- Bookmark
- Share
- CaseIQ
T. DELONG v. INMATE PARMALEE
JOEL PISANO, District Judge
Plaintiffs Wyeth and Cordis Corporation (together "Cordis" or "Plaintiff") bring this patent infringement action against Defendants Abbott Laboratories, Abbott Cardiovascular Systems, Inc., (together, "Abbott") Boston Scientific Corporation, Boston Scientific Scimend, Inc. (together, "BSC"), Medtronic Inc., and Medtronic Ave. Inc. (together, "Medtronic") (Abbott, BSC and Medtronic, collectively, "Defendants"). The patents at issue in this case are United States Patent No. 5,516,781, entitled "Method of Treating Restenosis with Rapamycin" ("the `781 patent"), United States Patent No. 5,563,146, entitled "Method of Treating Hyperproliferative Vascular Disease" ("the `146 patent"), and United States Patent No. 5,665,728, entitled "Method of Treating Hyperproliferative Vascular Disease" ("the `728 patent") (collectively, the "Morris patents"). Wyeth is the owner of these patents and Cordis an exclusive licensee. The asserted claims of these patents are directed to treating hyperproliferative vascular diseases such as restenosis through the administration of "rapamycin." Restenosis is a condition in which the growth of certain cells causes the re-narrowing of the treated blood vessel after an angioplasty procedure was performed to widen the vessel.
Defendants are manufacturers of certain drug-eluting stents that Plaintiffs allege infringe the claims of the `781, `146, and `728 patents. Abbott is the manufacturer of a drug-eluting stent named XIENCE V Everolimus Eluting Coronary Stent System ("XIENCE V stent"). According to Plaintiffs, BSC intends to launch a version of the XIENCE V stent called the Promus stent. Medtronic is the manufacturer of a drug-eluting stent known as the Endeavor Zotaralimus-Eluting Coronary Stent System. Each of these accused products allegedly compete directly with Cordis's CYPHER drug-eluting stent, which is used for the treatment of coronary artery disease.
Presently before the Court is the parties' request for claim construction. The Court held a Markman hearing on July 15, 2010. This Opinion addresses the proper construction of the disputed claim terms.
I. Standards for Claim ConstructionIn order to prevail in a patent infringement suit, a plaintiff must establish that the patent claim "covers the alleged infringer's product or process." Markman v. Westview Instrs., Inc., 517 U.S. 370, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996). Consequently, the first step in an infringement analysis involves determining the meaning and the scope of the claims of the patent. Johnson Worldwide Assocs., Inc. v. Zebco Corp., 175 F.3d 985, 988 (Fed. Cir. 1995). Claim construction is a matter of law, Markman v. Westview Instrs., Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) aff'd 517 U.S. 370 (1996), therefore, it is "[t]he duty of the trial judge . . . to determine the meaning of the claims at issue." Exxon Chem. Patents, Inc. v. Lubrizoil Corp., 64 F.3d 1553, 1555 (Fed. Cir. 1995).
In Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005), the Federal Circuit emphasized that "[i]t is a bedrock principle of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." 415 F.3d 1312 (internal quotations omitted) (citing Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576 (Fed. Cir. 1996) ("we look to the words of the claims themselves . . . to define the scope of the patented invention"); Markman, 52 F.3d at 980 ("The written description part of the specification itself does not delimit the right to exclude. That is the function and purpose of claims."). Generally, the words of a claim are given their "ordinary and customary meaning," which is defined as "the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention." Id. at 1312-13 (citations omitted). In this regard, the Federal Circuit has noted that
It is the person of ordinary skill in the field of the invention through whose
eyes the claims are construed. Such person is deemed to read the words used in the patent documents with an understanding of their meaning in the field, and to have knowledge of any special meaning and usage in the field. The inventor's words that are used to describe the invention — the inventor's lexicography — must be understood and interpreted by the court as they would be understood and interpreted by a person in that field of technology. Thus the court starts the decisionmaking process by reviewing the same resources as would that person, viz., the patent specification and the prosecution history.Id. (quoting Multiform Desiccants, Inc. v. Medzam, Ltd., 133 F.3d 1473, 1477 (Fed. Cir. 1998)).
In the process of determining the meaning of a claim as understood by a person of ordinary skill in the art, a court may look to various sources from which the proper meaning may be discerned. These sources include "the words of the claims themselves, the remainder of the specification, the prosecution history, and extrinsic evidence concerning relevant scientific principles, the meaning of technical terms, and the state of the art." Id. at 1314. While a court is permitted to turn to extrinsic evidence, such evidence is generally of less significance and less value in the claim construction process. Id. at 1317. Extrinsic evidence would include evidence that is outside the patent and prosecution history, and may include expert testimony, dictionaries and treatises. Id. The Federal Circuit has noted that caution must be exercised in the use of extrinsic evidence, as this type of evidence may suffer from inherent flaws affecting its reliability in the claim construction analysis. Id. at 1319 ("We have viewed extrinsic evidence in general as less reliable than the patent and its prosecution history in determining how to read claim terms."). While "extrinsic evidence may be useful to the court, . . . it is unlikely to result in a reliable interpretation of patent claim scope unless considered in the context of the intrinsic evidence."
II. The Disputed Claim TermsThe parties have identified a number of disputed claim terms in each patent. The Court will address each of these in turn.
1. "Rapamycin"
This disputed term is found in claims 1 and 2 of the `781 patent, claim 1 of the `146 patent and claim 2 of the `728 patent. Claim 1 of the `781 is representative of how the term appears in the asserted claims:
A method of treating restenosis in a mammal resulting from said mammal undergoing a percutaneous transluminal coronary angioplasty procedure which comprises administering an antirestenosis effective amount of rapamycin to said mammal orally, parenterally, intravascularly, intranasally, intrabronchially, transdermally, rectally, or via a vascular stent impregnated with rapamycin.
`781 patent, Claim 1.
Cordis contends that this term means "a compound containing a macrocyclic triene ring structure produced by Streptomyces hygroscopicus, having immunosuppressive and antirestenotic effects." Defendants argue that this disputed term should be defined to mean "the chemical compound produced by Streptomyces hygroscopicus which has the following structure:
Exhibit
The difference in the two constructions is significant-under the Plaintiff's proposed construction, "rapamycin" refers to a family of compounds, each compound in the class having a macrocyclic triene ring structure and each having immunosuppressive and antirestenotic effects. Defendants construction, on the other hand, limits "rapamycin" to a single compound known as sirolimus.
Cordis bases its proposed construction primarily upon the language of the specification of the Morris patents, which describes rapamycin as follows:
The three patents-in-suit share the same specification.
Rapamycin, a macrocyclic triene antibiotic produced by Streptomyces hygroscopicus [U.S. patent No. 3,929,992] has been shown to prevent the formation of humoral (IgE-like) antibodies in response to albumin allergic challenge [Martel, R., Can. J. Physiol. Pharm. 55:48 (1977)], inhibit murine T-cell activation [Staruch, M. FASEB 3:3411 (1989)], prolong survival time of organ gratis in histoincompatible rodents [Morris, R., Med Sci. Res. 17:877 (1989)], and inhibit transplantation rejection in mammals [Calne, R., European Patent Application 401,747]. Rapamycin blocks calcium-dependent, calcium independent, cytokine-independent and consitutive T and B cell division at the G1-s interface. Rapamycin inhibits gamma-interferon production induced by n-1 and also inhibits the gamma-interferon induced expression of membrane antigen [Morris, R. E., Transplantation Rev. 6:39 (1992)].
