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Watson v. State

Supreme Court of Georgia.
Sep 14, 2015
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Watson v. The State, No. S15G0385 (Ga. Sept. 14, 2015) — Opinion Summary

Factual and Procedural Background

Appellant Patrick Watson was tried by a jury and convicted on two counts of sexual battery for touching his daughter, K.P., on multiple occasions when she was between 11 and 13 years old. The indictment originally charged two counts of child molestation in connection with that conduct; the trial court instructed the jury on sexual battery as a lesser-included offense of child molestation, and the jury convicted Watson of the sexual battery counts. At trial, the court instructed the jury that “under Georgia law a person under the age of sixteen lacks legal capacity to consent to sexual conduct.” Defense counsel objected to that jury instruction under OCGA § 17–8–58(a), but the objection was overruled.

On appeal, the Court of Appeals affirmed Watson's convictions, and the Supreme Court of Georgia granted certiorari to review whether the trial court properly instructed the jury that a victim under 16 lacks the legal capacity to consent to sexual conduct insofar as that instruction was given in relation to the offense of sexual battery. The Supreme Court reversed the convictions for sexual battery on this issue. Watson also had a separate child molestation conviction involving a different victim that was affirmed and is not at issue on certiorari. Sentencing information in the opinion: Watson was sentenced to ten consecutive years on probation for the sexual battery convictions and to twenty years (fifteen to serve and five on probation) for the unrelated child molestation count.

Legal Issues Presented

  1. Whether, for the offense defined in OCGA § 16–6–22.1(b) as sexual battery (intentional physical contact with intimate parts without the victim's consent), proof that the victim was under the age of 16 at the time of the alleged offense may conclusively establish the lack-of-consent element of sexual battery.
  2. Whether the trial court's jury instruction stating that a person under 16 “lacks legal capacity to consent to sexual conduct” was proper when given in the sexual battery instruction framework.

Arguments of the Parties

Appellant's Arguments

  • Watson argued that the sexual battery statute should be construed more narrowly and that the trial court's construction (and jury instruction) treating age under 16 as conclusively establishing lack of consent for sexual battery was improper.
  • He contended that construing sexual battery to treat age under 16 as conclusively negating consent could criminalize a range of apparently innocent or non-sexual contacts (examples noted in the opinion: athletic contacts, a physician's breast examination of a 15-year-old patient, changing a baby's diaper).
  • Watson disputed the Court of Appeals' characterization of his argument as a constitutional overbreadth challenge; he maintained that he sought a statutory construction rather than a constitutional invalidation.

Appellee / Court of Appeals' Position (as described in the opinion)

