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MALCOLM v. STATE
Factual and Procedural Background
Appellant was indicted for five offenses arising from the fatal shooting of one victim: malice murder; felony murder during the commission of aggravated assault; felony murder while a convicted felon in possession of a firearm; aggravated assault; and possession of a firearm by a convicted felon. The crimes occurred on August 28, 1990. Appellant was indicted on March 10, 1992, tried before a jury, and found guilty on all counts. The trial court imposed three life sentences on the murder counts and additional sentences for the other offenses. Appellant's motion for a new trial was denied on February 11, 1993, and he filed a timely appeal.
Legal Issues Presented
- Whether the evidence was sufficient to support appellant's convictions.
- Whether the trial court erred in admitting evidence of appellant's commission of another homicide.
- Whether the trial court erred in excluding certain laboratory reports.
- Whether the trial court erred in imposing life sentences on all three murder counts, including both malice and felony murder convictions for a single victim.
- Whether the trial court erred in imposing separate sentences on aggravated assault and possession of a firearm by a convicted felon counts that underlay the felony murder counts.
- Whether the convictions and sentences on certain counts should be affirmed or vacated based on merger principles and statutory interpretation.
Arguments of the Parties
The opinion does not contain a detailed account of the parties' legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Collins v. State, 251 Ga. 521 (1983) | Eyewitness testimony does not require corroboration if the eyewitness is not an accomplice. | Used to reject appellant's contention that corroboration of eyewitness testimony was necessary. |
| Strong v. State, 232 Ga. 294 (1974) | Same as above regarding corroboration of eyewitness testimony. | Supported sufficiency of eyewitness testimony without corroboration. |
| Brown v. State, 199 Ga. App. 18 (1991) | Corroboration of eyewitness testimony can be provided by evidence of flight from the scene. | Corroboration found in testimony of appellant’s flight after the shooting. |
| Jackson v. Virginia, 443 U.S. 307 (1979) | Standard for sufficiency of evidence to support a conviction beyond a reasonable doubt. | Confirmed that a rational jury could find appellant guilty beyond a reasonable doubt. |
| Williams v. State, 261 Ga. 640 (1991) | Procedural requirements for admission of evidence of other crimes. | Court found procedural requirements satisfied for admitting evidence of another homicide. |
| Campbell v. State, 234 Ga. 130 (1975) | Relevance versus prejudicial effect of evidence of other crimes. | Held relevance of other homicide evidence outweighed prejudice due to similarity and connection. |
| Childs v. State, 202 Ga. App. 488 (1992) | Supporting authority on admissibility of similar crimes evidence. | Reinforced the court’s conclusion on relevance and limiting instructions. |
| Freese v. State, 196 Ga. App. 761 (1990) | Similar principle regarding admissibility of other crimes evidence. | Supported court’s ruling on evidence admissibility. |
| Roney v. State, 192 Ga. App. 760 (1989) | Same as above. | Used to support admission of other homicide evidence. |
| Tuzman v. State, 145 Ga. App. 761 (1978) | Importance of limiting instructions when admitting prejudicial evidence. | Jury was properly instructed to limit consideration of other crimes evidence. |
| Baker v. State, 251 Ga. 464 (1983) | Business records exception to hearsay excludes opinions and conclusions of third parties not present. | Supported exclusion of laboratory reports containing opinions without proper foundation. |
| Hurt v. State, 239 Ga. 665 (1977) | Same as above regarding hearsay and business records exception. | Reinforced exclusion of inadmissible lab report opinions. |
| Dept. of Human Resources v. Corbin, 202 Ga. App. 10 (1991) | Foundation required for admission of opinions in business records. | Applied to exclude portions of lab reports lacking expert testimony foundation. |
| Spivey v. State, 184 Ga. App. 118 (1987) | Similar evidentiary principle on business records and hearsay. | Used to support exclusion of inadmissible evidence. |
| Oldham v. State, 205 Ga. App. 268 (1992) | Distinguishes admissible test results from inadmissible opinions in lab reports. | Referenced to contrast appellant’s failure to show excluded reports contained only admissible results. |
| Smith v. State, 258 Ga. 181 (1988) | Legal principle that a defendant may be convicted of both malice and felony murder for the same homicide but may only be sentenced on one. | Court held trial court erred by imposing sentences on both malice and felony murder counts. |
| Hendrick v. State, 257 Ga. 514 (1987) | Supporting authority for sufficiency of evidence for malice murder. | Supported affirmance of malice murder conviction. |
| Biddy v. State, 253 Ga. 289 (1984) | Felony murder convictions are surplusage if malice murder conviction exists for same victim. | Supported vacating sentences on felony murder counts. |
