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RODRIGUEZ v. UNITED STATES

U.S. Supreme Court
Mar 23, 1987
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Summary of Rodriguez v. United States, No. 86-5504 (Dec. 23, 1987)

Factual and Procedural Background

Petitioner Gloria Rodriguez was arrested for selling cocaine and released on a personal recognizance bond. While on release she was arrested again for selling heroin and pleaded guilty to both offenses. Under 18 U.S.C. § 3147 (part of the Comprehensive Crime Control Act of 1984), the sentencing judge recognized that Rodriguez, as a person who committed a felony while on release pending judicial proceedings, had to be sentenced to at least a two-year term of imprisonment in addition to the sentences for the underlying drug offenses. The sentencing judge, relying on 18 U.S.C. § 3651 (the Probation Act), suspended execution of the § 3147 sentence and imposed two years' probation instead. The United States appealed, arguing that § 3147 superseded § 3651 and thus foreclosed suspension of execution of sentences imposed under § 3147. The United States Court of Appeals for the Second Circuit agreed with the Government and reversed. Rodriguez petitioned for certiorari, and this Court granted review and reversed the Court of Appeals.

Legal Issues Presented

  1. Whether 18 U.S.C. § 3147 (requiring a two-year additional imprisonment term for felonies committed while on release) implicitly or explicitly divests federal sentencing judges of their authority under 18 U.S.C. § 3651 to suspend the execution of sentences and place defendants on probation.

Arguments of the Parties

United States' Arguments

  • The Government argued that 18 U.S.C. § 3147 had "superseded" 18 U.S.C. § 3651, leaving sentencing judges without authority to suspend execution of sentences imposed pursuant to § 3147.

Petitioner's/Respondent's Position

  • The sentencing judge, and thus the petitioner's position as reflected in the sentence imposed, was that § 3147 required imposition of the minimum two-year sentence but that § 3651 authorized suspension of execution of that sentence in favor of probation when appropriate under the circumstances.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
TVA v. Hill, 437 U.S. 153, 189 Reinforces the principle that repeals by implication are not favored. The Court invoked this principle to require a clear and manifest intent before finding that § 3147 implicitly repealed § 3651.
United States v. Borden Co., 308 U.S. 188, 198 Quotation cited for the requirement that intent to repeal must be "clear and manifest." Used to support the proposition that an implicit repeal of § 3651 would require clear and manifest evidence of congressional intent.
Red Rock v. Henry, 106 U.S. 596, 602 Authority quoted (via Borden Co.) on the "clear and manifest" standard for repeal by implication. Used as part of the textual authorities establishing the high threshold for finding repeal by implication.
Kremer v. Chemical Construction Corp., 456 U.S. 461, 468 Defines the necessity of an "'irreconcilable conflict'" to infer repeal by implication. Cited to explain that absent an irreconcilable conflict between § 3147 and § 3651, repeal by implication cannot be inferred.
Andrews v. United States, 373 U.S. 334, 340 Example of a federal statute requiring a minimum sentence that was treated as subject to suspension authority. Listed among authorities showing that minimum-sentence statutes have been held subject to § 3651 suspension authority.
United States v. Davis, 560 F.2d 144, 148, n. 6 (CA3), cert. denied sub nom. Hazzard v. United States, 434 U.S. 839 (1977) Example from the courts of appeals that statutes specifying minimum sentences were subject to suspension. Cited as part of a nonexhaustive list of precedents supporting the view that § 3651 suspension authority applies to minimum-sentence provisions.
United States v. Wilson, 506 F.2d 521, 522 (CA9 1974) (per curiam) Another appellate decision treating minimum-sentence statutes as subject to suspension authority. Included among cases demonstrating the established interpretation that § 3651 permits suspension unless explicitly made inapplicable.
Jones v. United States, 419 F.2d 593, 597-598 (CA8 1969) Appellate authority on suspension applicability to minimum sentences. Used as further support in the Court's list of cases aligning with the Court's reading.
United States v. Cameron, 351 F.2d 448, 449 (CA7 1965) Appellate example cited regarding suspension of minimum terms. Cited in the list of authorities showing § 3651's applicability to minimum-sentence statutes.
United States v. Hardaway, 350 F.2d 1021, 1022 (CA6 1965) Another court of appeals decision referenced on the same point. Included to demonstrate consistent appellate treatment permitting suspension of minimum sentences.
Smith v. United States, 284 F.2d 789, 791, n. 2 (CA5 1960) Appellate authority cited as part of the pattern of decisions. Cited among cases indicating that minimum-sentence statutes did not preclude suspension under § 3651.
United States v. Donovan, 242 F.2d 61, 64 (CA2 1957) Expresses the judicial interpretation that § 3651 permits suspension of sentences "unless [it is] explicitly made inapplicable." Relied upon to show that Congress in enacting the CCCA acted with awareness of this established judicial interpretation.
794 F.2d 24 Judgment of the United States Court of Appeals for the Second Circuit reversed by this Court. The Court of Appeals had held that § 3147 "supersede[d]" § 3651; the Supreme Court reversed that judgment.
Russello v. United States, 464 U.S. 16, 23 Supports the presumption that Congress acts intentionally when it includes particular language in one section but omits it in another ("expressio unius"). Used to infer that Congress' omission of language making § 3651 inapplicable in § 3147 indicated no intent to eliminate § 3651 there.
United States v. Wong Kim Bo, 472 F.2d 720, 722 Cited within the Russello quotation as an example supporting the expressio unius principle. Part of the chain of authority used to support the presumption of intentional inclusion/exclusion by Congress.
Lorillard v. Pons, 434 U.S. 575, 581-582 Quoted for the presumption that Congress acts with awareness of existing judicial interpretations. Employed to support the Court's conclusion that Congress was aware of the judicial interpretation of § 3651 when passing the CCCA.
Aaron v. SEC, 446 U.S. 680, 695 Quoted for the proposition that when statutory language is sufficiently clear in context and not at odds with legislative history, policy arguments need not be examined. Applied to reject the Court of Appeals' reliance on broad policy purposes of the CCCA in concluding § 3147 implicitly repealed § 3651.
Ernst Ernst v. Hochfelder, 425 U.S. 185, 214, n. 33 (1976) Quoted (by Aaron v. SEC) regarding not examining additional policy considerations when statutory language and history are clear. Used as supporting authority for the Court's refusal to resolve the case on the basis of the CCCA's broad purposes rather than its text and history.
Newport v. Iacobucci, 479 U.S. 92, 97 (1986) (MARSHALL, J., dissenting) Referenced in a footnote regarding JUSTICE MARSHALL's view on summary disposition procedures. Mentioned only in a footnote suggesting an alternative procedural approach favored by a Justice; not relied upon in the Court's reasoning on the merits.