`781 patent, col. 3, lines 1-24. According to Plaintiff, its construction is basically "succinct shorthand" for what someone skilled in the art would understand rapamycin to be based upon this detailed description in the specification. Danishefsky Dec. ¶ 32.
Plaintiff also contends that extrinsic evidence supports its proposed construction. In January 1992, about the time the initial patent application was filed, the inventor of the Morris patents published an article in the Journal Transplantation entitled " Rapamycins: Antifungal, Antitumor, Antiproliferative, Immunosuppressive Macrolides." Danishefsky Decl. Ex. 14 (emphasis added). Cordis points to several other more recent articles that describe various different compounds as "rapamycin." Danishefsky Decl. Exs. 9, 11, 12, 13.
Last, Cordis points to the prosecution history in support of its proposed construction. During prosecution, the examiner rejected pending claims for obviousness-type double patenting based on two other Wyeth patents. Those two other patents, U.S. Patent Nos. 5,252,579 and 5,256,790 involved changes to the macrocyclic triene ring of rapamycin. In response to the rejection, the applicant explained that the compounds in these two patents had an intentionally modified macrocyclic triene ring where the "rapamycin" in the pending application did not have these kind of changes to the ring structure.
As noted, under the Defendants proposed construction, rapamycin refers to a single chemical compound. In support of their proposed construction, they argue first that the language of the claims themselves use the word in its singular form. Second, Defendants argue that the specification similarly refers to "rapamycin" in a singular form. Further, Defendants argue that the various test results in the specification are for a single compound and cannot be for a broad class of compounds because each compound in the alleged class would not produce the same test results.
Turning to the prosecution history, Defendants argue again that the applicant, in communications with the PTO, used the term rapamycin in its singular form. Defendants also refer to the same portion of the prosecution history relied upon by Cordis as described above. In that regard, Defendants argue that because the applicant allegedly convinced the PTO that the Morris patents' "rapamycin" claims are limited to a specific rapamycin compound and do not cover rapamycin derivatives either literally or under the doctrine of equivalents (including derivatives with only one point of structural difference), Plaintiffs are legally barred from taking a contrary position. Last, Defendants point to deposition testimony from Dr. Gregory Kopia, a former Cordis employee who, several years prior to this lawsuit, conducted a review of the Morris patents and concluded they covered only a single compound and not a class of compounds.
Having carefully examined the claim language, the specifications, the prosecution history and the extrinsic evidence cited to by the parties, the Court finds Defendants' arguments unpersuasive. First, the Court rejects the notion that because the claims and specification refers to, for example, "rapamycin" instead of "rapamycins," the patents must encompass a single compound. As Plaintiff points out, many words can be used in the singular form to refer to a group. For example, BSC's expert testified that the term "penicillin" may be used to refer to a group of antibiotics. (Weiner Decl. Ex. 19, Dorland's Illustrated Medical Dictionary (28th Ed. 1994) 1252; Weiner Decl. Ex. 4, Wandless Dep. 24:10-13.).
Second, given express definition of rapamycin in the specification, the Court declines Abbott's invitation to limit construction of the term to only the compound used in the experiments. Third, the Court is not persuaded by Defendants' prosecution history arguments and finds no clear disclaimer of additional compounds in the prosecution history. An "argument made to an examiner constitutes a disclaimer only if it is clear and unmistakable," and an "ambiguous disavowal will not suffice." Schindler Elevator Corp. v. Otis Elevator Co., 593 F.3d 1275, 1286 (Fed. Cir. 2010). Last, the Court finds the extrinsic evidence relied upon by Defendants to be of little help. Dr. Kopia, for example, does not appear to have had any involvement with the invention or prosecuting the patents-in-suit. Consequently, the Court adopts Plaintiff's proposed construction, which is derived from and is consistent with the language in the specification, and shall construe "rapamycin" to mean "a compound containing a macrocyclic triene ring structure produced by Streptomyces hygroscopicus, having immunosuppressive and antirestenotic effects."
2. "stent impregnated [with rapamycin]"
This disputed term is found in claims 1 and 2 of the `781 patent, claim 1 of the `146 patent and claim 2 of the `728 patent. The parties have agreed that the term "stent" should mean "a device for placement in a vessel, such as a coronary artery, to provide support." Transcript of July 15, 2010 hearing at 88. This leaves the term "impregnated" for the Court to construe.
Plaintiff argue that the term "impregnated" should mean "filled, imbued, mixed, furnished, saturated, diffused, or permeated with another substance." Defendants proposed construction is very similar: "diffused, saturated, or permeated with another substance." Defendants, however, take issue in particular with Plaintiff's use of the term "furnished," which they argue is far too broad given the context of the term as it is used in the claim. The Court agrees. As Abbott points out, "furnished" can connote any conceivable pairing of two items, which is not contemplated by the plain language of the claim. Considering the various dictionary definitions provided by the parties and the plain language of the claim, the Court finds that a person of ordinary skill in the art would understand the term "impregnated" as it is used in claims 1 and 2 of the `781 patent, claim 1 of the `146 patent and claim 2 of the `728 patent to mean "filled, imbued, saturated, diffused or permeated with another substance," and the Court shall construe it as such.
3. "parenterally"
This disputed term is found in claims 1 and 2 of the `781 patent, claim 1 of the `146 patent and claim 2 of the `728 patent. Claim 1 of the `781 is representative of how the term appears in the asserted claims:
A method of treating restenosis in a mammal resulting from said mammal undergoing a percutaneous transluminal coronary angioplasty procedure which comprises administering an antirestenosis effective amount of rapamycin to said mammal orally, parenterally, intravascularly, intranasally, intrabronchially, transdermally, rectally, or via a vascular stent impregnated with rapamycin.
`781 patent, Claim 1.
Plaintiff contends that "parenterally" means "other than by way of the intestines." Abbott and Medtronic propose that the term means "systemic administration of a substance by injection given either intervenously, intra-arterially, subcutaneously, intramuscularly, or intraperioneally." BSC proposed construction is "systemic administration of a substance by means other than through the gastrointestinal tract, in particular via intravenous, subcutaneous, intramuscular or intramedullary injection."
"[T]he claims themselves provide substantial guidance as to the meaning of particular claim terms. . . . To begin with, the context in which a term is used in the asserted claim can be highly instructive." Phillips, 415 F.3d at 1314. As set forth above, the Morris patents claim eight different routes of administration — "orally, parenterally, intravascularly, intranasally, intrabronchially, transdermally, rectally, or via a vascular stent impregnated with rapamycin." Plaintiff's proposed construction, as Defendants assert, is simply too broad; there is far too much overlap with to other described routes of administration for the Court to be persuaded that a person of skill in the art would understand the term, as it is used in the Morris patents, to mean "other than by way of the intestines."