| Wade v. State, 258 Ga. 324 (1988) | Same principle as in Biddy regarding surplusage of felony murder convictions. | Confirmed vacating felony murder sentences. |
| Moss v. State, 262 Ga. 702 (1993) | Underlying felony merges into felony murder as a matter of law, vacating felony murder conviction also vacates underlying felony conviction. | Appellant relied on this to argue error in sentencing on underlying felonies after vacating felony murder counts. |
| Hutchins v. State, 261 Ga. 366 (1991) | If malice murder conviction exists, underlying felony does not merge as a matter of law into vacated felony murder conviction, allowing separate sentence for underlying felony. | Court overruled Moss to extent conflicting and applied this principle to the instant case. |
| Renner v. State, 260 Ga. 515 (1990) | Same as Hutchins regarding merger and sentencing when malice murder conviction exists. | Supported overruling of Moss and affirming separate sentencing on underlying felonies. |
| Johnson v. State, 254 Ga. 591 (1985) | Underlying felony merges into felony murder conviction as a matter of law. | Cited in Moss and discussed in the court’s analysis of merger principles. |
| Montes v. State, 262 Ga. 473 (1992) | Aggravated assault is included offense in malice murder if established by same but less than all facts required for murder, requiring merger and vacation of assault conviction. | Court applied to vacate aggravated assault conviction and sentence. |
| Griffin v. State, 257 Ga. 148 (1987) | When assault precedes homicide, there is no merger with malice murder conviction. | Distinguished from instant case where assault was part of murder facts. |
| Coleman v. State, 163 Ga. App. 173 (1982) | Possession of firearm by convicted felon can occur before and after use of firearm in commission of crime. | Supported separate possession conviction unrelated to malice murder. |
| Stone v. State, 253 Ga. 433 (1984) | Possession of firearm conviction is proper alongside malice murder conviction when possession is distinct from use in murder. | Affirmed separate possession conviction in instant case. |
Court's Reasoning and Analysis
The court first addressed the sufficiency of evidence, finding the eyewitness testimony credible and corroborated by evidence of appellant's flight, thus supporting all convictions beyond a reasonable doubt. It then considered the admission of evidence regarding another homicide, concluding that the similarity and connection between the two crimes outweighed any prejudicial effect, especially given proper limiting instructions to the jury.
Regarding excluded laboratory reports, the court held that portions containing opinions or conclusions of absent third parties were inadmissible hearsay without proper expert foundation. Since the excluded reports were not in the record and appellant did not show they contained only admissible data, no error was found in their exclusion.
The court analyzed sentencing on multiple murder counts, explaining that while a defendant may be convicted of both malice and felony murder for the same victim, sentencing must be on only one count. The trial court erred by imposing sentences on both malice and felony murder counts; thus, the felony murder sentences were vacated as surplusage.
On the issue of sentencing for underlying felonies (aggravated assault and possession of firearm), the court examined conflicting precedents. It overruled Moss v. State to the extent that it mandated merger of underlying felonies into vacated felony murder convictions as a matter of law. Instead, following Hutchins and Renner, the court held that when a valid malice murder conviction exists and felony murder counts are vacated as surplusage, the underlying felonies do not merge as a matter of law and a factual determination of merger must be made.
Applying this, the court found the aggravated assault merged into the malice murder conviction because it was established by the same facts, and thus the aggravated assault conviction and sentence must be vacated. Conversely, possession of a firearm by a convicted felon was a distinct offense based on possession before and after the shooting, supporting a separate conviction and sentence.
Accordingly, the court affirmed the malice murder and firearm possession convictions and sentences, and vacated the felony murder and aggravated assault convictions and sentences.
Holding and Implications
Holding: The court affirmed appellant's convictions and sentences for malice murder and possession of a firearm by a convicted felon. It vacated the convictions and sentences on the two felony murder counts and the aggravated assault count.
Implications: The decision clarifies that when both malice and felony murder convictions exist for a single homicide, sentencing must be imposed on only one count, with felony murder sentences treated as surplusage and vacated. It also rejects a strict legal merger of underlying felonies into vacated felony murder convictions, requiring a factual inquiry into merger with malice murder convictions. The ruling affects the parties by modifying appellant's sentences but does not establish new precedent beyond the interpretations of existing case law.