Court's Reasoning and Analysis

The Court began by noting that § 3147 does not explicitly divest sentencing judges of their authority under § 3651. Finding no express language to that effect, the Court observed that the conclusion of the Court of Appeals amounted to treating § 3147 as an implicit partial repeal of § 3651. The Court reiterated the established rule that repeals by implication are disfavored and require a "clear and manifest" congressional intent to repeal. It further noted that repeal by implication requires proof of an "irreconcilable conflict" between statutes; nothing in the language of §§ 3147 and 3651 demonstrates such an irreconcilable conflict.

The Court explained how the two provisions fit together: § 3147 requires that a defendant be sentenced to an additional two-year term, while § 3651 authorizes a sentencing judge to suspend the execution of a sentence and impose probation when appropriate. The Court compared § 3147 to other minimum-sentence statutes that courts have uniformly treated as subject to § 3651's suspension authority, citing a series of appellate and Supreme Court authorities to demonstrate consistent judicial interpretation.

The Court addressed the legislative history relied upon by the Court of Appeals, noting that isolated references to the "mandatory" nature of § 3147 in committee reports did not meet the "clear and manifest" standard required to find repeal by implication. The Court emphasized that the totality of the legislative history actually showed that Congress knew that minimum-sentence provisions could be suspended under § 3651 and that, where Congress intended to make § 3651 inapplicable, it did so expressly in other provisions of the CCCA (for example, subsequent amendments to 18 U.S.C. § 924(c) and other sections).

The Court invoked the principle that when Congress includes particular language in one section but omits it in another, the omission is generally presumed intentional (Russello), and thus the absence of an explicit bar to § 3651 in § 3147 counseled against finding an implied repeal. Finally, the Court faulted the Court of Appeals for relying on the broad purposes of the CCCA (such as reducing crimes by persons on pretrial release and diminishing judicial discretion) to infer a repeal; the Court stated that legislative purposes cannot be used to override clear statutory language and consistent legislative history.

Holding and Implications

REVERSED. The judgment of the United States Court of Appeals for the Second Circuit was reversed. The Supreme Court granted the petition for certiorari, allowed the petitioner to proceed in forma pauperis, and reversed the Court of Appeals' decision.

Implications:

  • Direct effect: Sentencing judges retain authority under 18 U.S.C. § 3651 to suspend the execution of sentences imposed pursuant to 18 U.S.C. § 3147 and to impose probation where appropriate; the sentencing judge's action in Rodriguez was thus permissible under the Court's interpretation.
  • The Court found no basis in the text or totality of the legislative history for concluding that § 3147 implicitly repealed § 3651.
  • The opinion notes that, as subsequently amended, the CCCA provided that § 3147 would be substantially altered and § 3651 would be repealed effective November 1, 1987; that future legislative change was acknowledged but did not justify the Court of Appeals' statutory-construction approach.

