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DEPARTMENT OF NAVY v. EGAN
Department of the Navy v. Egan, 484 U.S. 518 (1988) – Structured Summary
Factual and Procedural Background
Respondent Thomas M. Egan was hired as a civilian laborer at the Trident Naval Refit Facility in Bremerton, Washington. The facility services Trident submarines, which are nuclear-powered, carry nuclear weapons, and are described as the most sophisticated and sensitive weapon in the Navy’s arsenal, playing a crucial part in national defense. Because of this mission, all positions at the facility are classified as “sensitive,” and Egan’s Standard Form made his continued employment conditional on “satisfactory completion of security and medical reports.”
In April 1982, Egan obtained a “noncritical-sensitive” laborer-leader position, defined as including access to Secret or Confidential information. Pending completion of his security investigation, he performed limited duties and was not allowed aboard submarines.
On February 16, 1983, after Egan had been employed for more than a year and thus qualified as an “employee” under 5 U.S.C. § 7511(a)(1)(A), the Director of the Naval Civilian Personnel Command issued a letter of intent to deny him a security clearance. The proposed denial was based on: (1) state criminal records from California and Washington reflecting convictions for assault and for being a felon in possession of a firearm; (2) his failure to disclose two earlier convictions for carrying a loaded firearm on his federal employment application; and (3) his own statements that he had past drinking problems and had served part of a sentence in an alcohol rehabilitation program.
Egan was informed of his right to respond and, on May 6, answered the Navy’s letter. He asserted that he had paid his debt to society, claimed he did not list convictions more than seven years old because he did not interpret the form as requiring them, stated alcohol had not been a problem for three years prior to the clearance decision, and submitted favorable character information from supervisors. After reviewing this response, the Director concluded that Egan’s submission did not sufficiently explain, mitigate, or refute the adverse information, and the security clearance was denied. Egan appealed to the Personnel Security Appeals Board, which ultimately affirmed the denial, but his removal occurred before that decision.
Because a security clearance was required for his position, and there were no nonsensitive positions available at the facility, the Navy issued a notice of proposed removal and placed Egan on administrative leave. He did not respond, and on July 15, 1983, he was notified that his removal would be effective July 22.
Egan appealed his removal to the Merit Systems Protection Board (MSPB or Board) under 5 U.S.C. § 7513(d). The stated “cause” for removal was his failure to meet position requirements due to denial of a security clearance. Before the Board, the Government argued that the Board’s review should be limited to whether required removal procedures were followed and whether a security clearance was in fact a condition of the job, and that the Board lacked authority to review the merits of the underlying security-clearance decision.
The Board’s presiding official rejected the Government’s position, held that the Board could review the merits of the clearance denial, and required the agency to: (1) specify the criteria used in the security-clearance decision and show those criteria were rationally related to national security; (2) prove by a preponderance of the evidence that Egan’s disqualifying acts occurred; and (3) show that the misconduct had an actual or potentially detrimental impact on national security. She concluded that the Navy had not submitted its criteria or evidence showing that it weighed circumstances and reasonably balanced them against national security interests, and therefore had failed to show that denial of clearance was reasonable and warranted. She ruled that the removal could not stand.
The Navy sought full Board review. In a unanimous decision, the MSPB reversed the presiding official, overruled prior Board precedent to the contrary, held that it lacked authority to review the substance of security-clearance determinations, and sustained the Navy’s removal action. The Board also stated that 5 U.S.C. § 7532 (the national security removal provision) was not the exclusive basis for removals based on security-clearance revocations, and that removals could proceed under § 7513.
Egan appealed to the United States Court of Appeals for the Federal Circuit under 5 U.S.C. § 7703. By a divided vote, the Federal Circuit reversed. It agreed that § 7532 is not the exclusive authority for national-security-based removals, but held that because the Navy had elected to proceed under § 7512 and § 7513 rather than § 7532, it had chosen a procedure that carries MSPB review, including review of the merits of the underlying security-clearance decision. The court remanded to the Board for such review.
The dissenting judge in the Court of Appeals concluded that Egan had received all procedural protections to which he was entitled, that the majority was improperly transferring a discretionary decision from an executive agency to a nonexpert body, that separation-of-powers concerns were implicated, and that the Board could not provide an appropriate remedy.
The Supreme Court granted certiorari “because of the importance of the issue in its relation to national security concerns,” and reversed the judgment of the Court of Appeals, thereby reinstating the Board’s determination that it lacked authority to review the substance of the security-clearance denial and upholding the Navy’s removal of Egan.
Legal Issues Presented
- Whether, in an adverse-action appeal brought under 5 U.S.C. § 7513, the Merit Systems Protection Board has statutory authority to review the substance or merits of an underlying decision to deny or revoke a security clearance.
- How the “two-track” statutory scheme of Chapter 75—removals for “cause” under §§ 7511–7514 (with MSPB review) and national-security removals under §§ 7531–7533 (without MSPB review)—affects the scope of the Board’s review when an agency bases a § 7513 removal on the denial of a security clearance without invoking § 7532.
Arguments of the Parties
Petitioner (Department of the Navy / Government)
- Before the MSPB, the Government argued that the Board’s review authority in Egan’s case was limited to determining whether:
- the required procedural steps for removal under § 7513 were followed, and
- a security clearance was in fact a condition of Egan’s position and had been denied.
- In the Supreme Court, the Government agreed that proceeding under § 7513 triggered a right to a hearing before the Board, but disputed the subject matter of that hearing, maintaining that the Board could not second-guess the Executive’s substantive judgment about access to classified information.
Respondent (Egan)
- Egan took the position that because the Navy chose to proceed under § 7513, he was entitled not only to a hearing but to Board review of the merits of the underlying security-clearance denial as part of that adverse-action appeal.