The Court finds Defendants proposed constructions to be more consistent with the ordinary meaning of the term. As defined in one medical dictionary, "parenteral" administration of a drug includes administration "[b]y some other means than through the gastrointestinal tract; referring particularly to the introduction of substances into an organism by intravenous, subcutaneous, intramuscular, or intramedullary injection." (DeWitt Decl. Ex. 22 at 1139-40). Considering the totality of the intrinsic and extrinsic evidence, the Court shall construe the term "parenterally" as "by means other than through the gastrointestinal tract, in particular via injection."
4. "antirestenosis effective amount" and "antiproliferative effective amount"
The term "antirestenosis effective amount" is found in claims 1 and 2 of the `781 patent and claim 1 of the `146 patent. The term "antiproliferative effective amount" is found in claim 2 of the `728 patent. The center of the dispute regarding this claim term is on the phrase "effective amount." Plaintiff contend that this term means "an amount that is capable of reducing the incidence or degree of [restenosis or cell proliferation]." Defendants, on the other hand, first argue that this term is indefinite. Alternatively, Defendants assert that the term should be construed as "an amount sufficient to stop or significantly reduce [restenosis or cell proliferation]."
Under § 112 of the Patent Act, to be sufficiently definite, a patent specification must "conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention." 35 U.S.C. § 112, ¶ 2. The boundaries of the claim must be discernible to one skilled in the art based on the language of the claim, the specification, and the prosecution history, as well as that person's knowledge of the relevant field of art. See Halliburton Energy Servs., Inc. v. M-I LLC, 514 F.3d 1244, 1249-51 (Fed. Cir. 2008). Claims that are "not amenable to construction" or "insolubly ambiguous" are indefinite. Datamize LLC v. Plumtree Software, Inc., 417 F.3d 1342, 1347 (Fed. Cir. 2005).
As recently noted by the Federal Circuit, "because claim construction frequently poses difficult questions over which reasonable minds may disagree, proof of indefiniteness must meet an exacting standard." Haemonetics Corp. v. Baxter Healthcare Corp., 607 F.3d 776, 783 (Fed. Cir. 2010) (quotations omitted). Consequently, to show indefiniteness, an accused infringer is required to "demonstrate by clear and convincing evidence that one of ordinary skill in the relevant art could not discern the boundaries of the claim based on the claim language, the specification, the prosecution history, and the knowledge in the relevant art." Id.
The Court finds Defendants have not met this burden. "`[E]ffective amount' is a common and generally acceptable term for pharmaceutical claims and is not ambiguous or indefinite, provided that a person of ordinary skill in the art could determine the specific amounts without undue experimentation." Geneva Pharms., Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373, 1383-84 (Fed. Cir. 2003). Defendants argue that the claim term "effective amount" is indefinite because the patents fail to provide any benchmark for what amount of rapamycin provides an effective reduction in restenosis or proliferation. But Defendants simply have not shown by clear and convincing evidence that a person of ordinary skill in the art would be unable to determine the specific amounts without undue experimentation. Plaintiffs, on the other hand, have presented a declaration from Dr. Nigel Buller, a cardiologist experienced in the field of stents and restenosis, who notes that the specification of the Morris patents explains how an effective amount of rapamycin can be determined: by starting "with small dosages," and increasing the dose "until the optimum effect under the circumstances is reached." `781 patent at 12:14-17. Dr. Buller explains that by using the teachings in the specification, a person of ordinary skill could determine an effective amount by employing different amounts of rapamycin and measuring the results using standard angiographic and sonographic techniques. Buller Decl. ¶ 18.
Finding that the disputed term is not ambiguous and is amenable to construction, the Court must next determine the appropriate construction. The Court finds Defendants' proposed construction — which require that an "effective amount" be "sufficient to stop or significantly reduce" restenosis or cell proliferation — is flawed in that it improperly reads into the claim an "effect" that goes beyond merely a measurable effect. There simply is not support for such a requirement. The Court, therefore, shall adopt Plaintiff's proposed construction, and shall construe "antiproliferative effective amount" to mean "an amount that is capable of reducing the incidence or degree of cell proliferation." "Antirestenosis effective amount" shall be construed to mean "an amount that is capable of reducing the incidence or degree of restenosis."
III. ConclusionFor the reasons set forth above, the disputed terms at issue will be construed as indicated. An appropriate Order shall accompany this Opinion.
[i]n its capacity as an agency subject to the [PRA], [DOC] must respond to all public disclosure requests without regard to the status or motivation of the requestor. The statutory directive to screen incoming and outgoing mail [under the DOC mail policy] does not relieve [DOC] of its obligation to disclose public records requested by an inmate.Livingston, 164 Wn.2d at 53 (emphasis added). More specifically, our Supreme Court went on to say that DOC "may not deny a public records request based on the requester's status as an inmate." Livingston, 164 Wn.2d at 57. Notwithstanding the attorney general's argument to the contrary, this language in Livingston is not merely dicta; requiring DOC to disclose public records to inmates was a ruling central to the Livingston court's analysis and required for its holding.
¶60 We note that our legislature has had at least two opportunities to narrow the definition of "any person" prior to this suit. In 2000, the legislature declined to adopt H.B. 2458, 56th Leg., Reg. Sess. (Wash. 2000), which would have carved out an exception to the definition of "any person" by preventing disclosure of public records to prison inmates. In 2005, a bill was introduced to reenact and amend former RCW 42.17.310 (2005). This amendment would have prohibited a person convicted of a felony or a gross misdemeanor from obtaining public records while he or she is incarcerated or otherwise under the supervision of DOC, unless such a denial would interfere with that individual's right to mount a criminal defense. See H.B. 2138, 59th Leg., Reg. Sess. (Wash. 2005). Once again, the legislature declined to adopt the amendment.
Again, we note that RCW 42.56.565, enacted during the pendency of this appeal, limits access to certain public records by some but not all persons serving criminal sentences. RCW 42.56.565 provides,
(1) The inspection or copying of any nonexempt public record by persons serving criminal sentences in state, local, or privately operated correctional facilities may be enjoined pursuant to this section.
(a) The injunction may be requested by: (i) An agency or its representative; (ii) a person named in the record or his or her representative; or (iii) a person to whom the requests specifically pertains or his or her representative.
(b) The request must be filed in: (i) The superior court in which the movant resides; or (ii) the superior court in the county in which the record is maintained.
(c) In order to issue an injunction, the court must find that:
(i) The request was made to harass or intimidate the agency or its employees;
(ii) Fulfilling the request would likely threaten the security of correctional facilities;
(iii) Fulfilling the request would likely threaten the safety or security of staff, inmates, family members of staff, family members of other inmates, or any other person; or
(iv) Fulfilling the request may assist criminal activity.
(2) In deciding whether to enjoin a request under subsection
(1) of this section, the court may consider all relevant factors including, but not limited to:
(a) Other requests by the requestor;
(b) The type of record or records sought;
(c) Statements offered by the requestor concerning the purpose for the request;
(d) Whether disclosure of the requested records would likely harm any person or vital government interest;
(e) Whether the request seeks a significant and burdensome number of documents;
(f) The impact of disclosure on correctional facility security and order, the safety or security of correctional facility staff, inmates, or others; and
(g) The deterrence of criminal activity.