CARLEY, Justice.
Based upon his fatal shooting of one victim, appellant was indicted for five offenses: malice murder; felony murder while in the commission of an aggravated assault; felony murder while, as a convicted felon, in the possession of a firearm; aggravated assault; and, possession of a firearm by a convicted felon. He was tried before a jury and found guilty on all five counts. The trial court imposed three life sentences on the murder counts and a sentence to a term of years on each of the remaining two counts. Appellant's motion for new trial was denied and he appeals.
The crimes occurred on August 28, 1990. Appellant was indicted on March 10, 1992. The verdict was returned on May 6, 1992. Appellant's motion for new trial was denied on February 11, 1993 and his notice of appeal was filed on March 8, 1993. The instant appeal was docketed on April 5, 1993 and was submitted for decision on May 28, 1993.
1. Appellant enumerates the general grounds.
Sufficient evidence of appellant's guilt was adduced through the testimony of an eyewitness. Contrary to appellant's contention, no corroboration of this testimony was necessary, since the eyewitness was not an accomplice. Collins v. State, 251 Ga. 521, 523 (1) ( 307 S.E.2d 496) (1983); Strong v. State, 232 Ga. 294, 300-301 ( 206 S.E.2d 461) (1974). Moreover, corroboration did exist, in the form of another witness' testimony regarding appellant's flight from the scene immediately following the shooting. Brown v. State, 199 Ga. App. 18, 23 (4) (d) ( 404 S.E.2d 154) (1991). The credibility of the testimony of the State's witnesses, including that of the eyewitness, was for the jury. OCGA § 24-9-80. A rational trier of fact could have found proof of appellant's guilt of the crimes charged beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307 ( 99 S.C. 2781, 61 L.Ed.2d 560) (1979).
2. The trial court's admission of evidence of appellant's commission of another homicide is enumerated as error.
Although the procedural requirements of Williams v. State, 261 Ga. 640 ( 409 S.E.2d 649) (1991) were satisfied, appellant urges that the relevance of the evidence was not outweighed by its prejudicial effect. See Campbell v. State, 234 Ga. 130, 131-132 ( 214 S.E.2d 656) (1975). However, both homicides had occurred only 30 days apart and each had been committed in the same general vicinity where appellant was engaged in the illegal sale of drugs. The victim in the instant case was shot because he would not buy drugs from appellant, while the victim in the other homicide was shot because he was believed to have taken drugs from one of appellant's sellers. The nature of the two offenses and the circumstances surrounding their commission were sufficiently similar, and indeed interconnected, such that the relevance of the other homicide to show appellant's scheme, motive, bent of mind and identity in the present case outweighed any prejudice. See Campbell v. State, supra at 132; Childs v. State, 202 Ga. App. 488, 489 (1) ( 414 S.E.2d 714) (1992); Freese v. State, 196 Ga. App. 761, 763 (3) ( 396 S.E.2d 922) (1990); Roney v. State, 192 Ga. App. 760, 763 (2) ( 386 S.E.2d 412) (1989). "[T]he evidence was not overly prejudicial here, as the jury was [given detailed limiting instructions before the evidence was admitted and at the close of the case]." Tuzman v. State, 145 Ga. App. 761, 763 (1) (A) ( 244 S.E.2d 882) (1978). See also Childs v. State, supra at 489 (1).
3. The trial court's refusal to allow certain laboratory reports into evidence is enumerated as error.
Appellant laid a proper foundation for admission of the laboratory records under the business records exception to the hearsay rule. However, those portions of business records which contain conclusions, opinions, estimates and impressions of third parties who are not before the court are not admissible under that exception to the hearsay rule. Baker v. State, 251 Ga. 464, 465 (2) ( 306 S.E.2d 917) (1983); Hurt v. State, 239 Ga. 665, 673 (10) ( 238 S.E.2d 542) (1977). Accordingly, if the laboratory reports at issue in the instant case contained
the opinions or conclusions of ... third part[ies] not before the court, those portions of the report are inadmissible hearsay until a proper foundation has been laid, "i.e., [each] person who entered such opinions or conclusions upon the record must qualify as an expert and relate the facts upon which the entry was based." [Cits.]Dept. of Human Resources v. Corbin, 202 Ga. App. 10 ( 413 S.E.2d 484) (1991). See also Spivey v. State, 184 Ga. App. 118 ( 361 S.E.2d 9) (1987).