- He relied on the existence of 5 U.S.C. § 7532, under which an agency head may summarily suspend and remove an employee “in the interests of national security” but must provide certain internal procedures, including a hearing, and the decision is not reviewable by the Board. Egan argued, as did the Court of Appeals, that if a § 7513 removal based on security concerns were insulated from review of the clearance decision while a § 7532 removal carried preremoval hearing rights, an anomalous situation would result in which the more “drastic” § 7532 remedy would yield more procedural protection than § 7513. He contended that the availability of § 7532 was a “compelling” factor in favor of permitting Board review of the clearance denial in a § 7513 case.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Concerned About Trident v. Schlesinger, 400 F. Supp. 454 (D.D.C. 1975), aff’d in part and rev’d in part, 180 U.S. App. D.C. 345, 555 F.2d 817 (1977) | Describes the Trident submarine as the most sophisticated and sensitive weapon in the Navy’s arsenal, crucial to national defense. | Cited to underscore the sensitivity of the Trident program and to justify classifying all positions at the Refit Facility as sensitive, thereby explaining the requirement of a security clearance for Egan’s position. |
| Hoska v. Department of Army, 219 U.S. App. D.C. 280, 677 F.2d 131 (1982) | Example of a case in which a security-clearance revocation leading to dismissal was reviewed on its merits. | The MSPB acknowledged Hoska but reasoned that it did not expressly address the Board’s authority to review underlying security-clearance determinations. The Supreme Court recounts this to show the Board found no binding precedent authorizing substantive review of clearance decisions. |
| Bogdanowicz v. Department of Army, 16 M.S.P.R. 653 (1983) | Earlier MSPB decision relying on Hoska to support review of clearance decisions. | The Board characterized its reliance on Hoska in Bogdanowicz and similar cases as “misplaced” and expressly overruled them as authority for Board review of the propriety of an agency’s denial or revocation of a security clearance. |
| Department of the Navy v. Egan, 481 U.S. 1068 (1987) | Order granting certiorari. | Cited to note that the Supreme Court granted review of the Federal Circuit’s decision because of the importance of the issue for national security. |
| Abbott Laboratories v. Gardner, 387 U.S. 136, 141 (1967) | Articulates a “strong presumption in favor of appellate review” in the absence of a statutory provision precluding review. | The Federal Circuit relied on this presumption to support review of security-clearance denials in § 7512 removals. The Supreme Court acknowledged the general proposition but held that it does not apply where national-security clearance decisions, committed to Executive discretion, are involved. |
| Cafeteria Workers v. McElroy, 367 U.S. 886, 890 (1961) | Recognizes that the President’s authority to classify and control access to national security information, and to determine who is sufficiently trustworthy to occupy positions with access, flows from his constitutional role and exists apart from explicit congressional grants. | Cited to support the conclusion that security-clearance decisions are an exercise of inherent Executive authority tied to the President’s role as Commander in Chief, bolstering the view that such decisions are committed to the Executive, not external review bodies. |
| Snepp v. United States, 444 U.S. 507, 509 n.3 (1980) | Recognizes the Government’s “compelling interest” in withholding national security information from unauthorized persons. | Cited to emphasize the strength of the Government’s interest in protecting classified information in the conduct of executive business, reinforcing deference to Executive judgments on security clearances. |
| United States v. Robel, 389 U.S. 258, 267 (1967) | Identifies national security as a significant governmental interest. | Included in a string citation to underscore the Government’s compelling interest in safeguarding national security information. |
| United States v. Reynolds, 345 U.S. 1, 10 (1953) | Recognizes governmental authority to withhold evidence in the interest of national security (state secrets). | Cited as part of the line of cases acknowledging the Executive’s authority and responsibility to protect sensitive national security information. |
| Totten v. United States, 92 U.S. 105, 106 (1876) | Early recognition of the Government’s authority to withhold certain information related to secret services and national security. | Cited along with other cases to stress the long-recognized Executive responsibility to shield national security information from disclosure. |
| CIA v. Sims, 471 U.S. 159, 170 (1985) | States that, for reasons too obvious for extended discussion, protection of classified information must be committed to the broad discretion of the responsible agency. | Quoted to support the view that agencies must have broad discretion to decide who may access classified information and that outside, nonexpert bodies are ill-suited to review such judgments. |
| Adams v. Laird, 136 U.S. App. D.C. 388, 397, 420 F.2d 230, 239 (1969), cert. denied, 397 U.S. 1039 (1970) | Describes security-clearance decisions as “an inexact science at best” and emphasizes their predictive nature. | Cited to illustrate the inherent uncertainty and predictive character of clearance determinations, reinforcing the conclusion that they must be entrusted to those with expertise in protecting classified information. |
| Molerio v. FBI, 242 U.S. App. D.C. 137, 146, 749 F.2d 815, 824 (1984) | States that denial of a security clearance “on unspecified grounds in no way implies disloyalty or any other repugnant characteristic.” | Cited to clarify that clearance decisions are not simple judgments about an individual’s character but predictive assessments about future risk and potential compromise of sensitive information. |
| Cole v. Young, 351 U.S. 536, 546 (1956) | Recognizes that, for employees in sensitive positions, there is a reasonable basis for the view that the agency head responsible for protecting classified information should have the final say in deciding whom to trust with such information. | Relied upon to support the conclusion that the ultimate judgment about granting or denying access to sensitive information rests with the agency head, not external review bodies. |
| Haig v. Agee, 453 U.S. 280, 293–294 (1981) | Notes “the generally accepted view that foreign policy was the province and responsibility of the Executive.” | Cited to situate security-clearance decisions within a broader context of Executive responsibility in foreign affairs, supporting judicial deference in national security matters. |
| United States v. Nixon, 418 U.S. 683, 710 (1974) | Observes that courts have traditionally shown the utmost deference to Presidential responsibilities in certain Article II areas. | Invoked to reinforce the tradition of judicial restraint in intruding upon Executive functions related to national security and foreign policy, including clearance decisions. |
| Orloff v. Willoughby, 345 U.S. 83, 93–94 (1953) | Example of judicial reluctance to interfere in military decisions and affairs. | Cited, along with other cases, for the proposition that courts traditionally avoid intruding into Executive authority in military and national-security affairs absent explicit congressional direction. |
| Burns v. Wilson, 346 U.S. 137, 142, 144 (1953) | Reflects judicial deference to military justice processes. | Included in a group of cases illustrating the judiciary’s general reluctance to second-guess Executive decisions in military contexts. |
| Gilligan v. Morgan, 413 U.S. 1, 10 (1973) | Demonstrates limits on judicial review of military operations and judgments. | Cited as part of the line of cases showing that courts are hesitant to intrude into military and national-security affairs. |
| Schlesinger v. Councilman, 420 U.S. 738, 757–758 (1975) | Reinforces judicial deference to military processes and institutions. | Cited to further support the principle that, absent specific congressional authorization, courts avoid encroaching on Executive authority in military contexts. |
| Chappell v. Wallace, 462 U.S. 296 (1983) | Another example of limited judicial intervention in military matters. | Invoked to reinforce the general rule of judicial restraint in cases involving military structure and discipline, analogous to the restraint warranted in security-clearance determinations. |
| Block v. Community Nutrition Institute, 467 U.S. 340, 345 (1984) | Sets out an approach to determining the scope of judicial review based on statutory language, structure, objectives, legislative history, and nature of the administrative action. | Cited as the framework for analyzing the Civil Service Reform Act’s “express language” and structure in determining whether Congress authorized the Board to review security-clearance merits. |
| Zimmerman v. Department of Army, 755 F.2d 156 (Fed. Cir. 1985) | Federal Circuit decision cited “cf.” in connection with limits on Board review. | Cited as related authority consistent with the conclusion that the MSPB’s jurisdiction does not extend to reviewing the substance of security-clearance determinations. |
| Buriani v. Department of Air Force, 777 F.2d 674, 677 (Fed. Cir. 1985) | Federal Circuit decision in the same general area of adverse actions and Board review. | Cited “cf.” as additional support for a narrow reading of the Board’s authority regarding underlying security-related judgments. |
| Bacon v. Department of Housing & Urban Development, 757 F.2d 265, 269–270 (Fed. Cir. 1985) | Another Federal Circuit decision addressing Board review of adverse actions. | Cited “cf.” to reinforce that nothing in the Act authorizes the Board to review the substance of security-clearance decisions. |
| Madsen v. VA, 754 F.2d 343 (Fed. Cir. 1985) | Federal Circuit case concerning the scope of Board review. | Cited alongside other Federal Circuit cases as consistent authority that Board review is limited and does not extend to substantive clearance decisions. |
| Doe v. Weinberger, 261 U.S. App. D.C. 96, 101, 820 F.2d 1275, 1280 (1987), cert. pending sub nom. Carlucci v. Doe, No. 87-751 | Holds that § 7532 is not merely “an extra option” for removal of an employee of the National Security Agency. | Mentioned in a footnote as potentially in tension with the Federal Circuit’s view that the Navy could proceed under § 7513; the Court notes the issue will be addressed when Doe is decided and decides Egan’s case on the parties’ assumption that § 7513 was available. |
| Greene v. McElroy, 360 U.S. 474 (1959) | Discusses the need for explicit authorization by the President or Congress before individuals are deprived of important interests (such as their profession) without full hearings where accusers may be confronted, particularly in security-clearance cases. | The dissent quotes Greene to argue that neither Congress nor the President has clearly authorized discharging alleged security risks without any meaningful hearing into the reasons for their termination. |
| Hoska v. United States Department of Army, 219 U.S. App. D.C. 280, 677 F.2d 131 (1982) | Case in which courts adjudicated a dispute involving revocation of a security clearance. | The dissent cites Hoska (again) as an example showing that courts have previously reviewed security-clearance denials without documented harm to national security. |
| Gayer v. Schlesinger, 160 U.S. App. D.C. 172, 490 F.2d 740 (1973) | Another case involving review of security-clearance decisions. | Cited by the dissent to demonstrate that courts have handled cases involving clearance denials while protecting national security. |
| McKeand v. Laird, 490 F.2d 1262 (9th Cir. 1973) | Case involving judicial consideration of security-clearance issues. | Cited by the dissent as further evidence that judicial or quasi-judicial review of clearance-related decisions can occur without compromising national security. |
| Wolff v. McDonnell, 418 U.S. 539, 557–558 (1974) | Recognizes the important role of hearings in protecting individuals from wrongful deprivations of significant interests. | The dissent cites Wolff to argue that hearings are crucial procedural protections and that denying a hearing on the merits under § 7513 is a serious deprivation. |
| Perry v. Sindermann, 408 U.S. 593, 603 (1972) | Emphasizes the importance of providing a meaningful hearing before deprivation of certain interests. | Cited by the dissent in support of the view that Egan should have been entitled to a substantive hearing regarding the reasons for his discharge. |
| Stanley v. Illinois, 405 U.S. 645, 652–658 (1972) | Highlights the constitutional significance of hearings in protecting important familial and other interests. | Used by the dissent to underscore the general principle that meaningful hearings are an essential component of due process when important rights or interests are at stake. |
| Goldberg v. Kelly, 397 U.S. 254, 269–270 (1970) | Stresses the critical role of an evidentiary hearing in protecting welfare recipients from erroneous deprivation of benefits. | The dissent invokes Goldberg to argue that hearings are key to preventing wrongful deprivation of livelihoods, and that denying such a hearing in the national-security discharge context is inconsistent with these principles. |
Court’s Reasoning and Analysis
1. Statutory “two-track” scheme and scope of Board review. The Court began by examining the structure of the Civil Service Reform Act. Chapter 75 establishes two separate subchapters: subchapter II (§§ 7511–7514) covers removals for “cause,” and subchapter IV (§§ 7531–7533) covers suspensions and removals based on national security concerns. Employees removed for “cause” under § 7513 have a right of appeal to the MSPB under § 7513(d), with detailed procedural protections and Board review under a preponderance-of-the-evidence standard in § 7701. By contrast, employees suspended or removed under § 7532 are not entitled to MSPB review, though § 7532(c) guarantees certain internal procedures, including a hearing before an agency authority and review by the agency head.