  • The Court of Appeals had held that the jury charge stating that an under-16 victim lacks legal capacity to consent to sexual conduct was an accurate statement of law, adjusted to the facts of the case, and thus proper.
  • The Court of Appeals declined to consider Watson's argument that the construction adopted by the trial court would be overbroad, treating it as a constitutional challenge not raised below and therefore waived under precedent (citing In re D.H.).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Watson v. State, 329 Ga.App. 334, 765 S.E.2d 24 (2014) Court of Appeals' prior affirmation of Watson's convictions and its view that the jury charge was an accurate statement of the law. Referenced as the decision under review; the Supreme Court rejects the Court of Appeals' approval of the jury instruction regarding lack of consent for sexual battery.
In re D.H., 283 Ga. 556, 663 S.E.2d 139 (2008) Appellate courts will not pass on the constitutionality of a statute when a constitutional challenge was not properly made and ruled on below. The Court of Appeals cited this precedent to justify declining Watson's overbreadth argument as waived; the Supreme Court disagreed with that characterization here.
Phagan v. State, 268 Ga. 272, 486 S.E.2d 876 (1997) Persons under the age of 16 lack the legal capacity to consent to sexual intercourse (except with a spouse). Used to show existing law that under-16 victims cannot consent to sexual intercourse; the Court considered this when distinguishing sexual battery from offenses requiring sexual intercourse.
Drake v. State, 239 Ga. 232, 236 S.E.2d 748 (1977) In forcible rape prosecutions, where the victim was under the age of consent, the victim's age alone conclusively establishes lack of consent. Quoted as authority that age conclusively establishes lack of consent in some sexual-offense contexts; the Court distinguishes that context from sexual battery.
State v. Collins, 270 Ga. 42, 508 S.E.2d 390 (1998) Support for the principle that victim's age can conclusively establish lack of consent in certain rape prosecutions. Used to show prior holdings treating age as conclusive for lack-of-consent in certain sexual-offense contexts; the Court distinguishes sexual battery.
Chase v. State, 285 Ga. 693, 681 S.E.2d 116 (2009) Noted that underage victims lack legal capacity to consent to “sexual contact” in the context of sexual assault. Referenced for the proposition that under-16 victims cannot consent to sexual contact, which the Court then contrasted with the statutory definition of sexual battery.
Brown v. State, 268 Ga. 154, 486 S.E.2d 178 (1997) Observation that children lack capacity to consent to a “sexual act” directed at them. Referenced in support of the background rule about incapacity to consent in sexual contexts; the Court distinguished that rule from the elements of sexual battery.
Haley v. State, 289 Ga. 515, 712 S.E.2d 838 (2011) Principle that statutes should not be construed so as to criminalize a wide range of apparently innocent conduct. Cited to support the Court's decision to construe the sexual battery statute narrowly to avoid criminalizing benign contacts.
Haynes v. State, 302 Ga.App. 296, 690 S.E.2d 925 (2010) Prior authority (on the Court of Appeals) that treated age as conclusively negating consent for sexual battery (cited as contrary authority). The Supreme Court expressly overruled this decision to the extent it held that age under 16 conclusively establishes lack of consent for sexual battery.
Carson v. State, 259 Ga.App. 21, 576 S.E.2d 12 (2002) Prior authority treating age as conclusive on consent in sexual battery context. Overruled by the Supreme Court insofar as it sanctioned instructing that age under 16 conclusively establishes lack of consent for sexual battery.
Strickland v. State, 223 Ga.App. 772, 479 S.E.2d 125 (1996) Prior authority in the Court of Appeals reaching a similar conclusion regarding age and consent for sexual battery. Overruled by the Supreme Court to the extent it allowed the challenged instruction.
Engle v. State, 290 Ga.App. 396, 659 S.E.2d 795 (2008) Another Court of Appeals decision that sanctioned giving an instruction treating age as conclusive on consent for sexual battery. Identified by the Supreme Court and overruled insofar as it endorsed the instruction at issue.
Hendrix v. State, 230 Ga.App. 604, 497 S.E.2d 236 (1997) Prior decision allowing a jury instruction that an underage victim cannot consent to sexual conduct in the sexual battery context. Overruled by the Supreme Court on the specific point addressed in this opinion.
State v. Caffee, 291 Ga. 31, 728 S.E.2d 171 (2012) Double jeopardy principle: reversal for trial error permits retrial; insufficiency of evidence is the circumstance that precludes retrial. Cited in Justice Nahmias's concurrence noting that, because the reversal here was for trial error (incorrect instruction), the State may be entitled to retry Watson on the sexual battery counts.

Court's Reasoning and Analysis

The Court proceeded through a structured analysis:

