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Miller, R v

England and Wales Court of Appeal (Criminal Division)
Dec 16, 2021
Smart Summary (Beta)

Factual and Procedural Background

The Appellant, now aged 63, has a history of low intellect and mental health difficulties stemming from a traumatic childhood marked by sexual abuse, neglect, and poverty. Diagnosed with a personality disorder, learning disability, and behavioural disorder linked to substance abuse, the Appellant has a lengthy criminal record beginning at age 15, including offences such as arson. At age 29, the Appellant killed a family friend in a premeditated and violent act, for which she was charged with murder but pleaded guilty to manslaughter on grounds of diminished responsibility. The Crown Court sentenced her to life imprisonment with a minimum term of 10 years and 1 day. The sentencing judge considered the Appellant the dominant offender and a continuing danger to the public, noting her "enthusiastic lying" and prior convictions.

Medical evidence at the time indicated that the Appellant’s mental responsibility was substantially diminished but her disorder was not likely to be treatable, precluding a hospital order under the Mental Health Act 1983. The judge rejected proposals for hospital detention due to concerns about the Appellant’s reliability and risk of deception.

Subsequently, the Appellant alternated between prison and psychiatric hospitals, with episodes of self-harm and aggression, but also periods of stability. In 2005, she was transferred to a secure hospital under the Mental Health Act and has remained in psychiatric care since. In 2014, after introduction of the medication Clozapine, the Appellant’s condition improved significantly, reducing violent and self-harming behaviour, and enabling some community leave.

Despite progress, the Appellant’s mental health deteriorated during attempts at community transition, including incidents of assault and self-harm. A 2021 Mental Health Tribunal found her to be suffering from a mental disorder requiring hospital detention and supported the Appellant’s application for a change in her detention status to enable supervised community treatment with recall powers.

The Appellant applied in 2021 for a very long extension of time to renew her application for leave to appeal against sentence, relying on fresh medical evidence regarding her treatable mental disorder and seeking substitution of her life sentence with a hospital order and restriction order under the Mental Health Act 1983.

Legal Issues Presented

  1. Whether the Appellant is entitled to a very long extension of time to renew her application for leave to appeal against sentence.
  2. Whether fresh evidence shows that the Appellant’s mental disorder was treatable at the time of sentencing, thereby justifying a different disposal under section 37 and 41 of the Mental Health Act 1983.
  3. Whether a hospital order with restrictions (section 37/41 order) is the most suitable method of disposal compared to continued detention under a life sentence with release on licence.

Arguments of the Parties

Appellant's Arguments

  • The fresh evidence demonstrates that the Appellant’s mental disorder was and is treatable, contrary to the judge’s original understanding.
  • The Appellant has a lifelong need for specialist treatment, and her offending was significantly attributable to her mental disorder.
  • The punitive element of the life sentence has been fulfilled by over three times the minimum term served in custody or hospital.
  • A section 37/41 order would better protect the public by ensuring strict medication compliance, expert supervision, and a gradual, supported transition to the community, unlike release on licence.
  • A return to prison or the risk of recall would likely destabilise the Appellant’s mental health and undermine rehabilitation.

Respondent's Arguments

  • Questions whether the fresh evidence materially differs from that before the sentencing judge, suggesting changes reflect the Appellant’s current willingness to engage in treatment rather than her condition at sentencing.
  • Accepts that if fresh evidence shows a different mental state at sentencing, the court has power to allow the appeal and resentence.
  • Emphasises that the Parole Board, not clinicians, should decide whether the Appellant is safe to release, considering broader public safety factors beyond mental health.
  • Argues that a section 37/41 order focuses primarily on mental health and may not adequately address wider public protection concerns.
  • Contends that release on licence provides a more appropriate framework for balancing risk and rehabilitation in this case.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
R v Vowles [2015] EWCA Crim 45 Guidance on sentencing offenders with mental disorder considering whether to impose indefinite sentence or hospital order; factors to consider under section 37(2)(a) and (b) of the Mental Health Act 1983. The court applied the Vowles framework to assess treatability of the Appellant’s mental disorder, the contribution of the disorder to the offence, the need for punishment, and public protection in determining the suitability of a section 37/41 order.
R v Ahmed [2016] EWCA Crim 670 Distinction between Parole Board’s broad focus on reoffending risk and section 37/41 tribunal focus on mental health in decisions on release. The court considered the differing focuses of Parole Board and tribunal in balancing mental health treatment needs with public safety in deciding the appropriate disposal.
R v Edwards [2018] EWCA Crim 595 Emphasised that hospital orders are not a default; judges must give detailed consideration to all factors and available powers before departing from penal sentences. The court acknowledged that the sentencing judge’s original decision was based on the evidence then available but accepted fresh evidence showing treatability justified reconsideration of disposal.
R v Cleland [2020] EWCA 906 The court’s power to substitute sentence upon admission of fresh evidence about the offender’s mental health at the time of sentence. The court relied on Cleland to justify substituting the life sentence with a hospital order and restriction order due to new evidence showing the mental disorder was treatable at sentencing.

Court's Reasoning and Analysis

The court first considered the admissibility of the fresh evidence under section 23 of the Criminal Appeal Act 1968, accepting the expert psychiatric reports as credible and relevant, while rejecting the Mental Health Tribunal decisions as not constituting fresh evidence of the kind contemplated by the Act.

The court determined that the sentencing judge had erred in concluding the Appellant’s mental disorder was inherently untreatable, as fresh evidence demonstrated treatability by the time of sentence. This justified reconsideration of the sentence under the principles established in Cleland.

Applying the criteria in section 37(2) of the Mental Health Act 1983 and the guidance in Vowles, the court found:

  • The Appellant requires lifelong specialist treatment and currently needs hospital care due to limited insight and risk of noncompliance.
  • The mental disorder significantly contributed to the offence.
  • The punitive element of the sentence has been fulfilled, removing the need for further penal punishment.

The court gave particular weight to public protection, reasoning that the risk arises from the Appellant’s mental disorder and is best managed through continued expert treatment and supervision under a section 37/41 order rather than release on licence.

The court acknowledged the respondent’s concerns about the Parole Board’s broader remit but found that the statutory framework for conditional discharge under the Mental Health Act, including the involvement of the First-tier Tribunal and Ministry of Justice, provides adequate public protection.

The court emphasized that a section 37/41 order facilitates a gradual and carefully managed transition to the community, ensures strict medication compliance, and allows for swift recall to hospital if necessary, unlike release on licence which risks destabilizing the Appellant’s mental health and public safety.

Holding and Implications

The court granted the Appellant a very long extension of time to renew her application for leave to appeal against sentence. It granted leave to appeal, allowed the appeal, quashed the life sentence, and substituted it with a hospital order and restriction order under sections 37 and 41 of the Mental Health Act 1983.

The direct effect is that the Appellant will be detained under a framework focused on expert mental health treatment and supervision with conditions designed to protect the public, rather than under a penal life sentence with release on licence. The court did not establish new precedent but applied established principles to the particular facts and fresh evidence of this case.