The Court and the parties agreed that, because the Navy proceeded under § 7513, Egan was entitled to a Board hearing. The dispute concerned the subject matter and scope of that hearing—specifically, whether the Board could examine the merits of the underlying security-clearance denial, or whether its authority was limited to verifying that the required clearance was in fact denied, that a clearance was required for the position, that “cause” existed in that sense, and that proper procedures were followed (including considering whether reassignment to a nonsensitive position was feasible).
2. Nature of security-clearance determinations and Executive authority. Turning to general principles, the Court emphasized that the grant or denial of a security clearance to a particular employee is a “sensitive and inherently discretionary judgment call” committed by law to Executive Branch agencies with the requisite expertise. The President, as Commander in Chief under Article II, § 2 of the Constitution, has authority to classify and control access to national security information and to determine who is trustworthy to occupy positions granting such access. This authority exists “quite apart from any explicit congressional grant,” as recognized in Cafeteria Workers v. McElroy and related cases.
The Court noted that since World War I the Executive has maintained a classification system for national security information, now reflected in executive orders that delegate classification and clearance responsibilities to agency heads. Positions are categorized (critical sensitive, noncritical sensitive, nonsensitive), and appointments are expressly conditioned on background investigations commensurate with potential national security impact.
The Court underscored that “no one has a ‘right’ to a security clearance” and that granting a clearance requires an affirmative act of discretion. The general standard is that a clearance may be granted only when “clearly consistent with the interests of the national security,” a standard reflected in executive orders and agency regulations. Clearance determinations are predictive judgments about possible future behavior and susceptibility to compromising sensitive information; they may be based on conduct but also on factors unrelated to misconduct (for example, close relatives in hostile countries). Citing Molerio and Adams v. Laird, the Court emphasized that clearance decisions are an “inexact science” and that denial does not necessarily imply disloyalty or any repugnant characteristic.
Given the predictive and sensitive nature of these decisions, the Court reasoned, it is “not reasonably possible” for an outside, nonexpert body like the MSPB to review the substance of such judgments or determine acceptable margins of error. Relying on CIA v. Sims, Cole v. Young, and other precedents, the Court concluded that protection of classified information must be committed to the broad discretion of the responsible agency, including broad discretion to decide who may have access. Absent specific congressional direction, courts have traditionally been reluctant to intrude upon Executive authority in military and national-security affairs, as shown by decisions such as Orloff, Burns, Gilligan, Schlesinger v. Councilman, and Chappell.
Against this backdrop, the Court rejected the Federal Circuit’s reliance on the presumption of reviewability from Abbott Laboratories. While acknowledging that presumption as a general principle of administrative law, the Court held that it “runs aground” when applied to individualized security-clearance determinations that are constitutionally and historically committed to the Executive.
3. Statutory language, structure, and legislative history of the Civil Service Reform Act. Applying the interpretive approach from Block v. Community Nutrition Institute, the Court examined the Act’s text and structure. It observed that the Board’s jurisdiction under Chapter 75 is limited to enumerated “adverse actions”—removal, suspension for more than 14 days, reduction in grade or pay, and certain furloughs. A denial of a security clearance is not listed as an “adverse action” and therefore, by itself, is not directly reviewable by the Board.
When an employee is removed under § 7513 because a required security clearance has been denied, the employee is entitled to the procedural protections in § 7513 and § 7701. In that context, the Board may determine whether there was “cause” (in the sense that the position required a clearance and the clearance was in fact denied) and whether transfer to a nonsensitive position was feasible. However, the Court found no language in the Act that “directs or empowers the Board to go further” and review the underlying merits of the clearance decision. The Court referenced several Federal Circuit cases (Zimmerman, Buriani, Bacon, and Madsen) as consistent with this reading.
The Court also considered pre-Act practice. Prior to the Civil Service Reform Act of 1978, most federal employees dismissed for cause could appeal to the Civil Service Commission, but, according to the parties, the Commission never exercised jurisdiction over security-clearance determinations. The Board was created to assume the Commission’s adjudicatory functions, largely unchanged. The Court found no indication in Senate or House reports that Congress intended, by enacting the Act, to newly subject agency security-clearance determinations to Board review. Any contrary implications in the legislative history were deemed too weak to support such a major change.
4. Incompatibility of standards: “clearly consistent” vs. preponderance of the evidence. The Court stressed that security clearances are granted only when “clearly consistent with the interests of the national security,” a standard that, in practice, directs that doubts be resolved in favor of denial. By contrast, § 7701 requires the Board to sustain an agency’s adverse action only if supported by a preponderance of the evidence, placing the burden on the Government.
The Court reasoned that applying the preponderance standard to clearance decisions would inevitably alter the “clearly consistent with national security” test, shifting emphasis away from caution toward access and effectively requiring the agency to justify denial in a way inconsistent with the prevailing clearance standard. This would involve the Board in “second-guessing” agency national-security determinations, a result the Court found “extremely unlikely” that Congress intended when it created the Board and enacted the Act.
5. Role of § 7532 and the alleged anomaly in procedures. Egan argued that the existence of § 7532, which provides a summary national-security removal process with specified internal procedures (including a hearing) and no Board review, supports allowing Board review of clearance denials in § 7513 cases. He contended that otherwise employees removed under the ostensibly more “drastic” § 7532 would receive more procedural protection—particularly a preremoval trial-type hearing—than those removed under § 7513, creating an anomaly.
The Court assumed, as did the parties and the Federal Circuit, that § 7532 does not preempt § 7513 and that the two provisions offer alternative routes for agencies. Without resolving the separate question raised in Doe v. Weinberger about the exclusive or nonexclusive character of § 7532 in some contexts, the Court accepted that the Navy could have proceeded under either provision.
