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ARIZONA STATE BOARD OF FUNERAL DIR. EMB. v. PERLMAN
Factual and Procedural Background
Raymond Perlman sought review under the Administrative Review Act, A.R.S. § 12-901 et seq., of the Arizona State Board of Funeral Directors and Embalmers' denial of his application for a certificate of qualification as a funeral director. The Superior Court of Maricopa County reversed the Board and directed issuance of the certificate. The Court of Appeals affirmed. The Arizona Supreme Court granted review, vacated the opinion of the Court of Appeals, and affirmed the judgment of the Superior Court.
Legal Issues Presented
- Whether the State Board of Funeral Directors and Embalmers, by rule or regulation, may impose additional substantive qualifications (specifically requiring applicants to have been full-time practicing embalmers and associated with funeral directors licensed in Arizona) beyond those set by statute.
- Whether Raymond Perlman met the statutory requirements entitling him to a certificate of qualification as a funeral director under Arizona law.
Arguments of the Parties
Appellants' Arguments
- The Legislature, by its enactments and when read as a whole, intended that an applicant for a funeral director certificate be a full-time practicing embalmer in Arizona for one year and associated with a qualified practicing funeral director in Arizona.
- The word "qualified" in A.R.S. § 32-1330 should be construed to mean "licensed," i.e., licensed by the State of Arizona.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Killingsworth v. West Way Motors, Inc., 87 Ariz. 74, 347 P.2d 1098 | Authority holding board regulations may be invalid when exceeding rule-making power. | Used to support conclusion that certain State Board regulations exceeded its statutory rule-making authority. |
| Lewis v. State Board of Health (Fla.), 143 So.2d 867 | Comparable authority on limits of administrative rule-making. | Cited as supporting authority that regulations imposing requirements beyond statute are invalid. |
| McKibben v. Mich. Corp. Sec. Comm'n, 369 Mich. 69, 119 N.W.2d 557 | Comparable authority on administrative overreach in rule-making. | Referenced to reinforce the principle that administrative bodies cannot add qualifications not prescribed by statute. |
| Swalbach v. State Liquor Authority, 7 N.Y.2d 518, 200 N.Y.S.2d 1, 166 N.E.2d 811 | Comparable authority on limits of administrative regulation versus statute. | Cited as supporting precedent for invalidating rules that impose additional statutory qualifications. |
| Bureau of Old Age Assistance v. Comm. of Pub. Welfare, 326 Mass. 121, 93 N.E.2d 267 | Comparable authority on separation of administrative rule-making and statutory authority. | Used among cited authorities to support invalidation of overbroad administrative regulations. |
| Lettieri v. State Board of Medical Examiners, 24 N.J. 199, 131 A.2d 518 | Comparable authority on administrative bodies exceeding statutory powers. | Cited to support the court's view that the Board exceeded its authority in prescribing additional qualifications. |
| Phillips v. McLaughlin, 82 R.I. 224, 107 A.2d 301 | Comparable authority on invalid administrative regulations that add substantive requirements. | Included as supporting precedent for the court's invalidation of the challenged regulations. |
| 14 Ariz. App. 564, 485 P.2d 287 | Prior Court of Appeals decision affirming the Superior Court's reversal of the Board. | Noted as the Court of Appeals' affirmance; the Supreme Court accepted review and vacated the Court of Appeals' opinion while affirming the Superior Court judgment. |
Court's Reasoning and Analysis
The Court examined the statutory scheme governing embalmer and funeral director licensing (including A.R.S. §§ 32-1322, 32-1323, 32-1326, 32-1330, and the rulemaking authorization in A.R.S. § 32-1305). It found that under the literal statutory language Perlman met the statutory qualifications: age, moral character, four-year high school graduation, graduation from an approved mortuary college, two years' practical training as an apprentice embalmer, embalming at least 50 bodies, passage of required embalming examinations, and more than one year as a licensed embalmer associated with a practicing funeral director in Massachusetts.