  1. The Court first corrected the Court of Appeals' procedural characterization: Watson's contention was not a constitutional overbreadth challenge that had been waived, but rather a request for a narrower construction of the sexual battery statute. The Supreme Court therefore considered Watson's statutory-construction argument on the merits.
  2. The Court identified the statutory elements of sexual battery under OCGA § 16–6–22.1(b): (1) physical contact with intimate parts, (2) intent to have such contact, and (3) lack of consent. The dispositive question became whether a victim's age alone conclusively establishes the lack-of-consent element for sexual battery.
  3. The Court acknowledged that, under existing Georgia law, persons under 16 lack legal capacity to consent to sexual intercourse, and that in prosecutions for forcible rape and certain sexual-assault contexts, a victim's being under the age of consent has been treated as conclusively establishing lack of consent (citing Phagan, Drake, Collins, Chase, Brown). The Court noted that proof a victim was under 16 will, "absent any specific statutory language to the contrary," constitute conclusive proof of lack of consent for offenses involving sexual contact.
  4. Critically, the Court analyzed the statutory definition of sexual battery and observed that the offense does not require "sexual" contact per se; rather it requires intentional, non-consensual physical contact with the victim's intimate parts. Because sexual battery can encompass non-sexual physical contact with intimate parts, the Court explained that the principle treating under-16 status as conclusively negating consent in sexual contexts does not necessarily translate to sexual battery.
  5. The Court expressed concern that treating age under 16 as conclusively negating consent for sexual battery could criminalize a wide range of apparently innocent or non-sexual contacts (examples in the opinion include certain athletic contacts, medical examinations, and diaper-changing). To avoid such overbroad application, and consistent with the statutory elements that include lack of consent, the Court construed the sexual battery statute to require actual proof of lack of consent regardless of the victim's age.
  6. Because the trial court's instruction told the jury that an underage victim lacks legal capacity to consent to "sexual conduct" in the context of a sexual battery charge (where "sexual" conduct is not an element), that instruction was misleading and erroneous. The Court concluded that the instruction effectively relieved the State of proving an essential element (lack of consent) and was not harmless error. Accordingly, the Court reversed the sexual battery convictions.
  7. The Court expressly overruled prior appellate decisions that had sanctioned instructing the jury that a victim under 16 could not consent for purposes of sexual battery (including Haynes, Carson, Strickland, Engle, Hendrix), to the extent those cases permitted the challenged instruction.

Holding and Implications

Holding: The trial court erred in instructing the jury that a person under the age of sixteen lacks legal capacity to consent to sexual conduct insofar as that instruction was given in relation to the offense of sexual battery, and the Court reversed Watson's sexual battery convictions on that basis. The Supreme Court also determined that the Court of Appeals erred in affirming the convictions on that ground.

Implications:

  • The Supreme Court construed OCGA § 16–6–22.1 (sexual battery) to require proof of lack of consent as an element irrespective of the victim's age; the victim's age alone does not conclusively establish lack of consent for sexual battery.
  • The Court expressly overruled prior appellate authority to the extent those cases allowed a jury instruction equating under-16 status with conclusive lack of consent for sexual battery.
  • The direct effect on the parties: Watson's convictions on the two sexual battery counts were reversed; the separate child molestation conviction involving a different victim (which had been affirmed) remains unaffected and was not at issue on certiorari.
  • As noted in Justice Nahmias's concurrence, because the reversal was based on trial error (incorrect instructions) rather than insufficiency of the evidence, the State may be entitled to retry Watson on the sexual battery counts under the principles set out in State v. Caffee, 291 Ga. 31, 728 S.E.2d 171 (2012). The Court did not decide whether the evidence at the original trial was legally sufficient for a properly instructed jury to find guilt beyond a reasonable doubt.

Final disposition in the opinion: Judgment affirmed in part and reversed in part. All the Justices concur.

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HUNSTEIN


Noah Howard Pines, Ross & Pines, LLC, Atlanta, for appellant. Andrew J. Ekonomou, The Lambros Firm, LLC, Atlanta, Katie Marie Udy, Brunswick Judicial Circuit District Attorney's Office, Woodbine, Jacquelyn Lee Johnson, Brunswick Judicial Circuit District Attorney's Office, Dist. Atty., for appellee.
HUNSTEIN, Justice.



Appellant Patrick Watson was convicted by a jury on two counts of sexual battery against his daughter, K.P., for acts committed when she was between the ages of 11 and 13. After the Court of Appeals affirmed Watson's convictions, see Watson v. State, 329 Ga.App. 334, 765 S.E.2d 24 (2014), this Court granted certiorari to review the propriety of the trial court's jury charge on sexual battery, to the extent it instructed that a victim under the age of 16 lacks the legal capacity to consent to sexual conduct. We now hold that this particular instruction is improper when given in relation to the offense of sexual battery. Accordingly, the trial court erred in giving the instruction, the Court of Appeals erred in its affirmance thereof, and we reverse the judgment below on this issue.