The Court rejected Egan’s argument that the availability of § 7532 compelled Board review under § 7513. It characterized § 7532 as “harsh and drastic” for both the employee and the agency head: the employee may be summarily suspended and removed; the suspension and removal are not subject to outside review; the employee becomes ineligible for positions in the agency and may not be appointed elsewhere in the Government without specified consultation; and the agency head must act personally (under the statute’s terms). By contrast, in Egan’s case, he received notice of the reasons for the proposed denial, access to relevant evidence, an opportunity to respond, a written decision, an appeal to the Personnel Security Appeals Board, continued full-pay status until removal, and post-removal review by the MSPB.
Even assuming a preremoval “trial-type” hearing might occur under § 7532, the Court concluded that removal under § 7532 would not necessarily have afforded Egan “more” procedural protection than he actually received. Rather, the Court viewed the two procedural tracks—§ 7513 and § 7532—as “not anomalous, but merely different,” and held that the existence of § 7532 did not justify expanding the Board’s statutory authority to review security-clearance merits in § 7513 cases.
6. Rejection of the Court of Appeals’ approach and confirmation of the Board’s limited role. The Court held that the Federal Circuit’s decision, which extended the presumption of reviewability to authorize MSPB review of security-clearance denials in § 7513 appeals, was inconsistent with the constitutional and statutory framework. It endorsed the MSPB’s conclusion that it lacked authority to review the merits of the clearance decision and could only verify that the clearance was required, that it had been denied, that procedures were followed, and that reassignment to a nonsensitive position was not feasible.
7. Dissenting view. Justice White, joined by Justices Brennan and Marshall, dissented. The dissent accepted the Government’s compelling interest in safeguarding secrets but argued that the existing civil service statutes already provided mechanisms to protect sensitive information without eliminating employees’ rights to a hearing into the reasons for discharge. The dissent stressed that nothing in §§ 7511–7514 or § 7701 suggests that Board scrutiny of discharges on national-security grounds should be less comprehensive than for other “cause” removals, and that Congress, by enacting § 7532 as an explicit alternative procedure for national-security removals (with internal hearings and final agency-head decisions), signaled that all discharged employees should receive some form of hearing into the “cause” for their removal—before either their agency (§ 7532) or the Board (§ 7513).
Relying on Greene v. McElroy, the dissent argued that explicit congressional or presidential authorization is required before individuals may be deprived of the right to pursue their occupations without full hearings in security-clearance cases, and that such explicit authorization is absent here. The dissent contended that the majority effectively infers a denial of meaningful hearings from statutory silence, contrary to Greene, and that national security could be protected simply by allowing agencies to use § 7532, which forecloses external review but provides an internal merits hearing, in cases where external review is thought too risky.
The dissent also disputed the majority’s assertion that Egan would not have received more procedural protection under § 7532, emphasizing the importance of a hearing on the merits and citing Supreme Court decisions that highlight the centrality of hearings in protecting individuals from wrongful deprivation of significant interests.
Holding and Implications
Holding: The Supreme Court held that in an appeal pursuant to 5 U.S.C. § 7513, the Merit Systems Protection Board does not have authority to review the substance of an underlying security-clearance determination in the course of reviewing an adverse action based on the denial or revocation of that clearance. The Board’s role is limited to determining whether the required clearance was in fact denied, whether a clearance was a condition of the position, whether statutory procedures were followed, and whether reassignment to a nonsensitive position was feasible.
The Court therefore REVERSED the judgment of the United States Court of Appeals for the Federal Circuit and reinstated the MSPB’s decision sustaining Egan’s removal without Board review of the merits of the Navy’s security-clearance denial.
Implications: The decision confirms that security-clearance determinations are committed to the discretion of Executive Branch agencies and are not subject to substantive review by the MSPB in adverse-action appeals under § 7513, even when an employee’s removal is predicated on the denial or revocation of a clearance. Federal employees whose positions require security clearances cannot use the MSPB appeal process to litigate the underlying clearance decision itself; their recourse is limited to the procedural protections specified in the clearance process and in § 7513, and to the possibility of reassignment where a nonsensitive position is available. The opinion applies existing constitutional and statutory principles and delineates the boundary between civil-service review and Executive national-security discretion; it does not purport to establish broader rules beyond this context.
Title 5 U.S.C. Ch. 75, provides a "two-track" system for undertaking "adverse actions" against certain Government employees. An employee removed for "cause," §§ 7511-7514, has a right of appeal to the Merit Systems Protection Board (Board), § 7513(d), that includes a hearing. The Board reviews such removals under a preponderance of the evidence standard. § 7701. An employee is also subject to summary removal based on national security concerns. Such a removal is not appealable to the Board, but the employee has certain specified procedural rights, including a hearing by an agency authority. § 7532. Respondent was removed from his laborer's job at a submarine facility after the Navy denied him a required security clearance. Without a security clearance, respondent was not eligible for any job at the facility. Upon respondent's appeal of his removal under § 7513(d), the Board's presiding official reversed the Navy's decision, holding that the Board had the authority to review the merits of the underlying security-clearance determination and that the Navy had failed to show that it reached a reasonable and warranted decision on this question. The full Board reversed and sustained the Navy's removal action, but the Court of Appeals reversed and remanded, holding that, since the Navy had chosen to remove respondent under § 7512 rather than § 7532, review under § 7513 applied, including review of the merits of the underlying security-clearance determination.
Held: In an appeal pursuant to § 7513, the Board does not have authority to review the substance of an underlying security-clearance determination in the course of reviewing an adverse action. Pp. 526-534.
(a) The grant or denial of security clearance to a particular employee is a sensitive and inherently discretionary judgment call that is committed by law to the appropriate Executive Branch agency having the necessary expertise in protecting classified information. It is not reasonably possible for an outside, nonexpert body to review the substance of such a judgment, and such review cannot be presumed merely because the statute does not expressly preclude it. Pp. 526-530.
(b) The statute's express language and structure confirm that it does not confer broad authority on the Board to review security-clearance determinations. A clearance denial is not one of the enumerated "adverse actions" that are subject to Board review, and nothing in the Act directs or empowers the Board to go beyond determining whether "cause" for a denial existed, whether in fact clearance was denied, and whether transfer to a nonsensitive position was feasible. The application of § 7701's preponderance of the evidence standard to security-clearance determinations would inevitably alter the "clearly consistent with the interests of the national security" standard normally applied in making such determinations and would involve the Board in second-guessing an agency's national security determinations, a result that it is extremely unlikely Congress intended. Respondent's argument that the availability of the alternative § 7532 summary removal procedure compels a conclusion of reviewability, since an anomalous situation would otherwise exist whereby the more "drastic" § 7532 remedy would actually entitle a removed employee to greater procedural protections — particularly to a preremoval trial-type hearing — than would § 7513, is unpersuasive. Section 7532 provides a procedure that is harsh and drastic both for the employee and for the agency head, who must act personally in suspending and removing the employee, and removal thereunder, even as envisioned by respondent, would not have amounted to "more" procedural protection than respondent received under § 7513. The procedures under the two sections are not anomalous, but merely different. Pp. 530-534.802 F.2d 1563, reversed.
BLACKMUN, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and STEVENS, O'CONNOR, and SCALIA, JJ., joined. WHITE, J., filed a dissenting opinion, in which BRENNAN and MARSHALL, JJ., joined, post, p. 534. KENNEDY, J., took no part in the consideration or decision of the case.
JUSTICE BLACKMUN delivered the opinion of the Court.
Respondent Thomas M. Egan lost his laborer's job at the Trident Naval Refit Facility in Bremerton, Wash., when he was denied a required security clearance. The narrow question presented by this case is whether the Merit Systems Protection Board (Board) has authority by statute to review the substance of an underlying decision to deny or revoke a security clearance in the course of reviewing an adverse action. The Board ruled that it had no such authority. The Court of Appeals for the Federal Circuit, by a divided vote, reversed. We granted certiorari because of the importance of the issue in its relation to national security concerns. 481 U.S. 1068 (1987).