Appellant does not contend that the excluded laboratory reports contained only admissible test results and not opinions and conclusions for which no foundation had been laid. Compare Oldham v. State, 205 Ga. App. 268, 270 (1) ( 422 S.E.2d 38) (1992). The excluded laboratory reports are not included in the record. Even if it were not otherwise apparent from the transcript that they did contain opinions and conclusions for which no foundation had been laid, their contents are certainly not set forth in sufficient detail to show that they contained only admissible test results.
"The burden is on the appellant to show error by the record, and when a portion of the evidence ... bearing upon the issues raised by the enumerations of error, is not brought up in the appellate record so that this court can make its determination from a consideration of it all, an affirmance as to that issue must result. [Cits.]" [Cit.]Dept. of Human Resources v. Corbin, supra at 11.
4. Appellant urges that the trial court erred in imposing a life sentence on all three murder counts.
A single homicide can result from facts sufficient to support both malice and felony murder. Malice is not an element in a trial for felony murder but the presence of malice does not bar a felony murder conviction. Likewise, the existence of a felony is not an element in a trial for malice murder but its presence is no bar to a malice murder conviction. When the elements of malice and an underlying felony both exist in a murder case, the law does not preclude verdicts of guilty of both malice and felony murder. However, where there is a single victim, the defendant may be sentenced on either but not both. [Cits.]Smith v. State, 258 Ga. 181, 183 (2) ( 366 S.E.2d 763) (1988).
As discussed in Division 1, the evidence was sufficient to authorize a finding of appellant's guilt for malice murder. Compare Hendrick v. State, 257 Ga. 514, 515 (3) ( 361 S.E.2d 169) (1987). It follows that the trial court erred in failing to sentence appellant only on the malice murder count and that the separate sentences on the two alternative felony murder counts must be vacated. "The conviction[s] of felony murder [were] simply surplusage, which [should] properly [have been] disposed of by the trial [court's] sentence of only one life sentence for the [three] murder counts." Biddy v. State, 253 Ga. 289, 292 (2) ( 319 S.E.2d 842) (1984). See also Wade v. State, 258 Ga. 324, 325 (2) ( 368 S.E.2d 482) (1988).
5. Appellant further urges that the trial court erred in imposing separate sentences on the aggravated assault and possession of a firearm by a convicted felon counts.
Those two offenses were the underlying felonies in the two felony murder counts. Since those two offenses would otherwise merge, as a matter of law, into the felony murder counts and appellant's felony murder convictions must be vacated for the reasons discussed in Div. 4, he contends that the trial court erred in imposing separate sentences for those two offenses. There is authority for appellant's contention. In Moss v. State, 262 Ga. 702 ( 425 S.E.2d 289) (1993), the defendant was found guilty of malice murder, felony murder and aggravated assault of one victim and given separate sentences. We held:
The aggravated assault charge, as the underlying charge of felony murder, merges with the felony murder charge ([cit.]), and the felony murder charge stands vacated by operation of OCGA § 16-1-7. [Cit.] Accordingly, we vacate the convictions and sentences for felony murder and for the aggravated assault of the murder victim. [Cit.]
(Emphasis supplied.) Moss v. State, supra at 703 (3). Thus, under Moss, the merger, as a matter of law, of the underlying felony into a vacated felony murder conviction forecloses any determination as to whether a separate sentence on the underlying felony may nevertheless be authorized for lack of merger, as a matter of fact, into the extant malice murder conviction.
Moss is in seeming conflict with the holdings in Hutchins v. State, 261 Ga. 366, 367 (3) ( 404 S.E.2d 548) (1991) and Renner v. State, 260 Ga. 515, 519 (6) ( 397 S.E.2d 683) (1990). If a defendant has been found guilty only of felony murder, the underlying felony would certainly be deemed to have merged, as a matter of law, into the felony murder and a separate sentence for that underlying felony would not be authorized. See Johnson v. State, 254 Ga. 591, 595 (4) ( 331 S.E.2d 578) (1985) (cited in Moss, supra at 703 (3)). If, however, a valid guilty verdict is also returned on an alternative count of malice murder, it is proper for the trial court to treat the felony murder count as merely surplusage and then to proceed to determine whether the underlying felony did or did not merge, as a matter of fact, into the malice murder count. Hutchins v. State, supra; Renner v. State, supra.
If by "conviction" one means the judgment or sentence pronounced by the court ([cit.]) then it is true that one may not be "convicted" for both felony murder and the underlying felony. However, a jury may return guilty verdicts as to each and if one is not sentenced for the felony murder (but for malice murder, for example) then one can be sentenced for the underlying felony.
