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BRUDOS v. CUPP

Oregon Court of Appeals.
Oct 23, 1973
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Factual and Procedural Background

This post-conviction proceeding arises from petitioner Jerome Henry Brudos's challenge to judgments entered on his guilty pleas to three counts of first degree murder. Petitioner contended that he was denied effective assistance of counsel, that his guilty pleas were not knowingly and understandingly made, and that the prosecution failed to disclose exculpatory evidence. The original convictions followed guilty pleas entered approximately one month after petitioner’s arrest in late May 1969. Prior to the pleas, petitioner was represented by two court-appointed attorneys who pursued an insanity defense after multiple psychiatric examinations concluded petitioner was legally sane. The post-conviction court denied relief, and petitioner appealed. The Oregon Court of Appeals affirmed the denial of relief.

Legal Issues Presented

  1. Whether petitioner was denied effective assistance of counsel during the pre-plea period, including the adequacy of counsel’s strategy and conduct related to psychiatric examinations.
  2. Whether petitioner’s guilty pleas were knowingly and understandingly made, specifically whether petitioner understood the meaning of "deliberation" as an element of first degree murder.
  3. Whether the prosecution failed to disclose exculpatory evidence in its possession prior to petitioner’s guilty pleas.

Arguments of the Parties

Appellant's Arguments

  • Petitioner claimed ineffective assistance of counsel based on counsel’s conduct related to one psychiatric examination (by Dr. Suckow), including counsel’s absence from the examination and the fact that it was monitored by law enforcement via intercom.
  • Petitioner asserted that his guilty pleas were not made knowingly and understandingly because he did not understand the term "deliberation" used in the murder charges.
  • Petitioner contended the prosecution withheld exculpatory evidence, specifically an undated photograph of a murder victim taken in petitioner’s house, which he argued could support his innocence.

Respondent's Arguments

  • Respondent maintained that petitioner received effective assistance of counsel, noting the reasonableness of pursuing an insanity defense given overwhelming evidence of guilt, including confessions and physical evidence.
  • Respondent argued that petitioner’s guilty pleas were knowingly and understandingly made, supported by petitioner’s written petitions and oral admissions during plea proceedings.
  • Respondent asserted that all evidence, including the photograph, was disclosed to petitioner’s attorneys before the guilty pleas, and petitioner himself acknowledged seeing the photograph briefly.
  • Respondent further argued that monitoring of the psychiatric examination did not violate petitioner’s rights, especially given petitioner’s multiple Miranda warnings and counsel’s advice that statements made were not privileged.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State v. Brudos, 3 Or. App. 239, 471 P.2d 861 (1970) Affirmance of petitioner’s original convictions and sentences. Referenced to establish the procedural history and prior affirmation of convictions.
Miranda v. Arizona, 384 U.S. 436, 86 S Ct 1602, 16 L Ed 2d 694 (1966) Requirement of Miranda warnings during custodial interrogation. Noted petitioner had been given Miranda warnings multiple times before the psychiatric examination, supporting that his rights were protected.
Ball v. Gladden, 250 Or. 485, 443 P.2d 621 (1968) Deference to findings of fact by post-conviction court supported by substantial evidence. Applied to uphold post-conviction court’s factual findings regarding counsel’s knowledge and petitioner’s understanding of pleas.
Moore v. United States, 432 F.2d 730 (3d Cir. 1970) Standards for evaluating adequacy of counsel’s performance with benefit of hindsight. Referenced to emphasize that counsel’s performance was not inadequate despite hindsight review.

Court's Reasoning and Analysis

The court analyzed each of petitioner’s claims systematically. Regarding ineffective assistance of counsel, the court found counsel’s decision to pursue an insanity defense eminently reasonable given overwhelming incriminating evidence, including petitioner’s own admissions and physical evidence. Counsel’s advice to petitioner to fully disclose the facts during psychiatric examinations was justified by the strategy to maximize chances of an insanity diagnosis and the belief that incriminating evidence from the examinations would be cumulative. The absence of counsel during Dr. Suckow’s examination was supported by expert recommendation and strategic considerations. The court rejected petitioner’s argument that monitoring of the examination by law enforcement violated rights, noting petitioner had been repeatedly given Miranda warnings and was informed that statements were not privileged. The court further found the attorneys had no knowledge or involvement in the monitoring, a factual finding supported by substantial evidence and binding on appeal.

On the issue of the guilty pleas, the court emphasized that petitioner had submitted three written petitions acknowledging understanding of the charges and had made oral admissions consistent with knowingly and understandingly entering pleas. The post-conviction court’s factual finding rejecting petitioner’s claim that he was coerced into certain answers was supported by the record and thus upheld.