I
Respondent Egan was a new hire and began his work at the facility on November 29, 1981. He served as a veteran's-preference-eligible civilian employee of the Navy subject to the provisions of the Civil Service Reform Act of 1978 (Act), 5 U.S.C. § 1201 et seq.
The mission of the Refit Facility is to provide quick-turnaround repair, replenishment, and systems check-out of the Trident submarine over its extended operating cycle. The Trident is nuclear-powered and carries nuclear weapons. It has been described as the most sophisticated and sensitive weapon in the Navy's arsenal and as playing a crucial part in our Nation's defense system. See Concerned About Trident v. Schlesinger, 400 F. Supp. 454, 462-466 (DC 1975), aff'd in part and rev'd in part, 180 U.S.App.D.C. 345, 555 F.2d 817 (1977). As a consequence, all employee positions at the Refit Facility are classified as sensitive. Thus, as shown on his Standard Form, a condition precedent to Egan's retention of his employment was "satisfactory completion of security and medical reports."
In April 1982, respondent gained the "noncritical-sensitive" position of laborer leader. Pending the outcome of his security investigation, however, he performed only limited duties and was not permitted to board any submarine.
A "noncritical-sensitive" position is defined to include "[a]ccess to Secret or Confidential information." Chief of Naval Operations Instructions (OPNAVINST) 5510.1F, ¶ 16-101-2.b (June 15, 1981). OPNAVINST 5510.1F was amended in April 1984 and is now OPNAVINST 5510.1G.
On February 16, 1983, the Director of the Naval Civilian Personnel Command issued a letter of intent to deny respondent a security clearance. This was based upon California and Washington state criminal records reflecting respondent's convictions for assault and for being a felon in possession of a gun, and further based upon his failure to disclose on his application for federal employment two earlier convictions for carrying a loaded firearm. The Navy also referred to respondent's own statements that he had had drinking problems in the past and had served the final 28 days of a sentence in an alcohol rehabilitation program.
This date is of some significance for by then respondent had been employed at the facility for more than a year. Title 5 U.S.C. § 7511(a)(1)(A) defines an "employee" as "an individual in the competitive service who is not serving a probationary or trial period under an initial appointment or who has completed 1 year of current continuous employment under other than a temporary appointment limited to 1 year or less." There is no dispute concerning respondent's status as an employee within the meaning of § 7511(a)(1)(A).
Respondent was informed that he had a right to respond to the proposed security-clearance denial. On May 6, he answered the Navy's letter of intent, asserting that he had paid his debt to society for his convictions, that he had not listed convictions older than seven years because he did not interpret the employment form as requiring that information, and that alcohol had not been a problem for him for three years preceding the clearance determination. He also provided favorable material from supervisors as to his background and character.
The Director, after reviewing this response, concluded that the information provided did not sufficiently explain, mitigate, or refute the reasons on which the proposed denial was based. Accordingly, respondent's security clearance was denied.
Respondent took an appeal to the Personnel Security Appeals Board, but his removal was effected before that Board acted (which it eventually did by affirming the denial of clearance).
Without a security clearance, respondent was not eligible for the job for which he had been hired. Reassignment to a nonsensitive position at the facility was not possible because there was no nonsensitive position there. Accordingly, the Navy issued a notice of proposed removal, and respondent was placed on administrative leave pending final decision. Respondent did not reply to the notice. On July 15, 1983, he was informed that his removal was effective July 22.
Respondent, pursuant to 5 U.S.C. § 7513(d), sought review by the Merit Systems Protection Board. Under § 7513(a), an agency may remove an employee "only for such cause as will promote the efficiency of the service." The statute, together with § 7701 to which § 7513(d) specifically refers, provides the employee with a number of procedural protections, including notice, an opportunity to respond and be represented by counsel, and a decision in writing. The employee, unless he is a nonveteran in the excepted service, may appeal the agency's decision to the Board, as respondent did, which is to sustain the action if it is "supported by a preponderance of the evidence." § 7701(c)(1)(B). The stated "cause" for respondent's removal was his failure to meet the requirements for his position due to the denial of security clearance. Before the Board, the Government argued that the Board's review power was limited to determining whether the required removal procedures had been followed and whether a security clearance was a condition for respondent's position. It contended that the Board did not have the authority to judge the merits of the underlying security-clearance determination.
Section 7513(d) reads: "An employee against whom an action is taken under this section is entitled to appeal to the Merit Systems Protection Board under section 7701 of this title."
We note at this point the presence of 5 U.S.C. § 7532. Under § 7532(a), the "head of an agency," "[n]otwithstanding other statutes," may suspend an employee "when he considers that action necessary in the interests of national security." After complying with specified procedures, the agency head may remove the suspended employee when "he determines that removal is necessary or advisable in the interests of national security." His determination then is "final." § 7532(b). Removal under § 7532 is not subject to Board review. § 7512(A). In respondent's case the Navy did not invoke § 7532; his removal, therefore, presumably would be subject to Board review as provided in § 7513.
The Board's presiding official reversed the agency's decision, ruling that the Board did have authority to review the merits. She further ruled that the agency must specify the precise criteria used in its security-clearance decision and must show that those criteria are rationally related to national security. App. to Pet. for Cert. 62a-63a. The agency then must show, by a preponderance of the evidence, that the employee's acts precipitating the denial of his clearance actually occurred, and that his "alleged misconduct has an actual or potentially detrimental effect on national security interests." Id., at 63a. The official then held that the ultimate burden was upon the agency to persuade the Board of the appropriateness of its decision to deny clearance. Id., at 64a.
The official concluded that it was not possible to determine whether the Navy's denial of respondent's security clearance was justified because it had not submitted a list of the criteria it employed and because it did not present evidence that it had "conscientiously weighed the circumstances surrounding [respondent's] alleged misconduct and reasonably balanced it against the interests of national security." Id., at 65a. She accordingly concluded that the Navy had "failed to show it reached a reasonable and warranted decision concerning the propriety of the revocation of [respondent's] security clearance." Id., at 66a. The decision to remove respondent, therefore, could not stand.
The Navy petitioned for full Board review of the presiding official's ruling. In a unanimous decision, the Board reversed the presiding official's ruling and sustained the agency's removal action. 28 M. S. P. R. 509 (1985). It observed that §§ 7512 and 7513 "do not specifically address the extent of the Board's review of the underlying determinations." 28 M. S. P. R., at 514. Neither did the legislative history of the Act "address the extent of the authority Congress intended the Board to exercise in reviewing revocations or denials of security clearances which result in Chapter 75 actions." Id., at 515. The Board found no binding legal precedent. It acknowledged the presence of the decision in Hoska v. Department of Army, 219 U.S.App.D.C. 280, 677 F.2d 131 (1982) (security clearance revocation leading to dismissal reviewed on its merits), but explained that case away on the ground that the court did not "expressly address the Board's authority to review the underlying reasons for the agency's security clearance determination." 28 M. S. P. R., at 516. Thus, earlier Board cases that had relied upon Hoska, see, e. g., Bogdanowicz v. Department of Army, 16 M. S. P. R. 653 (1983), involved a "reliance misplaced," and the holding that they stood "for the proposition that the Board has the authority to review the propriety of the agency's . . . denial of a security clearance" was "now overrule[d]." 28 M. S. P. R., at 516. It went on to say that "section 7532 is not the exclusive basis for removals based upon security clearance revocations." Id., at 521.
The Solicitor General informs us, see Brief for Petitioner 6, that the Board had before it numerous petitions for review raising similar issues of law, and treated the present litigation as the lead case. The Board had invited and received briefs from interested agencies, employee organizations, and others concerning the proper scope of its review and whether § 7532, see n. 4, supra, is the exclusive authority for a removal based upon national security concerns. See 49 Fed. Reg. 48623-48624 (1984); 50 Fed. Reg. 2355 (1985).