(3) The motion proceeding described in this section shall be a summary proceeding based on affidavits or declarations, unless the court orders otherwise. Upon a showing by a preponderance of the evidence, the court may enjoin all or any part of a request or requests. Based on the evidence, the court may also enjoin, for a period of time the court deems reasonable, future requests by:
(a) The same requestor; or
(b) An entity owned or controlled in whole or in part by the same requestor.
(4) An agency shall not be liable for penalties under RCW 42.56.550(4) for any period during which an order under this section is in effect, including during an appeal of an order under this section, regardless of the outcome of the appeal.
¶61 Accordingly, in light of the plain language of the PRA, our Supreme Court's analysis in Livingston, and the fact that the legislature has twice declined to narrow this definition, we are constrained to hold that prison inmates, including those blatantly abusing the PRA, have standing to request records under the PRA.
INJUNCTIVE RELIEF
¶62 But whether an inmate has standing to request records under the PRA is a distinct issue from whether a DOC employee may seek an injunction preventing disclosure of records that pertain to him or her when disclosure creates an immediate and identifiable threat. Although an agency cannot ask or consider the purpose for which a record is requested to determine whether it is subject to disclosure, it does not necessarily follow that a volunteered and stated harmful purpose cannot be considered in determining whether to enjoin disclosure of the information. RCW 42.56.540 states,
The examination of any specific public record may be enjoined if, upon motion and affidavit by an agency or its representative or a person who is named in the record or to whom the record specifically pertains, the superior court for the county in which the movant resides or in which the record is maintained, finds that such examination would [(1)] clearly not be in the public interest and [(2)] would substantially and irreparably damage any person, or [(3)] would substantially and irreparably damage vital governmental functions. An agency has the option of notifying persons named in the record or to whom a record specifically pertains, that release of a record has been requested. However, this option does not exist where the agency is required by law to provide such notice.
(Emphasis added.)
¶63 An injunction is an extraordinary equitable remedy designed to prevent serious harm; its purpose is not to protect a plaintiff from mere inconveniences or speculative and insubstantial injury. Tyler Pipe Indus., Inc. v. Dep't of Revenue, 96 Wn.2d 785, 792-96, 638 P.2d 1213 (1982). Injunctive relief is unavailable if the applicant, here the DOC employee, has a complete, speedy, and adequate remedy at law. Tyler Pipe, 96 Wn.2d at 791. But a trial court should issue an injunction to an applicant who can demonstrate necessity and irreparable injury. And, as with temporary injunctions, an individual seeking a permanent injunction must demonstrate that (1) he has a clear legal or equitable right, (2) he has a well-grounded fear of immediate invasion of that right, and (3) that the acts he is complaining of have or will result in actual and substantial injury. Tyler Pipe, 96 Wn.2d at 792. Generally, when a trial court considers whether to issue an injunction, it should weigh the following factors:
(a) the character of the interest to be protected, (b) the relative adequacy to the plaintiff of injunction in comparison with other remedies, (c) the delay, if any, in bringing suit, (d) the misconduct of the plaintiff if any, (e) the relative hardship likely to result to the defendant if an injunction is granted and to the plaintiff if it is denied, (f) the interest of third persons and of the public, and (g) the practicability of framing and enforcing the order or judgment.Holmes Harbor Water Co. v. Page, 8 Wn. App. 600, 603, 508 P.2d 628 (1973). Although a trial court should consider the above factors, they are not essential elements of an action for injunctive relief; the essential elements are necessity and irreparable injury. Hollis v. Garwall, Inc., 88 Wn. App. 10, 16, 945 P.2d 717 (1997), aff'd, 137 Wn.2d 683, 974 P.2d 836 (1999). Moreover, the trial court must precisely tailor a permanent injunction to prevent a specific harm. Kitsap County v. Kev, Inc., 106 Wn.2d 135, 143, 720 P.2d 818 (1986); Whatcom County v. Kane, 31 Wn. App. 250, 253, 640 P.2d 1075 (1981). As a result, the order granting the injunction must describe in reasonable detail the acts enjoined as well as the reasons supporting issuance of the injunction, above and beyond the complaint or other documents. See CR 65(d).
¶64 In PAWS, our Supreme Court reiterated that the ability of courts to enjoin the release of specific public records under the PRA's injunctive relief provision, RCW 42.56.540, does not operate as an independent exemption, but rather "merely creates an injunctive remedy" because it is "a procedural provision which allows a superior court to enjoin the release of specific public records if they fall within specific exemptions found elsewhere in the [PRA]." PAWS, 125 Wn.2d at 257; see also RCW 42.56.540. Stated differently, the PRA's injunction statute governs access to a remedy but does not create a substantive basis for that remedy. PAWS, 125 Wn.2d at 258. Moreover, RCW 42.56.540 specifically refers to an injunction sought by an individual "who is named in [a] record or to whom [a] record specifically pertains." Thus, if an individual about whom a public record is sought wants to enjoin disclosure under the injunction statute, the first step is to determine whether or not the information involved is in fact within one of the PRA's exemptions. PAWS, 125 Wn.2d at 258. But PAWS does not set out any subsequent steps that courts should take in order to determine whether an individual about whom a public record pertains may be granted injunctive relief. The holding in PAWS was limited to whether RCW 42.56.540 is an independent PRA exemption or merely creates a remedy. This makes sense because if a record is exempt, an adequate remedy exists and injunctive relief is not necessary (and hence not available) because the record is not subject to disclosure.
¶65 Although, in general, an agency cannot consider the requester's intent when determining whether public records are subject to disclosure under the PRA, when the requestor announces an explicit and volunteered threat, to ignore such an intent leads to absurd consequences unintended by the PRA. For example, if, hypothetically, an inmate requested specific information about a government employee in order to ensure that his hired killer murdered the right person, it is absurd to assert that under the PRA the people of the state of Washington or our legislature intended to compel the agency to disclose this information to the requester. But despite these potentially illogical and catastrophic results, the language in PAWS suggests — but does not expressly hold — that an individual referenced in a public record cannot seek an injunction unless the record falls under a specific, enumerated exemption. Such an overbroad reading of PAWS would mean that individual employees facing a volunteered and explicit threat are left without recourse. And if DOC, or any other state agency, cannot provide a reasonably safe working environment for its own employees, these individuals must have the right to protect themselves by personally seeking an injunction to prevent an inmate threatening them with bodily harm, defamatory conduct, or other harmful behavior from receiving the information that inmate seeks to use to carry out that harm. To hold otherwise would eviscerate the fundamental and equitable purpose of an injunction. See Agronic Corp. of Am. v. deBough, 21 Wn. App. 459, 464, 585 P.2d 821 (1978) (the purpose of an injunction is not to punish a wrongdoer for past actions but to protect a party from present or future wrongful acts (citing Lewis Pac. Dairymen's Ass'n v. Turner, 50 Wn.2d 762, 314 P.2d 625 (1957))).
