts does so closely copy that particular strip. Each such comparison really involves the decision of a separate claim; there is no escape from it. The plaintiff may put in suit as many strips as it pleases, but it must prove infringement of each, or it will lose as to that strip. In saying that "Fawcett" was an "unabashed" infringer we meant no more than that there were some such instances. Whether the strips so copied were protected by a valid copyright we did not say.

The plaintiff has the burden of proving as to any strip it puts in suit that it was validly copyrighted; but we leave it open whether "Fawcett" has the burden of proving whether any copyright, once proved to have been validly obtained, was later forfeited.

Further than the foregoing we refuse to go. This memorandum will be taken as incorporated into our original opinion.