Respondent, pursuant to § 7703, appealed to the Court of Appeals for the Federal Circuit. By a divided vote, that court reversed the Board's decision that it had no authority to review the merits of a security-clearance determination underlying a removal. 802 F.2d 1563 (1986). It agreed with the Board that § 7532 is not the sole authority for a removal based upon national security concerns. 802 F.2d, at 1568. It noted, however, that the agency had chosen to remove respondent under § 7512 rather than § 7532 and thus that it chose the procedure "that carrie[d] Board review under section 7513," 802 F.2d, at 1569, including review of the merits of the underlying agency determination to deny a security clearance. The court then remanded the case to the Board for such review, stating that the question of an appropriate remedy, should the Board now rule that a security clearance was improperly denied, was not yet ripe. Id., at 1573-1575.
The dissenting judge in the Court of Appeals concluded that respondent had received all the procedural protections to which he was entitled, id., at 1577-1578; that the majority in effect was transferring a discretionary decision vested in an executive agency to a body that had neither the responsibility nor the expertise to make that decision; that the ruling raised separation-of-powers concerns; and that the Board would be unable to provide an appropriate remedy. Id., at 1578, 1580-1583.
II
We turn first to the statutory structure. Chapter 75 of Title 5 of the United States Code is entitled "Adverse Actions." Its subchapter II (§§ 7511-7514) relates to removals for "cause." Subchapter IV (§§ 7531-7533) relates to removals based upon national security concerns. An employee removed for "cause" has the right, under § 7513(d), to appeal to the Board. In contrast, an employee suspended under § 7532(a) is not entitled to appeal to the Board. That employee, however, is entitled to specified preremoval procedural rights, including a hearing by an agency authority. § 7532(c)(3).
Chapter 77 of Title 5 (§§ 7701-7703) is entitled "Appeals," and Chapter 12 (§§ 1201-1209) relates to the "Merit Systems Protection Board and Special Counsel." Section 1205(a) provides that the Board shall "hear, adjudicate, or provide for the hearing or adjudication of all matters within the jurisdiction of the Board" and shall "order any Federal agency or employee to comply with any order or decision issued by the Board." In the present litigation, there is no claim that the Board did not have jurisdiction to hear and adjudicate respondent's appeal.
It is apparent that the statutes provide a "two-track" system. A removal for "cause" embraces a right of appeal to the Board and a hearing of the type prescribed in detail in § 7701. Suspension and removal under § 7532, however, entail no such right of appeal. Respondent takes the straight-forward position that, inasmuch as this case proceeded under § 7513, a hearing before the Board was required. The Government agrees. What is disputed is the subject matter of that hearing and the extent to which the Board may exercise reviewing authority. In particular, may the Board, when § 7513 is pursued, examine the merits of the security-clearance denial, or does its authority stop short of that point, that is, upon review of the fact of denial, of the position's requirement of security clearance, and of the satisfactory provision of the requisite procedural protections?
III
The Court of Appeals' majority stated: "The absence of any statutory provision precluding appellate review of security clearance denials in section 7512 removals creates a strong presumption in favor of appellate review," citing Abbott Laboratories v. Gardner, 387 U.S. 136, 141 (1967). 802 F.2d, at 1569. One perhaps may accept this as a general proposition of administrative law, but the proposition is not without limit, and it runs aground when it encounters concerns of national security, as in this case, where the grant of security clearance to a particular employee, a sensitive and inherently discretionary judgment call, is committed by law to the appropriate agency of the Executive Branch.
The President, after all, is the "Commander in Chief of the Army and Navy of the United States." U.S. Const., Art. II, § 2. His authority to classify and control access to information bearing on national security and to determine whether an individual is sufficiently trustworthy to occupy a position in the Executive Branch that will give that person access to such information flows primarily from this constitutional investment of power in the President and exists quite apart from any explicit congressional grant. See Cafeteria Workers v. McElroy, 367 U.S. 886, 890 (1961). This Court has recognized the Government's "compelling interest" in withholding national security information from unauthorized persons in the course of executive business. Snepp v. United States, 444 U.S. 507, 509, n. 3 (1980). See also United States v. Robel, 389 U.S. 258, 267 (1967); United States v. Reynolds, 345 U.S. 1, 10 (1953); Totten v. United States, 92 U.S. 105, 106 (1876). The authority to protect such information falls on the President as head of the Executive Branch and as Commander in Chief.
Since World War I, the Executive Branch has engaged in efforts to protect national security information by means of a classification system graded according to sensitivity. See Note, Developments in the Law — The National Security Interest and Civil Liberties, 85 Harv. L. Rev. 1130, 1193-1194 (1972). After World War II, certain civilian agencies, including the Central Intelligence Agency, the National Security Agency, and the Atomic Energy Commission, were entrusted with gathering, protecting, or creating information bearing on national security. Presidents, in a series of Executive Orders, have sought to protect sensitive information and to ensure its proper classification throughout the Executive Branch by delegating this responsibility to the heads of agencies. See Exec. Order No. 10290, 3 C.F.R. § 789 (1949-1953 Comp.); Exec. Order No. 10501, 3 C.F.R. § 979 (1949-1953 Comp.); Exec. Order No. 11652, 3 C.F.R. § 678 (1971-1975 Comp.); Exec. Order No. 12065, 3 C.F.R. § 190 (1979); Exec. Order No. 12356, § 4.1(a), 3 C.F.R. § 174 (1983). Pursuant to these directives, departments and agencies of the Government classify jobs in three categories: critical sensitive, noncritical sensitive, and nonsensitive. Different types and levels of clearance are required, depending upon the position sought. A Government appointment is expressly made subject to a background investigation that varies according to the degree of adverse effect the applicant could have on the national security. See Exec. Order No. 10450, § 3, 3 C.F.R. § 937 (1949-1953 Comp.).
It should be obvious that no one has a "right" to a security clearance. The grant of a clearance requires an affirmative act of discretion on the part of the granting official. The general standard is that a clearance may be granted only when "clearly consistent with the interests of the national security." See, e. g., Exec. Order No. 10450, §§ 2 and 7, 3 C.F.R. § 936, 938 (1949-1953 Comp.); 10 C.F.R. § 710.10(a) (1987) (Department of Energy); 32 C.F.R. § 156.3(a) (1987) (Department of Defense). A clearance does not equate with passing judgment upon an individual's character. Instead, it is only an attempt to predict his possible future behavior and to assess whether, under compulsion of circumstances or for other reasons, he might compromise sensitive information. It may be based, to be sure, upon past or present conduct, but it also may be based upon concerns completely unrelated to conduct, such as having close relatives residing in a country hostile to the United States. "[T]o be denied [clearance] on unspecified grounds in no way implies disloyalty or any other repugnant characteristic." Molerio v. FBI, 242 U.S.App.D.C. 137, 146, 749 F.2d 815, 824 (1984). The attempt to define not only the individual's future actions, but those of outside and unknown influences renders the "grant or denial of security clearances . . . an inexact science at best." Adams v. Laird, 136 U.S.App.D.C. 388, 397, 420 F.2d 230, 239 (1969), cert. denied, 397 U.S. 1039 (1970).