It is so ordered.

Show all summary ...

While released on a personal recognizance bond following her arrest for selling cocaine, petitioner was arrested again for selling heroin. She pleaded guilty to both charges. Although recognizing that 18 U.S.C. § 3147 (1982 ed., Supp. III) required that petitioner, as a person who committed a felony while on release pending judicial proceedings, had to be sentenced to at least a 2-year term of imprisonment in addition to the sentences for the two drug offenses, the sentencing judge, relying on 18 U.S.C. § 3651, suspended execution of the § 3147 sentence and instead imposed a 2-year probation term as more appropriate under the circumstances. The Court of Appeals reversed, holding that § 3147 "supersede[d]" § 3651, leaving federal judges without authority to suspend execution of sentences imposed under § 3147.

Held: Section 3147 does not divest sentencing judges of their § 3651 authority. Nothing in the language of the two provisions suggests the existence of an "irreconcilable conflict" from which an intent to work an implicit partial repeal of § 3651 may be inferred; to the contrary, the provisions fit together quite sensibly. Moreover, the totality of the legislative history of the Act of which § 3147 is a part demonstrates with unusual clarity that no repeal was intended. The Court of Appeals impermissibly relied on its understanding of the broad purposes of that Act, since § 3147 is sufficiently clear in its context and not at odds with the legislative history.

Certiorari granted; 794 F.2d 24, reversed.

PER CURIAM.

In the Comprehensive Crime Control Act of 1984 (CCCA), Pub.L. 98-473, 98 Stat. 1976, Congress provided that anyone who commits a felony while on release pending judicial proceedings must be sentenced to at least two years' imprisonment in addition to the sentence imposed for the underlying felony. 18 U.S.C. § 3147 (1982 ed., Supp. III). Under the Probation Act, 18 U.S.C. § 3651, federal judges have long had authority to suspend the execution of certain sentences and to impose probation instead. The United States Court of Appeals for the Second Circuit held that § 3147 "supersede[d]" § 3651, leaving federal judges without authority to suspend execution of sentences imposed under § 3147. 794 F.2d 24, 26 (1986). We reverse.

Petitioner, Gloria Rodriguez, was arrested for selling cocaine. While released on a personal recognizance bond she was arrested again, for selling heroin. She pleaded guilty to both charges. The sentencing judge recognized that § 3147 required that petitioner be sentenced to at least a 2-year term of imprisonment in addition to the sentences for the two drug offenses. Nevertheless, relying on § 3651, he suspended execution of that sentence, finding that under the circumstances a 2-year probation term was more appropriate. The United States appealed, arguing that § 3147 had superseded § 3651, and that the sentencing judge had no authority to suspend execution of the sentence imposed under § 3147. The Court of Appeals agreed with the United States and reversed. 794 F.2d 24 (CA2 1986). Rodriguez then filed this petition for certiorari.

Section 3147 provides in relevant part:
"A person convicted of an offense committed while released [pending judicial proceedings] shall be sentenced, in addition to the sentence prescribed for the offense[,] to —
"(1) a term of imprisonment of not less than two years and not more than ten years if the offense is a felony . . . .
"A term of imprisonment imposed pursuant to this section shall be consecutive to any other sentence of imprisonment."


Section 3651 provides in relevant part:
"Upon entering a judgment of conviction of any offense not punishable by death or life imprisonment, any court having jurisdiction to try offenses against the United States[,] when satisfied that the ends of justice and the best interest of the public as well as the defendant will be served thereby, may suspend the imposition or execution of sentence and place the defendant on probation for such period and upon such terms and conditions as the court deems best."
JUSTICE MARSHALL would grant the petition and afford the parties an opportunity to brief the merits of the case. See, e. g., Newport v. Iacobucci, 479 U.S. 92, 97 (1986) (MARSHALL, J., dissenting from summary disposition).