(Emphasis in original.) Renner v. State, supra at 519 (6), fn. 3. See also Hutchins v. State, supra at 367 (3) (wherein the defendant was properly sentenced on only the malice murder count and the separate sentence for armed robbery, which underlay the felony murder count, was upheld). Thus, under Hutchins and Renner, the underlying felony does not merge, as a matter of law, into a vacated felony murder conviction so as to foreclose a determination as to whether a separate sentence on the underlying felony may be authorized for lack of merger, as a matter of fact, into the extant malice murder conviction.
Moss and the instant case differ from Hutchins and Renner in one respect. In both Hutchins and Renner, the trial court correctly treated the alternative felony murder counts as merely surplusage and imposed a sentence only on the malice murder counts. In both Moss and the instant case, the trial court erroneously failed to treat the alternative felony murder counts as merely surplusage and imposed a sentence on the malice and felony murder counts. However, there is no logical or legal reason why the rationale of Hutchins and Renner should not apply in a case wherein it is this court, rather than the trial court, which properly treats the felony murder count as merely surplusage to the valid malice murder conviction. When valid guilty verdicts are returned on both alternative counts of malice and felony murder, the alternative felony murder count is vacated by operation of OCGA § 16-1-7. Thus, there is no felony murder count into which the underlying felony can merge, since the felony murder conviction has been statutorily vacated. Accordingly, it should be immaterial whether that statutory effect is initially recognized by the trial court's imposition of a sentence only as to the alternative malice murder count or whether the trial court's error in failing to recognize that statutory effect is ultimately corrected by this court's vacating of the sentence on the alternative felony murder count, as in Div. 4 of this opinion. In either event, the end result is that the defendant has only been "sentenced for malice murder, not felony murder...." Renner v. State, supra at 519 (6). Accordingly, we overrule Moss v. State, supra at 703 (3), to the extent that it suggests that the underlying felony merges, as a matter of law, into an otherwise vacated felony murder conviction and, consistent with Hutchins and Renner, we proceed to determine whether the underlying felonies in the instant case merged, as a matter of fact, into appellant's valid malice murder conviction.
The indictment alleged that appellant had committed aggravated assault "by shooting [the victim] with a pistol, a deadly weapon...."
The evidence used to prove that appellant perpetrated the aggravated assault of the decedent — that he fired a deadly weapon and wounded the victim — was used to establish that appellant had committed the crime of malice murder. As the aggravated assault offense was established by the same but less than all of the facts required to establish the offense of murder ([cit.]), the aggravated assault was an offense included in the malice murder conviction, and the conviction and sentence for the aggravated assault of the murder victim must be set aside. [Cits.]Montes v. State, 262 Ga. 473, 474 (1) ( 421 S.E.2d 710) (1992). Compare Griffin v. State, 257 Ga. 148, 150 (6) ( 356 S.E.2d 209) (1987) wherein
the assault for which [the defendant] was convicted began when [he] pulled his gun on [the victim], before the homicide was committed, [and] no merger between the aggravated assault and the malice murder conviction occurred. [Cit.]
(Emphasis supplied.)
Appellant's conviction for violating OCGA § 16-11-131 is based upon his status as a convicted felon and his act of possessing, rather than firing, a gun. Possession of a firearm by a convicted felon occurs both before and after the convicted felon's perpetration of a crime by use of the firearm. Coleman v. State, 163 Ga. App. 173, 174 ( 293 S.E.2d 395) (1982). The only evidence used to prove appellant's guilt of malice murder was that which showed that he possessed a gun while firing a shot which struck and killed the victim. The evidence that appellant also possessed the gun immediately before and after shooting the victim authorizes a separate conviction and sentence for violating OCGA § 16-11-131. "Because [appellant] was found guilty of malice murder, he was convicted properly also of the possession count, it being unrelated to malice murder." (Emphasis in original.) Stone v. State, 253 Ga. 433, 434 (2) ( 321 S.E.2d 723) (1984).
6. The judgments of conviction and sentences are affirmed as to the malice murder count and the possession of a firearm by a convicted felon count. The judgments of conviction and sentences are vacated as to the two alternative felony murder counts and the aggravated assault count.
Judgments affirmed in part and vacated in part. All the Justices concur.
CARLEY, Justice.
DECIDED SEPTEMBER 20, 1993.Alert