Predictive judgment of this kind must be made by those with the necessary expertise in protecting classified information. For "reasons . . . too obvious to call for enlarged discussion," CIA v. Sims, 471 U.S. 159, 170 (1985), the protection of classified information must be committed to the broad discretion of the agency responsible, and this must include broad discretion to determine who may have access to it. Certainly, it is not reasonably possible for an outside nonexpert body to review the substance of such a judgment and to decide whether the agency should have been able to make the necessary affirmative prediction with confidence. Nor can such a body determine what constitutes an acceptable margin of error in assessing the potential risk. The Court accordingly has acknowledged that with respect to employees in sensitive positions "there is a reasonable basis for the view that an agency head who must bear the responsibility for the protection of classified information committed to his custody should have the final say in deciding whether to repose his trust in an employee who has access to such information." Cole v. Young, 351 U.S. 536, 546 (1956). As noted above, this must be a judgment call. The Court also has recognized "the generally accepted view that foreign policy was the province and responsibility of the Executive." Haig v. Agee, 453 U.S. 280, 293-294 (1981). "As to these areas of Art. II duties the courts have traditionally shown the utmost deference to Presidential responsibilities." United States v. Nixon, 418 U.S. 683, 710 (1974). Thus, unless Congress specifically has provided otherwise, courts traditionally have been reluctant to intrude upon the authority of the Executive in military and national security affairs. See, e. g., Orloff v. Willoughby, 345 U.S. 83, 93-94 (1953); Burns v. Wilson, 346 U.S. 137, 142, 144 (1953); Gilligan v. Morgan, 413 U.S. 1, 10 (1973), Schlesinger v. Councilman, 420 U.S. 738, 757-758 (1975); Chappell v. Wallace, 462 U.S. 296 (1983).
We feel that the contrary conclusion of the Court of Appeals' majority is not in line with this authority.
IV
Finally, we are fortified in our conclusion when we consider generally the statute's "express language" along with "the structure of the statutory scheme, its objectives, its legislative history, and the nature of the administrative action involved." Block v. Community Nutrition Institute, 467 U.S. 340, 345 (1984).
The Act by its terms does not confer broad authority on the Board to review a security-clearance determination. As noted above, the Board does have jurisdiction to review "adverse actions," a term, however, limited to a removal, a suspension for more than 14 days, a reduction in grade or pay, and a furlough of 30 days or less. §§ 7513(d), 7512. A denial of a security clearance is not such an "adverse action," and by its own force is not subject to Board review. An employee who is removed for "cause" under § 7513, when his required clearance is denied, is entitled to the several procedural protections specified in that statute. The Board then may determine whether such cause existed, whether in fact clearance was denied, and whether transfer to a nonsensitive position was feasible. Nothing in the Act, however, directs or empowers the Board to go further. Cf. Zimmerman v. Department of Army, 755 F.2d 156 (CA Fed. 1985); Buriani v. Department of Air Force, 777 F.2d 674, 677 (CA Fed. 1985); Bacon v. Department of Housing Urban Development, 757 F.2d 265, 269-270 (CA Fed. 1985); Madsen v. VA, 754 F.2d 343 (CA Fed. 1985).
Prior to the Act's passage in 1978, most federal employees dismissed for cause could pursue an appeal to the Civil Service Commission. The parties here appear to agree that the old Commission never exercised jurisdiction over a security-clearance determination. We fail to see any indication that Congress intended to grant the Board greater jurisdiction in this respect than that possessed by the Civil Service Commission. The Board was created to assume the adjudicatory functions of the old Commission and, with certain exceptions, those functions passed unchanged from the Commission to the Board. When the Senate and House Committees listed the changes effected by the Act, they gave no indication that an agency's security-clearance determination was now to be subject to review. See S. Rep. No. 95-969, pp. 46 and 52 (1978); H.R. Rep. No. 95-1403, pp. 21, 22 (1978). Such changes as were made did not bear upon the issue. If there be any contrary implication in the legislative history, as respondent would suggest, it is much too frail for us to conclude that Congress intended a major change of that kind.
As noted above, security clearance normally will be granted only if it is "clearly consistent with the interests of the national security." The Board, however, reviews adverse actions under a preponderance of the evidence standard. § 7701(c)(1)(B). These two standards seem inconsistent. It is difficult to see how the Board would be able to review security-clearance determinations under a preponderance of the evidence standard without departing from the "clearly consistent with the interests of the national security" test. The clearly consistent standard indicates that security-clearance determinations should err, if they must, on the side of denials. Placing the burden on the Government to support the denial by a preponderance of the evidence would inevitably shift this emphasis and involve the Board in second-guessing the agency's national security determinations. We consider it extremely unlikely that Congress intended such a result when it passed the Act and created the Board.
Respondent presses upon us the existence of § 7532 with its provision for an employee's summary removal. The Court of Appeals' majority concluded that § 7532 was not the exclusive means for removal on national security grounds. 802 F.2d, at 1568. The parties to the present litigation are in no dispute about the alternative availability of § 7513 or § 7532. They assume, as the Federal Circuit held, that § 7532 does not pre-empt § 7513 and that the two statutes stand separately and provide alternative routes for administrative action. There is no reason for us to dispute that conclusion here for, in this respect, we accept the case as it comes to us.
But cf. Doe v. Weinberger, 261 U.S.App.D.C. 96, 101, 820 F.2d 1275, 1280 (1987), cert. pending sub nom. Carlucci v. Doe, No. 87-751. If the District of Columbia Circuit's holding in Doe (to the effect that § 7532 is not merely "an extra option," 261 U.S. App. D.C., at 101, 820 F.2d, at 1280, for the removal of an employee of the National Security Agency, to which 50 U.S.C. § 831 and 832 apply) is pertinent with respect to the Navy's power to dismiss an employee for cause under § 7513, that ruling would conflict with the Federal Circuit's holding in the present case that the Navy may proceed under § 7513. This Court will meet the issue in Doe when it comes to it. We decide the present case on the parties' assumption that § 7513 was available to the Navy in this case and that it proceeded thereunder.
Respondent points out the Government's acknowledgment that the remedy under § 7532 is "drastic" in that the employee may be suspended summarily and thereafter removed after such investigation and review as the agency head considers necessary; in that neither the suspension nor the removal is subject to outside review; in that the employee is not eligible for any other position in the agency and may not be appointed to a position elsewhere in the Government without consultation with the Office of Personnel Management; and in that the section requires the head of the agency to act personally. At the same time, respondent would say, as did the Court of Appeals, 802 F.2d, at 1572, that the Board's decision in the present case suggests an anomaly in that an employee removed under § 7513 is entitled to less process than one removed under § 7532. The argument is that the availability of the § 7532 procedure is a "compelling" factor in favor of Board review of a security-clearance denial in a case under § 7513. We are not persuaded.
We do not agree that respondent would have received greater procedural protections under § 7532 than he received in the present case. Respondent received notice of the reasons for the proposed denial, an opportunity to inspect all relevant evidence, a right to respond, a written decision, and an opportunity to appeal to the Personnel Security Appeals Board. Until the time of his removal, he remained on full-pay status. His removal was subject to Board review that provided important protections outlined above. In contrast, had he been removed under § 7532, he would have received notice to "the extent that the head of the agency determines that the interests of national security permit," a hearing before an agency board, and a decision by the head of the agency. He could have been suspended without pay pending the outcome. He would not have been entitled to any review outside the agency, and, once removed, he would have been barred from employment with the agency. In short, § 7532, instead, provides a procedure that is harsh and drastic both for the employee and for the agency head, who must act personally in suspending and removing the employee. See §§ 7532(a) and (b).
Respondent's argument that the Board's decision in this case creates an anomaly seems to come down to his contention that, had he been removed under § 7532, he would have been entitled to a trial-type hearing prior to his removal. Even assuming he would be entitled to such a hearing under § 7532, however, we would still consider the two procedures not anomalous, but merely different. As explained above, we doubt whether removal under § 7532, even as envisioned by respondent, would have amounted to "more" procedural protection.
The judgment of the Court of Appeals is reversed.
It is so ordered.
JUSTICE KENNEDY took no part in the consideration or decision of this case.
JUSTICE WHITE, with whom JUSTICE BRENNAN and JUSTICE MARSHALL join, dissenting.