¶66 Thus, under the law applicable at the time of Parmelee's request, DOC cannot consider an individual's status as an inmate when determining whether information is subject to disclosure under the PRA, but the trial court could consider a PRA requestor's explicit and volunteered threat when deciding whether an injunction is required to protect the rights of the government's employees. The issue is not whether DOC has an obligation under the PRA to provide records but, rather, whether an individual government employee has a right to petition a court for protection from otherwise harmful behavior.
¶67 Under the facts of this case, it was reasonable for the superior court to conclude that, given Parmelee's intended use of photographs he requested, an injunction was appropriate to protect the rights of the individual government employee. Such disclosure is not in the public interest and would damage the employees by subjecting them to intolerable invasions of the privacy of their homes and family and damage vital government functions. We note that the record amply supports the DOC's claim that Parmelee's request is a perverse abuse of the PRA. The PRA declares that the act "shall be enforced so as to insure that the information disclosed will not be misused for arbitrary and capricious purposes and to insure that all persons reporting under this chapter will be protected from harassment and unfounded allegations based on information they have freely disclosed." RCW 42.17.010(11). Here, Parmelee's unfounded allegations that DOC employees are sexual predators and his intent to distribute forged sexually violent predator (SVP) fliers are a misuse of public records to harass DOC employees that should not occur without providing the opportunity for the employee to seek protection from the courts. Although government agencies may not rely on it, given the purpose of an injunction and the policy behind the PRA, the superior court did not err in issuing the injunction to protect the rights of those employees who have been the subject of volunteered and explicit threats, including those employees named in Parmelee's sexual predator flyer.
Wash. Const., art. I, § 7 states, "No person shall be disturbed in his private affairs, or his home invaded, without authority of law."
We note that SVP fliers of the sort Parmelee intends would also interfere with the vital governmental function of accurately alerting its citizens to the presence of convicted sex offenders in their neighborhood by flooding the public with false notices. These notices not only harass DOC employees and their families, but also inure the public to the safety information communicated in the genuine fliers by flooding the market with counterfeit SVP notices.
EMPLOYEE BADGE IDENTIFICATION PHOTOGRAPHS
A. PUBLIC RECORD
¶68 The PRA requires agencies to make "public records" available for inspection and copying, absent an exemption From disclosure. RCW 42.56.070(1). As a result, the determination of whether a document is a "public record" is critical for purposes of the PRA. Oliver v. Harborview Med. Ctr., 94 Wn.2d 559, 565 n. 1, 618 P.2d 76 (1980). The PRA defines "public record" as "[(1)] any writing [(2)] containing information relating to the conduct of government or the performance of any governmental or proprietary function [(3)] prepared, owned, used, or retained by any state or local agency regardless of physical form or characteristics." Former RCW 42.17.020(41) (2005) (emphasis added); Oliver, 94 Wn.2d at 565 n. 1. The PRA further defines "writing" as
handwriting, typewriting, printing, photostating, photographing, and every other means of recording any form of communication or representation, including, but not limited to, letters, words, pictures, sounds, or symbols, or combination thereof, and all papers, maps, magnetic or paper tapes, photographic films and prints, motion picture, film and video recordings, magnetic or punched cards, discs, drums, diskettes, sound recordings, and other documents including existing data compilations from which information may be obtained or translated.
Former RCW 42.17.020(48) (2005).
¶69 Here, the broad definition of "writing" expressly includes photographs and DOC prepares employee badge identification photographs; thus, these photographs satisfy the first and third elements of the definition of "public record." See former RCW 42.17.020(41). The remaining question is whether a DOC employee badge identification photograph relates to the conduct of "any governmental or proprietary function." Former RCW 42.17.020(41). Although the PRA is intended to enable the citizens of the state of Washington to retain sovereignty over our government and to demand full access to information relating to our government's activities, the PRA was "not intended to make it easier for the public to obtain personal information about individuals who have become subject to government action due to personal factors. . . . Such personal information generally has no bearing on how our government operates." Lindeman v. Kelso Sch. Dist. No. 458, 127 Wn. App. 526, 535-36, 111 P.3d 1235 (2005), rev'd on other grounds, 162 Wn.2d 196, 172 P.3d 329 (2007).
¶70 While several Washington cases have examined whether particular "writings" that are "prepared, owned, used, or retained" by government "relating to the conduct of government or the performance of any governmental or proprietary function," none articulates a comprehensive test or presents an analytical framework for making such a determination. Former RCW 42.17.020(41).
¶71 Here, we do not answer the question of whether the requested photographs are public records. As an initial matter, the record is insufficient for us to determine if these particular photographs are public records. Although there is some suggestion that all DOC badges look the same, except that they are issued in differing colors based on whether the photograph is of an individual who is a correctional officer, a staff member, or an inmate, DOC has not addressed the devious potential security risk releasing these badges may pose in this digital age. Moreover, we cannot determine from this record how the photographs are stored, whether the badge itself contains the only copy of the photograph, whether the photographs are stored digitally elsewhere, whether a hard copy of the photographs exits, or whether the format of such photographs enables them to be digitally scanned and altered. Despite our request, DOC's briefing does not squarely address the issue and asks us to assume, without holding, that these photographs are public records. Because the record is insufficient for us to do otherwise, we must presume that the photographs DOC prepared to give Parmelee in response to his PRA request are public records relating to the conduct of government or proprietary function.
B. PRIVATE INFORMATION EXEMPTION
¶72 Parmelee argues that the trial court erred when it considered his possible intended use of the photographs and found that DOC employee photographs were exempt from disclosure under the privacy exemption. As set out above, although the superior court did not err in considering Parmelee's stated intent in deciding whether to exercise its equitable injunctive authority regarding individual employee's requests for protection, the version of the PRA in effect at the time Parmelee made the requests at issue in this case prohibits consideration of such reasons in analyzing whether records are statutorily exempt from disclosure.
In the DOC v. Parmelee matter, both DOC and Parmelee devote portions of their briefs to the issue of whether the flyers at issue qualify as slander. But this is not a tort action for slander or libel and we decline to address the issue further.
¶73 The PRA contains specific exemptions from disclosure for certain categories of public records. RCW 42.56.210. Specifically, RCW 42.56.230(2) provides that "personal information in files maintained for employees . . . of any public agency to the extent that disclosure would violate their right to privacy" is exempt from public inspection and copying. Under the PRA, a person's right to privacy under RCW 42.56.050 is violated "only if disclosure of information about the person: (1) Would be highly offensive to a reasonable person, and (2) is not of legitimate concern to the public." RCW 42.56.050. The term "personal information" means information "of or relating to a particular person." Lindeman, 127 Wn. App. at 539-40 (quoting WEBSTER'S NEW INTERNATIONAL DICTIONARY 1686 (3d ed. 1969)) (declining to conclude that personal information implies private information because it would render other language in the PRA superfluous). Generally, the right of privacy pertains only to the intimate details of one's personal and private life. Spokane Police Guild, 112 Wn.2d at 38.