Watson was also convicted of one count of child molestation against a different victim, for which he was sentenced to twenty years, fifteen to serve and five on probation. His conviction and sentence on that count, which were also affirmed by the Court of Appeals, are not at issue on certiorari. Watson was sentenced to serve a total of ten consecutive years on probation for the sexual battery convictions.

As relevant to the issue presented here, the evidence at trial established that Watson touched victim K.P.'s breasts and public area on several occasions when she was between the ages of 11 and 13. The indictment charged Watson with two counts of child molestation in connection with this conduct, and, in its jury charge, after instructing the jury on the definition of child molestation, the court instructed the jury on sexual battery as a lesser-included offense of child molestation. Following its recitation of the definition of sexual battery, the trial court stated, “And under Georgia law a person under the age of sixteen lacks legal capacity to consent to sexual conduct.” Though Watson's trial counsel objected to the giving of this charge, see OCGA § 17–8–58(a), the objection was overruled. The jury ultimately convicted Watson on the lesser-included offense of sexual battery as to victim K.P.

On appeal, the Court of Appeals held, inter alia, that this jury charge was an accurate statement of the law adjusted to the facts of the case and, thus, was proper. Watson, 329 Ga.App. at 339, 765 S.E.2d 24. In addition, the Court of Appeals declined to consider Watson's argument that eliminating the lack-of-consent element of sexual battery for victims younger than 16 would yield an overbroad statute, viewing such an argument as a constitutional challenge to the statute that was not raised or ruled on below. See Watson, 329 Ga.App. at 340, 765 S.E.2d 24 (citing In re D.H., 283 Ga. 556, 557(3), 663 S.E.2d 139 (2008) (appellate courts of this State “will not pass upon the constitutionality of a statute when the challenge was not directly and properly made in the trial court and distinctly ruled on by the trial court”)).

1. As an initial matter, we disagree with the Court of Appeals' characterization of Watson's overbreadth argument as a constitutional challenge that was waived. As made clear in Watson's appellate brief and at oral argument, Watson does not challenge the constitutionality of the sexual battery statute but simply argues for a construction of the statute that would criminalize a narrower class of conduct than that which is prohibited under the construction adopted by the trial court and Court of Appeals. Watson's argument that the trial court's construction of the statute would potentially criminalize benign conduct, to support his position favoring a narrower construction of the statute, does not equate to a constitutional challenge on overbreadth grounds. The Court of Appeals thus erred in declining to consider this argument in interpreting the sexual battery statute.

2. The sexual battery statute defines the offense of sexual battery as “intentional[ ] ... physical contact with the intimate parts of the body of another person without the consent of that person.” OCGA § 16–6–22.1(b). The plain language of this Code section thus prescribes three elements that are required to establish the offense of sexual battery: (1) physical contact with the victim's intimate body parts; (2) intent to have such contact; and (3) lack of consent on the part of the victim. The question presented here is whether the victim's age alone may conclusively establish the lack-of-consent element of sexual battery.

The term “intimate parts” is defined as “the primary genital area, anus, groin, inner thighs, or buttocks of a male or female and the breasts of a female.” OCGA § 16–6–22.1(a).

Current Georgia law holds that persons under the age of 16 lack the legal capacity to consent to sexual intercourse, other than with a spouse. OCGA § 16–6–3(a) (defining statutory rape as sexual intercourse with “any person under the age of 16 years and not his or her spouse”); Phagan v. State, 268 Ga. 272, 273, 486 S.E.2d 876 (1997). In prosecutions for forcible rape, we have held that, where the victim was at the time of the alleged crime under the age of consent, the victim's age alone conclusively establishes her lack of consent. Drake v. State, 239 Ga. 232(1), 236 S.E.2d 748 (1977); see also State v. Collins, 270 Ga. 42, 43, 508 S.E.2d 390 (1998). We have similarly noted, in the context of a prosecution for sexual assault, that underage victims lack the legal capacity to consent to “sexual contact.” Chase v. State, 285 Ga. 693, 696(2), 681 S.E.2d 116 (2009); see also Brown v. State, 268 Ga. 154, 154, 486 S.E.2d 178 (1997) (noting that children lack the capacity to consent to a “sexual act” directed at them). Thus, under current law, a victim under the age of 16 cannot legally consent to sexual intercourse, sexual acts, or other sexual contact, and proof that a victim was younger than age 16 at the time of an alleged offense involving sexual contact—absent any specific statutory language to the contrary—will constitute conclusive proof of the lack-of-consent element of such offense.