It cannot be denied that the Government has a "compelling interest" in safeguarding the Nation's secrets. See ante, at 527. I see no necessity for this Court to rewrite the civil service statutes in the name of national security, however, since those statutes already provide a procedure that protects sensitive information without depriving federal employees such as respondent of a hearing into the underlying reasons for their discharge.
The parties do not dispute that respondent was discharged from his civilian "laborer leader" position with the U.S. Navy pursuant to subchapter II of the Civil Service Reform Act, 5 U.S.C. § 7511-7514. A federal agency may discharge an employee under those statutory provisions "only for such cause as will promote the efficiency of the service." § 7513(a). The employee is entitled to appeal the agency's action to the Merit Systems Protection Board. § 7513(d). The Board must afford the employee "a hearing for which a transcript will be kept." § 7701(a)(1). The employee's discharge is to be sustained by the Board only if "supported by a preponderance of the evidence." § 7701(c)(1)(B).
There is nothing in these statutory provisions to suggest that the Board is to scrutinize discharges on national security grounds any less comprehensively than other discharges for "cause." Nor does the legislative history of these provisions suggest that the Board is foreclosed from examining the reasons underlying the discharges of employees who are alleged to be security risks.
If Congress had remained silent on the subject of national security discharges throughout the Civil Service Reform Act, I might feel compelled to read into the foregoing provisions some restrictions on the scope of Board review of such discharges. It might be appropriate in such circumstances to assume that Congress intended that such restrictions be inferred by the Board and the courts.
Congress did not remain silent, however, with regard to national security discharges. Rather, Congress carefully provided an alternative procedure to be used when the Government determines that an employee's removal is "necessary or advisable in the interests of national security." 5 U.S.C. § 7532(b). The employee is entitled under this procedure to "a written statement of the charges against him," "an opportunity . . . to answer the charges and submit affidavits," "a hearing . . . by an agency authority duly constituted for this purpose," "a review of his case by the head of the agency or his designee," and "a written statement of the decision of the head of the agency." § 7532(c). The decision of the agency head is "final." § 7532(b). It is not disputed that the Navy could have proceeded against respondent under § 7532.
The sensible inference to be drawn from Congress' enactment of the procedural protections of § 7532 for employees discharged "in the interests of national security" and its silence with regard to the procedures applicable to similarly motivated discharges under other sections of the civil service statutes is that Congress intended to guarantee every discharged employee a hearing into the "cause" for his removal. If the employee is discharged under § 7532, he is entitled to a hearing before his own agency; if the employee is discharged under other provisions of Title 5, he is entitled to a hearing before the Board.
Yet, the majority's decision frustrates this congressional intent by denying any meaningful hearing to employees such as respondent who are discharged on national security grounds under provisions other than § 7532. In such cases, the employing agency has no statutory obligation to afford the employee a hearing, and the Board now need determine only "whether in fact [a security] clearance was denied, and whether transfer to a nonsensitive position was feasible." Ante, at 530. Hence, the employee cannot demand a hearing into claims that he was branded a security risk based on false allegations or on reasons that lack any rational nexus to national security concerns.
It is difficult to reconcile today's decision with the Court's discussion in Greene v. McElroy, 360 U.S. 474 (1959), of the procedural protections available to an employee of a Government contractor who had been denied a security clearance based on his alleged Communist associations and sympathies:
"Before we are asked to judge whether, in the context of security clearance cases, a person may be deprived of the right to follow his chosen profession without full hearings where accusers may be confronted, it must be made clear that the President or Congress, within their respective constitutional powers, specifically has decided that the imposed procedures are necessary and warranted and has authorized their use. Such decisions cannot be assumed by acquiescence or non-action. They must be made explicitly not only to assure that individuals are not deprived of cherished rights under procedures not actually authorized, . . . but also because explicit action, especially in areas of doubtful constitutionality, requires careful and purposeful consideration by those responsible for enacting and implementing our laws." Id., at 507 (citations omitted).
It is far from clear in the instant circumstances that Congress or the President has decided that discharging alleged security risks without any sort of hearing is "necessary or warranted" or has explicitly authorized such a procedure. Instead, the majority assumes such a result from congressional "nonaction." For example, the majority emphasizes that "[n]othing in the [Civil Service Reform] Act . . . directs or empowers the Board to go further" than to determine whether a security clearance was indeed denied and whether transfer to a nonsensitive position was possible. Ante, at 530. There is likewise nothing in the Act, however, that directs the Board not to "go further."
Today's result is not necessary to protect the Nation's secrets. If an agency fears that the Board will not be sufficiently sensitive to the national security implications of a discharge decision, the agency may foreclose external review of that decision by proceeding against the employee under § 7532. The agency would be required in such circumstances, however, to afford the employee an internal hearing into the reasons for his termination. The agency could not discharge the employee, as the Navy did here, without affording him any hearing into the merits of his discharge.
There is no reason to assume that the Board would be insensitive to national security concerns. It is questionable whether the Board would often have to consider sensitive information in determining whether an agency had cause to discharge an employee on national security grounds. No such information appears to have been at issue in the instant case. Moreover, in those cases in which sensitive information would have to be considered, the Board could be expected to adopt procedures ( e. g., in camera inspection of classified documents) similar to those utilized by the courts in similar circumstances. It appears that the courts have previously adjudicated cases involving denials of security clearances without any documented harm to national security. See, e. g., Hoska v. United States Department of Army, 219 U.S.App.D.C. 280, 677 F.2d 131 (1982); Gayer v. Schlesinger, 160 U.S.App.D.C. 172, 490 F.2d 740 (1973); McKeand v. Laird, 490 F.2d 1262 (CA9 1973). Finally, given the requirement of Executive Order No. 10450, 3 C.F.R. § 937 (1949-1953 Comp.), that security clearances be granted only if "clearly consistent with the interests of the national security," I would assume that the Board's review of national security discharges would be suitably deferential to the employing agency even under the preponderance of the evidence standard prescribed by § 7701(c)(1)(B). It is questionable whether the Board's inquiry into such discharges would be qualitatively different from its inquiry into discharges for other varieties of "cause." The Board routinely evaluates such factors as loyalty, trustworthiness, and judgment in determining whether an employee's discharge will "promote the efficiency of the service."
The majority suggests that respondent would have received no more procedural protection under § 7532 than under § 7513 notwithstanding that he was guaranteed a hearing on the merits under the former provision but not under the latter. Ante, at 533. This conclusion does not show sufficient regard for our many decisions recognizing the particularly important role of the hearing in assuring that individuals are not wrongfully deprived of their livelihoods or other significant interests. See, e. g., Wolff v. McDonnell, 418 U.S. 539, 557-558 (1974); Perry v. Sindermann, 408 U.S. 593, 603 (1972); Stanley v. Illinois, 405 U.S. 645, 652-658 (1972); Goldberg v. Kelly, 397 U.S. 254, 269-270 (1970). I cannot assume that the proceedings required under § 7532 would not provide an employee with a meaningful opportunity to be heard simply because they are conducted by an agency authority rather than by the Board.
The § 7532 procedure is not as "harsh and drastic" as the majority contends to either the employee or the agency head. The majority asserts that, if respondent had been discharged under § 7532, "he would have been barred from employment with the agency." Ante, at 533. Respondent, however, could have obtained other employment with the Navy even if he had been discharged under § 7532; the civil service statutes expressly authorize the reinstatement of persons removed under § 7532 "in the discretion of the head of the agency concerned." § 3571. It has never been suggested that the Navy would not rehire respondent for a position that does not require a security clearance. Moreover, while the majority asserts that the agency head "must act personally" to discharge an employee under § 7532, ante, at 533, the statute provides for final review of discharge decisions by "the head of the agency or his designee." § 7532(c)(3)(D) (emphasis added).
In sum, absent any indication that Congress or the President intended to deny federal employees discharged on national security grounds a full hearing before either the Board or their employing agency into the merits of their removal, I respectfully dissent.
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