It is important to note that Wash. Const., art. I, § 7 guarantees the people of Washington the right to privacy above and beyond the privacy exemption provided under the PRA. And an individual does not wholly surrender his or her constitutional right to privacy by virtue of his or her decision to seek employment with a governmental agency such as DOC. We can think of no reason why an individual who serves as a cook at DOC is afforded a lesser privacy right to the use of their photographic image than an individual who chooses to work as a cook at a local diner.
¶74 The first element of the privacy analysis is whether disclosure of the employee badge photographs would be highly offensive to a reasonable person. RCW 42.56.050. An individual has a privacy interest whenever information that reveals unique facts about those named is linked to an identifiable individual. Tiberino v. Spokane County, 103 Wn. App. 680, 689, 13 P.3d 1104 (2000).
¶75 But a passport-type identification photograph is not the type of sensitive, personal information that the PRA intended to exclude from disclosure. See Hearst Corp. v. Hoppe, 90 Wn.2d 123, 136, 580 P.2d 246 (1978) (identifying examples of private information, including sexual relations; family quarrels; unpleasant or disgraceful or humiliating illnesses; or intimate, personal letters). As Parmelee points out, the information revealed by a public employee's photograph on his or her government identification badge is decidedly public: it is information that the employee reveals to colleagues, friends, and strangers on a daily basis. See Sheehan, 114 Wn. App. at 342 (holding that a public disclosure request for all officers in King County did not violate officers' right to privacy because the information was already public). Moreover, it is an image that could be captured (but not necessarily disseminated) legally by any member of the public or the media while the employee is walking down the street. Sheehan, 114 Wn. App. at 342.
Parmelee also relies on Sheehan by analogizing the employee photographs here with officers' names in Sheehan. Parmelee quotes Sheehan's reasoning that
[o]fficers who are not operating undercover disclose their own names each day, on the name tags that they wear on their uniforms, on the tickets and citations that they issue, to suspects whom they interrogate, to witnesses whom they interview, and on the public record when they testify in open court.Sheehan, 114 Wn. App. at 340. We note that the Sheehan court was not analyzing whether the names were exempt as an invasion of the officers' privacy but rather whether the names qualified as "`specific intelligence information'" that was "`essential to effective law enforcement.'" Sheehan, 114 Wn. App. at 338-39.
¶76 Perhaps more important, the PRA contains specific provisions listing what type of employment information is exempt from public disclosure, including employment applications, resumes, employees' residential addresses and telephone numbers, e-mail addresses, Social Security numbers, and emergency contact information. See former RCW 42.56.250 (2006). The legislature did not include identification badge photographs in this list. See Wash. State Republican Party v. Pub. Disclosure Comm'n, 141 Wn.2d 245, 280, 4 P.3d 808 (2000) (refusing to read an implied exemption into the PRA because "[w]here a statute specifically lists the things upon which it operates, there is a presumption that the legislating body intended all omissions"). Generally, disclosure of a passport-type identification photograph is not highly offensive to a reasonable person and, as a result, we do not reach the second element of the privacy analysis: whether disclosure of the DOC employees' photographs is a legitimate public concern. RCW 42.56.050.
C. MATTERS UNDER THE PROVINCE OF DOC
¶77 Next, DOC suggests that if we find that the employee photographs are not exempt under the privacy exemption, we should allow it to refuse Parmelee's public disclosure request under the particular facts of this case. Specifically, DOC argues that this is a matter affecting a prison's internal security and, thus, is within the province of prison administrators, not this court. Because accepting this premise would eviscerate the PRA, we are compelled to disagree.
¶78 DOC relies on a Wisconsin Court of Appeals case, State ex rel. Morke v. Record Custodian, Department of Health Social Services, 159 Wis. 2d 722, 465 N.W.2d 235 (Ct. App. 1990), to support its argument that concern for the safety and well being of the prison staff and their families outweigh the general rule favoring public access to government records. In Morke, the Wisconsin court upheld a prison records custodian's decision to refuse an inmate's request for the names, home addresses, and published home telephone numbers of all persons employed at his assigned prison. 159 Wis. 2d at 724. The court reasoned that if the records custodian gave the inmate the information he requested, it would jeopardize the institution's interest in ensuring its employees' safety. Morke, 159 Wis. 2d at 726. But Morke, like decisions from other jurisdictions, is generally not helpful because it interpreted a different statute. Sappenfield, 127 Wn. App. at 89. Moreover, Morke is distinguishable from the case at hand. Unlike the Wisconsin statute, the PRA's privacy exemption specifically exempts home addresses and telephone numbers from disclosure. See RCW 42.56.050.
¶79 Federal and state courts have consistently deferred to prison officials regarding matters affecting prison management and prison administrators for the difficult judgments concerning institutional operations. Turner v. Safley, 482 U.S. 78, 89, 107 S. Ct. 2254, 96 L. Ed. 2d 64 (1987). Despite the deference given prison officials, the intersection of prison management and the PRA presents unique challenges. See, e.g., Sappenfield, 127 Wn. App. at 90 (because they are incarcerated, prisoner access to records may occur "by means of copies mailed upon payment of a reasonable fee" instead of an in-person examination). And, while under Livingston's reasoning DOC would be permitted to intercept these photographs in their mailroom, DOC argues that we should not require it to rely on mailroom employees intercepting such materials when an inmate makes his malicious intentions known. But the PRA does not allow DOC to decide unilaterally what public records it can refuse to disclose based on the requestor's intended purpose. See RCW 42.56.080. As stated above, it is the affected employee, not DOC, who retains the equitable statutory right to protect himself from a stated nefarious intent under the PRA.
MATHIEU v. PARMELEE
A. NONPHOTOGRAPHIC RECORDS
1. PERFORMANCE REVIEWS
¶80 Parmelee argues that the superior court erred when it categorically enjoined disclosure of Mathieu's performance reviews because it failed to identify a specific exemption for those records. Because the trial court failed to review the records and fully analyze the issue, we agree. Evaluations of public employees that contain specific instances of misconduct are subject to public disclosure. Spokane Research Def. Fund v. City of Spokane, 99 Wn. App. 452, 456, 994 P.2d 267 (2000). But evaluations that do not contain specific instances of misconduct are exempt because both the supervisor and the employee reasonably expect those evaluations to remain confidential and the disclosure of that information would be offensive to a reasonable person and of small public concern. Spokane Research, 99 Wn. App. at 456-57.
Parmelee also requested Mathieu's "critical" employment records. It is unclear what Parmelee is referring to when he requested Mathieu's "critical" employment records and, as a result, this request is not sufficiently specific to require production. It is not a request for a specific document or specific group of documents, but rather a record that the record keeper deems "critical" in his or her own judgment or believes that the requestor might think "critical." Generally, DOC does not have a duty to clarify Parmelee's request.