Regarding nondisclosure of exculpatory evidence, the court found the single photograph petitioner identified did not constitute evidence of innocence. Moreover, the court relied on substantial evidence that all evidence in the state’s possession, including the photograph, had been disclosed to petitioner’s attorneys prior to the pleas. Petitioner himself admitted to having seen the photograph briefly.

Holding and Implications

Affirmed.

The court affirmed the denial of post-conviction relief. The holding directly affects the parties by rejecting petitioner’s claims of ineffective assistance of counsel, invalid guilty pleas, and prosecutorial nondisclosure. No new legal precedent was established; the decision primarily applies established principles of deference to counsel’s strategy, factual findings of the post-conviction court, and standards for knowing and voluntary pleas.

Show all summary ...

AFFIRMED.

SCHWAB, C. J.

In this post-conviction proceeding, petitioner seeks relief from judgments entered on his pleas of guilty to three counts of first degree murder. He contends that: (1) he was denied effective assistance of counsel; (2) his guilty pleas were not knowingly and understandingly made; and (3) the prosecution failed to disclose exculpatory evidence in its possession to him. The post-conviction court denied relief, and petitioner appeals.

We affirmed three consecutive life sentences imposed on petitioner. State v. Brudos, 3 Or. App. 239, 471 P.2d 861, Sup Ct review denied (1970).

Between his arrest in late May of 1969 and his guilty pleas made about a month later, petitioner was represented by two court-appointed attorneys, both experienced members of the bar. It is unclear exactly why petitioner believes the service rendered by his attorneys was inadequate. Apparently petitioner's principal complaint relates to one psychiatric examination of himself.

During the first few days following petitioner's arrest, his attorneys decided the only possible line of defense was insanity. Accordingly, between June 9 and June 25 petitioner was examined by five psychiatrists and two clinical psychologists. Their findings were unanimous — that petitioner was legally sane at the time of his commission of the murders.

Petitioner's adequacy-of-counsel claim relates to one of these examinations, that conducted by Dr. Suckow on June 9. Petitioner's attorneys advised him to describe completely and truthfully the circumstances of his crimes to Dr. Suckow and the other persons conducting examinations. Petitioner's attorneys were not present during Dr. Suckow's examination. During that examination, an intercom between the office occupied by Dr. Suckow and petitioner and another office was left open, and the district attorney and two police officers monitored the examination.

The decision of petitioner's attorneys to pursue exclusively an insanity defense does not in any way amount to inadequate assistance of counsel. His attorneys' conclusion was based on: (a) petitioner's detailed admissions to them that he had committed the three murders; (b) an investigation by one of petitioner's attorneys that corroborated his admissions to them, and also revealed incriminating evidence that was presumably available to the prosecution; (c) petitioner had confessed to the police; and (d) petitioner's attorneys learned that the prosecution possessed a mass of highly incriminating physical evidence seized from petitioner's person and home, including, for example, photographs petitioner had taken of his victims before and after the murders. Faced with such overwhelming evidence of their client's guilt, the attorneys' decision to pursue an insanity defense was eminently reasonable.

The recommendation of petitioner's attorneys that he completely and truthfully describe the circumstances of his crimes during the psychiatric examinations does not in any way amount to inadequate assistance of counsel. The attorneys coupled this recommendation with an explanation that what was said during the examinations would not be confidential or privileged, and would be admissible at trial. Petitioner's attorneys had consulted with Dr. Rogers Smith, whom they described as the head of their "psychiatric team," and concluded the chances of petitioner's being diagnosed as insane would be maximized if petitioner would describe the bizarre circumstances of his crimes including, for example, his sexual assaults on his victims before and after their deaths, and his mutilation of their bodies. Also, petitioner's attorneys believed any additional evidence of their client's guilt that the prosecution gained from the examinations would be merely cumulative in light of what the prosecution already had, including petitioner's confession. There was nothing unreasonable about recommending full disclosure in these circumstances.

The failure of petitioner's attorneys to attend Dr. Suckow's June 9 examination of petitioner does not in any way amount to inadequate assistance of counsel. They, of course, received advance notice that the examination had been scheduled. They decided not to attend based on: (a) the recommendation of Dr. Smith that the examinations might more likely produce results favorable to the defense if they were not present; and (b) the belief that the only value in attending would be to prevent petitioner from making incriminating statements, and the further belief that no purpose was to be served by such a tactic when they had already decided that the only possible defense was insanity and petitioner was most likely to be found insane if he related the facts of his crimes in detail. There was nothing unreasonable about the attorneys not attending the psychiatric examination in these circumstances.

How petitioner bases an inadequacy-of-counsel claim on the fact that his examination by Dr. Suckow was monitored over an intercom by law enforcement officials escapes us. At the time of Dr. Suckow's examination petitioner had been in custody about 10 days and had been given Miranda warnings "a dozen times" according to the district attorney. Petitioner's counsel in this court concedes that this was so. Before that examination petitioner was told by his attorneys that what he said would not be privileged. At the beginning of the examination Dr. Suckow told petitioner that what he said would not be privileged. We fail to see how monitoring the examination violated any of petitioner's rights in these circumstances.