The Court held the State Board's rules (Article III, §§ 2, 4 and 8) that required applicants to have been full-time practicing embalmers licensed in Arizona and associated with funeral directors licensed in Arizona, and that required an examination not prescribed by statute, exceeded the Board's rule-making authority under A.R.S. § 32-1305. The Court relied on precedents addressing limits on administrative rule-making to support that conclusion. It construed the word "qualified" in § 32-1330 (using Webster's definition quoted in the opinion) to mean compliance with the statutory prerequisites, not necessarily licensure in Arizona. The record contained no showing that the Massachusetts funeral director with whom Perlman was associated lacked qualifications equivalent to Arizona requirements. The Court rejected the appellants' construction that "qualified" should be read to require Arizona licensure.
Holding and Implications
Judgment of the Superior Court affirmed.
Direct consequences: The State Board's regulations (Article III, §§ 2, 4 and 8) insofar as they impose additional qualification requirements beyond statute are invalid, and Raymond Perlman is entitled to issuance of a certificate of qualification as a funeral director under the applicable Arizona statutes. The Court vacated the Court of Appeals' opinion. The opinion does not announce a broader new statutory rule beyond invalidating the challenged regulations and affirming the Superior Court's judgment in this case.
STRUCKMEYER, Justice.
This action was originally brought in the Superior Court by Raymond Perlman, pursuant to the Administrative Review Act, A.R.S. § 12-901, et seq., to review the action of the Arizona State Board of Funeral Directors and Embalmers in denying his application for a certificate of qualification as a funeral director. The Superior Court of Maricopa County reversed the decision of the State Board and directed that Perlman be issued a certificate. The Court of Appeals affirmed, 14 Ariz. App. 564, 485 P.2d 287. We accepted review. Opinion of the Court of Appeals vacated. Judgment of the Superior Court affirmed.
Arizona, by statute, has established a detailed system for the licensing of persons engaging in embalming and funeral directing. An apprentice embalmer, within 30 days after beginning a course of instruction and training under a qualified practicing embalmer, shall make an application for a certificate of registration with the State Board, A.R.S. § 32-1326. When the apprentice embalmer applies for a certificate of qualification to practice embalming, he shall show that he has had two years' practical training and instruction as an apprentice under a qualified practicing embalmer, that he is a graduate of a standard four-year high school course, a graduate of a regular course of instruction in a college of embalming approved by the State Board, has embalmed no less than 50 human bodies, A.R.S. § 32-1322. He must further take and pass a written examination on anatomy, embalming, and subjects taught by a recognized school of embalming and an oral examination which shall be of a demonstrative nature, conducted upon a cadaver, A.R.S. § 32-1323. If thereafter an embalmer seeks a certificate of qualification as a funeral director, he must show that he has been for not less than one year a qualified practicing embalmer associated with a qualified practicing funeral director, A.R.S. § 32-1330.
Under the literal language of Arizona's enactments, Perlman has met all of the statutory requirements to entitle him to a certificate of qualification as a funeral director. He was at the time of his application for a certificate of qualification of a suitable age; of good moral character; a graduate of a standard four-year high school and a graduate of a college of mortuary sciences, the Institute of Anatomy at Boston, Massachusetts, accredited through the National Conference. He had two years of practical training and instruction as an embalmer under a qualified practicing embalmer in the State of Massachusetts. embalming as a minimum several hundred bodies, and he had been, for more than one year before filing an application for a certificate, a licensed embalmer in Massachusetts, associated with a practicing funeral director in Massachusetts.
By A.R.S. § 32-1305, the State Board is directed to adopt rules and regulations "for the practice of funeral directing and embalming." The State Board has adopted rules and regulations presumably pursuant thereto. Article III, § 2, A.R.S., thereof sets forth the requirement that applicants for funeral director certificates must be full-time practicing embalmers licensed in Arizona for one year, associated with a funeral director licensed under the laws of Arizona. In addition, although the statute does not, by Article III, §§ 4 and 8, the State Board requires an examination for licensing as a funeral director.