¶81 Here, Mathieu's personnel records are not subject to disclosure under the PRA unless they contain specific instances of misconduct while in the performance of her public duties for which there is a legitimate public concern. Limstrom v. Ladenburg, 85 Wn. App. 524, 533-34, 933 P.2d 1055 (1997) ("`[T]he disclosure of the details of [an employee's] misconduct, while in the performance of his public duties, is not highly offensive'" and "there is no doubt that the misconduct of a prosecutor in the performance of her duties is a matter of legitimate public concern." (quoting Dawson v. Daly, 120 Wn.2d 782, 796, 845 P.2d 995 (1993))), rev'd on other grounds, 136 Wn.2d 595, 963 P.2d 869 (1998). The record on appeal to this court does not contain the records DOC compiled for Parmelee regarding Mathieu. Accordingly, although our review is de novo, we cannot determine whether the records are properly subject to disclosure and remand is necessary to allow the trial court to review the records in camera and determine which, if any, Parmelee is entitled to. See Zink v. City of Mesa, 140 Wn. App. 328, 336-43, 166 P.3d 738 (2007) (holding that remand is necessary for determination by the superior court whether there had been compliance with the PRA).
2. COMPENSATION RECORDS
¶82 Next, Parmelee argues that the superior court erred when it enjoined disclosure of Mathieu's compensation records, except for information related to her pay grade and pay scale. We agree. Information about a public employee's compensation, including publicly funded fringe benefits, vacation, and sick leave pay, is subject to disclosure. See Tacoma Pub. Library v. Woessner, 90 Wn. App. 205, 222, 951 P.2d 357, 972 P.2d 932 (1998).
We note that Woesner did not address the applicability of the Health Insurance Portability and Accountability Act of 1996, 42 U.S.C. §§ 1320d to 1320d-8, to PRA requests for public employees' compensation records.
3. ADMINISTRATIVE GRIEVANCES AND INTERNAL INVESTIGATION RECORDS
¶83 Parmelee also argues that the superior court erred when it found that Mathieu's administrative grievances and investigative records were exempt from disclosure.
¶84 Under former RCW 42.56.240(1), "[S]pecific intelligence information and specific investigative records compiled by investigative, law enforcement, and penology agencies, and state agencies vested with the responsibility to discipline members of any profession, the nondisclosure of which is essential to effective law enforcement or for the protection of any person's right to privacy" is exempt from disclosure under the PRA. As stated above, this exemption does not permit DOC to withhold records pertaining to staff discipline. See Limstrom, 85 Wn. App. at 533. For purposes of intelligence and investigation records, "law enforcement" means an agency's investigation of illegal conduct, subject to a fine or prison term. Brouillet v. Cowles Publ'g Co., 114 Wn.2d 788, 796, 791 P.2d 526 (1990). But because the record on review does not contain the records DOC compiled for Parmelee, we cannot determine if they are properly subject to disclosure under the PRA and remand to the trial court for such review is necessary. See Zink, 140 Wn. App. at 336-43.
4. STAFF TRAINING RECORDS
¶85 Parmelee further argues that the superior court erred when it limited DOC's release of Mathieu's training record to the 24 months preceding Parmelee's request. Generally, training records are subject to disclosure under the PRA unless they fall under a specific exemption, such as the law enforcement exemption. See Livingston v. Cedeno, 135 Wn. App. 976, 978, 146 P.3d 1220 (2006) (where DOC complied with an inmate's PRA request for training records of a specific corrections officer), aff'd, 164 Wn.2d 46, 186 P.3d 1055 (2008). Here, Mathieu's training records are subject to disclosure, unless they fall under an exemption. DOC compiled these documents and was apparently willing to produce them. See Spokane Police Guild, 112 Wn.2d at 37. But because the record on review does not contain the records DOC compiled for Parmelee, we cannot determine if they are properly subject to disclosure under the PRA and remand is necessary. See Zink, 140 Wn. App. at 336-43.
B. DUE PROCESS
¶86 Parmelee argues that the PRA establishes a state created "liberty interest" and the trial court denied him his right to due process because it "did not consider [his] evidence and denied [him] an opportunity to present evidence or argument on critical issues." Br. of Appellant ( Mathieu v. Parmelee) at 10. We disagree.
¶87 The Washington and Federal constitutions prohibit the government from depriving a person of life, liberty, or property without due process of law. WASH. CONST. art. I, § 3; U.S. Const., amend. XIV, § 1. Washington courts have not held that the PRA creates a constitutional right subject to due process protections under either the state or federal constitutions. While statutes or regulations can create due process liberty interests where none otherwise existed, the statute must still implicate a liberty interest. See In re Pers. Restraint of Cashaw, 123 Wn.2d 138, 145, 866 P.2d 8 (1994) (citing Olim v. Wakinekona, 461 U.S. 238, 250, 103 S. Ct. 1741, 75 L. Ed. 2d 813 (1983)). If a statute merely creates procedure, it does not create a liberty interest. In re Cashaw, 123 Wn.2d at 146.
¶88 Here, the PRA does not create a substantive liberty right. But even if we assume, without holding, that the PRA creates a property interest, Parmelee was not denied due process. Parmelee's argument that the superior court denied him due process by granting the injunction without his meaningful participation lacks merit. In Mathieu v. Parmelee, the trial court allowed Parmelee to participate by considering his motions, as well as the evidence attached to his pleadings, and allowing him to argue his motions and respond over the telephone. Moreover, Parmelee engaged in extensive discovery. Thus, although the trial court's decision may have been adverse to him, Parmelee received due process and these procedures provided him an adequate opportunity to be heard.
In fact, the trial court granted Parmelee's motion to dismiss all of the petitioners except Mathieu because she was the only petitioner who signed the original petition.
DELONG V. DOC
A. REQUEST TO INTERVENE UNDER CR 24
¶89 Parmelee also contends that the superior court erred when it denied his requests to intervene under CR 24. Parmelee's request to intervene was untimely and was properly denied.
¶90 We review rulings on intervention as a matter of right de novo. Westerman v. Cary, 125 Wn.2d 277, 302, 892 P.2d 1067 (1994). In order to intervene as a matter of right under CR 24(a), the intervenor must satisfy four criteria: (1) the application to intervene must be timely, (2) the applicant claims an interest that is the subject of the action, (3) the disposition will likely adversely affect the applicant's ability to protect that interest, and (4) the applicant's interest is not adequately protected by the existing parties. CR 24(a); Ferenak v. Dep't of Labor Indus., 142 Wn. App. 713, 720, 175 P.3d 1109 (2008) (citing Spokane County v. State, 136 Wn.2d 644, 649, 966 P.2d 305 (1998)), aff'd sub nom. Kustura v. Dep't of Labor Indus., 169 Wn.2d 81, 233 P.3d 853 (2010).
¶91 We review a trial court's evaluation of timeliness for abuse of discretion. Olver v. Fowler, 161 Wn.2d 655, 663, 168 P.3d 348 (2007) (citing Kreidler v. Eikenberry, 111 Wn.2d 828, 832, 766 P.2d 438 (1989)). A trial court abuses its discretion when its decision is manifestly unreasonable, or exercised on untenable grounds, or for untenable reasons. Olver, 161 Wn.2d at 663 (quoting T.S. v. Boy Scouts of Am., 157 Wn.2d 416, 423, 138 P.3d 1053 (2006)). A trial court's decision is manifestly unreasonable if it adopts a view that no reasonable person would take. Olver, 161 Wn.2d at 663 (quoting T.S., 157 Wn.2d at 424). Postjudgment intervention requires a strong showing that intervention is necessary, taking into consideration all of the circumstances including prior notice, prejudice to the other parties, and reasons for the delay. Olver, 161 Wn.2d at 663 (citing Kreidler, 111 Wn.2d at 833).