Miranda v. Arizona, 384 U.S. 436, 86 S Ct 1602, 16 L Ed 2d 694, 10 ALR3d 974 (1966).

But in any event, even if we were to agree with the post-conviction court that it "may not * * * [have been] a desirable practice" to monitor the examination, this is no basis for petitioner's inadequacy-of-counsel claim. The post-conviction court found that petitioner's two attorneys did not know that Dr. Suckow's examination was going to be monitored, and had no connection with the fact that it was monitored. This finding is supported by substantial evidence, specifically, the testimony of the district attorney and the testimony of both of petitioner's attorneys. The post-conviction court's findings, being supported by substantial evidence, is binding on us. Ball v. Gladden, 250 Or. 485, 443 P.2d 621 (1968).

Although the "advocate's work * * * is not readily capable of later audit like a bookkeeper's," cases do arise where, with the benefit of hindsight, it appears that a certain course of action would have been preferable to that actually followed by a criminal defense attorney. This is not such a case. Even with the benefit of hindsight, we cannot imagine any way that petitioner's attorneys could have done more on his behalf. Their performance was at the opposite end of the spectrum from inadequate assistance. In passing we note that the same is true of the performance of the attorney appointed by the court to represent the petitioner in this post-conviction proceeding.

Moore v. United States, 432 F.2d 730, 737 (3d Cir 1970).

Petitioner's next contention is that his guilty pleas were not knowingly and understandingly made. Specifically, he claims he did not understand the meaning of the word "deliberation" as used in the first degree murder charges. This is a question of fact which the post-conviction court resolved against petitioner, and the record supports the post-conviction court's finding. Ball v. Gladden, supra.

Petitioner filed three written petitions to enter guilty pleas. Each stated that: (a) he had received a copy of the indictment charging first degree murder; (b) one element of that crime was that he did kill another "purposely and with deliberate malice"; (c) he had read the indictment and discussed it with his attorneys; and (d) he fully understood the charges.

The transcript of the proceedings at which petitioner's guilty pleas were orally made and accepted, although revealing some confusion, is consistent with petitioner's written representations. Thus, petitioner first admitted abducting and strangling Karen Sprinker, but when asked, "Did you do this with a deliberate plan in mind?", he replied, "That I don't honestly have an answer for." And petitioner admitted abducting and strangling Jan Whitney, but when asked if the act was deliberate, he replied, "I really don't know. It just happened." Later, however, petitioner admitted abducting and strangling Linda Salee, admitted that he had killed her with deliberation and premeditation, and admitted that there was no difference between his state of mind at the time he killed her and his state of mind at the time he killed the other two.

"THE COURT: Did you kill Linda Dawn Salee with deliberation and premeditation?

"THE DEFENDANT: Yes, sir.

"* * * * *

"THE COURT: Is there any difference in the deliberation or the premeditation that was in your mind at the time you strangled Linda Dawn Salee than there was when you strangled Jan Susan Whitney?

"THE DEFENDANT: No, sir.

"THE COURT: Was there any difference in your deliberation or premeditation when you killed Karen Elena Sprinker than there was when you killed Linda Dawn Salee?

"THE DEFENDANT: No, sir.

"THE COURT: One final question, Mr. Brudos. Are you stating to me at this time, in each of these cases, that you did the acts alleged with deliberation and with premeditated malice?

"THE DEFENDANT: Yes, sir."

In the post-conviction court petitioner claimed he answered the above questions as he did only because one of his attorneys "elbowed" him and told him to answer in that manner. The post-conviction court was not required to believe this claim.

Given the contents of petitioner's written petition to enter pleas of guilty and his oral testimony when the pleas were made and accepted, the post-conviction court did not err in finding that petitioner's pleas were made knowingly and understandingly.

Petitioner's final claim is that the prosecution had evidence that would have tended to establish his innocence but did not disclose the existence of this evidence to petitioner or his attorneys. The evidence in question is a single undated photograph which, according to testimony in the post-conviction court, is a picture of one of the murder victims that was taken in petitioner's house.

It is impossible to comprehend the analysis that leads petitioner to the conclusion that this photograph could possibly constitute evidence of his innocence. In any event the post-conviction court found that the photograph, along with all other evidence in the state's possession, was shown to petitioner's attorneys before petitioner plead guilty. This finding is supported by substantial evidence, specifically, the testimony of the district attorney and the testimony of both of petitioner's attorneys. Indeed, even petitioner testified he saw the photograph "briefly" before pleading guilty — long enough to see that it was a picture of a woman and that it had been taken in his house.

Affirmed.