Since § 3147 does not explicitly divest sentencing judges of their authority under § 3651, the Court of Appeals' judgment amounts to the conclusion that § 3147 is an implicit partial repeal of § 3651. It is well settled, however, that repeals by implication are not favored, see, e. g., TVA v. Hill, 437 U.S. 153, 189 (1978), and will not be found unless an intent to repeal is "`clear and manifest.'" United States v. Borden Co., 308 U.S. 188, 198 (1939) (quoting Red Rock v. Henry, 106 U.S. 596, 602 (1883)). Nothing in the language of these two provisions suggests the existence of the "`"irreconcilable conflict,"'" Kremer v. Chemical Construction Corp., 456 U.S. 461, 468 (1982) (citations omitted), from which an intent to repeal may be inferred. To the contrary, the provisions fit together quite sensibly. Section 3147 requires that those who commit felonies while on release be sentenced to a term of at least two years; § 3651 authorizes sentencing judges to suspend execution of those sentences if probation would be more appropriate. Section 3147 is no different from many other federal statutes requiring minimum sentences, which have uniformly been held to be subject to the suspension authority of § 3651. See, e. g., Andrews v. United States, 373 U.S. 334, 340 (1963) (dictum); United States v. Davis, 560 F.2d 144, 148, n. 6 (CA3), cert. denied sub nom. Hazzard v. United States, 434 U.S. 839 (1977); United States v. Wilson, 506 F.2d 521, 522 (CA9 1974) (per curiam); Jones v. United States, 419 F.2d 593, 597-598 (CA8 1969); United States v. Cameron, 351 F.2d 448, 449 (CA7 1965); United States v. Hardaway, 350 F.2d 1021, 1022 (CA6 1965); Smith v. United States, 284 F.2d 789, 791, n. 2 (CA5 1960); United States v. Donovan, 242 F.2d 61, 64 (CA2 1957).

The Court of Appeals rested its conclusion in part on the legislative history of the CCCA, noting that various Senate and House Reports referred to § 3147 as establishing a "mandatory" sentence, as prescribing a "term of imprisonment of at least two years and not more than ten," and as "requir[ing] that the individual be imprisoned for an additional period of time." See 794 F.2d, at 26-29. Even if unrebutted, these passing references would not constitute the "clear and manifest" evidence of congressional intent necessary to establish repeal by implication. In fact, however, the totality of the legislative history of the Act demonstrates with unusual clarity that no repeal was intended. A Senate Report on an early version of the Act pointed out that statutes specifying minimum sentences did not create mandatory minimum terms of confinement, since such sentences could be suspended in favor of probation or parole. S. Rep. No. 98-225, p. 66, n. 129 (1983). The same Report also noted that the reported version of the provision eventually codified at 18 U.S.C. § 924(c) would permit such suspension, and recommended that it be amended to eliminate that possibility. S. Rep., at 312-313. Congress subsequently did amend § 924(c), as well as certain other provisions of the CCCA, to make § 3651 unambiguously inapplicable. See 18 U.S.C. § 924(c), 929(a) (1982 ed., Supp. III); 18 U.S.C. App. § 1202(a); 21 U.S.C. § 845a(c) (1982 ed., Supp. III). "`[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.'" Russello v. United States, 464 U.S. 16, 23 (1983) (quoting United States v. Wong Kim Bo, 472 F.2d 720, 722 (CA5 1972)). It is, in short, overwhelmingly clear that, in passing the CCCA, Congress acted — as it is presumed to act, see, e. g., Lorillard v. Pons, 434 U.S. 575, 581-582 (1978) — with full awareness of the well-established judicial interpretation that § 3651 permits the suspension of sentences "unless [it is] explicitly made inapplicable." United States v. Donovan, supra, at 64.

Additionally, and most impermissibly, the Court of Appeals relied on its understanding of the broad purposes of the CCCA, which included decreasing the frequency with which persons on pretrial release commit crimes and diminishing the sentencing discretion of judges. But no legislation pursues its purposes at all costs. Deciding what competing values will or will not be sacrificed to the achievement of a particular objective is the very essence of legislative choice — and it frustrates rather than effectuates legislative intent simplistically to assume that whatever furthers the statute's primary objective must be the law. Where, as here, "the language of a provision . . . is sufficiently clear in its context and not at odds with the legislative history, . . . `[there is no occasion] to examine the additional considerations of "policy" . . . that may have influenced the lawmakers in their formulation of the statute.'" Aaron v. SEC, 446 U.S. 680, 695 (1980) (quoting Ernst Ernst v. Hochfelder, 425 U.S. 185, 214, n. 33 (1976)).

Neither the language nor the legislative history of § 3147 provides any basis for concluding that it was intended to effect a partial repeal of § 3651. It is true that the practical effect of the Court of Appeals' contrary judgment is reduced by the fact that, as subsequently amended, the CCCA provides that § 3147 will be substantially altered and § 3651 will be repealed effective November 1, 1987, see 18 U.S.C. § 3147, 18 U.S.C. § 3651 (1982 ed., Supp. III). Nevertheless, because that judgment is plainly inconsistent with important doctrines of statutory construction, we grant the motion for leave to proceed in forma pauperis and the petition for certiorari and reverse.

It is so ordered.

JUSTICE BLACKMUN also would grant certiorari and reverse the judgment of the Court of Appeals.