The offense at issue here, however—despite its denomination as “sexual” battery—does not require any sexual contact at all. Rather, as already noted, it involves non-consensual, intentional physical contact with a victim's intimate body parts. That an individual younger than 16 is legally incapable of consenting to sexual contact does not necessarily mean that such individual is legally incapable of consenting to physical contact with her intimate body parts. As Watson points out, were we to hold otherwise, the offense of sexual battery—a felony when perpetrated against victims younger than 16, see OCGA § 16–6–22.1(d)—could include contacts commonly occurring on an athletic field or school playground, contacts attendant to a physician's breast examination on a 15–year–old patient, and even the act of changing a baby's diaper. We decline to construe the sexual battery statute in a manner that would criminalize a wide range of apparently innocent conduct. See Haley v. State, 289 Ga. 515(2), 712 S.E.2d 838 (2011). Instead, we construe the statute to require actual proof of the victim's lack of consent, regardless of the victim's age. Those cases that have held to the contrary are hereby overruled. See, e.g., Haynes v. State, 302 Ga.App. 296, 302, n. 4, 690 S.E.2d 925 (2010); Carson v. State, 259 Ga.App. 21(1), 576 S.E.2d 12 (2002); Strickland v. State, 223 Ga.App. 772(1)(b), 479 S.E.2d 125 (1996).

Here, the trial court's jury instruction that an underage victim is not legally capable of consenting to “sexual conduct” was on its face an accurate statement of the law. However, this statement of the law regarding consent to sexual conduct did not belong in the jury instruction regarding sexual battery, because sexual battery as defined in our Code does not necessarily involve sexual conduct. Insofar as the jury instruction suggested that an underage victim is not capable of consenting to the contact constituting sexual battery, the instruction was misleading and thus erroneous. We thus also overrule those cases that have sanctioned the giving of such an instruction. See, e.g., Engle v. State, 290 Ga.App. 396(2), 659 S.E.2d 795 (2008); Hendrix v. State, 230 Ga.App. 604(3), 497 S.E.2d 236 (1997).

Because the erroneous jury instruction here effectively relieved the State of its burden to prove an essential element of the crime of sexual battery, the instruction cannot be said to have been harmless. Accordingly, Watson's convictions for sexual battery must be reversed.

Judgment affirmed in part and reversed in part. All the Justices concur.
NAHMIAS, Justice, concurring.


I join the Court's opinion in full but note one additional point. Notwithstanding our reversal of Watson's convictions on the two sexual battery counts, when this case is returned to the trial court, the State may be entitled to retry him on those two counts, this time using the correct jury instructions. See State v. Caffee, 291 Ga. 31, 34, 728 S.E.2d 171 (2012) ( “The Double Jeopardy Clause precludes a second trial after a reviewing court determines that the evidence introduced at trial was insufficient to sustain the verdict. It does not preclude the State from retrying a criminal defendant whose conviction is set aside due to trial error, such as the incorrect admission of evidence or improper instructions.” (citations omitted)). The Court's opinion does not decide whether or not the evidence presented at Watson's trial was legally sufficient for a properly instructed jury to have found him guilty beyond a reasonable doubt of the sexual battery counts, although I note that Watson's counsel conceded at oral argument before this Court that the evidence was legally sufficient and that a retrial would therefore be permissible. Of course, even if double jeopardy is not a bar, the State may choose not to retry Watson, particularly in light of the substantial sentence he is serving for his child molestation conviction. But it should be clear that the Court's decision today does not preclude a retrial.
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