¶92 On October 10, 2006, Parmelee filed a notice of appearance and sought to intervene in the action "On Behalf Of His Unprotected Interests And [To] Replace The DOC As Defendant" CP (DeLong) at 119. Parmelee again moved to intervene on October 23, 2006 and October 24, 2006, after entry of the trial court's orders.
¶93 Although Parmelee first moved to intervene on October 10, 2006, for reasons that are unclear in this record, the superior court never ruled on or acknowledged this motion. But even if the motion had been properly docketed, Parmelee did not serve DOC and DOC did not have proper notice of Parmelee's motion to intervene. CR 5. Moreover, Parmelee failed to offer any explanation for his failure to properly serve his initial motion and, thus, Parmelee failed to make a "strong showing" that his intervention was necessary in light of his failure to serve DOC. Accordingly, we do not consider Parmelee's untimely intervention argument further.
B. JOINDER UNDER CR 19(a)
¶94 Although Parmelee's motion to intervene was untimely, the issue of whether Parmelee should have been joined as a necessary party in the case is one that can be raised for the first time on appeal; a trial court lacks jurisdiction if all necessary parties are not joined. Treyz v. Pierce County, 118 Wn. App. 458, 462, 76 P.3d 292 (2003), review denied, 151 Wn.2d 1022 (2004).
¶95 Under CR 19(a), a person shall be joined as a necessary party if (1) the trial court cannot make a complete determination of the controversy without that party's presence, (2) the party's ability to protect its interest in the subject matter of the litigation would be impeded by a judgment in the case, and (3) judgment in the case necessarily would affect the party's interest. Town of Ruston v. City of Tacoma, 90 Wn. App. 75, 82, 951 P.2d 805, review denied, 136 Wn.2d 1003 (1998).
¶96 Here, Parmelee's participation was necessary to protect his interests under the PRA. This is particularly true here, where the petitioners (DOC employees) and DOC had identical interests and the proceedings were not genuinely adversarial. The superior court heard extensive argument from two petitioners detailing Parmelee's harassment of DOC personnel and it based much of its decision on Parmelee's history of disruptive and malicious behavior. Because of their aligned interests, DOC had no incentive to cross-examine the DOC employees' testimony regarding Parmelee's harassment. Moreover, the petitioners' and DOC's interests in the result were entirely aligned in this matter: each sought to preclude Parmelee from obtaining records under the PRA and argued that he should be excluded from participation in the matter. As a result of this alliance, neither party presented Parmelee's arguments and the court did not otherwise address inmate concerns. Clearly, Parmelee's interests were necessarily impacted by the adverse judgment. Because Parmelee had an interest relating to the subject matter of the action, his interests could be (and were) impacted by an adverse judgment and the trial court could not make a complete determination without Parmelee's participation, he was a necessary party and the superior court erred by excluding him from participating in the proceeding. Burt, 231 P.3d at 196.
¶97 As we held in Mathieu v. Parmelee above, the trial court's consideration of written motions, documents, and telephonic submissions satisfies due process and is sufficient to provide Parmelee an adequate opportunity to be heard. The PRA does not require oral argument or a full evidentiary hearing. RCW 42.56.540; Thurston County Superior Court Local Civil Rule 43(e) (unless otherwise ordered, motions shall be decided only on the pleadings, affidavits, declarations, published depositions, and other documents duly filed and served); see, e.g., RCW 42.56.565(3) (effective March 20, 2009) ("The motion proceeding described in this section shall be a summary proceeding based on affidavits or declarations, unless the [superior court] orders otherwise.").
C. JUDICIAL NOTICE
¶98 Parmelee argues that the trial court erred when it took judicial notice of the evidence in Mathieu v. Parmelee in the DeLong v. DOC matter. Specifically, Parmelee argues that, although there was some overlap between the issues in the two cases, they were separate actions with separate parties and, thus, it was improper for the superior court to take judicial notice. We disagree.
¶99 Although a court "cannot, while trying one cause, take judicial notice of records of other independent and separate judicial proceedings even though they [are] between the same parties," a trial court may take judicial notice of the record in proceedings "engrafted, ancillary, or supplementary" to the cause before it. Swak v. Dep't of Labor Indus., 40 Wn.2d 51, 54, 240 P.2d 560 (1952). Here, the petitioners in the DeLong v. DOC case were many of the same individuals originally named in the Mathieu v. Parmelee case who were dismissed on the technical ground of having failed to sign the petition. The issues in each case, and the evidence upon which each relied, were identical. Thus, the Mathieu v. Parmelee action is "engrafted, ancillary, or supplementary" to the DeLong v. DOC action and the trial court's decision to take judicial notice of the evidence in Mathieu v. Parmelee was proper. See Swak, 40 Wn.2d at 54.
¶100 In conclusion, we hold that, despite obvious and repeated abuses, prison inmates had and continue to have standing to request records under the PRA. Although at the time Parmelee filed the requests at issue in this case the trial court could not consider Parmelee's intent when determining whether a document is subject to disclosure under the PRA, we hold that it did not err when it considered Parmelee's explicit and volunteered threat in deciding whether to grant the government employee's request for an injunction to protect the individual rights of that government employee.
¶101 Accordingly, as to Mathieu v. Parmelee, we are constrained to reverse the injunction against Parmelee because she was not named in his counterfeit sexual predator flyer and is unable to demonstrate that she was the victim of this explicit and volunteered threat. Moreover, we hold that the trial court erred when it found that Mathieu's personnel records, intelligence and investigation reports, and portions of her compensation records and training records were exempt from disclosure under the PRA. But because the record on appeal to this court does not contain the records DOC compiled for Parmelee regarding Mathieu, remand is necessary to allow the trial court to review in camera the documents regarding Mathieu's personnel records, intelligence and investigation reports, and training records and determine whether Parmelee is entitled to them.
¶102 As to DeLong v. DOC, we hold that while Parmelee's request to intervene was properly denied as untimely, the trial court erred when it refused to join Parmelee as a necessary party. We must vacate for want of jurisdiction and remand to the trial court for further proceedings consistent with this opinion.
¶103 As to DOC v. Parmelee, we hold that while ordinarily a superior court cannot consider a PRA requestor's intent when determining whether an injunction is appropriate, DOC employees have the right to seek an injunction to protect their individual privacy rights when faced with an explicit and volunteered threat.
BRIDGEWATER, J., concurs.
¶104 HOUGHTON, J.[fn*] (concurring and dissenting) [fn*] Judge Houghton is serving as judge pro tempore of the Court of Appeals, Division Two, under RCW 2.06.150.
I concur with the majority except to the extent that it bases its joinder discussion on Burt v. Department of Corrections, 168 Wn.2d 828, 231 P.3d 191 (2010). I served as a justice pro tempore on Burt and joined in the dissent. Therefore, I dissent from relying on its reasoning here.
Review granted at 171 Wn.2d 1004 (2011).
Alert