Perlman cannot be denied a certificate of qualification to practice as a funeral director in Arizona because of the additional requirements prescribed in the rules and regulations of the State Board. Plainly, the statute, A.R.S. § 32-1305, supra, limits the Board to the adoption of rules and regulations only for the practice of funeral directing and embalming. It does not purport to authorize the State Board to prescribe additional qualifications for certification either as an embalmer or as a funeral director.
The regulations, 2, 4 and 8 of the State Board are clearly beyond the pale of the State Board's rule-making power, Killingsworth v. West Way Motors, Inc., 87 Ariz. 74, 347 P.2d 1098. And see Lewis v. State Board of Health (Fla.), 143 So.2d 867; McKibben v. Mich. Corp. Sec. Comm'n, 369 Mich. 69, 119 N.W.2d 557; Swalbach v. State Liquor Authority, 7 N.Y.2d 518, 200 N.Y.S.2d 1, 166 N.E.2d 811; Bureau of Old Age Assistance v. Comm. of Pub. Welfare, 326 Mass. 121, 93 N.E.2d 267; Lettieri v. State Board of Medical Examiners, 24 N.J. 199, 131 A.2d 518; Phillips v. McLaughlin, 82 R.I. 224, 107 A.2d 301.
The statute, A.R.S. § 32-1330, does not require that an applicant for a certificate of qualification as a funeral director be a full-time practicing embalmer in Arizona, associated with a practicing funeral director certificated under the laws of Arizona. The experience required is that of a qualified practicing embalmer associated with a qualified practicing funeral director. Nor does the statute provide that an applicant must take and pass an examination before being issued a certificate of qualification as a funeral director. The State Board of Funeral Directors had no jurisdiction to impose special requirements for applicants by rule or regulation which were not imposed by statute.
Nevertheless, appellants urge that the Legislature did indirectly what it could have done, but did not do directly. They argue through construction of Arizona's enactments that an applicant for a certificate of qualification as a funeral director must be a full-time practicing embalmer in Arizona for one year, associated with a qualified practicing funeral director in Arizona. Appellants predicate their conclusions on A.R.S. § 32-1330, which in part requires that an applicant for a certificate of qualification as a funeral director shall set forth in his application that he "has been, for not less than one year previous to the filing of his application, a qualified practicing embalmer associated with a qualified practicing funeral director." It is argued that the word "qualified" means the holder of a certificate of qualification — that is, one who is licensed by the State of Arizona as an embalmer and funeral director.
We reject, however, the appellants' attempt to lift themselves by their bootstraps. If we assume that the word "qualified" in the clause "qualified practicing embalmer associated with a qualified practicing funeral director" means "licensed," so that the clause can be read as "licensed practicing embalmer associated with a licensed practicing funeral director," it would not necessarily follow that the Legislature intended that the licensed practicing embalmer and licensed practicing funeral director be licensed only in Arizona.
But we do not rest this case on suppositions. The word "qualified" is defined by Webster's Third International Dictionary as "b; having complied with the specific requirements or precedent conditions." Hence, the word "qualified" as used in the clause under consideration does not have the significance of "licensed," but means simply that the qualifications of the embalmer and funeral director meet the specific requirements of the Arizona statutes.
The record indicates that in Massachusetts a funeral director need not be an embalmer. But there is nothing to show that the funeral director with whom Perlman was associated did not, in fact, have the qualifications of a certificated Arizona funeral director. The funeral director with whom Perlman was associated in Massachusetts may have had the same or higher qualifications than those required in Arizona.
In the end, we think, if those in Perlman's position as citizens of the United States are to be denied the right to engage in their chosen occupations, the Legislature should spell it out specifically rather than exclude them through doubtful interpretation. Else, an otherwise qualified individual will be compelled to spend three years, two as an apprentice embalmer and one as an embalmer, before being certificated in Arizona to practice his livelihood.
Judgment of the Superior Court affirmed.
HAYS, C.J., UDALL, V.C.J., and LOCKWOOD and CAMERON, JJ., concur.
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