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Constanza, R v

England and Wales Court of Appeal (Criminal Division)
Mar 6, 1997
Smart Summary (Beta)

Factual and Procedural Background

This opinion concerns an appeal by a 32-year-old Appellant who was convicted of assault occasioning actual bodily harm and sentenced to a three-year probation order at the Crown Court before Judge Moss. The Complainant, referred to as the Victim, and the Appellant were former colleagues at Company A. The Appellant sought to establish a relationship with the Victim and engaged in a pattern of unusual and threatening behavior between October 1993 and June 1995. This included following the Victim home, making numerous silent and spoken telephone calls, sending over 800 letters, sitting outside her home at odd hours, visiting her home uninvited, and defacing her door with threatening words. The Victim eventually felt threatened and ill due to the Appellant’s conduct, culminating in receipt of threatening letters which caused her to fear immediate violence. Medical evidence confirmed that the Victim suffered from clinical depression and anxiety caused by the Appellant’s actions. The Appellant appealed the conviction, challenging the legal sufficiency of the assault charge.

Legal Issues Presented

  1. Whether the Appellant’s conduct, particularly the delivery of threatening letters, could legally constitute an assault under the definition requiring the victim to apprehend immediate unlawful personal violence.
  2. Whether an assault can be committed by words or letters alone without a physical act.
  3. Whether the trial judge erred in rejecting a submission of no case to answer and in leaving the case to the jury.

Arguments of the Parties

Appellant's Arguments

  • The Appellant conceded that his behavior caused actual bodily harm but argued that the conduct did not amount to an assault in law because the fear of violence was not immediate.
  • He contended that since he left the Victim’s home after delivering the letter, the threat of immediate violence was absent.
  • The Appellant submitted that an assault cannot be committed by words or letters alone without accompanying physical actions.
  • He argued that the particulars of the offence did not adequately specify that the assault alleged was based on the final letter.

Appellee's (Crown's) Arguments

  • The Crown maintained that the fear of violence need only be immediate or imminent, not necessarily instantaneous or in the victim’s presence.
  • They argued that the Appellant’s proximity to the Victim’s home and the threatening nature of the letter justified a jury finding of fear of immediate violence.
  • The Crown rejected the submission that an assault cannot be committed by words or writing alone, citing modern legal commentary and case law supporting that threats conveyed through words or writing can constitute an assault if they cause apprehension of immediate violence.
  • The Crown contended that the indictment was sufficiently clear that the final letter was relied upon as the basis of the assault charge.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
R v Savage [1992] 1 AC 699 Definition of assault as intentionally or recklessly causing another to apprehend immediate unlawful personal violence. The court adopted the classic definition and agreed with parties that fear must be of immediate violence.
Meade and Belt (1823) 1 LEW CC 184 Historical dictum that words alone cannot constitute assault. The court found this dictum to be of dubious authority and noted it was immediately qualified by the judge’s direction that conduct accompanying words could amount to assault.
Wilson (Case referred to by Lord Goddard) Words alone can amount to assault in certain contexts. The court cited this as a counterbalance to the dictum in Meade and supported the proposition that threats by words can constitute assault.
Smith and Hogan, Criminal Law, 8th Edition Modern academic view that mere words can amount to assault if they cause fear of immediate violence. The court relied on this academic authority to reject the Appellant’s argument that words alone cannot amount to assault.

Court's Reasoning and Analysis

The court carefully examined the elements of assault, focusing on whether the Victim’s fear of violence was sufficiently immediate to satisfy the legal requirement. The court accepted the agreed definition of assault as causing apprehension of immediate unlawful violence. It rejected the argument that the fear must be based on the presence or sight of the Appellant, affirming that fear can arise from written threats if the Appellant’s proximity and conduct support a reasonable apprehension of immediate violence.

The court dismissed the Appellant’s contention that words or letters alone cannot constitute assault, finding that historical dicta to that effect were outdated and outweighed by modern legal commentary and case law. The court emphasized that the critical factor is the effect on the victim’s mind, not the mode of communication.

Regarding the indictment particulars, the court found no procedural unfairness as the Defence was aware that the final letter was central to the prosecution’s case. The court concluded that the trial judge was correct to reject the no case submission and to leave the question of immediacy of fear to the jury, who were entitled to find the Victim’s fear reasonable and immediate.

Holding and Implications

The court DISMISSED the appeal, upholding the conviction for assault occasioning actual bodily harm.

The direct effect of this decision is to affirm that threatening conduct, including written threats delivered in circumstances causing reasonable apprehension of immediate violence, can constitute assault. The court did not set a new precedent but clarified the application of established principles concerning immediacy of fear and the sufficiency of words or letters as means of assault. Costs were not awarded against the Appellant due to his financial circumstances and prior custody. The court indicated it was minded to certify questions of law of public importance for potential further appeal to the House of Lords, but no final certification or leave was granted in this opinion.